331 F.3d 918, 189
A.L.R. Fed. 541, 356 U.S.App.D.C. 333, 62 Fed. R. Evid. Serv. 133 United States Court of
Appeals, District of Columbia Circuit. CENTER FOR NATIONAL
SECURITY STUDIES, et al., Appellees/Cross-Appellants, v. U.S. DEPARTMENT OF
JUSTICE, Appellant/Cross-Appellee. Nos. 02-5254 &
02-5300. Argued Nov. 18, 2002. Decided June 17, 2003. PRIOR HISTORY: Center For Nat. Sec. Studies v. U.S. Dept. of
Justice, 215 F.Supp.2d 94, 30 Media L. Rep. 2569 (D.D.C. Aug. 2, 2002) (No.
CIV.A.01-2500(GK)) Order stayed by: Center For National Security Studies
v. U.S. Dept. of Justice, 217 F.Supp.2d 58 (D.D.C. Aug 15, 2002) (No.
CIV.A.01-2500 GK) Judgment affirmed in part, reversed in part by: this opinion SUBSEQUENT HISTORY: Certiorari denied by: Center for
Nat. Sec. Studies v. Department of Justice, 540 U.S. 1104 (Jan, 12, 2004) (No.
03-472) [*920] [**335] Appeals from the United States District Court for the
District of Columbia (No. 01cv02500). COUNSEL: Gregory G. Katsas, Deputy Assistant Attorney
General, argued the cause for appellant/cross-appellee. With him on the briefs
were Roscoe C. Howard, Jr., U.S. Attorney, Mark B. Stern, Robert M. Loeb, and
Eric D. Miller, Attorneys, U.S. Department of Justice. Daniel J. Popeo and Paul D. Kamenar were on the brief for amici
curiae Washington Legal Foundation and the Jewish Institute for National
Security Affairs in support of appellant urging partial reversal and
cross-appellee urging partial affirmance. Kate A. Martin argued the cause for appellees/cross-appellants.
With her on the briefs were David L. Sobel, Elliot M. Mincberg, Arthur B.
Spitzer, Steven R. Shapiro, and Lucas Guttentag. Laura R. Handman, Eric N. Lieberman, Henry S. Hoberman, Nathan E.
Siegel, Richard M. Schmidt, Jr., Slade R. Metcalf, David E. McCraw, Rene Milam,
Bruce W. Sanford and Robert D. Lystad were on the brief for amici curiae The
Washington Post Company, et al., in support of appellees/cross-appellants. JUDGES: SENTELLE, HENDERSON and TATEL, Circuit Judges. Opinion for the Court filed by Circuit Judge SENTELLE. Dissenting opinion filed by Circuit Judge TATEL. OPINION BY: SENTELLE, Circuit Judge: Various public interest groups (plaintiffs)
brought this Freedom of Information Act (FOIA) action against the Department of
Justice (DOJ or government) seeking release of information concerning persons
detained in the wake of the September 11 terrorist attacks, including: their
names, their attorneys, dates of arrest and release, locations of arrest and
detention, and reasons for detention. The government objected to release, and
asserted numerous exceptions to FOIA requirements in order to justify
withholding the information. The parties filed cross-motions for summary
judgment. The district court ordered release of the names of the detainees and
their attorneys, but held that the government could withhold all other
detention information pursuant to FOIA Exemption 7(A), which exempts
records or information compiled for law enforcement purposes
to the extent that the production of them could
reasonably be expected to interfere with enforcement proceedings. 5
U.S.C. § 552(b)(7)(A) (2000). Attorneys filed cross-appeals.
Upon de novo review, we agree with the district court that the detention
information is properly covered by Exemption 7(A); but we further hold that
Exemption 7(A) justifies withholding the names of the detainees and their
attorneys. We also reject plaintiffs alternate theories that the
First Amendment and the common law mandate disclosure of the contested
information. We therefore affirm in part, reverse in part, and remand the case
to the district court for the entry of a judgment of dismissal. I. Background A. The Investigation Consistent with the mutual decision of the parties to seek
resolution to this controversy on summary judgment, the facts [*921] [**336] are not in serious
dispute. In response to the terrorist attacks of September 11, 2001, President
George W. Bush ordered a worldwide investigation into those attacks and into
threats, conspiracies, and attempts to perpetrate terrorist acts
against United States citizens and interests. The Department of
Justice, defendant in this action, has been conducting the investigation in conjunction
with other federal, state and local agencies. The investigation continues
today. In the course of the post-September 11 investigation, the
government interviewed over one thousand individuals about whom concern had
arisen. The concerns related to some of these individuals were resolved by the
interviews, and no further action was taken with respect to them. Other
interviews resulted in the interviewees being detained. As relevant here, these
detainees fall into three general categories. The first category of detainees consists of individuals who were
questioned in the course of the investigation and detained by the INS for
violation of the immigration laws (INS detainees). INS detainees were initially
questioned because there were indications that they might have
connections with, or possess information pertaining to, terrorist activity
against the United States including particularly the September 11 attacks
and/or the individuals or organizations who perpetrated them. Based
on the initial questioning, each INS detainee was determined to have violated
immigration law; some of the INS detainees were also determined to
have links to other facets of the investigation. Over 700
individuals were detained on INS charges. As of June 13, 2002, only
seventy-four remained in custody. Many have been deported. INS detainees have
had access to counsel, and the INS has provided detainees with lists of
attorneys willing to represent them, as required by 8 U.S.C.
§ 1229(b)(2) (2000). INS detainees have had access to the
courts to file habeas corpus petitions. They have also been free to disclose
their names to the public. The second category of detainees consists of individuals held on
federal criminal charges (criminal detainees). The government asserts that none
of these detainees can be eliminated as a source of probative information until
after the investigation is completed. According to the most recent information
released by the Department of Justice, 134 individuals have been detained on
federal criminal charges in the post-September 11 investigation; 99 of these
have been found guilty either through pleas or trials. While many of the crimes
bear no direct connection to terrorism, several criminal detainees have been
charged with terrorism-related crimes, and many others have been charged with
visa or passport forgery, perjury, identification fraud, and illegal possession
of weapons. Zacarias Moussaoui, presently on trial for participating in the
September 11 attacks, is among those who were detained on criminal charges. The third category consists of persons detained after a judge
issued a material witness warrant to secure their testimony before a grand
jury, pursuant to the material witness statute, 18 U.S.C.
§ 3144 (2000) (material witness detainees). Each material
witness detainee was believed to have information material to the events of
September 11. The district courts before which these material witnesses have
appeared have issued sealing orders that prohibit the government from releasing
any information about the proceedings. The government has not revealed how many
individuals were detained on material witness warrants. At least two
individuals initially held as material witnesses are now being held for alleged
terrorist activity. [*922] [**337] The criminal detainees and material witness
detainees are free to retain counsel and have been provided court-appointed
counsel if they cannot afford representation, as required by the Sixth
Amendment to the Constitution. In sum, each of the detainees has had access to
counsel, access to the courts, and freedom to contact the press or the public
at large. B. The Litigation On October 29, 2001, plaintiffs submitted a FOIA request to the
Department of Justice seeking the following information about each detainee: 1)
name and citizenship status; 2) location of arrest and place of detention; 3)
date of detention/arrest, date any charges were filed, and the date of release;
4) nature of charges or basis for detention, and the disposition of such
charges or basis; 5) names and addresses of lawyers representing any detainees;
6) identities of any courts which have been requested to enter orders sealing
any proceedings in connection with any detainees, copies of any such orders, and
the legal authorities relied upon by the government in seeking the sealing
orders; 7) all policy directives or guidance issued to officials about making
public statements or disclosures about these individuals or about the sealing
of judicial or immigration proceedings. To support its FOIA request, plaintiffs
cited press reports about mistreatment of the detainees, which plaintiffs
claimed raised serious questions about deprivations of fundamental
due process, including imprisonment without probable cause, interference with
the right to counsel, and threats of serious bodily injury." In response to plaintiffs FOIA request, the government
released some information, but withheld much of the information requested. As
to INS detainees, the government withheld the detainees names,
locations of arrest and detention, the dates of release, and the names of
lawyers. As to criminal detainees, the government withheld the dates and
locations of arrest and detention, the dates of release, and the citizenship
status of each detainee. The government withheld all requested information with
respect to material witnesses. Although the government has refused to disclose
a comprehensive list of detainees names and other detention
information sought by plaintiffs, the government has from time to time publicly
revealed names and information of the type sought by plaintiffs regarding a few
individual detainees, particularly those found to have some connection to
terrorism. On December 5, 2001, plaintiffs filed this action in district
court seeking to compel release of the withheld information pursuant to the
Freedom of Information Act, 5 U.S.C. § 552. Plaintiffs also
argued that the First Amendment, as interpreted in Richmond Newspapers, Inc.
v. Virginia, 448 U.S. 555,
100 S.Ct. 2814, 65 L.Ed.2d 973 (1980) and its progeny, and the common law
doctrine of access to public records require the government to disclose the
names and detention information of the detainees. The parties filed cross-motions for summary judgment. In its
motion, the government contended that FOIA Exemptions 7(A), 7(C), and 7(F), 5
U.S.C. § 552(b)(7)(A), (C) & (F), allow the government to
withhold the requested documents as to all three categories of detainees. These
exemptions permit withholding information compiled for law
enforcement purposes whenever disclosure: (A) could reasonably be expected to interfere
with enforcement proceedings,
(C) could reasonably be expected to
constitute an unwarranted invasion of personal privacy,
or (F) could
reasonably be expected to endanger the life or physical safety of any
individual. 5 U.S.C. § 552(b)(7)(A), (C), (F). As to the
material witness detainees, the government [*923] [**338] also invoked Exemption 3, 5
U.S.C. § 552(b)(3), which exempts from FOIA requirements
matters that are specifically exempted from disclosure by [other
statutes]
, contending that Federal Rule of Criminal
Procedure 6(e), which limits the disclosure of grand jury matters, bars the
release of information concerning material witnesses. In support of its motion, the government submitted affidavits from
James Reynolds, Director of the Terrorism and Violent Crime Section of the
Department of Justice, and Dale Watson, FBI Executive Assistant Director for
Counterterrorismofficials with central responsibility for the ongoing
terrorist investigation. See Reynolds Decl., Reynolds Supp. Decl., Reynolds
Second Supp. Decl., and Watson Decl. As to Exemption 7(A), the declarations state that release of the
requested information could hamper the ongoing investigation by leading to the
identification of detainees by terrorist groups, resulting in terrorists either
intimidating or cutting off communication with the detainees; by revealing the
progress and direction of the ongoing investigation, thus allowing terrorists
to impede or evade the investigation; and by enabling terrorists to create false
or misleading evidence. As to Exemption 7(C), the declarations assert that the
detainees have a substantial privacy interest in their names and detention
information because release of this information would associate detainees with
the September 11 attacks, thus injuring detainees reputations and
possibly endangering detainees personal safety. Finally, as to
Exemption 7(F), the governments
declarations contend that release of the information could endanger the
public safety by making terrorist attacks more likely and could endanger the
safety of individual detainees by making them more vulnerable to attack from
terrorist organizations. For these same reasons, the counterterrorism officials
state that the names of the detainees lawyers should also be
withheld. C. The Judgment On August 2, 2002, the district court rendered its decision,
ruling in part for the plaintiffs and in part for the government. Ctr. for
Natl Sec. Studies v. United States Dept of Justice, 215 F.Supp.2d 94
(D.D.C.2002) ( CNSS). Briefly put, the court ordered the government to disclose
the names of the detainees and detainees lawyers, but held that the
government was entitled to withhold all other detention information under
Exemptions 7(A) and 7(F). Id. at 113. Addressing the names of the detainees, the court held that
disclosure could not reasonably be expected to interfere with ongoing
enforcement proceedings, and thus the names were not exempt under 7(A). The
court rejected the governments
argument that disclosure of detainees names would deter them
from cooperating with the government because terrorist groups likely already
know which of their cell members have been detained. id. at 101. Moreover, the
court reasoned that the governments voluntary disclosure of the names of several detainees
undermined the force of its argument about the harms resulting from disclosure.
id.
at 101-02. The court further held that the government has not met its
burden of establishing a 'rational link' between the harms alleged and
disclosure because its declarations provided no evidence that the
detainees actually have any connection to, or knowledge of, terrorist activity.
id.
