316 F.3d 450; 185
A.L.R. Fed. 751; 2003 U.S. App. LEXIS 198 YASER ESAM HAMDI;
ESAM FOUAD HAMDI, as next friend of Yaser Esam Hamdi, Petitioners - Appellees,
versus DONALD RUMSFELD; W. R. PAULETTE, Commander, Respondents - Appellants. CENTER FOR CONSTITUTIONAL
RIGHTS; RICHARD L. ABEL, Connell Professor of Law, University of California at
Los Angeles; WILLIAM J. ACEVES, Professor of Law, California Western School of
Law; BRUCE A. ACKERMAN, Sterling Professor of Law & Political Science, Yale
University; LEE A. ALBERT, Professor of Law, University at Buffalo Law School,
The State University of New York; BARBARA BADER ALDAVE, Loran L. Stewart
Professor of Corporate Law, University of Oregon School of Law; ALICIA ALVAREZ,
Clinical Associate Professor of Law, DePaul University School of Law; DIANE
MARIE AMANN, Professor of Law, University of California, Davis, School of Law;
MICHELLE J. ANDERSON, Associate Professor of Law, Villanova University School
of Law; FRAN ANSLEY, Professor of Law, University of Tennessee College of Law;
ELVIA R. ARRIOLA, Associate Professor of Law, Northern Illinois University
College of Law; FRANK ASKIN, Professor of Law and Robert Knowlton Scholar,
Rutgers School of Law at Newark; MILNER S. BALL, Caldwell Professor of
Constitutional Law, University of Georgia School of Law; JON BAUER, Clinical
Professor of Law and Director, Asylum & Human Rights Clinic University of
Connecticut School of Law; PAUL SCHIFF BERMAN, Associate Professor, University
of Connecticut School of Law; CYNTHIA BOWMAN, Professor of Law, Northwestern
University School of Law; MARK S. BRODIN, Professor of Law, Boston College Law
School; BARTRAM S. BROWN, Professor of Law, Chicago-Kent College of Law,
Illinois Institute of Technology; SUE BRYANT, Director of Clinical Education
and Associate Professor of Law, CUNY School of Law; BURTON CAINE, Professor of
Law, Temple University School of Law; EMILY CALHOUN, Professor of Law,
University of Colorado School of Law; ANUPAM CHANDER, Acting Professor of Law,
University of California, Davis, School of Law; ERWIN CHEMERINSKY, Sydney M.
Irmas Professor of Public Interest Law, Legal Ethics and Political Science,
University of Southern California Law School; PAUL G. CHEVIGNY, Joel S. and
Anne B. Ehrenkranz Professor of Law, New York University Law School; PAUL
CHILL, Clinical Professor of Law, University of Connecticut School of Law;
GABRIEL J. CHIN, Rufus King Professor of Law, University of Cincinnati College
of Law; CAROL CHOMSKY, Associate Professor of Law, University of Minnesota Law
School; MARGARET CHON, Associate Professor of Law, Seattle University School of
Law; MARJORIE COHN, Associate Professor of Law, Thomas Jefferson School of Law,
San Diego; ROBIN MORRIS COLLIN, Professor of Law,University of Oregon School of
Law; DENNIS E. CURTIS, Clinical Professor of Law, Yale Law School; ERIN DALY,
Associate Professor of Law, Widener University; MICHAEL H. DAVIS, Professor of
Law, Cleveland State University; MICHAEL DEUTSCH, Adjunct Professor of Law,
Northwestern University School of Law; LAURA DICKINSON, Associate Professor,
University of Connecticut School of Law; ROBERT DINERSTEIN, Associate Dean and
Professor of Law, American University, Washington College of Law; JANE DOLKART,
Associate Professor of Law, Dedman School of Law, Southern Methodist
University; SHARON DOLOVICH, Acting Professor of Law, University of California
at Los Angeles; DOUGLAS L. DONOHO, Professor of Law, Nova Southeastern
University, Shepard Broad Law Center; DOLORES DONOVAN, Professor of Law,
University of San Francisco School of Law; MARY L. DUDZIAK, Judge Edward J. and
Ruey L. Guirado Professor of Law and History, University of Southern California
Law School; Visiting Research Scholar, Woodrow Wilson School of Public and
International Affairs, Princeton University; PAMELA EDWARDS, Assistant
Professor of Law, CUNY School of Law; NANCY EHRENREICH, Associate Professor of
Law, University of Denver College of Law; ROSA EHRENREICH BROOKS, Associate
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FEATHERS, Esq., Director, Public Service Program, University of Pennsylvania
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of Law; TODD D. FERNOW, Professor of Law, Director, Criminal Clinic, University
of Connecticut School of Law; SALLY FRANK, Professor of Law, Drake University
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FREEDMAN, Professor of Law, Hofstra University School of Law; NIELS W. FRENZEN,
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School; KRISTIN BOOTH GLEN, Dean and Professor of Law, CUNY School of Law;
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GLICKSTEIN, Dean and Professor of Law, Touro Law School; PHYLLIS GOLDFARB,
Professor of Law, Boston College Law School; BOB GOLTEN, Director,
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GONZALEZ, Associate Professor of Law, Rutgers School of Law - Newark; Visiting
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GRAHAM, JR., Professor of Law, University of California at Los Angeles; ARIELA
GROSS, Professor of Law & History, The Law School, University of Southern
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CUNY Law School; VIRGINIA HENCH, Associate Professor of Criminal Law &
Procedure & Civil Rights, University of Hawaii - Manoa; KATHY HESSLER,
Professor, Case Western Reserve University School of Law; JUDITH L. HOLMES,
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School of Law; JOAN HOWARTH, Professor of Law, University of Nevada, Las Vegas;
MARSHA HUIE, Professor of Law, The University of Tulsa College of Law; ERIC S.
JANUS, Professor of Law, William Mitchell College of Law; PAULA C. JOHNSON, Associate
Professor of Law, Syracuse University College of Law; JOSE R. JUAREZ, JR.,
Professor of Law, St. Marys University School of Law; DAVID KAIRYS,
James E. Beasley Professor of Law, Beasley School of Law, Temple University;
YALE KAMISAR, Clarence Darrow Distinguished University Professor of Law,
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at Los Angeles; LEWIS R. KATZ, John C. Hutchins Professor of Law, Case Western
Reserve University Law School; EILEEN KAUFMAN, Professor of Law, Touro Law
School; MICHAEL J. KELLY, Assistant Professor, Creighton University School of
Law; RANETA LAWSON MACK, Professor of Law, Creighton University School of Law;
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School, Los Angeles; JOHN LEUBSDORF, Professor of Law, Rutgers Law
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MAVEAL, Associate Professor of Law, University of Detroit Mercy School of Law;
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MONTOYA, Professor of Law, University of New Mexico School of Law; BEVERLY
MORAN, Professor of Law, Professor of Sociology, Vanderbilt University School
of Law; DAVID A. MORAN, Assistant Professor of Law, Wayne State University Law
School; MARY-BETH MOYLAN, Instructor of Law, University of the Pacific,
McGeorge School of Law; MILLARD A. MURPHY, Esq., Clinical Instructor, Prison
Law Clinic, University of California, Davis, School of Law; KENNETH B. NUNN,
Professor of Law, Fredric G. Levin College of Law, University of Florida; JAMES
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University of New York School of Law; ROBERT A. SEDLER, Distinguished Professor
of Law and Gibbs Chair in Civil Rights and Civil Liberties, Wayne State
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ROBERT L. TSAI, Assistant Professor of Law, University of Oregon School of Law;
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Professor, Washington College of Law, American University; ADAM WINKLER, Acting
