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[HOUSE OF
LORDS]
In re SCHMIDT
1993 Nov. 15, 16, 17; 26 |
Roch L.J.
and Sedley J. |
1994 May 3, 4; June 30 |
Lord
Templeman, Lord Ackner, Lord Jauncey of Tullichettle, Lord Slynn of Hadley
and Lord Lloyd of Berwick |
Extradition
- Habeas corpus - Abuse of process - Applicant's presence within jurisdiction
secured by means of deception - Applicant arrested - Foreign state requesting
extradition - Secretary of State issuing authority to proceed - Whether High
Court having residual jurisdiction to order release on ground of abuse of
process - Extradition Act 1989 (c. 33), s. 11(3)
The
applicant, a German national, was accused by prosecuting authorities in Germany
of drug offences committed between 1987 and 1991. On 13 August 1991, an
international arrest warrant was issued by a German court. The applicant was
then living in the Republic of Ireland. In 1992, an officer of the extradition
squad of the International and Organised Crime Branch of the Metropolitan
Police telephoned to the applicant and his solicitor in Ireland and said that
he was investigating a cheque fraud and was anxious to exclude the applicant from
his inquiries. He invited the applicant to come to England to be interviewed
and
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told the applicant's
solicitor that if the applicant did not come his name would probably be
circulated as that of a suspect and he would be liable to be arrested when he
next came to the United Kingdom. There was no truth in the allegation of cheque
fraud, which was simply a device to persuade the applicant to enter the United
Kingdom. On 17 November 1992, the applicant and his solicitor met the police
officer in London. The applicant accompanied the officer to a police station
where he was arrested on a provisional warrant under section 8(1)(b) of the
Extradition Act 19891 issued that morning. On 18 November, he was
remanded in custody, and on 18 February 1993, following an extradition request
made by the German Government and an authority to proceed issued by the
Secretary of State under section 7 of the Act of 1989, he was committed to
custody to await the decision of the Secretary of State as to his return to
Germany. He applied for a writ of habeas corpus on the basis that the ruse
adopted by the police officer to persuade
him to come to the United Kingdom had been an abuse of power by the
executive and was an abuse of process of the courts of England and Wales that vitiated the whole extradition
proceedings. He also applied for judicial review by way of certiorari to quash the
decision to issue the authority to proceed. The Divisional Court of the Queen's
Bench Division refused the applications.
On appeal by
the applicant against the refusal of the application for habeas corpus:-
Held, dismissing
the appeal, that in proceedings under the Extradition Act 1989 the magistrate
hearing an application for committal had no power to refuse to commit the
fugitive on the ground that the procceedings might be an abuse of process but
must commit him if the
requirements of section 9(8) of the Act of 1989 were satisfied; and that the
High Court had no jurisdiction to intervene in the proceedings but only such
discretion as was conferred on it by section 11(3) of the Act of 1989, the
safeguard for the fugitive in the case of an alleged abuse of power being the
general discretion of the Secretary of State under section 12(1) as to the
making of an order for his return (post, pp. 368C, 374D, 378H-379A, 380C, D-E).
Atkinson v.
United States of America Government [1971] A.C. 197, H.L.(E.) and Reg. v.
Governor of Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64,
H.L.(E.) followed.
Dictum of
Viscount Dilhorne in Government of Australia v. Harrod [1975] 1
W.L.R. 745, 757, H.L.(E.) not applied.
Reg. v.
Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1 A.C. 42,
H.L.(E.) distinguished.
Per
curiam. The police officer's conduct was not in any event so grave or serious as
would have warranted the intervention of the High Court had it possessed such a
power (post, pp. 368C, 380C, D-E).
Decision of
the Divisional Court of the Queen's Bench Division, post, pp. 342G et seq.,
affirmed.
The following
cases are referred to in the opinion of Lord Jauncey of Tullichettle:
Atkinson
v. United States of America Government [1971] A.C. 197;
[1969] 3 W.L.R. 1074; [1969] 3 All E.R. 1317, H.L.(E.)
1 Extradition
act 1989, s. 11(3): see post, p. 371G-H
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Government
of Australia v. Harrod [1975] 1 W.L.R. 745; [1975] 2 All E.R. 1,
H.L.(E.)
Liangsiriprasert
(Somchai) v. Government of the United States of America[1991] 1 A.C.
225; [1990] 3 W.L.R. 606; [1990] 2 All E.R. 866, P.C.
Osman, In
re (unreported), 28 February 1992 but see [1992] Crim.L.R. 741, D.C.
Reg. v.
Governor of Brixton Prison, Ex parte Naranjan Singh [1962] 1 Q.B. 211;
[1961] 2 W.L.R. 980; [1961] 2 All E.R. 565, D.C.
Reg. v.
Governor of Pentonville Prison, Ex parte Narang [1978] A.C. 247;
[1977] 2 W.L.R. 862; [1977] 2 All E.R. 348, H.L.(E.)
Reg. v.
Governor of Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64;
[1991] 2 W.L.R. 1028; [1991] 2 All E.R. 366, H.L.(E.)
Reg. v.
Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1 A.C. 42;
[1993] 3 W.L.R 90; [1993] 3 All
E.R. 138, H.L.(E.)
Wiseman v.
Borneman [1971] A.C. 297; [1969] 3 W.L.R. 706; [1969] 3 All E.R.
275, H.L.(E.)
The following
additional cases were cited in argument in the House of Lords:
Bozano
(Case 5/1985/91/138) (unreported), 2 December 1986, E.C.H.R.
Bremer
Vulkan Schiffbau und Maschinenfabrik v. South India Shipping Corporation Ltd. [1981] A.C.
909; [1981] 2 W.L.R. 141; [1981] 1 All E.R. 289, H.L.(E.)
Connelly
v. Director of Public Prosecutions [1964] A.C. 1254; [1964] 2 W.L.R.
1145; [1964] 2 All E.R. 401, H.L.(E.)
M. v. Home
Office [1994] 1 A.C. 377; [1993] 3 W.L.R. 433; [1993] 3 All E.R. 537, H.L.(E.)
Republic
of Argentina v. Mellino (1987) 40 D.L.R. (4th) 74
Reg. v.
Christou [1992] Q.B. 979; [1992] 3 W.L.R. 228; [1992] 4 All E.R.
559, C.A.
Reg. v.
Horseferry Road Magistrates' Court, Ex parte Bennett [1993] 2 All E.R.
474, D.C.
Reg. v.
Latif, The Times, 17 March 1994, C.A.
State
(Trimbole), The v. Governor of Mountjoy Prison [1985] I.R. 550
The following
cases are referred to in the judgments in the Divisional Court:
Atkinson
v. United States of America Government [1971] A.C. 197;
[1969] 3 W.L.R. 1074; [1969] 3 All E.R. 1317, H.L.(E.)
Hunter v.
Chief Constable of the West Midlands Police [1982] A.C. 529;
[1981] 3 W.L.R. 906; [1981] 3 All E.R. 727, H.L.(E.)
Liangsiriprasert
(Somchai) v. Government of the United States of America[1991] 1 A.C.
225; [1990] 3 W.L.R. 606; [1990] 2 All E.R. 866, P.C.
M. v. Home
Office [1994] 1 A.C. 377; [1993] 3 W.L.R. 433; [1993] 3 All E.R. 537, H.L.(E.)
Osman, In
re (unreported) 28 February 1992 but see [1992] Crim.L.R. 741, D.C.
Reg. v.
Governor of Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64;
[1991] 2 W.L.R. 1028; [1991] 2 All E.R. 366, H.L.(E.)