at 102 (quoting Crooker v. Bureau of Alcohol, Tobacco and Firearms, 789 F.2d 64, 67
(D.C.Cir.1986)). The court next rejected the governments 7(A) argument that disclosure of names
would allow terrorist groups to map the course of, and thus impede, its
investigation.. [*924] [**339] id. at 103. The government had advanced a
mosaic argument, contending that the court should consider
the aggregate release of the names under 7(A) rather than the release of each
in isolation, on the reasoning that the release of the names in toto could assist
terrorists in piecing together the course, direction and focus of the
investigation. id. at 103. The district court rejected this argument, holding, inter
alia, as a matter of law that FOIA Exemption 7(A) requires an individualized
assessment of disclosure, and that the governments mosaic theory could not justify a
blanket exclusion of information under Exemption 7(A). id. at 103-04. In the
district courts view,
the mosaic theory is only cognizable under Exemption 1, which protects information
authorized by Executive Order to be kept secret in the interest of national
defense or foreign policy. id. The court further rejected the
governments final 7(A)
argument, concluding that there was insufficient evidence that disclosure would
enable terrorist groups to create false and misleading evidence. Id. at 104-05. Turning to Exemptions 7(C) and 7(F), the court rejected the
governments claims,
holding that the admittedly substantial privacy and safety interests of the
detainees do not outweigh the vital public interest in ensuring that the
government is not abusing its power. id. at 105-06. The court noted that
plaintiffs have raised grave concerns about the
mistreatment of detainees and have provided evidence of alleged mistreatment in
the form of media reports, and firsthand accounts given to Congress and human
rights groups. id. at 105 & n. 17. While rejecting the
governments attempt to
withhold detainees names, the court ruled that it would permit
detainees to opt out of disclosure by submitting a signed declaration within
fifteen days. id. at 106. The court did not address the governments argument that disclosure could harm
public safety. Having rejected the governments Exemption 7 claims, the court further
held that Exemption 3 does not bar the release of the names of material
witnesses. id. at 106-07. Specifically, the court held that Exemption 3 does not
apply, reasoning Federal Rule of Criminal Procedure 6(e) does not bar the
disclosure of the identities of persons detained as material witnesses, but
only bars disclosure of a matter occurring before a grand
jury. Fed.R.Crim.P. 6(e)(6). The governments evidence did not establish that any of
the detainees were actual grand jury witnesses or were scheduled to testify
before a grand jury. Further, the governments disclosure of the identities of
twenty-six material witness detainees undercut its argument that disclosure is
barred by statute. 215 F.Supp.2d at 106-07. As to the
governments contention
that court sealing orders prevent the government from releasing the names of
material witnesses, the court ordered the government to submit such orders for
in camera review or to submit a supplemental affidavit explaining the
nature and legal basis for these sealing orders. Id. at 108. For reasons not unlike its rejection of the
governments attempt to
withhold the names of detainees, the court also held that the government must
reveal the names of the detainees lawyers. [FN1] The court determined
that the names of the attorneys were not covered by Exemptions 7(A), 7(C), or
7(F) for the same reason it had rejected the governments attempt to withhold the names of
detainees; because attorneys have no expectation of anonymity;; [*925] [**340] and because any
concerns about physical danger were purely speculative. id. at 109. FN1. The government has withheld the names of
the attorneys for both INS detainees and material witness detainees; it has
revealed the names of the attorneys for the criminally charged detainees. Turning to the other information sought by plaintiffsthe
dates and locations of arrest, detention, and releasethe court
granted summary judgment for the government on its claim that such detention
information was covered under 7(A) and 7(F). id. at 108. The court
credited the counterterrorism officials judgment that the detention
information would be particularly valuable to anyone attempting to
discern patterns in the Governments investigation and strategy, and that disclosure
would make detention facilities vulnerable to retaliatory
attacks. Id. Finally, the court rejected plaintiffs claim
that the First Amendment and common law entitle them to the dates and locations
of arrest, detention, and release. Id. at 111-12. The court ordered the government to release the names of detainees
and their lawyers in fifteen days, subject to the right of detainees to opt out
of disclosure. id. at 113-14. On August 15, 2002, the district court stayed its
order pending appeal. The government timely appealed. Plaintiffs cross-appealed
the district courts
ruling that the detention information was properly withheld and the
district courts ruling
that detainees could opt out of disclosure. The appeals were consolidated. II. The FOIA Claims We review de novo the district courts grant of summary judgment, Johnson
v. Executive Office for United States Attorneys, 310 F.3d 771, 774
(D.C.Cir.2002), and therefore consider anew each of the claims and defenses
advanced before the district court. We turn first to the
governments claims of
exemption from disclosure under FOIA of the names of the detainees and their
lawyers. A. Names of Detainees "Public access to government documents is the
fundamental principle that animates FOIA. John Doe
Agency v. John Doe Corp., 493
U.S. 146, 151, 110 S.Ct. 471, 475, 107 L.Ed.2d 462 (1989).
Congress recognized, however, that public disclosure is not always in
the public interest. CIA v. Sims, 471 U.S. 159, 166-67, 105
S.Ct. 1881, 1886, 85 L.Ed.2d 173 (1985). Accordingly, FOIA represents a balance
struck by Congress between the publics right to know and the governments legitimate interest in keeping certain
information confidential. John Doe Agency, 493 U.S. at 152, 110 S.Ct. at 475.
To that end, FOIA mandates disclosure of government records unless the
requested information falls within one of nine enumerated exemptions, see 5
U.S.C. § 552(b). While these exemptions are to be
narrowly construed, FBI v. Abramson, 456 U.S. 615, 630, 102
S.Ct. 2054, 2064, 72 L.Ed.2d 376 (1982), courts must not fail to give them
a meaningful reach and application, John Doe Agency, 493 U.S. at 152, 110
S.Ct. at 475. The government bears the burden of proving that the withheld
information falls within the exemptions it invokes. 5 U.S.C.
§ 552(a)(4)(b). The government invokes four exemptions7(A), 7(C), 7(F),
and 3to shield the names of detainees from disclosure. Upon review,
we hold that Exemption 7(A) was properly invoked to withhold the names of the
detainees and their lawyers. Finding the names protected under 7(A), we need
not address the other exemptions invoked by the government and reserve judgment
on whether they too would support withholding the names. Exemption 7(A) allows an agency to withhold records or
information compiled for law enforcement purposes, but only to the extent that
the production of such law enforcement records or information
[*926] [**341] could
reasonably be expected to interfere with enforcement proceedings. 5
U.S.C. § 552(b)(7)(A). In enacting this exemption,
Congress recognized that law enforcement agencies had legitimate needs
to keep certain records confidential, lest the agencies be hindered in their
investigations. NLRB v. Robbins Tire & Rubber Co., 437 U.S. 214, 232, 98
S.Ct. 2311, 2322, 57 L.Ed.2d 159 (1978). Exemption 7(A) does not require a
presently pending enforcement proceeding. Rather, as the
district court correctly noted, it is sufficient that the
governments ongoing
September 11 terrorism investigation is likely to lead to such proceedings. See
CNSS,
215 F.Supp.2d at 101 n. 9 (citing Bevis v. Dept of State, 801 F.2d 1386
(D.C.Cir.1986)). The threshold question here is whether the names of detainees were
compiled for law enforcement purposes. 5 U.S.C.
§ 552(b)(7). Because the DOJ is an agency
specializ[ing] in law enforcement, its claim of a law
enforcement purpose is entitled to deference. Campbell v. Dept of
Justice,
164 F.3d 20, 32 (D.C.Cir.1998); Quinon v. FBI, 86 F.3d 1222, 1228
(D.C.Cir.1996); Pratt v. Webster, 673 F.2d 408, 419 (D.C.Cir.1982). To
establish a law enforcement purpose, DOJs declarations must establish (1) a rational nexus
between the investigation and one of the agencys law enforcement duties; and
(2) a connection between an individual or incident and a possible
security risk or violation of federal law. Campbell, 164 F.3d at 32
(citations and quotations omitted); see also Quinon, 86 F.3d at 1228. The
governments proffer easily
meets this standard. The terrorism investigation is one of DOJs chief law enforcement
duties at this time, see Reynolds Decl. ¶ 2, and
the investigation concerns a heinous violation of federal law as well as a
breach of this nations
security. Moreover, the names of the detainees and their connection to
the investigation came to the governments attention as a result of that law enforcement investigation.
Reynolds Decl. ¶ ¶ 2-5. Nonetheless, plaintiffs contend that detainees names
fall outside Exemption 7 because the names are contained in arrest warrants,
INS charging documents, and jail records. Since these documents have
traditionally been public, plaintiffs contend, Exemption 7 should not be
construed to allow withholding of the names. We disagree. Plaintiffs are
seeking a comprehensive listing of individuals detained during the
post-September 11 investigation. The names have been compiled for the
law enforcement purpose of successfully prosecuting the
terrorism investigation. As compiled, they constitute a comprehensive diagram
of the law enforcement investigation after September 11. Clearly this is
information compiled for law enforcement purposes. Next, plaintiffs urge that Exemption 7(A) does not apply because
disclosure is not reasonably likely to interfere with enforcement
proceedings. 5 U.S.C. § 552(b)(7)(A). We disagree.
Under Exemption 7(A), the government has the burden of demonstrating a reasonable
likelihood of interference with the terrorism investigation. The
governments
declarations, viewed in light of the appropriate deference to the
executive on issues of national security, satisfy this burden. It is well-established that a court may rely on government
affidavits to support the withholding of documents under FOIA exemptions, King
v. United States Dept of Justice, 830 F.2d 210, 217 (D.C.Cir.1987), and
that we review the governments
justifications therein de novo, 5 U.S.C.
§ 552(a)(4)(B); Summers v. Dept of Justice, 140 F.3d 1077, 1080
(D.C.Cir.1998). It is equally well-established that the judiciary owes some
measure of deference to the executive in cases implicating national security, a
uniquely [*927] [**342] executive purview. See, e.g., Zadvydas v. Davis, 533 U.S. 678, 696, 121
S.Ct. 2491, 2502, 150 L.Ed.2d 653 (2001) (noting that terrorism or
other special circumstances might warrant heightened
deference to the judgments of the political branches); Dept
of the Navy v. Egan, 484 U.S. 518,
530, 108 S.Ct. 818, 825-26, 98 L.Ed.2d 918 (1988) (courts traditionally
have been reluctant to intrude upon the authority of the executive in military
and national security affairs). Indeed, both the Supreme Court and
this Court have expressly recognized the propriety of deference to the
executive in the context of FOIA claims which implicate national security. In CIA v. Sims, 471 U.S. 159, 105 S.Ct.
1881, 85 L.Ed.2d 173 (1985), the Supreme Court examined the CIAs claims that the names and institutional
affiliations of certain researchers in a government-sponsored behavior
modification program were exempt from disclosure under FOIA Exemption 3, 5
U.S.C. § 552(b)(3). id. at 163-64, 105 S.Ct. at 1884-85. The
agency claimed that the information was protected from disclosure by a statute
charging the CIA to prevent unauthorized disclosure of intelligence
sources and methods, 50 U.S.C. § 403(d)(3). In
accepting the CIA Directors
judgment that disclosure would reveal intelligence sources and methods,
the Court explained that [t]he decisions of the Director, who must of
course be familiar with the whole picture, as judges are
not, are worthy of great deference given the magnitude of the national security
interests and potential risks at stake. Sims, 471 U.S. at 179, 105
S.Ct. at 1893. The Court further held that it is the responsibility
of the Director of Central Intelligence, not that of the judiciary, to weigh
the variety of subtle and complex factors in determining whether disclosure of
information may lead to an unacceptable risk of compromising the
Agencys
intelligence-gathering process. Id. at 180, 105 S.Ct. at
1893-94. The same is true of the Justice Department officials in charge of
the present investigation. We have consistently reiterated the principle of
deference to the executive in the FOIA context when national security concerns
are implicated. In McGehee v. Casey, we examined the standard of review for FOIA
requests of classified documents. 718 F.2d 1137, 1148 (D.C.Cir.1983). We
observed: [C]ourts are to accord substantial
weight to an agencys
affidavit concerning the details of the classified status of the
disputed record because the Executive departments
responsible for national defense and foreign policy matters have unique
insights into what adverse affects [sic] might occur as a result of a
particular classified record." Id. (quoting S. Rep. No. 1200, 93d Cong., 2d Sess. 12, U.S.C.C.A.N.