Professor of Law, University of California at Los Angeles; STEPHEN WIZNER,
William O. Douglas Clinical Professor of Law and Supervising Attorney, Yale Law
School; MARK E. WOJCIK, Associate Professor of Law, The John Marshall Law
School, Chicago; FRANK H. WU, Professor of Law, Howard University; CLIFF
ZIMMERMAN, Clinical Associate Professor of Law, Northwestern University;
NATIONAL LAWYERS GUILD, Heidi Boghosian, Executive Director; NATIONAL
IMMIGRATION PROJECT OF THE NATIONAL LAWYERS GUILD, Dan Kesselbrenner, Executive
Director; NATIONAL LAWYERS GUILD NEW YORK CHAPTER, Dana Biberman, President;
HUMAN RIGHTS WATCH, James Ross, Senior Legal Counsel; SOUTHERN POVERTY LAW
CENTER, Rhonda Brownstein, Legal Director; UNITARIAN UNIVERSALIST SERVICE
COMMITTEE, Denise Moorehead, Deputy Director of Program; PUERTO RICO LEGAL
DEFENSE AND EDUCATION FUND, INCORPORATED, Foster Maer, Acting Legal Director;
NATIONAL COALITION TO PROTECT POLITICAL FREEDOM, Kit Gage, President; FIRST
AMENDMENT FOUNDATION, Kit Gage, Director; NATIONAL LAWYERs
GUILD/MAURICE & JANE SUGAR LAW CENTER FOR ECONOMIC & SOCIAL JUSTICE,
Julie Hurwitz, Executive Director; CIVIL LIBERTIES MONITORING PROJECT, Jared
Rossman, President; ASSOCIATION OF LEGAL AID ATTORNEYS, U.A.W. LOCAL 2325,
Michael Letwin, Esq., President; PARTNERSHIP FOR CIVIL JUSTICE, Mara
Verheyden-Hilliard, co-founder; TRIAL LAWYERS FOR PUBLIC JUSTICE, Rebecca
Epstein, Staff Attorney; FREEDOM SOCIALIST PARTY, Val Carlson; JEWISH ALLIANCE
FOR LAW AND SOCIAL ACTION, Andrew M. Fischer; THE INNOCENCE PROJECT AT THE
BENJAMIN N. CARDOZO SCHOOL OF LAW, Nina Morrison, Esq., Executive Director;
ELLA BAKER CENTER FOR HUMAN RIGHTS, Van Jones, National Executive Director;
AMERICAN FRIENDS SERVICE COMMITTEE, Mary Ellen McNish, General Secretary; REBER
BOULT, Esq., Albuquerque, New Mexico; HUNTER GRAY; JOHN MAGE, Esq., New York,
New York; DOUGLAS N. MASTERS, Esq., Chicago, Illinois; LAURA BETH NIELSEN,
Research Fellow, American Bar Foundation; LEONARD WEINGLASS, Esq., New York,
New York; CAMILLE WHITWORTH, Esq., Austin, Texas; MITCHELL ZIMMERMAN, Esq.,
Co-Coordinator, Law Professors for the Rule of Law; NATIONAL ASSOCIATION OF
CRIMINAL DEFENSE LAWYERS; AMERICAN CIVIL LIBERTIES UNION FOUNDATION; AMERICAN
CIVIL LIBERTIES FOUNDATION OF VIRGINIA; Amici Curiae in support of Appellees,
RUTH WEDGWOOD, Professor of Law, Yale University Law School; SAMUEL ESTREICHER,
Professor of Law, New York University School of Law; DOUGLAS W. KMIEC, Dean
& St. Thomas More Professor of Law, Catholic University; RONALD ROTUNDA,
George Mason University Foundation Professor of Law, George Mason University
School of Law; DAVID B. RIVKIN, JR.; LEE A. CASEY; DARIN R. BARTRAM; Amici
Curiae in support of Appellants. No. 02-7338 UNITED STATES COURT OF
APPEALS FOR THE FOURTH CIRCUIT October 28, 2002,
Argued January 8, 2003,
Decided SUBSEQUENT HISTORY: Rehearing denied by, Rehearing, en
banc, denied by Hamdi v. Rumsfeld, 337 F.3d 335, 2003 U.S. App. LEXIS 13719
(4th Cir., 2003) Certiorari granted by, motion granted by: Hamdi v.
Rumsfeld, 157 L. Ed. 2d 812, 124 S. Ct. 981, 2004 U.S. LEXIS 12 (U.S., 2004) Vacated by, Remanded by: Hamdi v. Rumsfeld, 542 U.S. 507 (U.S., June
28, 2004) On
remand: Hamdi v.
Rumsfeld, 378 F.3d 426 (4th Cir. Aug. 6, 2004) (No. 02-7338) PRIOR HISTORY: [*1] Appeal from the United States District
Court for the Eastern District of Virginia, at Norfolk. Robert G. Doumar,
Senior District Judge. (CA-02-439-2). Hamdi v. Rumsfeld, 243 F. Supp. 2d 527,
2002 U.S. Dist. LEXIS 25492 (E.D. Va., 2002) COUNSEL: ARGUED: Paul Clement, Deputy Solicitor
General, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for Appellants. Frank Willard Dunham, Jr., Federal Public Defender, Norfolk,
Virginia, for Appellees. ON BRIEF: Paul J. McNulty, United States Attorney, Gregory G.
Garre, Assistant to the Solicitor General, David B. Salmons, Assistant to the
Solicitor General, Lawrence R. Leonard, Managing Assistant United States
Attorney, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for
Appellants. Larry W. Shelton, Assistant Federal Public Defender, Geremy C.
Kamens, Assistant Federal Public Defender, Norfolk, Virginia, for Appellees. David B. Rivkin, Jr., Lee A. Casey, Darin R. Bartram, BAKER &
HOSTETLER, L.L.P., Washington, D.C., for Amici Curiae Ruth Wedgwood, et al.
Shayana Kadidal, Barbara Olshansky, Michael Ratner, William Goodman, CENTER FOR
CONSTITUTIONAL RIGHTS, New York, New York, for Amici Curiae Center for
Constitutional Rights, et al. Steven D. Benjamin, Richmond, Virginia; Donald G.
Rehkopf, Jr., BRENNA [*2] & BRENNA, Rochester, New York, for
Amicus Curiae Association of Criminal Defense Lawyers. Steven R. Shapiro, Lucas
Guttentag, Arthur N. Eisenberg, Robin Goldfaden, AMERICAN CIVIL LIBERTIES UNION
FOUNDATION, New York, New York; Rebecca K. Glenberg, AMERICAN CIVIL LIBERTIES
UNION OF VIRGINIA, Richmond, Virginia, for Amici Curiae ACLU, et al. JUDGES: Before WILKINSON, Chief Judge, and WILKINS and
TRAXLER, Circuit Judges. Opinion by WILKINSON, Chief Judge, and WILKINS and
TRAXLER, Circuit Judges, in which all three concur. OPINION BY: WILKINSON OPINION: WILKINSON, Chief Judge, and WILKINS and
TRAXLER, Circuit Judges: Yaser Esam Hamdi filed a petition under 28 U.S.C.
§ 2241 challenging the lawfulness of his confinement in the
Norfolk Naval Brig. n1 On this third and latest appeal, the United States
challenges the district courts order requiring the production of
various materials regarding Hamdis status as an alleged enemy combatant.
The district court certified for appeal the question of whether a declaration
by a Special Advisor to the Under Secretary of Defense for Policy setting forth
what the government contends were the circumstances of Hamdis capture
was sufficient [*3] by itself to justify his detention.
Because it is undisputed that Hamdi was captured in a zone of active combat in
a foreign theater of conflict, we hold that the submitted declaration is a
sufficient basis upon which to conclude that the Commander in Chief has
constitutionally detained Hamdi pursuant to the war powers entrusted to him by
the United States Constitution. No further factual inquiry is necessary or
proper, and we remand the case with directions to dismiss the petition. n1 The court expresses its appreciation to the Public
Defenders Office for the Eastern District of Virginia, the United
States Attorneys Office for the Eastern District of Virginia, and the
Solicitor Generals Office for the professionalism of their efforts
throughout these expedited appeals. I. As recounted in earlier appeals regarding Hamdis
detention, Hamdi v. Rumsfeld, 294 F.3d 598 (4th Cir. 2002)
(Hamdi I), and Hamdi v. Rumsfeld, 296 F.3d 278 (4th
Cir. 2002) (Hamdi II), the [*4] al Qaida terrorist
network, utilizing commercial airliners, launched massive attacks on the United
States on September 11, 2001, successfully striking the World Trade Center in
New York City, and the Pentagon, the military headquarters of our country, near
Washington, D.C. A third unsuccessful attack upon at least one additional
target, most likely within Washington, D.C., was foiled by the efforts of the
passengers and crew on the highjacked airliner when it crashed in Somerset
County, Pennsylvania, southeast of Pittsburgh. In total, over 3,000 people were
killed on American soil that day. In the wake of this atrocity, Congress authorized the President
to use all necessary and appropriate force against those nations,
organizations, or persons he determines planned, authorized, committed, or
aided the terrorist attacks or harbored such organizations
or persons. Authorization for Use of Military Force, Pub. L. No.