Reg. v.
Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1 A.C. 42;
[1993] 3 W.L.R. 90; [1993] 3 All E.R. 138, H.L.(E.)
State
(Quinn), The v. Ryan [1965] I.R. 70
State
(Trimbole), The v. Governor of Mountjoy Prison [1985] I.R. 550
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The following
additional cases were cited in argument in the Divisional Court:
Denton
Road, Twickenham, In re No. 56 [1953] Ch. 51; [1952] 2 All E.R. 799
Government
of Australia v. Harrod [1975] 1 W.L.R. 745; [1975] 2 All E.R. 1,
H.L.(E.)
Reg. v.
Governor of Brixton Prison, Ex parte Osman, The Times, 17
December 1990, D.C.
Reg. v.
Governor of Pentonville Prison, Ex parte Narang [1978] A.C. 247;
[1977] 2 W.L.R. 862; [1977] 2 All E.R. 348, H.L.(E.)
APPLICATIONS
for writ of habeas corpus and for leave to apply for judicial review.
By a notice
of motion the applicant, Norbert Schmidt, applied for a writ of habeas corpus
ad subjiciendum to issue directed to the Governor of Brixton Prison where he
was detained pending removal to Germany consequent to orders made by the Bow
Street Metropolitan Stipendiary Magistrate on 18 February 1993.
By a notice
of application dated 4 March 1993 the applicant sought leave to apply for
judicial review by way of certiorari to quash the decision of the Secretary of
State for the Home Department, by the minister of state, to issue authority to
proceed, dated 7 January 1993, to the Bow Street Metropolitan Stipendiary
Magistrate. The proposed ground of the application was that when the minister
of state issued the authority to proceed, either (1) he did not know the full
details of the method by which the applicant had been tricked into coming into
the United Kingdom, in which case since, if the true facts leading to the
arrest had been disclosed to the minister, he would not have issued the
authority to proceed, the minister's decision was affected by procedural
irregularity and impropriety; or (2) he did know the full details of the method
by which the applicant had been tricked into entering the United Kingdom, in
which case no reasonable minister of state, aware of the circumstances of the
deceit, could have issued an authority to proceed.
The facts are
stated in the judgment of Roch L.J.
Clive
Nicholls Q.C. and James Lewis for the applicant.
Jonathan
McManus for the Secretary of State.
Alun Jones
Q.C. and Clare Montgomery for the Governor of Brixton Prison.
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Cur.
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26 November
1993. The following judgments were read.
ROCH L.J. On
17 November 1992, the applicant, Norbert Schmidt, was arrested by Detective
Sergeant David Jones at the Charing Cross Police Station. The applicant was
arrested on a provisional warrant which had been issued that morning by the Bow
Street Metropolitan Stipendiary Magistrate under section 8(1)(b) of the
Extradition Act 1989. The
applicant appeared at the Bow Street Magistrates' Court on the following day
and was remanded in custody. On 21
December 1992 the Extradition Unit at the Home Office received from the German
Government via
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diplomatic channels
the documents which are required under section 7 of the Act. Those documents
satisfied the officials at the Extradition Unit that the German Government had
requested the extradition of the applicant as a person accused of serious drug
offences; that a court at Mannheim in the Federal Republic of Germany had
issued a warrant for the applicant's arrest; that the applicant had been
arrested in the United Kingdom on 17 November 1992 on a provisional warrant of
that date and had appeared at the Bow Street Magistrates' Court on 18 November
1992 where he was remanded in custody; that the German Government had provided
the necessary supporting documentation as required by section 7 of the Act of
1989 and article 12 of the European Convention on Extradition Order 1990 (S.I.
1990 No. 1507); and that on the evidence of the supporting documentation supplied by the German
Government, the German offences were extraditable under section 2 of the Act of
1989. Consequently on 7 January 1993 the minister of state issued an authority
to proceed on behalf of the Home Secretary under section 7(4) of the Act.
At that time
the Home Office were unaware of the events which had led to the applicant being
in the United Kingdom and in the Charing Cross Police Station on 17 November
1992.
The applicant
seeks two remedies. First, a writ
of habeas corpus ordering his release, and second, leave to move for judicial
review and, if leave is granted, judicial review of the minister of state's
decision of 7 January 1993 to issue an authority to proceed to the metropolitan
stipendiary magistrate.
Shortly put,
the applicant's case is that the events which led up to his being in this
country and to his arrest on 17 November 1992 amount to an abuse of power and
an abuse of the process of the courts of England and Wales. Further the
decision of the minister to issue the authority to proceed was taken in
ignorance of the events which preceded the applicant's arrest and was therefore
taken without regard to material matters which should have led the minister to
decide not to issue such authority.
Consequently an order of certiorari should issue to quash the minister's
decision and a writ of habeas corpus should issue to effect the release of the
applicant.
What is said
on the applicant's behalf is that he was tricked and deceived into coming to
this country by D.S. Jones; that but for such conduct the applicant would not
have been in this country on 17 November; that the conduct of that officer was
a breach of the law of another country, namely the Republic of Eire, a
deliberate evasion of the extradition procedures of the Republic of Eire and a
breach of international law; and, therefore, there has been such a serious
abuse of power by the police that this court must take cognisance of such
conduct and should order the release of the applicant.
Between 1987
and 1991, so the German authorities allege, the applicant, who is a German
national, committed drug offences in Holland and Germany involving the
importation of cannabis into Germany from Holland. It is common ground that the conduct alleged by the German
authorities if proved against the applicant, would amount to extradition crimes
for which the applicant might be arrested in this country and returned to
Germany under section 1 of the Extradition Act 1989.
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The applicant
left Germany in 1989 and moved to the
Republic of Eire. There he set up a business in kite and model airplanes
based in Waterford. His business flourished to such an extent that he retained
an Irish solicitor, Mr. Dermot Coyne of 46, North Circular Road, Dublin to
advise him.
On 12 August
1991 the applicant was arrested in Dublin by the Drug Squad of the Irish police
for being in possession of controlled drugs. On the following day, 13 August 1991, an international
arrest warrant was issued by the Mannheim local court in respect of the
applicant for violation of the German Narcotics Act. On the following day, the German authorities asked the Irish
authorities to procure a provisional warrant for the arrest of the
applicant. The applicant pleaded
guilty to being in possession of controlled drugs before the Dublin court and
was released from custody in Eire in October 1991. On 29 October, the German authorities were told by the Irish
authorities that the documents in support of the provisional arrest warrant
were not in order. No further step
was taken by the German authorities in Eire to extradite the applicant. Mr. Jones who appeared for the German Government
told the court that he had no instructions as to the reason why the German
authorities took no further step to extradite the applicant from Eire.
Two months
later, in December 1991, a despatch letter was received at New Scotland Yard from Interpol at Wiesbaden
arising out of the international arrest warrant which had been issued on 13
August 1991 by the Mannheim local court.
That letter requested that the applicant be searched for and
arrested. It stated that in the
case of arrest the Public Prosecutor's Office at Mannheim would request the
applicant's extradition through diplomatic channels. The letter also contained specific information that the
applicant had stayed in the United Kingdom. It was that part of that letter which led to the Extradition
Squad of the International and Organised Crime Branch of the Metropolitan
Police being contacted and being given the investigation. The particular officer in that squad
charged with the investigation was D.S. David Jones. He contacted D.I. Mulligan
of the Irish Drug Squad and discovered the events of August and October 1991 in
Ireland but was told that D.I. Mulligan could not assist with regard to the
applicant's then whereabouts.