1974, p. 6267 (1974) (Conference Report on the FOIA Amendments)). Moreover, in
the FOIA context, we have consistently deferred to executive affidavits
predicting harm to the national security, and have found it unwise to undertake
searching judicial review. See, e.g., King, 830 F.2d at 217 (the
court owes substantial weight to detailed agency explanations in the national
security context); Gardels v. CIA, 689 F.2d 1100, 1104
(D.C.Cir.1982) ( Once satisfied that proper procedures have been
followed and that the information logically falls into the exemption claimed,
the courts need not go further to test the expertise of the agency, or to
question its veracity when nothing appears to raise the issue of good
faith.); Halperin v. CIA, 629 F.2d 144, 148 (D.C.Cir.1980); Weissman
v. CIA,
565 F.2d 692, 697-98 (D.C.Cir.1977). Given this weight of authority counseling deference in national
security matters, we owe deference to the governments judgments contained in its affidavits.
Just as we have deferred to the executive when [*928] [**343] it invokes FOIA
Exemptions 1 and 3, we owe the same deference under Exemption 7(A) in
appropriate cases, such as this one. id. Plaintiffs provide no valid reason why
the general principle of deference to the executive on national security issues
should apply under FOIA Exemption 3, as in Sims and Halperin, and Exemption 1,
as in our earlier cases, but not under Exemption 7(A). Nor can we can conceive
of any reason to limit deference to the executive in its area of expertise to
certain FOIA exemptions so long as the governments declarations raise legitimate concerns
that disclosure would impair national security. The need for deference in this case is just as strong as in
earlier cases. America faces an enemy just as real as its former Cold War foes,
with capabilities beyond the capacity of the judiciary to explore. Exemption
7(A) explicitly requires a predictive judgment of the harm that will result
from disclosure of information, permitting withholding when it could
reasonably be expected that the harm will result. 5 U.S.C.
§ 552(b)(7)(A). It is abundantly clear that the
governments top counterterrorism
officials are well-suited to make this predictive judgment. Conversely, the
judiciary is in an extremely poor position to second-guess the
executives judgment in
this area of national security. Cf. Krikorian v. Dept of State, 984 F.2d 461, 464
(D.C.Cir.1993) (quoting Halperin, 629 F.2d at 148) (Judges
lack the expertise necessary to second-guess such agency opinions in
the typical national security FOIA case.). We therefore reject any
attempt to artificially limit the long-recognized deference to the executive on
national security issues. Judicial deference depends on the substance of the
danger posed by disclosurethat is, harm to the national
securitynot the FOIA exemption invoked. In light of the deference mandated by the separation of powers and
Supreme Court precedent, we hold that the governments expectation that disclosure of the
detainees names would enable al Qaeda or other terrorist groups to
map the course of the investigation and thus develop the means to impede it is
reasonable. A complete list of names informing terrorists of every suspect
detained by the government at any point during the September 11 investigation
would give terrorist organizations a composite picture of the government
investigation, and since these organizations would generally know the
activities and locations of its members on or about September 11, disclosure
would inform terrorists of both the substantive and geographic focus of the
investigation. Moreover, disclosure would inform terrorists which of their
members were compromised by the investigation, and which were not. This
information could allow terrorists to better evade the ongoing investigation
and more easily formulate or revise counter-efforts. In short, the
records could reveal much about the focus and scope of the
[agencys] investigation, and are thus precisely the sort of
information exemption 7(A) allows an agency to keep secret. Swan
v. SEC,
96 F.3d 498, 500 (D.C.Cir.1996). As the district court noted, courts have relied on similar mosaic arguments
in the context of national security. CNSS, 215 F.Supp.2d at 103 & n. 13. In Sims, for example, the
Supreme Court cautioned that bits and pieces of data
may aid in piecing together bits of other
information even when the individual piece is not of obvious importance in
itself. 471 U.S. at 178, 105 S.Ct. at 1892
(quoting Halperin, 629 F.2d at 150). Thus, [w]hat may seem trivial to
the uninformed, may appear of great moment to one who has a broad view of the
scene and may put the questioned item of information in its proper
context. [*929] [**344] Id. (quotations
omitted). Such a danger is present here. While the name of any individual
detainee may appear innocuous or trivial, it could be of great use to al Qaeda
in plotting future terrorist attacks or intimidating witnesses in the present
investigation. Cf. United States v. Yunis, 867 F.2d 617, 623 (D.C.Cir.1989)
([t]hings that did not make sense to the District Judge would make
all too much sense to a foreign counter-intelligence specialist who could learn
much about this nations
intelligence-gathering capabilities from what these documents revealed
about sources and methods.). Importantly, plaintiffs here do not
request bits and pieces of information, but rather seek the
names of every single individual detained in the course of the
governments terrorism
investigation. It is more than reasonable to expect that disclosing the name of
every individual detained in the post-September 11 terrorism investigation
would interfere with that investigation. Similarly, the governments judgment that disclosure would deter or hinder cooperation
by detainees is reasonable. The government reasonably predicts that if
terrorists learn one of their members has been detained, they would attempt to
deter any further cooperation by that member through intimidation, physical
coercion, or by cutting off all contact with the detainee. A terrorist
organization may even seek to hunt down detainees (or their families) who are
not members of the organization, but who the terrorists know may have valuable
information about the organization. On numerous occasions, both the Supreme Court and this Court have
found government declarations expressing the likelihood of witness intimidation
and evidence tampering sufficient to justify withholding of witnesses
names under Exemption 7(A). See NLRB v. Robbins Tire & Rubber Co., 437 U.S. 214, 239- 42, 98
S.Ct. 2311, 2325-27, 57 L.Ed.2d 159 (1978) (allowing withholding pursuant to
Exemption 7(A) based on the risk of witness intimidation that would attend
releasing witness statements prior to NLRB proceedings); Alyeska Pipeline
Serv. Co. v. EPA, 856 F.2d 309, 312-13 (D.C.Cir.1988) (upholding 7(A) claim based
on government declaration that disclosure would enable corporation under
investigation to intimidate or coerce informing employees); accord Mapother
v. Dept of Justice, 3 F.3d 1533, 1542-43 (D.C.Cir.1993)
(recognizing that government affidavits predicting witness intimidation and
evidence fabrication have achieved recognition in Exemption 7
caselaw); Manna v. Dept of Justice, 51 F.3d 1158, 1165
(3d Cir.1995) (allowing withholding of names of all interviewees,
informants, [and] witnesses in criminal investigation based on fears
of retaliation from organized crime). Most recently, we addressed in Swan a
FOIA request that would have resulted in the disclosure of, inter alia, the
identities of witnesses in an SEC investigation. 96 F.3d at 499. The
SECs declaration alleged
that disclosure would risk allowing the subjects of the investigation to
intimidate witnesses, manufacture favorable evidence, and conceal
damaging evidence. Id. We accepted the SECs declaration and allowed the documents
to be withheld. Id. at 499, 500. The risks of witness intimidation and evidence
tampering alleged here are at least as great as those in Swan and our other
precedents. We see no reason to assume that terrorists are less likely to
intimidate the detainees here than were the subjects of the SEC investigation
in Swan. Consequently, we hold that disclosure of detainees names
could reasonably be expected to interfere with the ongoing
terrorism investigation. For several reasons, plaintiffs contend that we should reject the
governments predictive
judgments of the harms that [*930] [**345] would result from disclosure. First,
they argue that terrorist organizations likely already know which of their
members have been detained. We have no way of assessing that likelihood.
Moreover, even if terrorist organizations know about some of their members who
were detained, a complete list of detainees could still have great value in
confirming the status of their members. Cf. Gardels, 689 F.2d at 1105
(rejecting a similar argument in the FOIA national security context and stating
that [o]fficial acknowledgment ends all doubt and gives the foreign
organization a firmer basis for its own strategic or tactical
response.). For example, an organization may be unaware of a member
who was detained briefly and then released, but remains subject to continuing
government surveillance. Reynolds Supp. Decl.
¶ ¶ 3, 5. After disclosure, this detainee
could be irreparably compromised as a source of information. More importantly, some detainees may not be members of terrorist
organizations, but may nonetheless have been detained on INS or material
witness warrants as having information about terrorists. Terrorist
organizations are less likely to be aware of such individuals status
as detainees. Such detainees could be acquaintances of the September 11 terrorists,
or members of the same community groups or mosques. See Rachel L. Swarns,
Oregon Muslims Protest Monthlong Detention Without a Charge, N.Y. TIMES, April
20, 2003, at A16 (describing material witness detainee who attended same mosque
as indicted terrorism suspects). These detainees, fearing retribution or
stigma, would be less likely to cooperate with the investigation if their names
are disclosed. Moreover, tracking down the background and location of these
detainees could give terrorists insights into the investigation they would
otherwise be unlikely to have. After disclosure, terrorist organizations could
attempt to intimidate these detainees or their families, or feed the detainees
false or misleading information. It is important to remember that many of these
detainees have been released at this time and are thus especially vulnerable to
intimidation or coercion. While the detainees have been free to disclose their
names to the press or public, it is telling that so few have come forward,
perhaps for fear of this very intimidation. We further note the impact disclosure could have on the
governments
investigation going forward. A potential witness or informant may be
much less likely to come forward and cooperate with the investigation if he believes
his name will be made public. Cf. Sims, 471 U.S. at 172, 105 S.Ct. at 1889
(noting Congresss
concern that intelligence sources will close up like a
clam unless the government maintains complete confidentiality); Manna, 51 F.3d at 1165
(disclosure
could result in a chilling effect upon
potential cooperators and witnesses). Plaintiffs next argue that the governments predictive judgment is undermined by
the governments
disclosure of some of the detainees names. The Supreme Court
confronted a similar argument in Sims, in which respondents contended that
because the Agency has already revealed the names of many of the
institutions at which [behavior modification] research was performed, the Agency
is somehow estopped from withholding the names of others. 471 U.S. at
180, 105 S.Ct. at 1893. In rejecting the argument, the Court stated that
[t]his suggestion overlooks the political realities of intelligence
operations in which, among other things, our Government may choose to release
information deliberately to send a message to allies or
adversaries. id. We likewise reject the plaintiffs
version of this discredited argument. The disclosure of a few pieces of information
in no way [*931] [**346] lessens the governments argument that complete disclosure would provide a composite
picture of its investigation and have negative effects on the investigation.
Furthermore, as the Sims Court recognized, strategic disclosures can be important
weapons in the governments
arsenal during a law enforcement investigation. id. (The
national interest sometimes makes it advisable, or even imperative, to disclose
information that may lead to the identity of intelligence sources.).
The court should not second-guess the executives judgment in this area. [I]t
is the responsibility of the [executive] not that of the judiciary to
determine when to disclose information that may compromise intelligence sources
and methods. Id. Contrary to plaintiffs claims, the
governments submissions
easily establish an adequate connection between both the material witness and
the INS detainees and terrorism to warrant full application of the deference
principle. First, all material witness detainees have been held on warrants
issued by a federal judge pursuant to 18 U.S.C. § 3144.
Reynolds Decl. ¶ 4. Under this statute, a federal judge may
issue a material witness warrant based on an affidavit stating that the witness
has information relevant to an ongoing criminal investigation. Consequently,
material witness detainees have been found by a federal judge to have relevant
knowledge about the terrorism investigation. It is therefore reasonable to
assume that disclosure of their names could impede the
governments use of these
potentially valuable witnesses. As to the INS detainees, the government states that they were originally questioned because there were indications that they
might have connections with, or possess information pertaining to, terrorist
activity against the United States including particularly the September 11
attacks and/or the individuals and organizations who perpetrated them. For
example, they may have been questioned because they were identified as having
interacted with the hijackers, or were believed to have information relating to
other aspects of the investigation. Reynolds Decl. ¶ 10. Other INS
detainees may have been questioned because of their association with an
organization believed to be involved in providing material support to terrorist
organizations. Watson Decl. ¶ 8. Moreover,
[i]n the course of questioning them, law enforcement agents
determined, often from the subjects themselves, that they were in violation of
federal immigration laws, and, in some instances also determined that they had
links to other facets of the investigation. Reynolds Decl.