107-40, 115 Stat. 224 (Sept. 18, 2001). The President responded by ordering
United States armed forces to Afghanistan to subdue al Qaida and the governing
Taliban regime supporting it. During this ongoing military operation, thousands
of alleged enemy combatants, including
[*5] Hamdi, have been captured by American
and allied forces. The present case arises out of Hamdis detention by the
United States military in Norfolk, Virginia. Hamdi apparently was born in
Louisiana but left for Saudi Arabia when he was a small child. Although
initially detained in Afghanistan and then Guantanamo Bay, Hamdi was
transferred to the Norfolk Naval Station Brig after it was discovered that he
may not have renounced his American citizenship. He has remained in Norfolk
since April 2002. In June 2002, Hamdis father, Esam Fouad Hamdi, filed a
petition for writ of habeas corpus, naming as petitioners both Hamdi and
himself as next friend. n2 The petition alleged that Hamdi is a citizen of the
United States who was residing in Afghanistan when he was seized by the United States
government. According to the petition, in the course of the military
campaign, and as part of their effort to overthrow the Taliban, the United
States provided military assistance to the Northern Alliance, a loosely-knit
coalition of military groups opposed to the Taliban Government, and
thereby obtained access to individuals held by various factions of
the Northern Alliance. The petition further [*6] alleges that
Hamdi was captured or transferred into the custody of the United
States in the Fall of 2001 in Afghanistan, transported from
Afghanistan to Camp X-Ray at the United States Naval Base in Guantanamo Bay,
Cuba, in January 2002, and ultimately transferred to the Norfolk Naval Station
Brig in Norfolk, Virginia, in April 2002. n2 This court has previously determined that Esam Fouad Hamdi is a
proper next friend. Hamdi I, 294 F.3d at 600 n.1. Two earlier petitions
filed by the Federal Public Defender for the Eastern District of Virginia Frank
Dunham and Christian Peregrim, a private citizen from New Jersey, were
dismissed. Neither Dunham nor Peregrim had a significant relationship with the
detainee, and Hamdis father plainly did. Id. at 606. Although acknowledging that Hamdi was seized in Afghanistan during
a time of active military hostilities, the petition alleges that as
an American citizen, . . . Hamdi enjoys the full protections of the
Constitution, and that [*7] the governments current
detention of him in this country without charges, access to a judicial
tribunal, or the right to counsel, violates the Fifth and Fourteenth
Amendments to the United States Constitution. By way of relief, the
petition asks, inter alia, that the district court: (1) Order Respondents
to cease all interrogations of Yaser Esam Hamdi, direct or indirect, while this
litigation is pending; (2) Order and declare that Yaser
Esam Hamdi is being held in violation of the Fifth and Fourteenth Amendments to
the United States Constitution; (3) To the extent
Respondents contest any material factual allegations in the Petition, schedule
an evidentiary hearing, at which Petitioners may adduce proof in support of
their allegations; and (4) Order that Petitioner Yaser Esam
Hamdi be released from Respondents unlawful custody. On June 11, before the government had time to respond to the
petition, the district court appointed Public Defender Frank Dunham as counsel
for the detainee and ordered the government to allow the Defender unmonitored
access to Hamdi. On July 12, we reversed the district courts order
granting counsel immediate access to Hamdi. Hamdi II, 296 F.3d at
279. [*8] We cautioned that Hamdis
petition involved complex and serious national security issues and found that
the district court had not shown proper deference to the governments
legitimate security and intelligence interests. We did not order the petition
dismissed outright, however, noting our reluctance to embrace [the]
sweeping proposition . . . that, with no meaningful judicial review, any
American citizen alleged to be an enemy combatant could be detained
indefinitely without charges or counsel on the governments
say-so. Id. at 283. Rather, we sanctioned a limited and deferential
inquiry into Hamdis status, noting that if Hamdi is indeed
an enemy combatant who was captured during hostilities in
Afghanistan, the governments present detention of him is a lawful
one. Id. (citing Ex parte Quirin, 317 U.S. 1, 31, 37, 87 L.
Ed. 3, 63 S. Ct. 2 (1942)). We also instructed that, in conducting the inquiry,
the district court must consider the most cautious procedures first,
conscious of the prospect that the least drastic procedures may promptly
resolve Hamdis case and make more intrusive measures
unnecessary. Id. at 284. Following this [*9] remand, the district court held a
hearing on July 18. During this hearing, the court expressed its concern over
possible violations of Hamdis rights as an American citizen. The
court also questioned the governments most basic contentions
regarding the ongoing hostilities, asking with whom is the war I
should suggest that were fighting? and will the
war never be over as long as there is any member [or] any person who might feel
that they want to attack the United States of America or the citizens of the
United States of America? The court directed that all of
these [answers should] be provided in the answer that the government is to file
to the petition and directed the United States to file such a
response to Hamdis petition by July 25. On July 25, the government filed a response to, and motion to
dismiss, the petition for a writ of habeas corpus. Attached to its response was
an affidavit from the Special Advisor to the Under Secretary of Defense for
Policy, Michael Mobbs, which confirms the material factual allegations in
Hamdis petition specifically, that Hamdi was seized in
Afghanistan by allied military forces during the course of the sanctioned
military campaign, [*10] designated an enemy
combatant by our Government, and ultimately transferred to the
Norfolk Naval Brig for detention. Thus, it is undisputed that Hamdi was
captured in Afghanistan during a time of armed hostilities there. It is further
undisputed that the executive branch has classified him as an enemy combatant. In addition to stating that Hamdi has been classified as an enemy
combatant, the Mobbs declaration went on further to describe what the
government contends were the circumstances surrounding Hamdis
seizure, his transfer to United States custody, and his placement in the
Norfolk Naval Brig. According to Mobbs, the military determined that Hamdi
traveled to Afghanistan in approximately July or August of
2001 and proceeded to affiliate[] with a Taliban military
unit and receive[] weapons training. While serving with the Taliban
in the wake of September 11, he was captured when his Taliban unit surrendered
to Northern Alliance forces with which it had been engaged in battle. He was in
possession of an AK-47 rifle at the time of surrender. Hamdi was then
transported with his unit from Konduz, Afghanistan to the Northern Alliance
prison in Mazar-e-Sharif, Afghanistan
[*11] and, after a prison uprising there, to
a prison at Sheberghan, Afghanistan. Hamdi was next transported to the U.S.
short term detention facility in Kandahar, and then transferred again to
Guantanamo Bay and eventually to the Norfolk Naval Brig. According to Mobbs,
interviews with Hamdi confirmed the details of his capture and his status as an
enemy combatant. In keeping with our earlier instruction that the district court
should proceed cautiously in reviewing military decisions reached during
sanctioned military operations, we directed the district court to first
consider the sufficiency of the Mobbs declaration as an independent
matter before proceeding further. Following this order, the district
court held a hearing on August 13 to review the sufficiency of the Mobbs
declaration. During this hearing, the district court recognized that
the government is entitled to considerable deference in detention
decisions during hostilities. The court also noted that it did not
have any doubts [Hamdi] had a firearm [or] any doubts he went to
Afghanistan to be with the Taliban. Despite these observations,
however, the court asserted that it was challenging everything in the
Mobbs [*12] declaration and that it
intended to pick it apart piece by
piece. The court repeatedly referred to information it felt was
missing from the declaration, asking Is there anything in here that
said Hamdi ever fired a weapon? The court questioned whether Mr.
Mobbs was even a government employee and intimated that the government was
possibly hiding disadvantageous information from the court. The district court filed an opinion on August 16, finding that the
Mobbs declaration falls far short of supporting
Hamdis detention. The court ordered the government to turn over,
among other things, copies of Hamdis statements and the notes taken
from any interviews with him; the names and addresses of all interrogators who
have questioned Hamdi; statements by members of the Northern Alliance regarding
the circumstances of Hamdis surrender; and a list of the date of
Hamdis capture and all of the dates and locations of his subsequent
detention. Upon the Governments motion to certify the August 16
production order for immediate appeal, the district court certified the
following question: Whether the Mobbs Declaration, standing alone, is
sufficient as a matter of law to allow a meaningful [*13] judicial review of
Yaser Esam Hamdis classification as an enemy combatant? We
then granted the Governments petition for interlocutory review
pursuant to 28 U.S.C.A. § 1292(b). In so doing, we noted that
this court may address any issue fairly included within the
certified order because it is the order that is appealable, and not the
controlling question identified by the district court.
Hamdi v. Rumsfeld, No. 02-7338 (4th Cir. Sept. 12, 2002) (order granting
petition for interlocutory review) (quoting Yamaha Motor Corp. v. Calhoun, 516 U.S. 199, 205, 133 L.
Ed. 2d 578, 116 S. Ct. 619 (1996)). II. Yaser Esam Hamdi is apparently an American citizen. He was also
captured by allied forces in Afghanistan, a zone of active military operations.