Further investigation by D.S. Jones failed to disclose any trace of the
applicant and consequently he returned the file to Interpol in London on 3
February 1992, the inquiry at that stage being closed.
On 14 April
1992 information was received from the German authorities that they had traced
the applicant to Waterford and that they intended to apply for his extradition
from Eire. During the subsequent
six months the Extradition Squad in London were told by intelligence sources
that the applicant was entering and leaving the United Kingdom, and had entered
this country on numerous occasions using false British and E.E.C. passports to
conceal his true identity. The
information also suggested that the applicant had travelled to Italy and
Belgium in 1992 using false travel documents. Such behaviour was characteristic
of a fugitive seeking to avoid detection. Further, D.S. Jones deposes that that
information caused him to be concerned that the applicant might be involved in
terrorist activities and might be committing offences in this
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country as a result
of his use of forged documents, particularly passports. It has to be observed that counsel for
the respondents conceded that there is no evidence that the applicant has been
involved in terrorist activities.
On 10
September 1992 D.S. Jones received information that the applicant was believed
to be attending a kite festival in Bristol. Inquiries by the Bristol police led them to the Bristol Kite
Store and inquiries at those premises showed that the owner of those premises
knew of the applicant and had seen him practising with a kite on Durdham Downs,
Bristol, during the festival weekend.
Some six weeks later the officer who made those inquiries, D.C. Gregory,
received a telephone call at the Redland Police Station in Bristol from a man purporting to be the applicant. That officer gave the caller the name
of D.S. Jones and his number and asked the caller to telephone D.S. Jones
saying he was the officer who wished to trace the applicant. The caller gave
D.C. Gregory a telephone number in Eire where he could be contacted.
D.S. Jones in
his affidavit says that on 10 September 1992 he had decided to investigate
whether the applicant had committed offences in connection with forged
passports. D.S. Jones believed
that it would be very difficult to trace the applicant whilst he was in England
and Wales, and consequently he approached his superior, D.C.I. Alan Wright, who
is the officer in charge of the Extradition Squad, for permission to adopt the
ruse of passing himself off as an officer investigating cheque fraud offences
in the hope of persuading the applicant to meet him on one of the applicant's
visits to the United Kingdom. D.S.
Jones deposes that both he and the detective chief inspector had experience of
how difficult it is to arrest those concerned in the international trade in
prohibited drugs and that they therefore believed that if D.S. Jones could
tempt the applicant into meeting him in England or Wales the applicant could be
arrested on a provisional warrant and, if the German Government were to make a
request for his extradition, he could be extradited to Germany. D.S. Jones adds
that he did not believe that the ruse he was suggesting would circumvent any
extradition arrangements between the Republic of Eire, Germany and the United
Kingdom as he was not intending to tempt the applicant to enter the United
Kingdom in circumstances where he would never otherwise have come here. He was
simply trying to persuade the applicant to get in touch with him when he came
to the United Kingdom for his own purposes. The German authorities were not told of D.S. Jones's
intentions or any of the steps that D.S. Jones was taking. Nor were the German
authorities told that D.S. Jones was taking steps until after the applicant had
been arrested. D.C.I. Wright gave D.S. Jones permission to adopt the stratagem.
On 20 October
1992 D.S. Jones telephoned the number the applicant had given to D.C.
Gregory. The applicant was not
available but the detective sergeant left the number of his message pager and a
request that the applicant contact him on that number. The detective sergeant
used the paging answering system in order that the applicant would not realise
that he was a member of the Extradition Squad. The detective sergeant says he was careful not to mention
that he was attached to any particular squad because it would have been easy
for someone to check whether that was or was not correct. The following day the detective sergeant was
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paged by the
applicant. He phoned the applicant back at the Irish number. There is some disagreement between the
affidavits of the applicant and his solicitor, Mr. Coyne, on the one hand and
that of D.S. Jones on the other hand about the number of calls and precisely
what was said during the calls. In
my view those differences are not material to the issues this court has to
decide. What emerges from the affidavits is that D.S. Jones told the applicant
and his solicitor that he was investigating a cheque fraud which had allegedly
been committed by a Mr. N. Schmidt and that the detective sergeant had in his
possession documents, some with handwriting by the perpetrator of the offence
upon them, and photographic evidence of the perpetrator of the offence committing
cheque frauds; and that D.S. Jones was anxious to exclude the applicant from
his inquiries. D.S. Jones asked the applicant both directly and through his
solicitor whether the applicant could come to this country to be interviewed so
that the matter could be resolved. D.S. Jones told the applicant's solicitor
that he, D.S. Jones, was not able to go to Eire to interview the applicant
about these matters. D.S. Jones offered to interview the applicant at the ferry
port at Holyhead or Fishguard if that would prove more convenient to the
applicant. At some stage the
applicant's solicitor asked D.S. Jones specifically what would happen if the
applicant did not attend for interview and was told by D.S. Jones that it would
be the normal practice to circulate the applicant on the Police National
Computer as being suspected of these offences and he would then be arrested
when he first came to the notice of the authorities in the United Kingdom. Ultimately it was agreed that the
applicant and his solicitor would come to London on 17 November 1992. The applicant's solicitor was to fly to
Heathrow and was to meet D.S. Jones at Green Park tube station in
Piccadilly. The time was to be
arranged when the applicant's solicitor arrived at Heathrow Airport and telephoned
the police officer.
D.S. Jones
deposes to the fact that his contact with the applicant was mainly through the
applicant's solicitor because he, D.S. Jones, took the view that it was better
to deal through the solicitor so as not to deter the applicant from coming to
this country.
The evidence
makes it clear that the applicant and his solicitor travelled separately to
London, the solicitor coming by air to Heathrow, and the applicant by car ferry
through Fishguard. The applicant's
solicitor was met by two police officers, D.S. Jones and D.C. James, and that
there then followed a series of
telephone calls and moves from one location to another, manoeuvres
probably designed to give the applicant a chance to observe the police officers
who wished to speak to him. In the event the applicant met D.S. Jones, got
voluntarily into a police car and was taken to the Charing Cross Police Station
where the provisional warrant obtained by D.S. Jones earlier that morning was
executed.
The applicant
deposes that he was enticed into the United Kingdom by means of the deceit and
manipulation practised by D.S. Jones. His main reason for coming to this
country was to be interviewed by D.S. Jones in respect to alleged cheque
frauds, and but for the prospect of that interview he would not have come to
this country on that particular occasion.
The applicant had on him a return ticket which showed that he intended
to remain in this country for two days and £1,000
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in currency. The
applicant admits in his affidavit that he would have taken advantage of his
journey to London to see other people in connection with his business.
The remaining
history can be briefly told. On 17
November the Extradition Unit at the Home Office was informed of the issuing of
the provisional warrant for the arrest of the applicant. On 18 November the applicant appeared
before the Bow Street Magistrates' Court and was remanded in custody.
The court informed the Extradition Unit of the applicant's arrest,
appearance and remand. On 17
December 1992 the applicant appeared again before the Bow Street Magistrates'
Court, D.S. Jones gave evidence and was cross-examined by the applicant's
solicitor and admitted the stratagem by which the applicant's presence in this
country had been obtained. An application for bail on behalf of the applicant
was unsuccessful.
On 21
December the Extradition Unit received the documents required under section 7
of the Act of 1989 from the German Authorities via diplomatic channels. Following consideration of those
documents the Minister of State issued an authority to proceed on behalf of the
Secretary of State on 7 January 1993.