¶ 10; Watson Decl. ¶ 8. Furthermore, the
Watson Declaration speaks of the INS detainees being subject to
public hearings involving evidence about terrorist links,
¶ 16, and states that concerns remain
about links to terrorism, ¶ 19. The clear import of the
declarations is that many of the detainees have links to terrorism. This comes
as no surprise given that the detainees were apprehended during the course of a
terrorism investigation, and given that several detainees have been charged with
federal terrorism crimes or held as enemy combatants. Accordingly, we conclude
that the evidence presented in the declarations is sufficient to show a
rational link between disclosure and the harms alleged. In support of this conclusion, we note that the Third Circuit
confronted a similar issue involving the INS detainees when it considered the
constitutionality of closed deportation hearings in North Jersey Media
Group, Inc. v. Ashcroft, 308 F.3d 198 (3d Cir.2002), cert. denied, 538 U.S. 1056,
123 S.Ct. 2215, 155 L.Ed.2d 1106 (2003). The court was faced with the same
Watson Declaration in evidence here and the *932 **347 same government
prediction that harm would result from the disclosure of information about the
INS detainees. See id. at 218. That court acknowledged that the
representations of the Watson Declaration are to some degree
speculative. id. at 219. But the court did not search for
specific evidence that each of the INS detainees was involved in terrorism, nor
did it embark on a probing analysis of whether the governments concerns were well-founded. id. Rather, it was
quite hesitant to conduct a judicial inquiry into the credibility of
these security concerns, as national security is an area where courts have
traditionally extended great deference to Executive expertise. Id. The court concluded:
To the extent that the Attorney Generals national security concerns seem
credible, we will not lightly second-guess them. Id. We think the Third
Circuits approach was
correct and we follow it here. Inasmuch as the concerns expressed in the
governments declarations
seem credibleand inasmuch as the declarations were made by
counterterrorism experts with far greater knowledge than this Courtwe
hold that the disclosure of the names of the detainees could reasonably be
expected to interfere with the ongoing investigation. In upholding the governments invocation of Exemption 7(A), we observe that we are in
accord with several federal courts that have wisely respected the
executives judgment in
prosecuting the national response to terrorism. See Hamdi v. Rumsfeld, 316 F.3d 450 (4th
Cir.2003) (dismissing the habeas corpus petition of a United States citizen
captured in Afghanistan challenging his military detention and designation as
an enemy combatant); Global Relief Found. v. ONeill, 315 F.3d 748 (7th Cir.2002)
(upholding against constitutional challenge a portion of the USA PATRIOT Act,
50 U.S.C. § 1702(c), which authorizes the ex parte use of
classified evidence in proceedings to freeze the assets of terrorist
organizations); North Jersey Media Group, 308 F.3d 198 (holding that closure of
special interest deportation hearings involving INS
detainees with alleged connections to terrorism does not violate the First
Amendment); Hamdi v. Rumsfeld, 296 F.3d 278 (4th
Cir.2002) (reversing district courts order that allowed alleged enemy combatant unmonitored
access to counsel). We realize that not all courts are in agreement. In Detroit
Free Press v. Ashcroft, 303 F.3d 681 (6th Cir.2002), the Sixth Circuit
acknowledged the necessity of deferring to the executive on terrorism issues
but held that the First Amendment prohibits a blanket closure of
special interest deportation hearings. We do not find the Sixth
Circuits reasoning
compelling, but join the Third, Fourth, and Seventh Circuits in holding that
the courts must defer to the executive on decisions of national security. In so
deferring, we do not abdicate the role of the judiciary. Rather, in undertaking
a deferential review we simply recognize the different roles underlying the
constitutional separation of powers. It is within the role of the executive to
acquire and exercise the expertise of protecting national security. It is not
within the role of the courts to second-guess executive judgments made in
furtherance of that branchs
proper role. The judgment of the district court ordering the government
to disclose the names of the detainees is reversed. B. Identity of Counsel We next address whether the government properly withheld the names
of the attorneys for INS and material witness detainees under Exemptions 7(A),
7(C), and 7(F). As with the identities of the detainees, we hold that their
attorneys names are also protected from disclosure by Exemption 7(A). [*933] [**348] The government contends that a list of attorneys for the
detainees would facilitate the easy compilation of a list of all detainees, and
all of the dangers flowing therefrom. It is more than reasonable to assume that
plaintiffs and amici press organizations would attempt to contact
detainees attorneys and compile a list of all detainees. As discussed
above, if such a list fell into the hands of al Qaeda, the consequences could
be disastrous. Having accepted the governments predictive judgments about the dangers
of disclosing a comprehensive list of detainees, we also defer to its
prediction that disclosure of attorneys names involves the same danger.
Cf. Sims, 471 U.S. at 179-80, 105 S.Ct. at 1893-94 (upholding under FOIA
Exemption 3 the governments
withholding of the institutional affiliations of researchers in a secret
government program; deferring to governments judgment that disclosure would lead to
identification of the researchers themselves and the consequent loss of
confidential intelligence sources). C. Other Detention Information Having held that the government properly withheld the names of the
detainees pursuant to Exemption 7(A), we easily affirm the portion of the
district courts ruling
that allowed withholding, under Exemption 7(A), of the more comprehensive
detention information sought by plaintiffs. As outlined above, supra at 922, plaintiffs sought the dates and
locations of arrest, detention, and release for each of the detainees. Even
more than disclosure of the identities of detainees, the information requested
here would provide a complete roadmap of the governments investigation. Knowing when and where
each individual was arrested would provide a chronological and geographical
picture of the government investigation. Terrorists could learn from this
information not only where the government focused its investigation but how
that investigation progressed step by step. Armed with that knowledge, they could
then reach such conclusions as, for example, which cells had been compromised,
and which individuals had been cooperative with the United States. They might
well be able to derive conclusions as to how more adequately secure their
clandestine operations in future terrorist undertakings. Similarly, knowing
where each individual is presently held could facilitate communication between
terrorist organizations and detainees and the attendant intimidation of
witnesses and fabrication of evidence. As explained in detail above, these
impediments to an ongoing law enforcement investigation are precisely what
Exemption 7(A) was enacted to preclude. Accordingly, we affirm the district
court and hold that the government properly withheld information about the dates
and locations of arrest, detention, and release for each detainee. III. Alternative Grounds We turn now to plaintiffs alternative grounds for
seeking disclosure of the detainees names and detention information.
Although FOIA does not mandate disclosure, plaintiffs contend that disclosure
is independently required by both the First Amendment and the common law right
of access to government information. We address these contentions in turn, and
conclude that neither is meritorious. A. The First Amendment As outlined above, the government voluntarily released the names
of all criminally charged detainees. Therefore, as in its FOIA request,
plaintiffs seek the names of INS and material witness detainees, and the dates
and location of arrest, detention, and release for all detainees. Plaintiffs
characterize the information they *934 **349 seek as arrest
records, and contend that the public has a right of access to arrest
records under the First Amendment, as interpreted in Richmond Newspapers,
Inc. v. Virginia, 448 U.S. 555, 100 S.Ct. 2814, 65 L.Ed.2d 973 (1980). We
disagree. Plaintiffs seek not individual arrest records, but a comprehensive
listing of the individuals detained in connection with a specified law
enforcement investigation as well as investigatory information about where and
when each individual was arrested, held, and released. The narrow First
Amendment right of access to information recognized in Richmond Newspapers does
not extend to non-judicial documents that are not part of a criminal trial,
such as the investigatory documents at issue here. The First Amendment states that Congress shall make no
law
abridging the freedom of speech, or of the press. U.S.
Const. amend. I. In accord with its plain language, the First Amendment broadly
protects the freedom of individuals and the press to speak or publish. It does
not expressly address the right of the public to receive information. Indeed,
in contrast to FOIAs
statutory presumption of disclosure, the First Amendment does not
mandate[ ] a right of access to government information or sources of
information within the governments control. Houchins v. KQED, 438 U.S. 1, 15, 98 S.Ct.
2588, 2597, 57 L.Ed.2d 553 (1978) (plurality opinion); id. at 16, 98 S.Ct. at
2597-98 (Stewart, J., concurring in the judgment) (the First Amendment
do[es] not guarantee the public a right of access to information
generated or controlled by the government). Thus, as the Court
explained in Houchins: [t]he publics interest in knowing about its
government is protected by the guarantee of a Free Press, but the protection is
indirect. The Constitution itself is neither a Freedom of Information Act nor
an Official Secrets Act. Id. at 14, 98 S.Ct. at 2596-97 (quoting Potter
Stewart, Or of the Press, 26 Hastings L.J. 631, 636 (1975)). Rather, disclosure
of government information generally is left to the political
forces that govern a democratic republic. Id. at 14-15, 98 S.Ct.
at 2596-97. Two years after Houchins, the Court recognized a limited First
Amendment right of access to a criminal trial. See Richmond Newspapers, 448 U.S. 555, 100 S.Ct.
2814. In Richmond Newspapers, the Court explained that the First Amendment
was enacted against the backdrop of the long history of trials being
historically open and thus incorporated the notion of public access
to criminal trials. Id. at 575-77, 100 S.Ct. at 2826-27. The Court expanded this
limited right somewhat in the years after Richmond Newspapers. See Press-Enterprise
Co. v. Superior Court, 464 U.S. 501,
104 S.Ct. 819, 78 L.Ed.2d 629 (1984) (Press-Enterprise I) (holding that the
public has a First Amendment right to attend voir dire examinations during
criminal trial); Press-Enterprise Co. v. Superior Court, 478 U.S. 1, 106 S.Ct. 2735,
92 L.Ed.2d 1 (1986) (Press-Enterprise II) (holding that the public has a First
Amendment right to access transcripts of adversarial preliminary hearings that
occur prior to a criminal trial). In Press-Enterprise II, the Supreme Court
first articulated what has come to be known as the Richmond Newspapers
experience and logic test, by which the Court determines
whether the public has a right of access to criminal
proceedings": First, because a tradition of accessibility implies the favorable
judgment of experience, we have considered whether the place and process have
historically been open to the press and general public
. Second, in
this setting the Court has traditionally considered whether public access plays
a significant positive role in the functioning of the particular process in
question. [*935] [**350] Id. at 8, 106 S.Ct. at 2740 (citations omitted). Neither the Supreme Court nor this Court has applied the Richmond
Newspapers test outside the context of criminal judicial proceedings or the
transcripts of such proceedings. When the experience and
logic test has been applied beyond the trial itself, as in
Press-Enterprise II, it has been limited to judicial proceedings that are part
of the criminal trial process. See also Washington Post v. Robinson, 935 F.2d 282, 290
(D.C.Cir.1991) (holding that First Amendment protects public access to plea
agreement on which judgment has been entered); but see United States v.
El-Sayegh, 131 F.3d 158, 160-61 (D.C.Cir.1997) (applying
experience and logic test but finding no First Amendment
right of access to withdrawn plea agreement). Moreover, neither this Court nor
the Supreme Court has ever indicated that it would apply the Richmond
Newspapers test to anything other than criminal judicial proceedings. Indeed,
there are no federal court precedents requiring, under the First Amendment,
disclosure of information compiled during an Executive Branch investigation,
such as the information sought in this case. Indeed, to the extent the Supreme Court has addressed the
constitutional right of access to information outside the criminal trial
context, the Court has applied the general rule of Houchins, not Richmond
Newspapers. See LAPD v. United Reporting Publg Corp., 528 U.S. 32, 40, 120 S.Ct.
483, 489, 145 L.Ed.2d 451 (1999) (holding that there is no First Amendment
right to receive addresses of arrestees); Houchins, 438 U.S. at 13-15,
98 S.Ct. at 2596-97 (holding that press has no First Amendment right of access
to prisons). In Houchins, the Court observed that the press had ample means for
obtaining information about prison conditions, albeit not as conveniently
as they prefer. Id. at 15, 98 S.Ct. at 2597. For example, the
Court noted that members of the press could receive letters from inmates and
interview inmates attorneys, prison visitors, or former inmates.
id.
The same is true here. According to the governments declarations, detainees are free to
contact family members as well as members of the press. Detainees
attorneys are presumably free to do the same. In LAPD, the Court rejected a
facial challenge to a state law restricting access to the addresses of
arrestees. 528 U.S. at 40, 120 S.Ct. at 489. The Court explained that
this is not a case in which the government is prohibiting a speaker
from conveying information that the speaker already possesses. Id. Rather, what
we have before us is nothing more than a governmental denial of access to
information in its possession. California could decide not to give out arrestee
information at all without violating the First Amendment. Id. (citing Houchins, 438 U.S. at 14, 98
S.Ct. at 2596-97). Similarly here, the First Amendment is not implicated by the
executives refusal to
disclose the identities of the detainees and information concerning their
detention. We will not convert the First Amendment right of access to
criminal judicial proceedings into a requirement that the government disclose
information compiled during the exercise of a quintessential executive
powerthe investigation and prevention of terrorism. The dangers which
we have catalogued above of making such release in this case provide ample
evidence of the need to follow this course. Cf. Global Relief Found., 315 F.3d at 754
(The Constitution would indeed be a suicide pact
if the
only way to curtail enemies access to assets were to reveal
information that might cost lives.) (citation omitted). To be sure,
the Sixth Circuit recently held that the public has a constitutional right of
access to INS deportation hearings involving the same INS [*936] [**351] detainees at issue
in this case. See Detroit Free Press, 303 F.3d 681; but see North Jersey
Media Group, 308 F.3d 198 (finding no right of access). However, the Sixth
Circuit applied Richmond Newspapers only after extensively examining the
similarity between deportation proceedings and criminal trials, Detroit Free
Press,
303 F.3d at 696-99, and noting the crucial distinction between
investigatory information and access to
information relating to a governmental adjudicative process, id. at 699. Inasmuch as
plaintiffs here request investigatorynot
adjudicativeinformation, we find Detroit Free Press distinguishable.