This dual status that of American citizen and that of alleged enemy
combatant raises important questions about the role of the courts in
times of war. A. The importance of limitations on judicial activities during
wartime may be inferred from the allocation of powers under our constitutional
scheme. Congress and the President, like the courts, possess no power
not derived from the Constitution. [*14] Ex parte Quirin, 317 U.S. 1, 25, 87 L. Ed. 3,
63 S. Ct. 2 (1942). Article I, section 8 grants Congress the power to
provide for the common Defence and general Welfare of the United
States . . . To declare War, grant Letters of Marque and Reprisal, and make
Rules concerning Captures on Land and Water; To raise and support armies . . .
[and] To provide and maintain a navy. Article II, section 2 declares
that the President shall be Commander in Chief of the Army and Navy
of the United States, and of the Militia of the several States, when called
into the actual Service of the United States. The war powers thus invest the President, as Commander
in Chief, with the power to wage war which Congress has declared, and to carry
into effect all laws passed by Congress for the conduct of war and for the
government and regulation of the Armed Forces, and all laws defining and
punishing offences against the law of nations, including those which pertain to
the conduct of war. Quirin, 317 U.S. at 26. These powers include the
authority to detain those captured in armed struggle. Hamdi II, 296 F.3d at
281-82. n3 These powers likewise extend
[*15]
to the executives decision to
deport or detain alien enemies during the duration of hostilities, see Ludecke
v. Watkins, 335 U.S. 160,
173, 92 L. Ed. 1881, 68 S. Ct. 1429 (1948), and to confiscate or destroy enemy
property, see Juragua Iron Co. v. United States, 212 U.S. 297, 306, 53 L.
Ed. 520, 29 S. Ct. 385, 44 Ct. Cl. 595 (1909). n3 Persons captured during wartime are often referred to as
enemy combatants. While the designation of Hamdi as an
enemy combatant has aroused controversy, the term is one
that has been used by the Supreme Court many times. See, e.g., Madsen v.
Kinsella, 343 U.S. 341,
355, 96 L. Ed. 988, 72 S. Ct. 699 (1952); In re Yamashita, 327 U.S. 1, 7, 90 L. Ed.
499, 66 S. Ct. 340 (1946); Quirin, 317 U.S. at 31. Article III contains nothing analogous to the specific powers of
war so carefully enumerated in Articles I and II. In accordance with
this constitutional text, the Supreme Court has shown great deference [*16]
to the political branches when called upon to decide cases implicating
sensitive matters of foreign policy, national security, or military
affairs. Hamdi II, 296 F.3d at 281. The reasons for this deference are not difficult to discern.
Through their departments and committees, the executive and legislative
branches are organized to supervise the conduct of overseas conflict in a way
that the judiciary simply is not. The Constitutions allocation of the
warmaking powers reflects not only the expertise and experience lodged within
the executive, but also the more fundamental truth that those branches most
accountable to the people should be the ones to undertake the ultimate
protection and to ask the ultimate sacrifice from them. Thus the Supreme Court
has lauded the operation of a healthy deference to legislative and
executive judgments in the area of military affairs. Rostker v.
Goldberg, 453 U.S. 57,
66, 69 L. Ed. 2d 478, 101 S. Ct. 2646 (1981). The deference that flows from the explicit enumeration of powers
protects liberty as much as the explicit enumeration of rights. The Supreme
Court has underscored this founding principle: The ultimate [*17]
purpose of this separation of powers is to protect the liberty and
security of the governed. Metro. Wash. Airports Auth. v. Citizens
for the Abatement of Aircraft Noise, Inc., 501 U.S. 252, 272, 115 L.
Ed. 2d 236, 111 S. Ct. 2298 (1991). Thus, the textual allocation of
responsibilities and the textual enumeration of rights are not dichotomous,
because the textual separation of powers promotes a more profound understanding
of our rights. For the judicial branch to trespass upon the exercise of the
warmaking powers would be an infringement of the right to self-determination
and self-governance at a time when the care of the common defense is most
critical. This right of the people is no less a right because it is possessed
collectively. These interests do not carry less weight because the conflict in
which Hamdi was captured is waged less against nation-states than against
scattered and unpatriated forces. We have emphasized that the
unconventional aspects of the present struggle do not make its stakes
any less grave. Hamdi II, 296 F.3d at 283. Nor does the nature of the
present conflict render respect for the judgments of the political
branches [*18] any less appropriate. We have noted that
the political branches are best positioned to comprehend this global
war in its full context, id., and neither the absence of set-piece
battles nor the intervals of calm between terrorist assaults suffice to nullify
the warmaking authority entrusted to the executive and legislative branches. B. Despite the clear allocation of war powers to the political
branches, judicial deference to executive decisions made in the name of war is
not unlimited. The Bill of Rights which Hamdi invokes in his petition is as
much an instrument of mutual respect and tolerance as the Fourteenth Amendment
is. It applies to American citizens regardless of race, color, or creed. And as
we become a more diverse nation, the Bill of Rights may become even more a lens
through which we recognize ourselves. To deprive any American citizen of its
protections is not a step that any court would casually take. Drawing on the Bill of Rights historic guarantees, the
judiciary plays its distinctive role in our constitutional structure when it
reviews the detention of American citizens by their own government. Indeed, if
due process means anything, it means that the courts [*19] must defend the
fundamental principles of liberty and justice which lie at the base
of all our civil and political institutions. Powell v. Alabama, 287 U.S. 45, 67, 77 L. Ed.
158, 53 S. Ct. 55 (1932) (internal quotation marks omitted). The Constitution
is suffused with concern about how the state will wield its awesome power of
forcible restraint. And this preoccupation was not accidental. Our forebears
recognized that the power to detain could easily become destructive
if exerted without check or control by an unrestrained
executive free to imprison, dispatch, or exile any man that was
obnoxious to the government, by an instant declaration that such is their will
and pleasure. 4 W. Blackstone, Commentaries on the Laws of England
349-50 (Cooley ed. 1899) (quoted in Duncan v. Louisiana, 391 U.S. 145, 151, 20 L.
Ed. 2d 491, 88 S. Ct. 1444 (1968)). The duty of the judicial branch to protect our individual freedoms
does not simply cease whenever our military forces are committed by the
political branches to armed conflict. The Founders foresaw that
troublous times would arise, when rulers and people would . . . seek by sharp
and decisive measures [*20] to accomplish ends deemed just and
proper; and that the principles of constitutional liberty would be in peril,
unless established by irrepealable law. Ex Parte Milligan, 71 U.S. 2, 18 L. Ed. 281
(1866). While that recognition does not dispose of this case, it does indicate
one thing: The detention of United States citizens must be subject to judicial
review. See Hamdi II, 296 F.3d at 283. It is significant, moreover, that the form of relief sought by Hamdi
is a writ of habeas corpus. In war as in peace, habeas corpus provides one of
the firmest bulwarks against unconstitutional detentions. As early as 1789,
Congress reaffirmed the courts common law authority to review
detentions of federal prisoners, giving its explicit blessing to the
judiciarys power to grant writs of habeas corpus for the
purpose of an inquiry into the cause of commitment for federal
detainees. Act of Sept. 24, 1789, ch. 20, § 14, 1 Stat.
81-82. While the scope of habeas review has expanded and contracted over the
succeeding centuries, its essential function of assuring that restraint accords
with the rule of law, not the whim of authority, remains unchanged. [*21]
Hamdis petition falls squarely within the Great
Writs purview, since he is an American citizen challenging his
summary detention for reasons of state necessity. C. As the foregoing discussion reveals, the tensions within this case
are significant. Such circumstances should counsel caution on the part of any
court. Given the concerns discussed in the preceding sections, any broad or
categorical holdings on enemy combatant designations would be especially
inappropriate. We have no occasion, for example, to address the designation as
an enemy combatant of an American citizen captured on American soil or the role
that counsel might play in such a proceeding. See, e.g., Padilla v. Bush, 233 F. Supp. 2d 564,