None of the documents which the Home Office then had contained any
details of the events leading up to the applicant being arrested under the
provisional warrant, nor at any time prior to the issue of the authority to
proceed were the allegations made by the applicant of deceit and malpractice on
the part of the police raised with the Extradition Unit at the Home Office. On
18 February 1993 the metropolitan stipendiary magistrate sitting at Bow Street
made a committal order pursuant to section 9(8) of the Extradition Act
1989. On 4 March 1993 an
application for habeas corpus was made on behalf of the applicant and on the
same day an application for leave
to apply for judicial review of the Secretary of State's decision to issue an
authority to proceed on 7 January 1993 was made.
The court has
before it two affidavits by Michael Forde, a practising barrister in Ireland
who is an expert in the extradition law and constitutional law of the Republic
of Eire. In those affidavits Mr.
Forde deposes that under the relevant legislation in Ireland, namely, the
Extradition Act 1965, the applicant could be extradited from Eire to Germany in
respect of one or more of the offences set out in the documentation provided by
the German authorities, because the offences set out in those documents fall
within the definition of "extraditable offence" in section 10 of the
Extradition Act 1965, and they do not appear to fall within any of the
exceptions contained in sections 11 to 21 of that Act. The applicant had certain rights and
liberties guaranteed him by the Constitution of the Republic including a right
to liberty and a right to access to the courts of the republic. Mr. Forde says: "I have no doubt
that the English police authorities have contravened Mr. Schmidt's
constitutional rights to personal liberty and to access to the courts in
Ireland." Mr. Forde further
deposes that a trick of the type practised upon the applicant in this case by
D.S. Jones constitutes a deceit in the law of tort in the republic and is
unlawful. If done by the
police authorities of a foreign state it is also unconstitutional, at least if done to
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achieve an objective
which apparently could be achieved through existing legal machinery.
There are
four questions which counsel for the parties have raised on the facts of this
case. First, does the High Court
have the supervisory jurisdiction which the House of Lords held existed in Reg.
v. Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1
A.C. 42 that is to say where a person is brought to England and Wales to stand
trial, jurisdiction to examine the means by which that person was brought here
and to prevent the trial proceeding on the ground that to proceed would be an
abuse of the process of our courts, in the case of extradition proceedings in
England and Wales for a person to be surrendered to another foreign sovereign
state? Second, if such an inherent
supervisory jurisdiction does exist, then do the facts of this case bring it
within the statement of principle in Bennett'scase? Has there been such an abuse of power
to amount to an abuse of process so that this court should intervene to prevent
the process of extradition advancing any further and to order the release of
the applicant? Third, should the court grant leave to the applicant to move for
judicial review of the Secretary of State's decision and act of 7 January 1993
of issuing an authority to proceed?
Fourth, if the court should grant leave, should an order of certiorari
issue to quash the Secretary of State's decision and act of 7 January 1993 of
issuing an authority to proceed to the magistrate? The fourth question will arise if leave is granted because
all parties through their counsel agreed that if the court decided to grant
leave, the hearing should be considered as the hearing of the application for
judicial review.
It is
convenient to start by considering the third question. The conclusion that I have reached is
that leave, which is a matter of discretion, should not be granted in this
instance. There is no dispute in
this case that the Extradition Unit at the Home Office were unaware of the
events leading up to the applicant's arrest under the provisional warrant on 17
November 1992. It was not
submitted on behalf of the applicant that the Extradition Squad at New Scotland
Yard were the agents of the Secretary of State or that knowledge of the members
of that squad could be attributed to the Secretary of State. Consequently at the time the Secretary
of State issued an authority to proceed, the Secretary of State has to be
treated as having no reason to think that an order for committal of the
applicant could not lawfully be made or that such an order would not, in fact,
be made in accordance with the provisions of the Act. The Secretary of State therefore had power under section 7(4) of the
Extradition Act 1989, if not a duty, to issue an authority to proceed. I say "if not a duty" because
under the European Convention on Extradition which applies to the applicant's
case by virtue of the European Convention on Extradition Order 1990, the
contracting parties are under an obligation to extradite, by virtue of article
1 of the Convention which provides:
"The
contracting parties undertake to surrender to each other, subject to the
provisions and conditions laid down in this Convention, all persons against
whom the competent authorities of the requesting party are proceeding for an
offence . . ."
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Further,
before the Secretary of State makes an order for the return of the applicant to
Germany, under section 13 of the Act of 1989 the Secretary of State has to give
the applicant notice in writing that he is contemplating making such an order,
and the applicant will have the right to make representations and a period of
15 days in which to do so commencing with the date of the notice given to him
by the Secretary of State. It is
the duty of the Secretary of State under section 13(4) to consider such representations.
Further, if after considering such representations the Secretary of State makes
an order for the return of the applicant, the applicant under section 13(6) can
apply to this court for judicial review of the Secretary of State's decision.
Thus in my
view, on the particular facts of this case the application for judicial review is premature and all the
steps available to the applicant other than judicial review have not yet been
exhausted. Further, on the
particular facts of this case an application to quash the Secretary of State's
decision to issue an authority to proceed has no prospect of success.
I turn now to
the question of the application by the applicant for his discharge under a writ
of habeas corpus. Two propositions were accepted by the parties to these
proceedings. First, that the court
of committal has no jurisdiction under section 11(3) to entertain an
application for habeas corpus.
This would seem to follow from the terms of section 9(8) of the Act of
1989 which obliges the court of committal to commit the person arrested if it
is satisfied as to certain matters, and the wording of section 11(1) which
contemplates the court of committal informing the person arrested in ordinary
language of his right to make an application for habeas corpus. That suggests that the matter will go
to another court. Second, that the jurisdiction of the High Court under section
11(3) would not enable this court to discharge the applicant on the facts relied
on by him because those facts do not come within section 11(3)(a)(b) or (c).
The dispute
here has been whether the High Court has any residual supervisory jurisdiction
of the type which was held to exist in Bennett's case where a person
has been brought within the jurisdiction for the purposes of being tried here.
Mr. Nicholls
has submitted that such a jurisdiction exists. First, extradition involves a process of the court which
abuse of power by the executive abuses.
Second, there is persuasive judicial authority that such a jurisdiction
exists, namely the observations of Woolf L.J. in In re Osman (unreported)
28 February 1992 but noted [1992] Crim.L.R. 741, where Woolf L.J., having set
out the terms of section 11(3) of the Act of 1989, said:
"Quite
clearly in view of the opening words of subsection (3), the fact there is a
statutory right to apply for habeas corpus on limited and specified grounds
does not have the effect of restricting the applicant's right to apply for
judicial review or habeas corpus on other grounds."
Mr. Nicholls relies
upon the opening words of section 11(3): "Without prejudice to any
jurisdiction of the High Court apart from this section . . ." to show that
there must be some further jurisdiction in the High Court. Finally Mr. Nicholls
submits that the authorities on which the respondents
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rely are
distinguishable and in any event predate Bennett's case [1994] 1 A.C.
42.
Mr. Jones,
for the governor and the metropolitan stipendiary magistrate, and Mr. McManus,
for the Secretary of State, submit that the High Court does not have any
residual supervisory jurisdiction for these reasons: first, extradition is a
different procedure from trial. It is an executive act, in which the executive
is discharging an obligation it has assumed in relation to other states and
parties to the convention. The
role of the courts is limited, and Parliament intended that the role of the
courts should be limited to those matters set out in the Act. By way of illustration (and the example
is mine and not counsel's) Mr. Forde, the expert in Irish constitutional law,
says, in paragraph 12 of his second affidavit:
"Accordingly,
in my view, what may be described as the extradition by trick which caused Mr.