We therefore will not expand the First Amendment right of public access to
require disclosure of information compiled during the
governments
investigation of terrorist acts. Accordingly, we conclude that the information sought by plaintiffs
falls within the general principle announced in Houchins and affirmed in LAPD,
rather than the Richmond Newspapers exception to that rule. Plaintiffs have no
First Amendment right to receive the identities of INS and material witness
detainees, nor are they entitled to receive information about the dates and
locations of arrest, detention, and release for each detainee. B. The Common Law We also reject plaintiffs final claim that disclosure is
required by the common law right of access to public records. The Supreme Court
held in Nixon v. Warner Communications, Inc., 435 U.S. 589, 98 S.Ct.
1306, 55 L.Ed.2d 570 (1978), that the courts of this country
recognize a general right to inspect and copy public records and documents,
including judicial documents. Id. at 597, 98 S.Ct. at 1312. Plaintiffs,
citing several state court cases finding a common law right of access to arrest
records, urge us to recognize a federal common law right to receive the
information they seek. In response, the government claims that the common law
right of access is limited to judicial records. Even if the common law right
applies to executive records, the government contends, FOIA has displaced the
common law right. While we question the governments first contention, we accept its second. This Court has held that the common law right of access extends
beyond judicial records to the public records of all three
branches of government, Washington Legal Found. v. United States Sentencing
Commission, 89 F.3d 897, 903-04 (D.C.Cir.1996), and we are bound by our
precedent. We need not decide, however, whether the information sought by
plaintiffs is a public record. Even if it is, the common law right of access is
preempted by FOIA. In Nixon, the Supreme Court assumed arguendo that the common law
right of access covered the tapes sought by the media. 435 U.S. at 599, 98
S.Ct. at 1312-13. Nonetheless, the Court denied disclosure because the
Presidential Recordings Act provided a statutory scheme for seeking access to
the tapes. Id. at 603-06, 98 S.Ct. at 1314-1316. The Court held that the
presence of this alternative means for public access tip[ped] the
scales in favor of denying release. Id. at 606, 98 S.Ct. at
1316. In El-Sayegh, this Court applied Nixons principle that a statutory disclosure scheme preempts the
common law right. See 131 F.3d at 163. The Court found no common law right of
access to a withdrawn plea agreement because [t]he appropriate
device for access to the records is a Freedom of
Information Act request addressed to the relevant agency. id. (citing Nixon, 435 U.S. at 605-06,
98 S.Ct. at 1316). The principles of Nixon and El-Sayegh apply with full force here.
FOIA provides an extensive statutory regime for plaintiffs [*937] [**352] to request the information they seek. Not only is it uncontested that
the requested information meets the general category of information for which
FOIA mandates disclosure, but for the reasons set forth above, we have
concluded that it falls within an express statutory exemption as well. It would
make no sense for Congress to have enacted the balanced scheme of disclosure
and exemption, and for the court to carefully apply that statutory scheme, and
then to turn and determine that the statute had no effect on a preexisting common
law right of access. Congress has provided a carefully calibrated statutory
scheme, balancing the benefits and harms of disclosure. That scheme preempts
any preexisting common law right. In accordance with Nixon and El-Sayegh, we cannot craft
federal common law when Congress has spoken directly to the issue at hand. Milwaukee
v. Illinois, 451 U.S. 304,
314, 101 S.Ct. 1784, 1791, 68 L.Ed.2d 114 (1981) (when Congress
addresses a question previously governed by a decision rested on federal common
law the need for such an unusual exercise of lawmaking by federal court
disappears). Consequently, we reject plaintiffs claim that
the common law right of access requires disclosure of the requested
information. IV. Conclusion For the reasons set forth above, we conclude that the government
was entitled to withhold under FOIA Exemption 7(A) the names of INS detainees
and those detained as material witnesses in the course of the post-September 11
terrorism investigation; the dates and locations of arrest, detention, and
release of all detainees, including those charged with federal crimes; and the
names of counsel for detainees. Finally, neither the First Amendment nor
federal common law requires the government to disclose the information sought
by plaintiffs. Affirmed in part, reversed in part and remanded. TATEL, Circuit Judge, dissenting: Disregarding settled principles governing the release of
government records under the Freedom of Information Act, 5 U.S.C.
§ 552 et seq., this court holds that the government may keep
secret the names of hundreds of persons whom it has detained in connection with
its investigation of the September 11, 2001 terrorist attacks without distinguishing
between information that can, in FOIAs words, reasonably be expected to
interfere with the investigation and information that cannot. 5
U.S.C. § 552(b)(7)(A). While the governments reasons for withholding some of the
information may well be legitimate, the courts uncritical deference to the
governments vague,
poorly explained arguments for withholding broad categories of information
about the detainees, as well as its willingness to fill in the factual and
logical gaps in the governments
case, eviscerates both FOIA itself and the principles of openness in
government that FOIA embodies. I. I begin with some preliminary observations about the principles
that govern this case. First, no one can doubt that uniquely compelling
governmental interests are at stake: the governments need to respond to the September 11
attacksunquestionably the worst ever acts of terrorism on American
soiland its ability to defend the nation against future acts of
terrorism. But although this court overlooks it, there is another compelling
interest at stake in this case: the publics interest in knowing whether the government, in responding to
the attacks, is violating the constitutional rights of the hundreds of persons
whom it has detained in connection [*938] [**353] with its terrorism
investigationby, as the plaintiffs allege, detaining them mainly
because of their religion or ethnicity, holding them in custody for extended
periods without charge, or preventing them from seeking or communicating with
legal counsel. The government claims that the detainees have access to counsel
and freedom to contact whomever they wish, see Op. at 938, but the public has a
fundamental interest in being able to examine the veracity of such claims. Just
as the government has a compelling interest in ensuring citizens
safety, so do citizens have a compelling interest in ensuring that their
government does not, in discharging its duties, abuse one of its most awesome
powers, the power to arrest and jail. Second, while the governmental interests in this case may be
uniquely compelling, the legal principles that govern its resolution are not at
all unique. The courts
opinion emphasizes the national-security implications of the September
11 investigation, but as the government conceded at oral argument, this case is
not just about September 11. The law that governs this case is the same law
that applies whenever the governments need for confidentiality in a law enforcement investigation
runs up against the publics
right to know what [its] government is up to. United
States Dept of Justice v. Reporters Comm. for Freedom of the Press, 489 U.S. 749, 773,
109 S.Ct. 1468, 1481-82, 103 L.Ed.2d 774 (1989) (internal quotation marks
omitted). In all such situations, FOIA fully accommodates the
governments concerns
about the harms that might arise from the release of information pertaining to
its investigations. To be sure, the statute strongly favors openness, since
Congress recognized that an informed citizenry is vital to the
functioning of a democratic society, needed to check against corruption and to
hold the governors accountable to the governed. NLRB v. Robbins
Tire & Rubber Co., 437 U.S.
214, 242, 98 S.Ct. 2311, 2326-27, 57 L.Ed.2d 159 (1978). But Congress also
recognized that legitimate governmental and private interests could
be harmed by release of certain types of information. John Doe
Agency v. John Doe Corp., 493
U.S. 146, 152, 110 S.Ct. 471, 475, 107 L.Ed.2d 462 (1989) (internal
quotation marks omitted). It therefore provided
specific
exemptions under which disclosure could be refused, id., including the four
exemptions relevant to this case: Exemption 7(A), for information that
could reasonably be expected to interfere with ongoing law
enforcement efforts, 5 U.S.C. § 552(b)(7)(A); Exemptions 7(C)
and 7(F), for information that could reasonably be expected
to unjustifiably compromise an individuals privacy or physical safety, id.
§ 552(b)(7)(C), (b)(7)(F); and Exemption 3, for information
that other statutes exempt from disclosure, id.
§ 552(b)(3). But these limited
exemptions do not obscure the basic policy that disclosure, not secrecy, is the
dominant objective of the Act. John Doe Agency, 493 U.S. at 152, 110
S.Ct. at 475 (quoting Dept of Air Force v. Rose, 425 U.S. 352, 361,
96 S.Ct. 1592, 1599, 48 L.Ed.2d 11 (1976)). Accordingly, courts must
narrowly construe [ ] the exemptions, and the
burden is on the agency to sustain its action. id. (internal quotation
marks and citations omitted). The government may in some situations withhold
entire categories of records from disclosure, as it seeks to do here by
withholding names and other information pertaining to all
terrorism-investigation detainees. In order to sustain its burden, however, the
government must demonstrate that the range of circumstances included
in the category characteristically support[s] an inference
that the statutory requirements for exemption are satisfied. Nation
Magazine v. United States Customs Serv., 71 F.3d 885, 893 (D.C.Cir.1995) (citing
[*939] [**354]
United States v. Landano, 508 U.S. 165, 176-80, 113
S.Ct. 2014, 2021-24, 124 L.Ed.2d 84 (1993)). The third principle relates to the level of deference we owe the
government. Invoking the heightened deference to the judgments of the
political branches with respect to matters of national security, Zadvydas
v. Davis, 533 U.S. 678,
696, 121 S.Ct. 2491, 2502, 150 L.Ed.2d 653 (2001), the government refuses to
identify the specific categories of information that would actually interfere
with its investigation, but rather asks us simply to trust its judgment. This
court obeys, declaring that the judiciary is in an extremely poor
position to second-guess the executives judgment in this area of national security. Op. at
928. But requiring agencies to make the detailed showing FOIA requires is not
second-guessing their judgment about matters within their expertise. And in any
event, this court is also in an extremely poor position to second-guess the
legislatures judgment
that the judiciary must play a meaningful role in reviewing FOIA exemption
requests. Neither FOIA itself nor this circuits interpretation of the statute
authorizes the court to invoke the phrase national security
to relieve the government of its burden of justifying its refusal to release
information under FOIA. To begin with, I think it not at all obvious that we owe
heightened deference to the government in this case. Citing the legislative
history of the 1974 amendments to FOIAs Exemption 1, 5 U.S.C. § 552(b)(1), the
exemption for national-security matters, we have held that in evaluating
Exemption 1 claims, substantial weight is to be
accorded to detailed agency affidavits setting forth the basis for
exemption. Weissman v. CIA, 565 F.2d 692, 697 n. 10 (D.C.Cir.1977); see
also S. REP. NO. 93-1200, at 12 (1974) ( [T]he
conferees recognize that the Executive departments responsible for national
defense and foreign policy matters have unique insights into what adverse
effects might occur as a result of public disclosure of a particular classified
record. Accordingly, the conferees expect that the federal courts, in making de
novo determinations in section 552 (b)(1) cases under the Freedom of
Information law, will accord substantial weight to an agencys affidavit concerning the details of the
classified status of the disputed record. ). We
have also extended this heightened deference to cases involving Exemption 3 as
it incorporates the National Security Act of 1947, which requires the CIA
Director to protect intelligence sources and methods from
unauthorized disclosure, 50 U.S.C § 403-3(c)(7). E.g., Halperin
v. CIA,
629 F.2d 144 (D.C.Cir.1980) (National Security Act); Weissman, 565 F.2d 692
(Exemption 1 and National Security Act). The government, however, relies on
neither Exemption 1 nor the National Security Act in this case, and contrary to
the courts suggestion,
see Op. at 15, we have never held that such heightened deference is also
appropriate in Exemption 7 cases. Indeed, in Weissman, which the court cites
for the proposition that we owe the same deference under Exemption
7(A) in appropriate cases"we found Exemption 7 inapplicable in
the case of the CIAs
investigation into the FOIA requesters background except under
special collateral circumstances, for instance, to protect the
identities of FBI personnel named in requested materials. We instead focused on
the deference owed the agency under Exemption 1, as well as Exemption 3 as it
incorporates the National Security Act. 565 F.2d at 694- 96, 698 & n. 15. In any event, the governments case fails even under the heightened deference we have
applied in Exemption 1 and National Security Act cases. No matter the level of
deference, our review is not vacuous. Pratt v. Webster, 673 F.2d 408, 421
(D.C.Cir.1982). Even when reviewing Exemption [*940] [**355]
1s applicability to
materials classified in the interest of national security, we have made clear
that no amount of deference can make up for agency allegations that display,
for example, a lack of detail and specificity, bad faith, [or]
failure to account for contrary record evidence, since
deference is not equivalent to acquiescence. Campbell v.