2002 U.S. Dist. LEXIS 23086, No. 02 Civ. 445 (MBM), 2002 WL 31718308 (S.D.N.Y.
Dec. 4, 2002). We shall, in fact, go no further in this case than the specific
context before us that of the undisputed detention of a citizen
during a combat operation undertaken in a foreign country and a determination
by the executive that the citizen was allied with enemy forces. The safeguards that all Americans have come to expect in criminal
prosecutions do not translate neatly to the arena of armed conflict. In
fact, [*22] if deference to the executive is not
exercised with respect to military judgments in the field, it is difficult to
see where deference would ever obtain. For there is a
well-established power of the military to exercise jurisdiction over
members of the armed forces, those directly connected with such forces, [and]
enemy belligerents, prisoners of war, [and] others charged with violating the
laws of war. Duncan v. Kahanamoku, 327 U.S. 304, 313-14, 90
L. Ed. 688, 66 S. Ct. 606 (1946) (footnotes omitted). As we emphasized in our
prior decision, any judicial inquiry into Hamdis status as an alleged
enemy combatant in Afghanistan must reflect this deference as well as
a recognition that government has no more profound responsibility
than the protection of American citizens from further terrorist attacks. Hamdi
II,
296 F.3d at 283. In this regard, it is relevant that the detention of enemy
combatants serves at least two vital purposes. First, detention prevents enemy
combatants from rejoining the enemy and continuing to fight against America and
its allies. The object of capture is to prevent the captured
individual from serving the enemy. He
[*23] is disarmed and from then on he must be
removed as completely as practicable from the front . . . . In re
Territo,
156 F.2d 142, 145 (9th Cir. 1946). In this respect, captivity is
neither a punishment nor an act of vengeance, but rather a
simple war measure. W. Winthrop, Military Law and Precedents 788 (2d
ed. 1920). And the precautionary measure of disarming hostile forces for the
duration of a conflict is routinely accomplished through detention rather than
the initiation of criminal charges. To require otherwise would impose a
singular burden upon our nations conduct of war. Second, detention in lieu of prosecution may relieve the burden on
military commanders of litigating the circumstances of a capture halfway around
the globe. This burden would not be inconsiderable and would run the risk of
saddling military decision-making with the panoply of encumbrances
associated with civil litigation during a period of armed conflict. Hamdi
II,
296 F.3d at 283-84. As the Supreme Court has recognized, it would be
difficult to devise more effective fettering of a field commander than to allow
the very enemies he is ordered to reduce to submission [*24] to call him to
account in his own civil courts and divert his efforts and attention from the
military offensive abroad to the legal defensive at home. Johnson
v. Eisentrager, 339 U.S. 763,
779, 94 L. Ed. 1255, 70 S. Ct. 936 (1950). n4 n4 The government has contended that appointment of counsel for
enemy combatants in the absence of charges would interfere with a third
detention interest, that of gathering intelligence, by establishing an
adversary relationship with the captor from the outset. See Hamdi II, 296 F.3d at 282
(expressing concern that the June 11 order of the district court does
not consider what effect petitioners unmonitored access to counsel
might have upon the governments ongoing gathering of
intelligence). That issue, however, is not presented in this appeal. The judiciary is not at liberty to eviscerate detention interests
directly derived from the war powers of Articles I and II. As the nature of
threats to America evolves, along with the means of carrying [*25]
those threats out, the nature of enemy combatants may change also. In
the face of such change, separation of powers doctrine does not deny the
executive branch the essential tool of adaptability. To the contrary, the
Supreme Court has said that in adopting this flexible understanding
of separation of powers, we simply have recognized Madisons teaching
that the greatest security against tyranny . . . lies not in a hermetic
division among the Branches, but in a carefully crafted system of checked and
balanced power within each Branch. Mistretta v. United States, 488 U.S. 361, 381, 102 L.
Ed. 2d 714, 109 S. Ct. 647 (1989). If anything, separation of powers bears
renewed relevance to a struggle whose unforeseeable dangers may demand
significant actions to protect untold thousands of American lives. The designation of Hamdi as an enemy combatant thus bears the
closest imaginable connection to the Presidents constitutional
responsibilities during the actual conduct of hostilities. We therefore
approach this case with sensitivity to both the fundamental liberty interest
asserted by Hamdi and the extraordinary breadth of warmaking authority
conferred by the Constitution [*26] and invoked by Congress and the
executive branch. III. After the district court issued its August 16 production order, it
granted respondents motion for an interlocutory appeal of that order.
The following question was certified for our review: Whether the Mobbs Declaration, standing alone,
is sufficient as a matter of law to allow a meaningful judicial review of Yaser
Esam Hamdis classification as an enemy combatant? As the Supreme Court has made clear, we are not limited to this
single question. Rather, an appellate court may address any issue fairly
included within the certified order, because it is the order that is
appealable, and not the controlling question identified by the district
court. Yamaha Motor Corp., U.S.A. v. Calhoun, 516 U.S. 199, 205, 133 L.
Ed. 2d 578, 116 S. Ct. 619 (1996) (internal quotation marks omitted). On this appeal, it is argued that Hamdis detention is
invalid even if the governments assertions were entirely accurate. If
that were clearly the case, there would be no need for further discovery such
as that detailed in the August 16 production order, because Hamdis
detention would be invalid for reasons
[*27] beyond the scope of any factual
dispute. Indeed, any inquiry into the August 16 production order or any
discussion of the certified question would be unnecessary, because neither
could suffice to justify a detention that, as a threshold matter, was otherwise
unlawful. Moreover, the burden of the August 16 order would necessarily
outweigh any benefits if, quite independent of the disputed factual issues,
Hamdi were already entitled to relief. See Fed. R. Civ. Proc. 26(b)(1)-(2). For
that reason, any purely legal challenges to Hamdis detention are
fairly includable within the scope of the certified order. See Juzwin v.
Asbestos Corp., 900 F.2d 686, 692 (3d Cir. 1990) (stating that, on
§ 1292(b) review of an order denying a dispositive motion, an
appellate court is free to consider all grounds advanced in support
of the grant of [the motion] and all grounds suggested for sustaining its
denial (internal quotation marks omitted)). In this vein, Hamdi and amici have in fact pressed two purely
legal grounds for relief: 18 U.S.C. § 4001(a) and Article 5
of the Geneva Convention. We now address them both. n5 n5 We reject at the outset one other claim that Hamdi has advanced
in abbreviated form. He asserts that our approval of his continued detention
means that the writ of habeas corpus has been unconstitutionally suspended. See
U.S. Const. art. I, § 9. We find this unconvincing; the fact
that we have not ordered the relief Hamdi requests is hardly equivalent to a
suspension of the writ. A. 18 U.S.C. § 4001 regulates the detentions of
United States citizens. It states in full: (a) No citizen shall be imprisoned or
otherwise detained by the United States except pursuant to an Act of Congress. (b)(1) The control and management of Federal
penal and correctional institutions, except military or naval institutions,
shall be vested in the Attorney General, who shall promulgate rules for the
government thereof, and appoint all necessary officers and employees in
accordance with the civil-service laws, the Classification Act, as amended[,]
and the applicable regulations. (2) The Attorney General may establish and
conduct industries, farms, and other activities and classify the inmates; and
provide for their proper government, discipline, treatment, care,
rehabilitation, and reformation. 18 U.S.C. § 4001 (2002). Hamdi argues that there
is no congressional sanction for his incarceration and that
§ 4001(a) therefore prohibits his continued detention. We
find this contention unpersuasive. Even if Hamdi were right that § 4001(a) requires
Congressional authorization of his detention, Congress [*29] has, in the wake of
the September 11 terrorist attacks, authorized the President to use
all necessary and appropriate force against those nations, organizations, or
persons he determines planned, authorized, committed, or aided the terrorist
attacks or harbored such organizations or
persons. Authorization for Use of Military Force, Pub. L. No. 107-40,
115 Stat. 224 (Sept. 18, 2001) (emphasis added). As noted above, capturing and
detaining enemy combatants is an inherent part of warfare; the
necessary and appropriate force referenced in the
congressional resolution necessarily includes the capture and detention of any
and all hostile forces arrayed against our troops. Furthermore, Congress has
specifically authorized the expenditure of funds for the maintenance,
pay, and allowances of prisoners of war [and] other persons in the custody of
the [military] whose status is determined . . . to be similar to prisoners of
war. 10 U.S.C. § 956(5) (2002). It is difficult if
not impossible to understand how Congress could make appropriations for the
detention of persons similar to prisoners of war without
also authorizing their detention in the first instance. [*30] Any alternative construction of these enactments would be fraught
with difficulty. As noted above, the detention of enemy combatants serves
critical functions. Moreover, it has been clear since at least 1942 that
citizenship in the United States of an enemy belligerent does not
relieve him from the consequences of [his] belligerency. Quirin, 317 U.S. at 37. If
Congress had intended to override this well-established precedent and provide
American belligerents some immunity from capture and detention, it surely would
have made its intentions explicit. It is likewise significant that § 4001(a)
functioned principally to repeal the Emergency Detention Act. That statute had
provided for the preventive apprehension and detention of
individuals inside the United States deemed likely to engage in
espionage or sabotage during internal security
emergencies. H.R. Rep. 92-116, at 2 (Apr. 6, 1971). Proponents of the
repeal were concerned that the Emergency Detention Act might, inter alia,
permit[] a recurrence of the round ups which resulted in the
detention of Americans of Japanese ancestry in 1941 and subsequently during
World War II. Id. There is no indication [*31] that
§ 4001(a) was intended to overrule the longstanding rule that
an armed and hostile American citizen captured on the battlefield during
wartime may be treated like the enemy combatant that he is. We therefore reject
Hamdis contention that § 4001(a) bars his
detention. B. Hamdi and amici also contend that Article 5 of the Geneva
Convention applies to Hamdis case and requires an initial formal
determination of his status as an enemy belligerent by a competent tribunal.