Schmidt to come to London will not help the cause of extradition in Ireland
because it will suggest that the English police cannot be fully trusted; that
they are prone to deception."
Such a factor, it is
submitted, is a matter for the Secretary of State and not for the courts. It is a question of policy and not of
law. Second, two decisions of
their Lordships' House are to the effect that no such residual, supervisory
jurisdiction exists and in Bennett's case their Lordships
did not cast doubt on, far less overturn, these decisions. They are Atkinson
v. United States of America Government [1971] A.C. 197 and Reg.
v. Governor of Pentonville Prison, Ex parte Sinclair[1991] 2 A.C. 64.
These are necessarily
brief summaries of the cogent and
well-researched submissions made by counsel which do not do justice to
counsel's labours.
Atkinson
v. United States of America Government [1971] A.C. 197 concerned the Extradition Act 1870 (33
& 34 Vict. c. 52). Section 10 of that Act provided:
"In the
case of a fugitive criminal accused of an extraditional crime, if . . . such
evidence is produced as . . . would, according to the law of England, justify
the committal for trial of the prisoner if the crime of which he is accused had
been committed in England, the police magistrate shall commit him to prison,
but otherwise shall order him to be discharged."
The appellant
had escaped from prison in Louisiana having been sentenced to 18 years'
imprisonment on charges of attempted armed robbery. He had entered pleas of guilty as a result, so he alleged,
of a plea bargain with the prosecutor that if he pleaded guilty to attempted
armed robbery no further action would be taken on charges of attempted
murder. Attempted armed robbery
and escape from prison were not extraditable crimes. The authorities in Louisiana revived the charges of
attempted murder and, in addition, a charge of aggravated burglary which were
extraditable crimes. The Chief Metropolitan Magistrate committed the appellant
on the charges of attempted murder but refused to commit on the charge of
aggravated burglary.
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One of the
issues which came before the House of Lords was stated by Lord Reid in his
speech in this way, at p. 231:
"The question is
whether, if there is evidence sufficient to justify committal, the magistrate
can refuse to commit on any other ground such as that committal would be
oppressive or contrary to natural justice. The appellant argues that every court in England has power
to refuse to allow a criminal case to proceed if it appears that justice so
requires."
Lord Reid came to the
conclusion, at pp. 232-233, that although it was by then well recognised that
the court has power to expand procedure laid down by statute if that is
necessary to prevent infringement of natural justice and is not plainly
contrary to the intention of Parliament, the Act of 1870 did provide a
safeguard:
"The Secretary
of State always has power to refuse to surrender a man committed to prison by
the magistrate. It appears to me
that Parliament must have intended the Secretary of State to use that power
whenever in his view it would be wrong, unjust or oppressive to surrender the
man. Section 10 of the Act of 1870 provides that when a magistrate commits a
man to prison 'he shall forthwith send to a Secretary of State a certificate of
the committal, and such report upon the case as he may think fit.' So the
magistrate will report to the Secretary of State anything which has come to light
in the course of the proceedings before him showing or alleged to show that it
would be in any way improper to surrender the man. Then the Secretary of State is answerable to Parliament, but
not to the courts, for any decision he may make. If I had thought that Parliament did not intend this
safeguard to be used in this way, then I would think it necessary to infer that
the magistrate has power to refuse to commit if he finds it would be contrary
to natural justice to surrender the man. But in my judgment Parliament by
providing this safeguard has excluded the jurisdiction of the courts."
It is to be
noticed that section 13 of the Act of 1989 expressly requires the Secretary of
State to give notice in writing that he is contemplating making an order for
the return of that person to the
foreign state; and to afford that person 15 days within which to make
representations. The Secretary of State is under a duty to consider any
representation made, before he decides whether or not to make an order for the
person's return. That decision is subject to judicial review. Further by section 11(3) Parliament has
expressly conferred on the High Court a supervisory jurisdiction in three
particular cases where it would be unjust or oppressive to return the
individual to the requesting state.
In Atkinson's case all their Lordships reached the same
conclusion on this issue.
In Reg. v.
Governor of Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64 the
court was again concerned with the terms of the Extradition Act 1870. Their Lordships applied the decision in
Atkinson's case [1971] A.C. 197 and held that the question whether
the extradition proceedings might be an abuse of the process of the court was
not one for the
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magistrate. Lord
Ackner in his speech having set out the terms of section 11(1) and (3) of the
Extradition Act 1989 said, at pp. 80-81:
"By this section
a radical alteration has been made by giving to the High Court, in part at
least, the same kind of discretion, as to whether or not to discharge an
applicant, as the Secretary of State has in deciding whether or not to order a
fugitive criminal to be returned to a requesting state. It is the clearest possible recognition
by the legislature that hitherto no such discretion existed in the courts and
in particular in the magistrate's court."
The other members of
the House of Lords all agreed with the
speech of Lord Ackner.
These
decisions are referred to in Bennett's case by Lord
Griffiths in his speech, at pp. 62G-63B, and by Lord Lowry, at p. 82D. I do not
understand either of those passages to cast doubt upon the decisions in Atkinson's case [1971]
A.C. 197 and Sinclair's case [1991] 2 A.C. 64, that prior to the Act
of 1989 the High Court had no power to order the discharge of a detainee if it
would be unjust or oppressive to surrender him to the requesting state. If that is so, then the power of the
High Court at the present time must be limited to the power conferred by
section 11(3) of the Act of 1989. There is a sharp distinction between cases
where the individual is being extradited from this country to a foreign state
where the extradition legislation of this country will apply, and the case
where the individual has been either extradited or brought from a foreign state
to this country for the purposes of being tried here, where the extradition
legislation of this country will have no application at all. Thus Parliament's intention as
manifested in the extradition legislation and in particular Parliament's
intention as to the jurisdiction and powers the High Court should have, will
not be relevant in the latter case but will be highly relevant in the former
case.
After some
hesitation I have reached the conclusion that the submissions made by the respondents
on this issue are correct and that
the jurisdiction of the High Court is that conferred by section 11(3) of the
Act of 1989 and no more. This court is bound to follow the decisions in Atkinson'scase [1971]
A.C. 197 and Sinclair's case [1991] 2 A.C. 64. The opening words to the subsection
must be read, in my judgment, as Mr. Alun Jones submitted, as referring to
other parts of the Act, for example section 13(6) which confer jurisdiction on
the High Court.
In view of my
conclusion on this issue the fourth question does not arise. Nevertheless if
the conclusion I have reached on the third question is wrong and the case goes
further it may be of some value to express my view on the fourth question.
The first
matter is to determine the scope of the general principle expressed by their
Lordships in Bennett's case [1994] 1 A.C. 42. Lord Lowry said, at
p. 77:
"I
regard it as essential to the rule of law that the court should not have to
make available its process and thereby endorse (on what I am confident will be
a very few occasions) unworthy conduct when it is proved against the executive
or its agents, however humble in rank."
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Lord Lowry went on to
say that he would not expect a court to stay proceedings of every trial which
had been preceded by "a venial irregularity." That is a very broad expression of the
principle and is perhaps at variance with the passage earlier in Lord Lowry's
speech, at p. 76, which speaks of: "kidnapping . . . [and] a grave
contravention of international law, the comity of nations and the rule of law
generally . . ." and, at p. 74:
"I agree
that prima facie it is the duty of a court to try a person who is charged
before it with an offence which the court has power to try and therefore that
the jurisdiction to stay must be exercised carefully and sparingly and only for
very compelling reasons."