U.S. Dept of Justice, 164 F.3d
20, 30 (D.C.Cir.1998). By accepting the governments vague, poorly explained allegations,
and by filling in the gaps in the governments case with its own assumptions about
facts absent from the record, this court has converted deference into
acquiescence. With these principles in mind, I examine each of the
governments arguments
for withholding the detainee information. Part II explains why Exemption 7(A),
which forms the basis of the courts holding, cannot justify the governments refusal to disclose the bulk of the requested
information about the detainees. Part III shows why the
governments alternative
arguments under Exemptions 7(C), 7(F), and 3 as it incorporates Federal Rule of
Criminal Procedure 6(e) likewise fail. Finally, Part IV demonstrates why, on
the basis of the record before us, the government has no basis under any
exemption for withholding the names of the detainees attorneys. II. Although FOIA permits agencies to craft rules exempting certain
categories of records from disclosure under Exemption 7(A) instead of making a
record-by-record showing, see Robbins Tire, 437 U.S. at 236, 98 S.Ct. at 2323-24,
an agencys ability to
rely on categorical rules has limits. Specifically, the government must divide
information it seeks to withhold into categories
[that
are] sufficiently distinct to allow a court to grasp how each
category of documents, if disclosed, would interfere with the
investigation. Crooker v. Bureau of Alcohol,
Tobacco & Firearms, 789 F.2d 64, 67 (D.C.Cir.1986) (quoting Campbell v.
Dept of Health & Human Servs., 682 F.2d 256, 265 (D.C.Cir.1982)).
An acceptable category is functional, that is, it
allows the court to trace a rational link between the nature of the
document and the alleged likely interference. id.; see also Nation
Magazine, 71 F.3d at 893 (There are limits
to when
categorical rules may be employed. Only when the range of circumstances
included in the category characteristically support[s] an
inference that the statutory requirements for exemption are satisfied
is such a rule appropriate.). Although I have no doubt that some of the requested information is
exempt from FOIAs
mandatory disclosure requirement, the court treats disclosure as an
all-or-nothing proposition, repeatedly emphasizing the breadth of the
plaintiffs requestthe fact that they seek the names and
other information pertaining to every single individual detained in
the course of the governments
terrorism investigation, Op. at 929as a
justification for accepting the governments own very broad, categorical refusal to release the bulk of
the requested information. This all-or-nothing approach runs directly counter
to well-established principles governing FOIA requests. Nothing in the statute
requires requesters to seek only information not exempt from disclosure. To the
contrary, the government bears the burden of reviewing the plaintiffs
request, identifying functional categories of information that are exempt from
disclosure, and disclosing any reasonably segregable, non-exempt portion of the
requested materials. 5 U.S.C. § 552(b). The government fails
to satisfy that burden in this case, for the range of circumstances included in
the governments
exemption request do not characteristically support
an inference that the information [*941] [**356] would interfere with
its terrorism investigation. In support of its exemption request, the government offers
declarations from two senior officials with responsibility for the terrorism
investigation. One of those declarations, by Dale L. Watson, a Federal Bureau
of Investigation official charged with supervising the investigation, was
prepared not for this case, but for cases involving the closure of deportation
hearings. See N. Jersey Media Group, Inc. v. Ashcroft, 308 F.3d 198 (3d
Cir.2002), cert. denied, 538 U.S. 1056, 123 S.Ct. 2215, 155 L.Ed.2d 1106 (2003);
Detroit Free Press v. Ashcroft, 303 F.3d 681 (6th Cir.2002).
Watsons declaration thus
speaks not to the harm that would flow from disclosing detainees
names or other information, but instead to the harm that would flow from
publicly airing evidence about particular detainees at such a
hearingi.e., what evidence led to the detention of each
individual, [i]nformation about how any given individual
entered the country, and what evidence the United States
has against members of a particular cell. Watson Decl.
¶ ¶ 12-13. Plaintiffs in this case request
no such information. The court nevertheless relies on the Watson declaration,
as well as North Jersey Media Group, see Op. at 931-32, despite the fact that
neither has anything to do with the release of detainee names. The other declaration, by Department of Justice Terrorism and
Violent Crime Section chief James S. Reynolds, does in fact outline the harms
that might result from release of some detainee names. But it does not support
the governments request
for a 7(A) exemption, since that request treats all detainees the same, even
though Reynolds tells us that the only common thread among the detainees is
that they were originally questioned because there were indications
that they might have connections with, or possess information pertaining to,
terrorist activity against the United States. Reynolds Decl.
¶ 10; see also id. ¶ ¶ 27,
36. As Reynolds himself acknowledges, this group includes some detainees who
have turned out to be innocent of any involvement with terrorist activity and
have no information useful to the investigation. id.
¶ 36. Ignoring this important concession, the court declares that
[t]he clear import of the declarations is that many of the detainees
have links to terrorism"which the court considers no
surprise given that the detainees were apprehended during the course of a
terrorism investigation, and given that several detainees have been charged
with federal terrorism crimes or held as enemy combatants. Op. at
931. The courts approach
is unconvincing for two reasons. To begin with, it rests on what seems to be a faulty assumption
about facts not in evidence. As of November 5, 2001, the last time the
government released a tally, there were 1,182 detainees. See Dan Eggen &
Susan Schmidt, Count of Released Detainees Is Hard to Pin Down, WASH. POST,
Nov. 6, 2001, at A10 (quoting Justice Department spokeswoman Mindy Tucker).
Nothing in the record tells us how many of those 1,182 detainees have been
charged with federal terrorism crimes or held as enemy combatants. What little
information the record does contain, however, suggests that the number may be
relatively small. A list of federally charged detainees attached to the
governments motion for
summary judgment reports that as of the time this suit was filed, only one
detainee had been criminally charged in the September 11 attacks and only 108
detainees had been charged with any federal crimeprimarily violations
of antifraud statutes. Reynolds Decl. ¶ 27; Def. Mot. for
Summary Judgment, Ex. 8. [*942] [**357] In any event, the court concedes the pointeven if
many of those apprehended during the course of a
terrorism investigation have links to terrorism, not all of them do.
As the court itself notes, the declarations establish that many of the INS detainees
were held because law enforcement agents determined in the course of
questioning them that they were in violation of federal laws; only
in some instances did agents
also determine [ ] that they had links to other facets of the investigation.
Op. at 931 (quoting Reynolds Decl. ¶ 10). Furthermore,
although the court assumes that all those detained on material witness warrants
have relevant knowledge about the terrorism investigation
because a federal judge issues such warrants based on an affidavit
stating that the witness has information relevant to an ongoing criminal
investigation, Op. at 931, that assumption seems unwarranted given
the governments
concession that it may turn out that these individuals have no
information useful to the investigation, Reynolds Decl.
¶ 36. The government gives us no reason to think that releasing the
names of these innocent detainees could interfere with its investigation.
Indeed, the government never really asks us to believe that disclosure of the
names of innocent persons having no knowledge of terrorist activity would in
any way impede its ability to gather information from those who do have such
knowledge. Instead, it asserts that a detainee who knows his name
will be made public may be deterred from cooperating now or in the future for
fear of retaliation by terrorist organizations against him or his family and
associates. Reynolds Decl. ¶ 15. Although the court
accepts this argument, Op. at 930, it is ultimately not an argument for
withholding detainees names, but rather for withholding the names of
people who have information that might be helpful to law enforcement officials.
These are two different categories of people, for as Reynolds acknowledges,
many detainees have no information to provide. Reynolds Decl.
¶ 36. These two groups thus merit different treatment. In
fact, several statutory provisions address precisely the problem the government
identifies, but all of them are aimed at protecting the identities of those
people who provide information, not people the government questions because it
thinks they might have information but who turn out not to. FOIA Exemption 7(A)
protects the identities of witnesses where disclosure might pose a risk of
interference in the form of witness intimidation or coercion, Robbins Tire, 437 U.S. at 239-40,
98 S.Ct. at 2325-26; FOIA Exemption 7(D) protects the identities of sources who
choose to provide information to law enforcement agents on a confidential
basis, 5 U.S.C. § 552(b)(7)(D); and the National Security Act
protects the identity of intelligence sources in order to prevent those sources
from clos[ing] up like a clam, CIA v. Sims, 471 U.S. 159, 172, 105
S.Ct. 1881, 1889, 85 L.Ed.2d 173 (1985) (internal quotation marks omitted). The
government can and should rely on these provisions to protect the names of
detainees who provide information to law enforcement agents or whom the
government believes will be able to provide such information in the future. The
government may not, however, preemptively withhold the identities of innocent
detainees who do not now, and may never, have any information of use to the
terrorism investigation. The only argument that could conceivably support withholding
innocent detainees names is the assertion that disclosure of the
names may reveal details about the focus and scope of the
investigation and thereby allow terrorists to counteract it. Reynolds
Decl. ¶ 16 (emphasis added). That Reynolds believes these
harms may result from disclosure is hardly surprising anything is
possible. But before accepting [*943] [**358] the
governments argument,
this court must insist on knowing whether these harms could
reasonably be expected to result from disclosurethe
standard Congress prescribed for exemption under 7(A). Nothing in Reynoldss declaration suggests that these harms
are in fact reasonably likely to occur. To begin with, Reynolds never explains how a list of names of
persons unknown to terrorist organizations would tell the terrorists anything
at all about the investigation, much less allow them to map [its]
progress. id. For example, if the government tells us that it detained
men named Mohammed Mubeen, Osama Elfar, Ghassan Dahduli, Fathi Mustafa, Nacer
Fathi Mustafa, and Hady Omar, Jr., none of whom has any connection to terrorist
organizations, see Amy Goldstein, A Deliberate Strategy of Disruption: Massive,
Secretive Detention Effort Aimed Mainly at Preventing More Terror, WASH. POST,
Nov. 4, 2001, at A1, what could that information possibly tell terrorists about
the governments
investigation? Though Reynoldss declaration provides no answer, the court speculates that
the names of these innocent detainees could be valuable to terrorist
organizations because [s]uch detainees could be acquaintances of the
September 11 terrorists, or members of the same community groups or
mosques. Op. at 930. That may well be true in some cases, but if it
is, Reynolds should tell us so under oath, thus providing a record basis for
the government to claim an exemption for those detainees who pose such
concerns. But the courts
speculation, supported only by a newspaper article describing a single
detainee who attended a mosque that two terrorism suspects also attended, see
id.
(citing Rachel L. Swarns, Muslims Protest Monthlong Detention Without a Charge,
N.Y. TIMES, April 20, 2003, at A16), falls far short of satisfying the
governments burden under
FOIA. The governments
failure to provide an adequate explanation is all the more glaring given
that the detainees represent only a subsetand quite possibly a very
small subsetof persons questioned in connection with this
investigation. Reynolds Supp. Decl. ¶ 2. As a result, even if
releasing detainee names were to provide some insight into the terrorism
investigation, that insight would be limited. Releasing the names of the
detainees, but not the names of those questioned in connection with the
investigation, can paint only a partialand possibly misleadingpicture
of the governments
investigative strategy. For example, if the government detains two
people in Detroit but questions a thousand in Chicago, wouldnt
release of the detainee information wrongly lead terrorist organizations to
believe that the government was focusing on Detroit, not Chicago? The second failing in both the governments request and the courts analysis is that they treat all
detainee information the same, despite the fact that each item of information
that plaintiffs seek about the detaineesnames, attorneys
names, dates and locations of arrest, places of detention, and dates of
releaseis clearly of very different value to terrorists attempting to
discern the scope and direction of the governments investigation. Although the Reynolds
declaration tells us that releasing the names of the detainees who
may be associated with terrorism and their place and date of arrest would reveal
the direction and progress of the investigations, Reynolds Decl.