Geneva Convention Relative to the Treatment of Prisoners of War, Aug. 12, 1949,
art. 5, 6 U.S.T. 3316, 75 U.N.T.S. 135. This argument falters also because the Geneva Convention is not
self-executing. Courts will only find a treaty to be self-executing
if the document, as a whole, evidences an intent to provide a private right of
action. Goldstar (Panama) v. United States, 967 F.2d 965, 968
(4th Cir. 1992). The Geneva Convention evinces no such intent. Certainly there
is no explicit provision for enforcement by any form of private petition. And
what discussion there is of enforcement focuses entirely on the vindication by
diplomatic means of treaty rights inhering in sovereign [*32] nations. If two
warring parties disagree about what the Convention requires of them, Article 11
instructs them to arrange a meeting of their
representatives with the aid of diplomats from other countries,
with a view to settling the disagreement. Geneva Convention,
at art. 11. Similarly, Article 132 states that any alleged violation
of the Convention is to be resolved by a joint transnational effort
in a manner to be decided between the interested Parties. Id. at art. 132; cf. id.
at arts. 129-30 (instructing signatories to enact legislation providing for
criminal sanction of persons committing . . . grave breaches of the
present Convention). We therefore agree with other courts of appeals
that the language in the Geneva Convention is not self-executing
and does not create private rights of action in the domestic courts
of the signatory countries. Huynh Thi Anh v. Levi, 586 F.2d 625, 629
(6th Cir. 1978) (applying identical enforcement provisions from the Geneva
Convention Relative to the Protection of Civilian Persons in Time of War, Feb.
2, 1956, 6 U.S.T. 3516, 75 U.N.T.S. 287); see also Holmes v. Laird, 148 U.S. App. D.C.
187, 459 F.2d 1211, 1222 (D.C. Cir. 1972) [*33] (noting that corrective
machinery specified in the treaty itself is nonjudicial). Hamdi provides no reason to conclude that 28 U.S.C.
§ 2241 makes these diplomatically-focused rights enforceable
by a private right of petition. Indeed, it would make little practical sense
for § 2241 to have done so, since we would have thereby
imposed on the United States a mechanism of enforceability that might not find
an analogue in any other nation. This is not to say, of course, that the Geneva
Convention is meaningless. Rather, its values are vindicated by diplomatic
means and reciprocity, as specifically contemplated by Article 132. There is a
powerful and self-regulating national interest in observing the strictures of
the Convention, because prisoners are taken by both sides of any conflict. This
is the very essence of reciprocity and, as the drafters of the Convention
apparently decided, the most appropriate basis for ensuring compliance. As the
Court in Eisentrager observed about the predecessor to the current Geneva
Convention, the obvious scheme of the Agreement [is] that
responsibility for observance and enforcement of these rights is upon political
and [*34] military
authorities. 339 U.S. at 789 n.14. Even if Article 5 were somehow self-executing, there are questions
about how it would apply to Hamdis case. In particular, it is
anything but clear that the competent tribunal which would
determine Hamdis status would be an Article III court. Every country
has different tribunals, and there is no indication that the Geneva Convention
was intended to impose a single adjudicatory paradigm upon its signatories.
Moreover, Hamdis argument begs the question of what kind of status
determination is necessary under Article 5 and how extensive it should be.
Hamdi and the amici make much of the distinction between lawful and unlawful
combatants, noting correctly that lawful combatants are not subject to
punishment for their participation in a conflict. But for the purposes of this
case, it is a distinction without a difference, since the option to detain
until the cessation of hostilities belongs to the executive in either case. It
is true that unlawful combatants are entitled to a proceeding before a military
tribunal before they may be punished for the acts which render their
belligerency unlawful. Quirin, 317 U.S. at 31. [*35] But they are also
subject to mere detention in precisely the same way that lawful prisoners of
war are. Id. The fact that Hamdi might be an unlawful combatant in no way means
that the executive is required to inflict every consequence of that status on
him. The Geneva Convention certainly does not require such treatment. For all these reasons, we hold that there is no purely legal
barrier to Hamdis detention. We now turn our attention to the
question of whether the August 16 order was proper on its own terms. IV. As we will discuss below, we conclude that Hamdis
petition fails as a matter of law. It follows that the government should not be
compelled to produce the materials described in the district courts
August 16 order. We also note that the order, if enforced, would present formidable
practical difficulties. The district court indicated that its production
request might well be only an initial step in testing the factual basis of
Hamdis enemy combatant status. The court plainly did not preclude
making further production demands upon the government, even suggesting that it
might bring Hamdi before [the court] to inquire about [his] statements. Although the district
[*36] court did not have any doubts
[that Hamdi] had a firearm or that he went to Afghanistan
to be with the Taliban, the court ordered the government to submit to
the court for in camera, ex parte review: (1) copies of all
Hamdis statements, and the notes taken from any interviews with
Hamdi, that relate to his reasons for going to Afghanistan, his activities
while in Afghanistan, or his participation in the military forces of the
Taliban or any other organization in that country; (2) [a]
list of all the interrogators who have questioned Hamdi, including their names
and addresses, and the dates of the interviews; (3) copies
of any statements by members of the Northern Alliance regarding
Hamdis surrender; (4) [a] list that includes the date of
Hamdis capture, and that gives all the dates and locations of his
subsequent detention; (5) the name and title of the
individual within the United States Government who made the determination that
Hamdi was an illegal enemy combatant; (6) the name and
title of the individual within the United States Government who made the
decision to move Hamdi from Guantanamo Bay, Cuba to the Norfolk Naval
Station; and (7) the screening [*37] criteria utilized to
determine the status of Hamdi. The courts order allows the
government to redact intelligence matters from its
responses, but only to the extent that those intelligence matters are outside
the scope of inquiry into Hamdis legal status. Hamdi argues vigorously that this order should be affirmed.
Because of the alleged breadth with which Respondents construe their
authority to imprison American citizens whom they consider to be enemy
combatants, Br. of the Petitioners/Appellees at 27, Hamdi argues we
must allow the district court to subject the governments
classification of him to a searching review. While the ordinary § 2241
proceeding naturally contemplates the prospect of factual development, see 28
U.S.C. §§ 2243, 2246, such an observation only begs
the basic question in this case whether further factual exploration
would bring an Article III court into conflict with the warmaking powers of
Article I and II. Here, the specific interests asserted by the government flow
directly from the warmaking powers and are intimately connected to them.
Whatever the general force of these interests (which we discussed extensively
above), [*38] they are most directly implicated by
captures in a zone of active combat operations. A review of the courts August 16 order reveals the risk
of standing the warmaking powers of Articles I and II on their heads,
Hamdi II, 296 F.3d at 284. The district court, for example, ordered the
government to produce all Hamdis statements and notes from
interviews. Yet it is precisely such statements, relating to a
detainees activities in Afghanistan, that may contain the most
sensitive and the most valuable information for our forces in the field. The
risk created by this order is that judicial involvement would proceed,
increment by increment, into an area where the political branches have been
assigned by law a preeminent role. The district court further ordered the government to produce a
list of all interrogators who have questioned Hamdi, including their names and
addresses and the dates of the interviews, copies of any statements by members
of the Northern Alliance regarding Hamdis surrender, and a list that
includes the date of Hamdis capture and all the dates and locations
of his subsequent detention. Once again, however, litigation cannot be the
driving force [*39] in effectuating and recording wartime
detentions. The military has been charged by Congress and the executive with
winning a war, not prevailing in a possible court case. Complicating the matter
even further is the fact that Hamdi was originally captured by Northern
Alliance forces, with whom American forces were generally allied. The district
courts insistence that statements by Northern Alliance members be
produced cannot help but place a strain on multilateral efforts during wartime.