Lord Bridge of
Harwich said, at p. 68: "Since the prosecution could never have been
brought if the defendant had not been illegally abducted, the whole proceeding
is tainted." And a little
later
"By
parity of reasoning, if the authorities, instead of proceeding by way of
extradition, have resorted to abduction, that is the effective commencement of
the prosecution process and is the illegal foundation on which it rests. It is
apt, in my view, to describe these circumstances . . . as a 'degradation' of
the court's criminal process. To hold that in these circumstances the court may
decline to exercise its jurisdiction on the ground that its process has been
abused may be an extension of the doctrine of abuse of process but is, in my
view, a wholly proper and necessary one."
Lord Griffiths said,
at p. 62:
"In my
view your Lordships should now declare that where the process of law is
available to return an accused to this country through extradition procedures
our courts will refuse to try him if he has been forcibly brought within our
jurisdiction in disregard of those procedures by a process to which our own
police, prosecuting or other executive authorities have been a knowing party.
If extradition is not available very different considerations will arise on
which I express no opinion."
At p. 62B, Lord Griffiths
had spoken of: "a serious abuse of power" and, at p. 62A, of the
court refusing to countenance "behaviour that threatens either basic human
rights or the rule of law."
In my opinion
what has to exist before the court will
intervene on the grounds of abuse of process is a serious or grave abuse
of power by the executive as typified by kidnapping or forcible abduction in
the territory of the foreign state as a means of circumventing extradition
procedures which the executive could and should have used. The principle will
not be confined to cases where there has been an application of physical force
to the person of the detainee in the foreign country, but will embrace cases
where there have been threats or
inducements of a serious and grave nature.
Turning to
the facts of this case, the trick employed by D.S. Jones was a breach of the
protection conferred on the applicant by the Irish Constitution whilst he was
in the Republic of Eire on the evidence of
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Mr. Forde and also a
civil wrong, namely the tort of deceit.
The device was not, however, a breach of Irish criminal law.
No legal
process existed by which the applicant could have been brought from Eire within
the jurisdiction of this court for the purpose of being extradited to
Germany. In my view it can hardly
be said that the telephone conversations between D.S. Jones and the applicant
and between the officer and the applicant's solicitor were the effective
commencement of the process of extraditing the applicant from this country to
Germany. On the other hand,
extradition processes exist between Germany and the Republic of Eire and this court does not know
why the German authorities did not pursue extradition in Eire.
The applicant
was in the habit of coming to this country from time to time for his own
purposes, both recreational and business.
Initially D.S. Jones's purpose was to arrest him on one of those visits
and the reason for the subterfuge was to find out when and where the applicant
would next be within the jurisdiction.
There was no question of forcible abduction in this case nor was there
any physical act committed within the Republic of Eire.
If there has
to be a balancing between the gravity of the alleged offences for which the
applicant is wanted by the German authorities and the improper conduct of the
police, then the smuggling of substantial quantities of drugs across borders is
a serious matter indeed. As Lord
Griffiths observed in Somchai Liangsiriprasert v. Government of the United
States of America[1991] 1 A.C. 225, 242-243, a decision of the Privy
Council:
"As to
the suggestion that it was oppressive or an abuse of process" - there the
applicants had been lured to Hong Kong for the purposes of being extradited to
the United States by the authorities in Hong Kong acting in concert with the
American Drug Enforcement Agency, members of which had penetrated the
applicants' drug ring, on the basis that the applicants would be paid in Hong
Kong for quantities of drugs illegally exported from Thailand - "the short
answer is that international crime has to be fought by international
co-operation between law enforcement agencies. It is notoriously difficult to
apprehend those at the centre of the drug trade; it is only their couriers who
are usually caught. If the courts
were to regard the penetration of a drug dealing organisation by the agents of
a law enforcement agency and a plan to tempt the criminals into a jurisdiction
from which they could be extradited as an abuse of process it would indeed be a red letter day for
the drug barons."
My conclusion
on the fourth question would be that the conduct of the police, against the
background that no legal process existed whereby the presence of the applicant
could have been secured from Eire within this jurisdiction, was not so grave or
serious that this court should intervene in the extradition process. This is not to say that the conduct of
the police in this case may not be a good ground for the Secretary of State to
refuse to make an order for the return of the applicant to Germany. The Secretary of State will be able to
take into consideration such matters as relations between the authorities in
this country and those
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in the Republic of
Eire and the effect on those relations of the applicant being returned to
Germany as opposed to being released and allowed to return to Eire. The
Secretary of State is in the position of being able to know the attitude of the
Irish authorities to this case, a matter of which this court can have no
knowledge.
For these
reasons I would not grant either relief sought by the applicant.
SEDLEY J. I
have reached the same conclusions as Roch L.J., but because I have done so by
different routes, and because in the field of public law we labour under the
Chinese curse of living in interesting times, I will set out my reasons.
Judicial
review
I agree that
the application for leave to seek judicial review of the Secretary of State's
decision of 7 January 1993 is inappropriate and should be refused in the
exercise of the court's discretion.
It comes both too late and too early: too late to prevent the authority to proceed from being
acted on, and too early for it to be known whether the facts relied on by the
applicant will yet persuade the Secretary of State not to return him to
Germany.
I too would
wish to reserve to a case where the point is taken the question whether the
Home Secretary can plead ignorance of what the Metropolitan Police have done.
Although the minister and the police officer represent distinct functions of
the Crown, both are today executive limbs of the state, and it is arguable that
in a real as well as a constitutional sense the state cannot be heard to say
that its left hand does not know what its right hand is doing. To allow such a plea is to shift on to
the individual the burden of risk of failures of coordination or communication
in public administration and law enforcement. Even if such a broad proposition
is incorrect, there remains the fact that the Home Secretary is the police
authority for the metropolitan district and that the Metropolitan Police act in
aid of his department in response to diplomatic requests for extradition, so
that special considerations may arise in the present situation.
Habeas
corpus
In order to
decide whether the Bennett principle can come to the applicant's aid it
is necessary to decide first what the principle is and secondly whether it
applies to the facts of the applicant's situation. Only if these two questions are answered in the applicant's
favour can the final question of the applicability of the principle to
extradition proceedings become material.
I will state briefly, since I agree with Roch L.J. about the last
question and hence about the outcome, why I consider that the applicant's
situation comes both potentially and factually within the Bennett principle.
(1) What
is the Bennett principle?
The House of
Lords in Reg. v. Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1
A.C. 42 were considering as an assumed fact the
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removal of the
appellant to the United Kingdom against his will from a place outside the
jurisdiction of the United Kingdom's courts. In at least one place the statement of principle is framed
accordingly - see per Lord Griffiths, at p. 62:
"In my
view your Lordships should now declare that where process of law is available
to return an accused to this country through extradition procedures our courts
will refuse to try him if he has been forcibly brought within our jurisdiction
in disregard of those procedures by a process to which our own police,
prosecuting or other executive authorities have been a knowing party."
Lord Griffiths' views
have the express concurrence of Lord Bridge of Harwich, Lord Lowry and Lord
Slynn of Hadley. But it is to be
observed that the certified question (see p. 46) is not confined to the use of
physical coercion: it asks in
general terms whether the court has power to inquire into the circumstances by
which a person has been brought within the jurisdiction. Their Lordships'
reasoning is correspondingly large, and it may be noted in particular that Lord
Bridge, although postulating the question, at p. 64, in terms of forcible
abduction, answers it in terms which make not physical force but executive
lawlessness the critical factor, at pp. 67-68:
"There
is, I think, no principle more basic to any proper system of law than the
maintenance of the rule of law itself.