¶ 16, it does not tell us, for example, whether releasing the
detainees names and dates of arrest, but not their places of
arrestor even releasing the dates of arrest alonewould
involve the same danger. The Reynolds declaration, moreover, contains no
justification at all for withholding dates of release. Indeed, the government
has already disclosed the [*944] [**359] release dates of
detainees who had been held on federal criminal charges. id. ¶ 8. This information may seem
unimportant, but from the FOIA requesters point of view, it could be
highly relevant to the question of how the government is treating the persons
it has detained. Taken together, arrest and release dates can tell the public
how long persons have been detained, raising concerns about possible
constitutional violations. See Appellees Br. at 27. The governments
allegations of harm are also undercut by the fact that it has itself
provided several other means by which this information can become public. Not
only do detainees remain free to inform whomever they choose of their
detention, Reynolds Decl. ¶ 23, but on numerous occasions
since September 11, the government itself has disclosed precisely the kind of
information it now refuses to provide under FOIA. For example, on April 17,
2002, the government announced the arrest of Issaya Nombo, whom government
officials said they suspected of connections to terrorism, although he was
arrested on immigration charges. Officials revealed Nombos name and the date and place of his
arrest. Philip Shenon, African Held After Name Is Left in Cave, N.Y. TIMES,
Apr. 18, 2002, at A15. At a June 10, 2002 press conference, the Attorney
General announced the arrest of one Abdulla Al Muhajir, born Josˇ Padilla, for
suspected terrorism involvement, revealing not only Al Muhajirs two names, but also the date and place
of his arrest, and the events leading to his capture. Attorney General Ashcroft
News Conference, June 10, 2002, available at http:/www.usdoj.gov/ag/speeches/2002/061002agtranscripts.htm.
And on July 26, 2002, government officials announced they were holding Mohammad
Mansur Jabarah on a material witness warrant after his arrest in connection
with a terrorist plot in Singapore. William K. Rashbaum, Captured Qaeda Member
Gives Details on Groups
Operations, N.Y. TIMES, July 27, 2002, at A8. Nothing in the record explains why the governments concerns about interference with the
investigation do not apply with respect to detainees such as Abdulla Al
Muhajir, Issaya Nombo, and Mohammad Mansur Jabarah, but do nevertheless apply
with respect to the other detainees. In its reply brief, the government
explains that it may have strategic reasons for disclosing certain information,
since its disclosures to date have identified specific individuals in
a manner unlikely, in the view of the law enforcement experts, to impede the
progress of the investigation. Appellants Reply Br. at 18. While this may well be
so, it is an argument of counsel, and though the court accepts it, FOIA
requires that the agencynot counselexplain such judgments
under oath. The reason for this requirement is clear: We owe deference to
agency expertise, not to lawyers defending the agency in litigation. See, e.g.,
Church of Scientology v. IRS, 792 F.2d 153, 165-66 (D.C.Cir.1986) (citing SEC
v. Chenery Corp., 318 U.S. 80,
63 S.Ct. 454, 87 L.Ed. 626 (1943)). If there are legitimate investigative
reasons for releasing the names of some detainees, but not others, then Mr.
Reynolds or others responsible for the terrorism investigation should explain
those reasons under oathin an in camera affidavit, if necessary to
protect the informationand that explanation would probably warrant
judicial deference. It is true, as the court points out, that the Supreme Court in CIA
v. Sims
acknowledged the political realities of intelligence operations in
which, among other things, our Government may choose to release information
deliberately to Ɵsend a message to allies or
adversaries when it upheld the CIAs right to withhold intelligence
[*945] [**360]
information even if the CIA has already released some part of it. 471 U.S. at
180, 105 S.Ct. at 1893-94. Unlike this court, however, the Supreme Court did
not simply assume it understood the governments strategy; it reached its conclusion on
the basis of the CIA Directors
affidavit explaining that strategy. id. at 180 & n. 24, 105 S.Ct. at 1893. The record in this
case contains no similar explanation. Moreover, counsels argument suggests that the government
itself differentiates among detainees on a case-by-case basis for purposes of
assessing how disclosure might harm its investigation. If the government itself
makes such distinctions in deciding what information to release, then why,
particularly in light of FOIAs
exacting standards, doesnt it make those distinctions in its
exemption request before this court? By asking these questions, the court would not, as it warns, be
second-guessing the governments judgments about matters of national
security. Op. at 928. It would, rather, be doing the job Congress assigned the
judiciary by insisting that the government do the job Congress assigned to it:
provide a rational explanation of its reasons for claiming exemption from
FOIAs disclosure
requirements. III. Because the court concludes that Exemption 7(A) applies to the
governments entire
request, it never addresses the governments alternative arguments under Exemptions 7(C), 7(F), and 3. In
my view, none of these provisions supports the governments refusal to disclose the detainee
information either. Exemption 7(C) Exemption 7(C) permits the government to withhold law enforcement
records where their release could reasonably be expected to
constitute an unwarranted invasion of personal privacy. 5 U.S.C.
§ 552(b)(7)(C). Like Exemption 7(A), the application of
Exemption 7(C) is subject to a set of wellestablished standards. Because the
statute refers not to invasions of privacy generally, but to
unwarranted invasions of privacy, courts evaluating claims
for 7(C) exemption must do more than simply identify a privacy interest that
will be compromised by disclosure of information. Instead, they must
balance the public interest in disclosure against the interest
Congress intended the Exemption to protect. Reporters Committee, 489 U.S. at 776, 109
S.Ct. at 1483. Relying on our decision in Nation Magazine, the government argues
that the detainees have an obvious privacy
interest cognizable under Exemption 7(C) in keeping secret the fact that they
were subjects of a law enforcement investigation,
and that these privacy concerns are particularly acute given the
nature and magnitude of the September 11 attacks.
Appellants Br. at 39-40
(quoting Nation Magazine, 71 F.3d at 894). This argument is unconvincing. For one
thing, if the government is so concerned with the detainees privacy,
why has it released so much information about them? What about Abdulla Al
Muhajirs privacy, or
Issaya Nombos, or Mohammad Mansur Jabarahs? Nothing in the
Reynolds declaration explains how the governments press conferences releasing the names
of these detainees demonstrate any respect for their privacy. In any event, we have never held that individuals who have been
not only investigated, but also arrested and jailed, have a similar privacy
interest in avoiding unwarranted association with criminal activity
or reputational harm. Nation Magazine, 71 F.3d at 894. Even though
being arrested subjects a person suspected of criminal activity to embarrassment
and potentially more serious reputational harm, the law is nevertheless clear
that no right [*946] [**361] of privacy is violated by the disclosure of
an official act such as an arrest. Am.
Fedn of Govt Employees, AFL-CIO v. Dept of
Housing & Urban Dev., 118 F.3d 786,
794 (D.C.Cir.1997) (quoting Paul v. Davis,
424 U.S. 693, 713, 96
S.Ct. 1155, 1166, 47 L.Ed.2d 405 (1976)). To be sure, detainees may have a unique interest in avoiding
association with the crimes of September 11. Even so, that interest is clearly
outweighed by the public interest in knowing whether the government, in
investigating those heinous crimes, is violating the rights of persons it has
detained. And while FOIA asks only whether the public interest in disclosure
outweighs the private interest in secrecy, it bears noting that the private
interests in this case weigh on both sides of the balance: Plaintiffs
request for disclosure of the detainees names seeks to vindicate not
only the publics right
to know what its government is up to, but also the detainees own
rights, including the right to counsel and to speedy trial. Nothing in SafeCard Services, Inc. v. SEC, 926 F.2d 1197
(D.C.Cir.1991), requires a different result. SafeCard establishes that names
appearing in law enforcement files will often fall within the scope of
Exemption 7(C), since records containing such information are generally far
less probative of an agencys
behavior or performance than of the behavior of the persons whose names
appear in the records. id. at 1205; see also Nation Magazine, 71 F.3d at 895
(In some, perhaps many, instances where a third party asks if an
agency has information regarding a named individual in law enforcement files,
the cognizable public interest in that information will be negligible; the
requester will be seeking records about a private citizen, not agency
conduct.). The SafeCard court therefore formulated a categorical rule
exempting disclosure of such information unless the requester can show (1)
compelling evidence that the agency is engaged in illegal activity, and (2)
that the information is necessary to confirm or refute that evidence. SafeCard, 926 F.2d at 1205-06.
Plaintiffs FOIA request satisfies both elements of this rule. To begin with, this case does not implicate SafeCards concern that disclosure of names in law
enforcement files will generally shed less light on the
governments behavior
than it does on the behavior of private citizens. In SafeCard, the FOIA
requester sought information relating to organizations and individuals whom the
SEC had suspected of manipulating the requesters stock and who might be witnesses or
litigants in the SECs
investigations. 926 F.2d at 1200, 1205. Similarly, in many other
Exemption 7(C) cases, FOIA requesters seek names in law enforcement files
primarily in order to attack their convictions or otherwise exculpate
themselvesa personal stake in disclosure that
does not count in the calculation of the public interest. Oguaju
v. United States, 288 F.3d 448, 450 (D.C.Cir.2002); see also Billington v.
United States Dept of Justice, 233 F.3d 581, 582 (D.C.Cir.2000). Here, in
contrast, plaintiffs have little if any personal stake in their FOIA request,
which aims solely to glean information relating to the
governments conduct of
its terrorism investigation and its treatment of the detainees. Designed to
shed[ ] light on an agencys performance of its statutory duties, this request
implicates precisely the kind of public interest lying at the heart of
Exemption 7(C)s
balancing test. Reporters Committee, 489 U.S. at 773, 109 S.Ct. at
1481-82. Moreover, plaintiffs offer ample evidence of agency wrongdoing.
The record includes hundreds of pages of newspaper articles, human rights
reports, and congressional testimony reporting alleged governmental abuses such
as holding detainees [*947] [**362] for long periods
without allowing them to seek or communicate with counsel and without charging
them. See, e.g., Alison Leigh Cowen, Detainees Lawyers Complain of
Unfair Treatment, N.Y. TIMES, Oct. 21, 2001, at B1; Richard A. Serrano, Many
Held in Terror Probe Report Rights Being Abused, L.A. TIMES, Oct. 15, 2001, at
A1; Amnesty International, Amnesty Internationals Concerns Regarding Post September 11
Detentions in the USA, available at http://web.amnesty.org/aidoc/aidoc_pdf.nsf;
Human Rights Watch,Presumption of Guilt: Human Rights Abuses of Post-September
11 Detainees, available at http://www.hrw.org/reports/2002/us911/USA0802.pdf;
Department of Justice Oversight: Preserving Our Freedoms While Defending
Against Terrorism: Hearing Before the Senate Judiciary Comm., 107th Cong.
(2001) (statement of Gerald H. Goldstein, Attorney, National Assn of
Criminal Defense Lawyers), available at
http://judiciary.senate.gov/hearing.cfm?= 28; id. (statement of Michael Boyle, Attorney, American
Immigration Lawyers Assn). To be sure, none of this evidence has been
tested and proved in a court of law. But SafeCard requires only compelling
evidencenot tested evidence, and not even evidence that would be
admissible at trial. If hundreds of pages of first-hand reports of governmental
abuses do not qualify as compelling evidence sufficient to
justify an investigation into the governments conduct, then I cannot imagine what
would. After all, FOIAs
purpose, as SafeCard recognizes,
is to allow the public access to records necessary to ascertain whether the
government has acted illegally. If requesters already had tried and tested
proof of such illegal activity, then resort to FOIA would be unnecessary.
History, moreover, is full of examples of situations in which just these sorts of
allegations led to the discovery of serious government wrongdoingfrom
Teapot Dome in the 1920s to the FBIs COINTELPRO counterintelligence program in the 1960s to
Watergate in the 1970s. In short, by interpreting SafeCard to require anything
more than compelling allegations of illegal agency
activity, Nation Magazine, 71 F.3d at 896, the government would
transform the SafeCard test into a categorical ban on the disclosure of names
contained in law enforcement records. That result finds justification in
neither FOIA nor our cases interpreting Exemption 7(C). See Nation Magazine, 71 F.3d at 896
(holding that a blanket exemption for all names in law enforcement records
would be contrary to FOIAs overall purpose of disclosure, and thus is not a permissible
reading of Exemption 7(C)); Stern v. FBI, 737 F.2d 84
(D.C.Cir.1984) (ordering the disclosure of the name of a high-ranking FBI
official in internal reports concerning the agencys investigation of a cover-up). Finally, plaintiffs need the information they request to confirm
or refute the compelling evidence of agency wrongdoingthe SafeCard
tests second
requirement. While it is true that a list of names alone would shed no light on
whether the government has respected detainees constitutional rights,
plaintiffs need the names in order to gather information about the
governments treatment of
the detainees. Appellees Br. at 30. In this respect,
plaintiffs request differs from the vast majority of FOIA requests
for information concerning named individuals in law enforcement files, where
the only plausible public interest is knowing to what extent an agency believed
the named individuals were involved in illegal activity. Cf. Rosenfeld v.