The court also expressed concern in its order that the Northern Alliance did
not identify the unit [to which Hamdi was affiliated],
where or by whom [Hamdi] received weapons training or the nature and
extent thereof, or who commanded the unit or the type of
garb or uniform Hamdi may have worn. . . . In demanding such detail,
the district court would have the United States military instruct not only its
own personnel, but also its allies, on precise observations they must make and
record during a battlefield capture. Viewed in their totality, the implications of the district
courts August 16 production order could not be more serious. The
factual inquiry upon which Hamdi would lead us, if [*40] it did not entail
disclosure of sensitive intelligence, might require an excavation of facts
buried under the rubble of war. The cost of such an inquiry in terms of the
efficiency and morale of American forces cannot be disregarded. Some of those
with knowledge of Hamdis detention may have been slain or injured in
battle. Others might have to be diverted from active and ongoing military
duties of their own. The logistical effort to acquire evidence from far away
battle zones might be substantial. And these efforts would profoundly unsettle
the constitutional balance. For the foregoing reasons, the courts August 16
production request cannot stand. V. The question remains, however, whether Hamdis petition
must be remanded for further proceedings or dismissed. Hamdis American citizenship has entitled him to file a
petition for a writ of habeas corpus in a civilian court to challenge his
detention, including the militarys determination that he is an
enemy combatant subject to detention during the ongoing hostilities.
Thus, as with all habeas actions, we begin by examining the precise allegations
presented to us by the respective parties. In this case, there are two
allegations [*41] that are crucial to our analysis.
First, Hamdis petition alleges that he was a resident of and seized
in Afghanistan, a country in which hostilities were authorized and ongoing at
the time of the seizure, but that his continued detention in this country
without the full panoply of constitutional protections is unlawful. Second, the
Governments response asserts that Hamdi is being detained pursuant to
the Commander-in-Chiefs Article II war powers and that the
circumstances underlying Hamdis detention, as reflected primarily in
the Mobbs declaration, establish that Hamdis detention is lawful. Generally speaking, in order to fulfill our responsibilities under
Article III to review a petitioners allegation that he is being
detained by American authorities in violation of the rights afforded him under
the United States Constitution, we must first determine the source of the
authority for the executive to detain the individual. Once the source of the
authority is identified, we then look at the justification given to determine
whether it constitutes a legitimate exercise of that authority. A. Here the government has identified the source of the authority to
detain Hamdi as originating [*42] in Article II, Section 2 of the
Constitution, wherein the President is given the war power. We have already
emphasized that the standard of review of enemy combatant detentions must be a
deferential one when the detainee was captured abroad in a zone of combat
operations. The President is best prepared to exercise the military
judgment attending the capture of alleged combatants. Hamdi II, 296 F.3d at 283.
Thus, in Quirin, the Supreme Court stated in no uncertain terms that detentions
ordered by the President in the declared exercise of his powers as
Commander in Chief of the Army in time of war and of grave public
danger should not be set aside by the courts without the
clear conviction that they are in conflict with the Constitution or laws of
Congress constitutionally enacted. Quirin, 317 U.S. at 25. This deferential posture, however, only comes into play after we
ascertain that the challenged decision is one legitimately made pursuant to the
war powers. It does not preclude us from determining in the first instance
whether the factual assertions set forth by the government would, if accurate,
provide a legally valid basis for Hamdis [*43] detention under that
power. Otherwise, we would be deferring to a decision made without any inquiry
into whether such deference is due. For these reasons, it is appropriate, upon
a citizens presentation of a habeas petition alleging that he is
being unlawfully detained by his own government, to ask that the government
provide the legal authority upon which it relies for that detention and the
basic facts relied upon to support a legitimate exercise of that authority.
Indeed, in this case, the government has voluntarily submitted and
urged us to review an affidavit from Michael Mobbs, Special Advisor
to the Under Secretary of Defense for Policy, describing what the government
contends were the circumstances leading to Hamdis designation as an
enemy combatant under Article IIs war power. The Mobbs affidavit consists of two pages and nine paragraphs in
which Mobbs states that he was substantially involved with matters
related to the detention of enemy combatants in the current war against the al
Qaeda terrorists and those who support and harbor them. In the
affidavit, Mobbs avers that Hamdi entered Afghanistan in July or August of 2001
and affiliated with a Taliban military
[*44] unit. Hamdi received weapons training
from the Taliban and remained with his military unit until his surrender to
Northern Alliance forces in late 2001. At the time of his capture, Hamdi was in
possession of an AK-47 rifle. After his capture, Hamdi was transferred first
from Konduz, Afghanistan to the prison in Mazar-e-Sharif, and then to a prison
in Sheberghan, Afghanistan where he was questioned by a United States
interrogation team. This interrogation team determined that Hamdi met the
criteria for enemy combatants over whom the United States was taking
control. Hamdi was then transported to the U.S. short term detention
facility in Kandahar, and then transferred again to Guantanamo Bay and
eventually to the Norfolk Naval Brig. According to Mobbs, a subsequent
interview with Hamdi confirmed the details of his capture and his status as an
enemy combatant. The district court approached the Mobbs declaration by examining
it line by line, faulting it for not providing information about whether Hamdi
had ever fired a weapon, the formal title of the Taliban military unit Hamdi
was with when he surrendered, the exact composition of the U.S. interrogation
team that interviewed Hamdi [*45] in Sheberghan, and even the
distinguishing characteristics between a Northern Alliance miliary unit and a
Taliban military unit. Concluding that the factual allegations were
insufficient to support the governments assertion of the power to
detain Hamdi under the war power, the court then ordered the production of the
numerous additional materials outlined previously. We think this inquiry went
far beyond the acceptable scope of review. To be sure, a capable attorney could challenge the hearsay nature
of the Mobbs declaration and probe each and every paragraph for incompleteness
or inconsistency, as the district court attempted to do. The courts
approach, however, had a signal flaw. We are not here dealing with a defendant
who has been indicted on criminal charges in the exercise of the
executives law enforcement powers. We are dealing with the
executives assertion of its power to detain under the war powers of
Article II. See Eisentrager, 339 U.S. at 793 (Black, J., dissenting)
(It is no crime to be a soldier.); cf. In
re Winship, 397 U.S. 358,
363, 25 L. Ed. 2d 368, 90 S. Ct. 1068 (1970) (explaining that elevated burden
of proof applies in [*46] criminal cases because of consequences
of conviction, including social stigma). To transfer the instinctive
skepticism, so laudable in the defense of criminal charges, to the review of
executive branch decisions premised on military determinations made in the
field carries the inordinate risk of a constitutionally problematic intrusion
into the most basic responsibilities of a coordinate branch. The murkiness and chaos that attend armed conflict mean military
actions are hardly immune to mistake. Yet these characteristics of warfare have
been with us through the centuries and have never been thought sufficient to
justify active judicial supervision of combat operations overseas. To inquire,
for example, whether Hamdi actually fired his weapon is to demand a clarity
from battle that often is not there. The district court, after reviewing the
Mobbs affidavit, did not have any doubts [Hamdi] had a firearm [or]
any doubts he went to Afghanistan to be with the Taliban. To delve
further into Hamdis status and capture would require us to step so
far out of our role as judges that we would abandon the distinctive deference
that animates this area of law. For these reasons, and because [*47] Hamdi was
indisputably seized in an active combat zone abroad, we will not require the
government to fill what the district court regarded as gaps in the Mobbs
affidavit. The factual averments in the affidavit, if accurate, are sufficient
to confirm that Hamdis detention conforms with a legitimate exercise
of the war powers given the executive by Article II, Section 2 of the
Constitution and, as discussed elsewhere, that it is consistent with the
Constitution and laws of Congress. See Quirin, 317 U.S. at 25.
Asking the executive to provide more detailed factual assertions would be to
wade further into the conduct of war than we consider appropriate and is
unnecessary to a meaningful judicial review of this question. B. We turn then to the question of whether, because he is an American
citizen currently detained on American soil by the military, Hamdi can be heard
in an Article III court to rebut the factual assertions that were submitted to
support the enemy combatant designation. We hold that no
evidentiary hearing or factual inquiry on our part is necessary or proper,
because it is undisputed that Hamdi was captured in a zone of active combat
operations in a [*48] foreign country and because any inquiry
must be circumscribed to avoid encroachment into the military affairs entrusted
to the executive branch. In support of its contention that no further factual inquiry is
appropriate, the government has argued that a some evidence
standard should govern the adjudication of claims brought by habeas petitioners
in areas where the executive has primary responsibility. That standard has
indeed been employed in contexts less constitutionally sensitive than the
present one, albeit in a procedural posture that renders those cases
distinguishable. See, e.g., INS v. St. Cyr, 533 U.S. 289, 306, 150 L.
Ed. 2d 347, 121 S. Ct. 2271 (2001) (describing historical practice under which,
so long as there was some evidence to support a deportation
order, habeas courts would not review factual determinations made by
the Executive); Eagles v. United States, 329 U.S. 304, 312, 91 L.
Ed. 308, 67 S. Ct. 313 (1946); Fernandez v. Phillips, 268 U.S. 311, 312, 69 L.