When it is shown that the law enforcement agency responsible for
bringing a prosecution has only been enabled to do so by participating in
violations of international law and of the laws of another state in order to
secure the presence of the accused within the territorial jurisdiction of the
court, I think that respect for the rule of law demands that the court take
cognisance of that circumstance.
To hold that the court may turn a blind eye to executive lawlessness
beyond the frontiers of its own jurisdiction is, to my mind, an insular and
unacceptable view. . . . Since the prosecution could never have been brought if
the defendant had not been illegally abducted, the whole proceeding is
tainted."
This, it seems to me,
is also the key to Lord Griffiths' reasoning where he crystallises it in a
notable passage, at pp. 61-62, before focusing it on the use of force in the passage I quoted earlier:
"Your
Lordships are now invited to extend the concept of abuse of process a stage
further. In the present case there
is no suggestion that the appellant cannot have a fair trial, nor could it be
suggested that it would have been unfair to try him if he had been returned to
this country through extradition procedures. If the court is to have the power to interfere with the
prosecution in the present circumstances it must be because the judiciary accept
a responsibility for the maintenance of the rule of law that embraces a
willingness to oversee executive action and to refuse to countenance behaviour
that threatens either basic human rights or the rule of law. My Lords, I have no doubt that the judiciary
should accept this responsibility in the field of criminal law. The great growth of administrative law
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during the latter
half of this century has occurred because of the recognition by the judiciary
and Parliament alike that it is the function of the High Court to ensure that executive action
is exercised responsibly and as
Parliament intended. So also should it be in the field of criminal law
and if it comes to the attention of the court that there has been a serious
abuse of power it should, in my view, express its disapproval by refusing to
act upon it."
This passage
provides, too, the foundation for Lord Griffiths' concluding answer to the
certified question, at p. 64, which is in the same broad terms as the question
itself.
What then is
the possible ambit of such executive lawlessness? I accept the submission of
Mr. Alun Jones that Lord Lowry's phrase, at p. 77, "unworthy conduct"
is not, and is not intended to be, the threshold. But I do not accept his argument that only the use of
physical force passes the threshold. Lawlessness can take many forms. In my judgment what the doctrine of Bennett's case strikes at is an act on the part
of the executive government of the United
Kingdom: (a) which violates the laws of the foreign state, international
law or the legal rights of the individual within that state, and thus offends
against the principle of comity; (b) which circumvents extradition arrangements
made with that state; (c) which instead brings the suspect by coercion into the
jurisdiction of the United Kingdom's courts; and (d) but for which the domestic
proceedings could not have been initiated. The last of these requirements, a
"but for" test of causation, emerges clearly from the language used
by Lord Bridge, at p. 68, and Lord Lowry, at p. 76, and is implicit in the
reasoning of Lord Griffiths.
In total, the
decision of the House of Lords enlarges the concept of abuse of process to
embrace serious abuses of power where it is only by the abuse of power that
legal process has become possible.
It articulates the supervisory obligation of the High Court to maintain
the rule of law as something different from and greater than the maintenance of
individual rules of law. In
constitutional terms the decision, it seems to me, is of the highest
importance, establishing a principle which will take time to be worked out in
our jurisprudence.
(2) Force
or fraud?
In the
present case, the uncontroverted expert evidence, that of Mr. Michael Forde, a
well known academic commentator in the field of Irish constitutional and
extradition law and a member of the bars both of Ireland and of England and
Wales, is to the following effect.
(a) Ireland,
Germany and the United Kingdom are all parties to the same extradition treaty,
the European Convention on Extradition, so that in law the same extradition
procedures (subject to any differential reservations) are available to the
German government in Ireland as are available to it in the United Kingdom.
(b) To deny
by a trick the protection of Irish law to which a person resident in Ireland is
constitutionally entitled is itself an unconstitutional act whether the trick
is that of officials of the Irish state or of a foreign state. In The State
(Trimbole) v. Governor of Mountjoy Prison[1985] I.R. 550 the
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subterfuge of an
arrest on bogus grounds was held to vitiate subsequent extradition proceedings,
however well-founded these might substantively be. (The reasoning of the Irish High Court and Supreme Court
bears striking resemblances in
places to that of the House of Lords in Bennett).
(c) Among the
rights enjoyed by the applicant under Irish law are rights to personal liberty
within the law and of access to the courts: see articles 34.1, 40.3 and 40.4.1
of the Constitution. In The State (Quinn) v. Ryan[1965] I.R. 70, the
continued use under nineteenth-century legislation of removal to England
without a hearing in Ireland was struck down as unconstitutional because it
deprived the individual of his right of access to the courts to question the
legality of his removal. (The
reasoning of the Irish court in this case marches in places with that of their
Lordships' House in M. v. Home Office [1994] 1 A.C. 377.)
(d) The
tricking of the applicant by the British police amounts to the tort of deceit
in Irish law.
(e) The law
of Ireland, at least in actions for trespass, rejects consent obtained by fraud
or unlawful means.
In my view
the way in which the applicant was induced to come to England, for the detail
of which I gratefully rely on Roch L.J.'s judgment, is within the mischief to
which the principle in Bennett's case is directed. But for the
deception practised on him, the applicant would not have come to England and so
made his arrest and extradition possible.
This deception amounted to more than temptation (to use D.S. Jones'
word) or inducement: it amounted to coercion, because it deliberately led the
applicant to believe that D.S. Jones had sufficient evidence to justify his
arrest for cheque frauds if and when he next entered the United Kingdom, but that
by coming here voluntarily and surrendering himself to D.S. Jones he could
clear himself. Since Jones knew
that the whole cheque fraud story was bogus, he knew too that this was an offer
that the applicant could not refuse:
either he could come and establish what both he and Jones knew was his
innocence of cheque frauds, or he could (so Jones led him to believe) face the
prospect of arrest and possible trial for the frauds whenever he next chose to
come to the United Kingdom, as he periodically did.
To offer an
ostensible choice between a serious limitation on movement (whether by having
to stay away from the United Kingdom or by facing arrest for cheque frauds on
entry) and a simple and certain way of removing that bogus limitation was in my
judgment coercive both in intention and in effect. It was a baited trap, but it was a trap into which the
applicant was driven by a mendacious threat of adverse consequences if he did
not take the bait. To change the
metaphor, without the use of the stick the carrot would have been of no
help. The subterfuge was intended
precisely to ensure that the applicant believed he had no worthwhile choice but to come to the United Kingdom
and deliver himself to D.S. Jones, and that is what he did.
There is no
need in my judgment to cast around in the law of England and Wales for an exact
precedent equating fraud with force in such a situation, and no attempt has
been made to do so in argument.
There are, as it happens, however, good analogies in common law and
equity: with apologies to counsel
for citing sources of law not canvassed in
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argument, I refer to Halsbury's
Laws of England, 4th ed., vol. 18 (1977), pp. 149-150, para. 332 (undue
influence); vol. 9 (1974), pp.