United States Dept of Justice, 57 F.3d 803, 812 (9th Cir.1995) (holding
that Exemption 7(C) does not justify withholding the identities of persons
investigated for [*948] [**363] subversive activities
in FBI files, where the names would make it possible to determine whether the
FBI had investigated student activists for participating in political protests
by comparing the FBIs
investigations to a roster of a student activist groups leadership). Amici Washington Legal Foundation and the Jewish Institute for
National Security Affairs contend that release of the information is not
necessary to evaluate whether the government is operating within the bounds of
the law in detaining persons in connection with its terrorism investigation,
since the public has other means of obtaining the information: Individual
detainees can bring individual lawsuits, the Departments Inspector General has investigated
allegations of misconduct, and media reports and congressional investigations
all tell the public what its government is up to.
Washington Legal Found. Br. in Support of Appellant at 17. But
Amicis argument has no
basis in FOIA. If Congress had intended for individual lawsuits, internal
investigations, or newspaper reports to relieve the government of its
obligations under FOIA, then it would have expressed that intent in the law. Exemption 7(F) The government next invokes Exemption 7(F), which permits
withholding law enforcement records where their release could
reasonably be expected to endanger the life or physical safety of any
individual. 5 U.S.C. § 552(b)(7)(F). Here again,
the governments evidence
fails to establish that the entire range of records encompassed in the
plaintiffs FOIA request could reasonably be
expected to endanger the detainees. The governments
declarations tell us only that (1) [d]etainees who are, in
fact[,] affiliated with a terrorist group may be perceived by such groups as
informants for the United States and be killed to preclude their future
cooperation, Reynolds Decl. ¶ 37, and (2)
[i]f prisoners learn that an individual who was detained as a result
of the investigation emanating from the September 11 attacks is in their own
prison facility, some may try to retaliate against this individual, id.
¶ 29. The government tells us nothing about what threat, if
any, disclosure would pose to detainees who are neither affiliated with a
terrorist group nor currently imprisoned. And the governments own disclosures again undermine its
assertions about detainees safety. Plaintiffs point out that the
Justice Department Inspector General himself named two of the detention centers
used to house the terrorism investigation detainees, a fact that the government
neither denies nor explains. Appellees Br. at 27. Again, the
government may have had reasons for disclosing the names of only these two
detention centers, but nothing in the Reynolds declaration tells us what those
reasons might be. Exemption 3 Finally, the government invokes Exemption 3, which exempts from
disclosure matters that are specifically exempted from disclosure by
statute
, provided that such statute
requires that the
matters be withheld from the public in such a manner as to leave no discretion
on the issue. 5 U.S.C. § 552(b)(3). According to
the government, Exemption 3, which encompasses Federal Rule of Criminal Procedure
6(e)s prohibition on the
disclosure of matters occurring before the grand jury, see Fund
for Constitutional Govt v. Natl Archives & Records Serv., 656 F.2d 856,
867-68 (D.C.Cir.1981), excuses it from disclosing the names of detainees held
on material witness warrants, since each of these warrants was issued
to procure a witnesss
testimony before a grand jury, Reynolds Second Supp. Decl.
[*949] [**364]
¶ 4. As such, the government contends that Exemption 3
provides a ground for nondisclosure independent of Exemption 7. Rule 6(e) forbids disclosure of not only what has
occurred and what is occurring, but also what is likely to occur
before a grand jury, including disclosure of witnesses identities. In
re Motions of Dow Jones & Co., 142 F.3d 496, 500 (D.C.Cir.1998).
Therefore, the names of persons detained on material witness warrants who have
actually testified before grand juries are unquestionably exempt from
disclosure. The government, however, insists that Exemption 3 also covers the
names of material witness detainees who have neither testified before grand
juries nor are scheduled to do so, as well as the names of detainees who were
released without ever having testified, because all of these detainees were
originally detained in order to procure [their] testimony before a
grand jury. Reynolds Second Supp. Decl. ¶ 4. Saying that the material witness detainees were held in order to
secure their testimony is quite different from saying that their testimony is
likely to occur before a grand jury. Indeed, the record
indicates that at least seven material witnesses have been released without
testifying before a grand jury, so in their cases, it seems more accurate to
say that their testimony is quite unlikely to occur before a grand jury. See
Indiana Men Ordered to Testify to Return to Evansville, ASSOC. PRESS, Oct. 25,
2001. Furthermore, although current detainees may be, on the whole, somewhat
more likely to testify before grand juries, their testimony is not necessarily
likely to occur for purposes of Rule 6(e). We have said
that the likely to occur language must be read sensibly: It
does not authorize the government to draw a veil of secrecy
over all matters occurring in the world that happen to be
investigated by a grand jury. In re Sealed Case, 192 F.3d 995,
1001-02 (D.C.Cir.1999) (internal quotation marks and citation omitted). Accordingly,
we have made clear that Rule 6(e) covers testimony about to be
presented to a grand jury (emphasis added)hence the
likely to occur languagebut does not cover
government investigations that merely parallel grand jury investigations.
id.
at 1002-03. Because the government fails to show that all material witness
detainees are likely to testify before grand juries, it may not, on this
record, withhold their names under Rule 6(e). To hold otherwise would convert
this circuits carefully
crafted standard into an absolute rule that would permit the government to keep
secret the name of any witness whom it ever thought might testify at a grand
jury proceeding, or who might testify at some indefinite point in the future.
Neither Rule 6(e) nor the law of this circuit justifies that result. IV. No part of the governments exemption request better illustrates its infirmities than
its refusal to disclose the names of the detainees attorneys.
Essentially rehashing its arguments for withholding the names of the
attorneys clients, the government arguesand the court
agrees, see Op. at 932that releasing attorneys names would
interfere with the terrorism investigation and would compromise the
detainees privacy interests, since releasing a list of attorneys
may facilitate the identification of the detainees
themselves. Reynolds Decl. ¶ 18. The government
also claims to be withholding the attorneys names for their own good,
warning that attorneys identified as representing individuals detained in
connection with the terrorism investigation run the risk that they
will be subjected to harassment or retaliation in their personal as well as
professional lives. Reynolds Decl. ¶ 26. *950 **365 Both parts of this argument not only are profoundly
wrong, but also reflect a complete misunderstanding of the nature of this
countrys legal
profession. In the first place, attorneys names are quite clearly not
a proxy for the names of their clients. Indeed, recognizing that knowledge of
the lawyers identity
does not inexorably lead to identifying the client, ethical rules forbid
lawyers from identifying their clients without their consent, except in
extraordinary circumstances. Rule 1.6 of the Model Rules of Professional
Conduct provides that absent extraordinary circumstances, [a] lawyer
shall not reveal information relating to the representation of a client unless
the client gives consent after consultation"a prohibition that
generally includes disclosure of a clients identity. See CTR. FOR PROFl RESPONSIBILITY, AM.
BAR ASS'N, ANNOTATED MODEL RULES OF PROFESSIONAL CONDUCT 83 (4th ed.1999).
Because the decision ultimately belongs to the detainees and not their lawyers,
providing a list of the lawyers names would do little more to
facilitate identification of the detainees than the governments current policy of allowing the
detainees to identify themselves to the media and to whomever else they choose. Even assuming that releasing attorneys names will
somehow facilitate identification of the detainees, the courts all-or-nothing approach again
impermissibly shifts the burden of identifying exempt information from the
government to plaintiffs. The governments Exemption 7(A) argument for withholding lawyers
names thus fails for the same reason as its 7(A) argument for withholding the
names of all detainees. How would releasing the names of attorneys representing
innocent clients with no connection to terrorist activities interfere with the
governments terrorism
investigation? Neither the court nor the government provides an explanation. The governments
second argument fares no better. The notion that the government must
withhold the attorneys names for their own good is flatly
inconsistent with lawyers roles as advocates and officers of the
court in our fundamentally open legal system. Having voluntarily assumed this
public role, lawyers have little expectation of anonymity. I, for one, know of
no lawyer who has ever asked for the kind of protection the government now
asserts on behalf of the detainees lawyers. Moreover, I have no doubt
that lawyers will represent individuals associated with the terrorism
investigation even without the protection the government urges. As Judge
Kessler noted in her opinion in this case, the history of our profession is
full of examples of brave men and women who have taken on unpopular causes in
the interest of justice. Ctr. for Natl Sec. Studies v.
Dept of Justice, 215 F.Supp.2d 94, 109 (D.D.C.2002). Not only do lawyers
regularly represent persons accused of terrible and highly publicized crimes
against individuals, but many of this countrys most prominent and well-respected
lawyers have defended persons accused of heinous crimes against the state, from
Aaron Burr to Nazi saboteurs to Soviet spies, as well as persons merely
suspected of a propensity to commit such crimes, such as Japanese internees in
World War II. In addition, the government completely fails to substantiate its
concerns about releasing attorneys names. The government insists that
[i]n light of the brutality of the acts committed against the United
States, even the mere possibility of retaliation against these lawyers
justifies withholding their identities. Reynolds Decl.
¶ 38. FOIA, of course, does not allow the government to
withhold information based on mere possibilities. And the
Reynolds declaration fails to establish that retaliation is reasonably likely.
Indeed, if the [*951] [**366] government is so worried about retaliation against
lawyers, why did it release a comprehensive list of attorneys representing
federally charged detainees? See Def. Mot. for Summary Judgment, Ex. 8. Reynolds provides no answer. And if the risk of retaliation has
materialized in the case of these attorneys, Reynolds certainly does not tell
us so. If the government has legitimate concerns about the safety of one
or more of the lawyers, FOIA requires it to describe those concerns with
reasonable specificityagain in an in camera affidavit, if
necessaryand explain why it believes the harms it fears
could reasonably be expected to occur. Giving appropriate
deference to law enforcement expertise, the district court would then be in a
position to evaluate the governments concerns and determine whether withholding the attorneys
names under Exemption 7(F)or some other, less extraordinary
measuresare needed to protect the detainees attorneys.
Absent such evidence, however, the government has no basis for its flat refusal
to release lawyers names. V. Although I think it unreasonable to infer that all of the
information plaintiffs seek in their FOIA request qualifies for exemption, the
government may be able to point to more narrowly defined categories of
information that might justify the inference. For example, while nothing in the
record supports the governments
contention that releasing the names of innocent detainees would harm the
investigation, perhaps the government could justify withholding the places of
arrest on the ground that such information might provide terrorist
organizations with some insight into the governments investigative methods and strategy. I
would therefore remand to allow the government to describe, for each detainee
or reasonably defined category of detainees, on what basis it may withhold
their names and other information. This more particularized approach comports
with both Congress intent to provide workable rules of FOIA
disclosure, United States v. Landano, 508 U.S. 165, 180, 113
S.Ct. 2014, 2023-24, 124 L.Ed.2d 84 (1993) (internal quotation marks and
citations omitted), and FOIAs
ultimate aim: to give the public access to information about
how Government is exercising its trust, at a time when
Government is becoming involved in more and more aspects of every
citizens personal and
business life. 112 Cong. Rec. 13654 (1966) (statement of Rep.
Rumsfeld). It would also ensure that this court treat FOIA as a
disclosure statute and not as an excuse to withhold information from the
public. id. Rather than hold the government to clearly established standards
governing FOIA exemptions, the court sustains the governments vague, ill-explained decision to
withhold information, invoking principles of deference and engaging in its own
speculation to fill in the gaps in the governments showing. In my view, the courts approach drastically diminishes, if not
eliminates, the judiciarys
role in FOIA cases that implicate national-security interests. Congress
certainly could have written FOIA that way, but chose instead to require
meaningful judicial review of all government exemption claims. If the
government thinks that a new, broader FOIA exemption is needed for terrorism
cases, it should ask Congress to create one, just as in the wake of September
11 it asked Congress to authorize roving wiretaps of suspected terrorists and
to permit detention of non-U.S. citizens suspected of terrorism without
specific charges. See USA PATRIOT Act, Pub. L. No. 107-56, 115 Stat. 272
(2001). But this court may not change the law in Congresss stead. For [*952] [**367]
all its concern about the separation-of-powers principles at issue in this
case, the court violates those principles by essentially abdicating its
responsibility to apply the law as Congress wrote it. I dissent. |