Ed. 970, 45 S. Ct. 541 (1925). In each of these cases, the Court indicated that
the role of the writ is not to correct mere error in the
executives exercise [*49] of a discretionary power, but rather to
check the executive branch if it asserts a power to act beyond the
authority granted. Eagles, 329 U.S. at 311-12. Thus, the government
asserts, the role of a habeas court is not to reconsider the
executives decision, but rather only to confirm that there
was some basis for the challenged executive determination. Br. for
Respondents-Appellants at 29. Once that determination is made, the government
further asserts, the detainee may not offer any rebuttal evidence and no
further factual inquiry is allowed. It is not necessary for us to decide whether the some
evidence standard is the correct one to be applied in this case
because we are persuaded for other reasons that a factual inquiry into the
circumstances of Hamdis capture would be inappropriate. 1. As we have emphasized throughout these appeals, we cannot set
aside executive decisions to detain enemy combatants without the
clear conviction that they are in conflict with the Constitution or laws of
Congress constitutionally enacted. Quirin, 317 U.S. at 25. We
cannot stress too often the constitutional implications presented on the face
of Hamdis [*50] petition. The constitutional allocation
of war powers affords the President extraordinarily broad authority as Commander
in Chief and compels courts to assume a deferential posture in reviewing
exercises of this authority. And, while the Constitution assigns courts the
duty generally to review executive detentions that are alleged to be illegal,
the Constitution does not specifically contemplate any role for courts in the
conduct of war, or in foreign policy generally. Indeed, Article III courts are ill-positioned to police the
militarys distinction between those in the arena of combat who should
be detained and those who should not. Any evaluation of the accuracy of the
executive branchs determination that a person is an enemy combatant,
for example, would require courts to consider, first, what activities the
detainee was engaged in during the period leading up to his seizure and,
second, whether those activities rendered him a combatant or not. The first
question is factual and, were we called upon to delve into it, would likely
entail substantial efforts to acquire evidence from distant battle zones. See Eisentrager, 339 U.S. at 779. The
second question may [*51] require fine judgments about whether a
particular activity is linked to the war efforts of a hostile power
judgments the executive branch is most competent to make. Hamdis petition places him squarely within the zone of
active combat and assures that he is indeed being held in accordance with the
Constitution and Congressional authorization for use of military force in the
wake of al Qaidas attack. Quirin, 317 U.S. at 25. Any effort to
ascertain the facts concerning the petitioners conduct while amongst
the nations enemies would entail an unacceptable risk of obstructing
war efforts authorized by Congress and undertaken by the executive branch. 2. Hamdi contends that, although international law and the laws of
this country might generally allow for the detention of an individual captured
on the battlefield, these laws must vary in his case because he is an American
citizen now detained on American soil. As an American citizen, Hamdi would be
entitled to the due process protections normally found in the criminal justice
system, including the right to meet with counsel, if he had been charged with a
crime. But as we have previously pointed out, Hamdi has not [*52]
been charged with any crime. He is being held as an enemy combatant
pursuant to the well-established laws and customs of war. Hamdis
citizenship rightfully entitles him to file this petition to challenge his
detention, but the fact that he is a citizen does not affect the legality of
his detention as an enemy combatant. Indeed, this same issue arose in Quirin. In that case,
petitioners were German agents who, after the declaration of war between the
United States and the German Reich, were trained at a German sabotage school
where they were instructed in the use of explosives and in methods of
secret writing. Quirin, 317 U.S. at 21. The petitioners then
journeyed by submarine to the beaches of New York and Florida, carrying large
quantities of explosives and other sabotage devices. All of them were
apprehended by FBI agents, who subsequently learned of their mission to destroy
war industries and facilities in the United States. All of the petitioners were
born in Germany but had lived in the United States at some point. One
petitioner claimed American citizenship by virtue of the naturalization of his
parents during his youth. The Court, however, did not need [*53]
to determine his citizenship because it held that the due process
guarantees of the Fifth and Sixth Amendments were inapplicable in any event. It
noted that citizenship in the United States of an enemy belligerent
does not relieve him from the consequences of a belligerency which is
unlawful. Id. at 37. The petitioner who alleged American citizenship
was treated identically to the other German saboteurs. The Quirin principle applies here. One who takes up arms against
the United States in a foreign theater of war, regardless of his citizenship,
may properly be designated an enemy combatant and treated as such. The
privilege of citizenship entitles Hamdi to a limited judicial inquiry into his
detention, but only to determine its legality under the war powers of the
political branches. At least where it is undisputed that he was present in a
zone of active combat operations, we are satisfied that the Constitution does
not entitle him to a searching review of the factual determinations underlying
his seizure there. 3. Similarly, we reject Hamdis argument that even if his
initial detention in Afghanistan was lawful, his continuing detention on
American soil is [*54] not. Specifically, Hamdi contends that
his petition does not implicate military concerns because the
underlying claims in this case are designed to test the legality of
Hamdis imprisonment in a naval brig in Norfolk, Virginia, not a
military determination made overseas on the basis of caution rather than
accuracy. Br. of the Petitioners/Appellees at 44. But the fact that
Hamdi is presently being detained in the United States as opposed to
somewhere overseas does not affect the legal implications of his
status as an enemy combatant. For the same reason that courts are
ill-positioned to review the militarys distinction between those who
should or should not be detained in an arena of combat, courts are not in the
position to overturn the militarys decision to detain those persons
in one location or another. It is not clear why the United States should be
precluded from exercising its discretion to move a detainee to a site within
this country, nor do we see what purpose would be served by second guessing the
militarys decision with respect to the locus of detention. 4. To conclude, we hold that, despite his status as an American
citizen currently detained on American soil, [*55] Hamdi is not
entitled to challenge the facts presented in the Mobbs declaration. Where, as
here, a habeas petitioner has been designated an enemy combatant and it is
undisputed that he was captured in an zone of active combat operations abroad,
further judicial inquiry is unwarranted when the government has responded to
the petition by setting forth factual assertions which would establish a
legally valid basis for the petitioners detention. Because these
circumstances are present here, Hamdi is not entitled to habeas relief on this
basis. C. Finally, we address Hamdis contention that even if his
detention was at one time lawful, it is no longer so because the relevant hostilities
have reached an end. In his brief, Hamdi alleges that the government
confuses the international armed conflict that allegedly authorized
Hamdis detention in the first place with an on-going fight against
individuals whom Respondents refuse to recognize as
Ɵbelligerents under international law. Id. at 53-54. Whether
the timing of a cessation of hostilities is justiciable is far from clear. See
Ludecke, 335 U.S. at 169 (Whether and when it would be open to this
Court to [*56] find that a war though merely formally
kept alive had in fact ended, is a question too fraught with gravity even to be
adequately formulated when not compelled.). The executive branch is
also in the best position to appraise the status of a conflict, and the
cessation of hostilities would seem no less a matter of political competence
than the initiation of them. See United States v. The Three Friends, 166 U.S. 1, 63, 41 L. Ed.
897, 17 S. Ct. 495 (1897) (It belongs to the political department to
determine when belligerency shall be recognized, and its action must be
accepted according to the terms and intention expressed.). In any
case, we need not reach this issue here. The government notes that American
troops are still on the ground in Afghanistan, dismantling the terrorist
infrastructure in the very country where Hamdi was captured and engaging in
reconstruction efforts which may prove dangerous in their own right. Because
under the most circumscribed definition of conflict hostilities have not yet
reached their end, this argument is without merit. VI. It is important to emphasize that we are not placing our
imprimatur upon a new day of executive detentions. [*57] We earlier rejected
the summary embrace of a sweeping proposition namely that,
with no meaningful judicial review, any American citizen alleged to be an enemy
combatant could be detained indefinitely without charges or counsel on the governments
say-so. Hamdi II, 296 F.3d at 283. But, Hamdi is not
any American citizen alleged to be an enemy combatant by
the government; he is an American citizen captured and detained by American
allied forces in a foreign theater of war during active hostilities and
determined by the United States military to have been indeed allied with enemy
forces. Cases such as Hamdis raise serious questions which the
courts will continue to treat as such. The nation has fought since its founding
for liberty without which security rings hollow and for security without which
liberty cannot thrive. The judiciary was meant to respect the delicacy of the
balance, and we have endeavored to do so. The events of September 11 have left their indelible mark. It is
not wrong even in the dry annals of judicial opinion to mourn those who lost
their lives that terrible day. Yet we speak in the end not from sorrow or
anger, but from the conviction [*58] that separation of powers takes on
special significance when the nation itself comes under attack.
Hamdis status as a citizen, as important as that is, cannot displace
our constitutional order or the place of the courts within the
Framers scheme. Judicial review does not disappear during wartime,
but the review of battlefield captures in overseas conflicts is a highly
deferential one. That is why, for reasons stated, the judgment must be reversed
and the petition dismissed. It is so ordered. |