172-174, para. 297 (duress in contract); and vol. 16 (1992), p. 627, para. 679,
especially note 4 (duress in equity). According to Clerk & Lindsell on
Torts, 16th ed. (1989), pp. 1012-1013, para. 18-02: "Public policy usually demands that nobody be permitted
to found an action on an illegal act." What is objectionable about fraud,
actual or constructive, is that it robs the victim of the power of autonomous
decision and action as surely as does physical coercion. In my judgment a fraud practised in and
contrary to the law of a sovereign state, as this fraud was, and but for which
the applicant would not and could not have been arrested on a provisional
warrant as and when he was, would entitle this court to intervene to stay
consequent criminal proceedings by parity of reasoning with Bennett's case.
Comparably,
if the applicant were to have been present in the United Kingdom for another
reason (including an invitation, true or false, from D.S.
Jones to meet him in order, say, to discuss kites) the objection would fall
away because the element of coercion would be absent. Whatever the moral objections to the use of pure subterfuge,
they have to be matched against the reality of police work in a dangerous and
complex world, as the Privy Council has memorably recognised Somchai
Liangsiriprasert v. Government of the United States of America [1991] 1
A.C. 225, 242-243. But the limit placed upon this by the House of Lords in Bennett'scase [1994] 1
A.C. 42, on grounds of constitutional principle, is that the use of subterfuge
must not be such as to violate the rule of law by substituting coercion for
established extradition procedures.
(3) Are
extradition proceedings included?
Does a
principle which would in my judgment have entitled this court to stay a
prosecution of the applicant in the United Kingdom for dealing in cannabis
extend to staying proceedings designed to extradite him to another state for
trial on similar charges? If it
were not for the decisions of the House of Lords in Atkinson v. United
States of America Government[1971] A.C. 197 and in Ex parte Sinclair [1991] 2
A.C. 64, I would have little hesitation in acceding to the submission of Mr.
Clive Nicholls that the Bennett principle must apply to extradition
as to domestic criminal process.
I would in
any event unhesitatingly reject the contention of Mr. Alun Jones that
extradition is essentially an executive act. Even under the truncated
procedures introduced by the Act of 1989 the courts and the executive have
discrete, though in places overlapping, roles: see for example section 6(1), (2) and (3) and the definition
of "appropriate authority" in section 6(9). In my view a court of law
entrusted with the conduct of a distinct stage of the extradition process
retains the obligation of all courts to prevent abuse of their process (see Hunter
v. Chief Constable of West Midlands Police [1982] A.C. 529,
536D) unless the power and hence the obligation is plainly excluded. I am not persuaded by Mr. Jones that
section 11(3) can have had this dramatic effect by means of an inferred
limitation of the saving of "any jurisdiction of the High Court apart from
this section" to other powers of the High Court
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set out elsewhere in
the Act itself. Section 11(3), it
will be recalled, begins: "Without prejudice to any jurisdiction of the
High Court apart from this section, the court shall order the applicant's
discharge if . . ." and the
subsection then goes on to list three situations in which discharge comes as of
right if in the court's judgment it would in all the circumstances be unjust or
oppressive to return the person claimed.
I much prefer the view expressed by Woolf L.J. in In re Osman (unreported)
28 February 1992 but noted [1992] Crim.L.R. 741:
"Quite
clearly in view of the opening words of subsection (3) the fact that there is a
statutory right to apply for habeas corpus on limited and specified grounds
does not have the effect of restricting the applicant's right to apply for
judicial review or habeas corpus on other grounds. . . . it is possible to
imagine circumstances where there could be grave unfairness which would
certainly justify the interference of the court by way of judicial review not
covered by section 11. It is no
doubt for this reason that the legislation itself expressly makes clear that
the statutory application for habeas corpus is not the only remedy available to
a person who is the subject of a committal order."
But it remains the
case, at least for the present, that this court is bound by the holding of the
House of Lords in Atkinson's case [1971] A.C. 197 that any residual
unfairness in returning a person claimed to the requesting country is a matter
for the Secretary of State.
Although section 8(3) of the Fugitive Offenders Act 1967 did not include
the important words of reservation with which section 11(3) of the Act of 1989
begins, to treat those words as opening extradition proceedings to the wider
supervisory jurisdiction of the High Court may be to negate Lord Reid's words
about the provision in both Acts of an executive discretion to refuse removal,
at p. 233: "Parliament by providing this safeguard has excluded the
jurisdiction of the courts." Public law has today moved so far and so
fast, largely under the impetus given to it by Lord Reid, that it is doubtful
whether the exclusion of judicial by executive power which he was prepared to deduce from the
legislation in 1969 (the year when Atkinson's case was actually
decided) is a result which would at all readily be arrived at today if the
matter were free of authority, especially in an Act passed as recently as
1989. I would in particular
respectfully doubt whether section 13(6), to which Roch L.J. has briefly
referred in this context, confers rather than simply acknowledges a
jurisdiction of this court. But
Mr. Jones is entitled to and does rely on the much more recent decision of
their Lordships' House in Ex parte Sinclair [1991] 2 A.C. 64.
There, Lord Ackner, with whom the other members of the House concurred in full,
said, at pp. 80-81:
"Since
the decision in Atkinson's case [1971] A.C. 197 the Extradition Act
1989 has been enacted. . . . By [section 11] a radical alteration has been made
by giving to the High Court, in part at least, the same kind of
discretion, as to whether or not to discharge an applicant, as the Secretary of
State has in deciding whether or not to order a fugitive criminal to be
returned to a requesting state. It
is the clearest possible recognition by the legislature that hitherto no such
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discretion existed in
the courts and in particular in the magistrate's court."
By
"discretion" I take Lord Ackner to mean the power to judge whether it
would be unjust or oppressive on any of the three grounds set out in section
11(3) to return the fugitive. His
Lordship cannot, I would respectfully think, have meant that the words of
reservation with which section 11(3) opens, themselves give any new discretion
to the High Court. Moreover, on
one possible reading of Lord Ackner's words, their Lordships were deciding in Ex
parte Sinclair that although the magistrate lacked, and had always
lacked, the power to decide
whether extradition proceedings were an abuse of process, the Act of 1989 had
put that issue within the jurisdiction of the High Court.
This,
however, does not appear to have been the reading of it made by their Lordships
in Bennett's case [1994] 1 A.C. 42. Lord Griffiths referred to the prosecutor's submission,
based on the decisions in Ex parte Sinclair[1991] 2 A.C. 64 and Atkinson's case [1971]
A.C. 197, that examining magistrates have no power to stay proceedings on the
ground of abuse of process. These
two authorities, Lord Griffiths pointed out [1994] 1 A.C. 42, 63:
"established
that in extradition proceedings a magistrate has no power to refuse to commit
an accused on the grounds of abuse of process. But the reason underlying those decisions is that the
Secretary of State has the power to refuse to surrender the accused if it would
be unjust or oppressive to do so;
and now under the Extradition Act 1989 an express power to this effect
has been conferred upon the High Court."
Lord Lowry, at p. 82,
pointed out, as Lord Ackner had done, that Lord Reid's view of the magistrate's
inability to adjudicate on an abuse of process in an extradition proceedings
was obiter. He added:
"Nonetheless
a view expressed by such a high authority commands respect, and Lord Reid was
making his point as an integral link in his argument, to show that in
extradition proceedings a magistrate has no such power."
The problem, which I
accept may be more technical than substantive, is that the "express
power" to which Lord Griffiths refers must be the power to discharge the
applicant on one of the three grounds set out in section 11(3), although this
was not in fact a new provision in the Act of 1989. The opening saving clause
in section 11(3), which was new, confers no express power but preserves
unspecified extant powers which (and this is the stumbling block) have still to
be treated as limited by Lord Reid's allocation of jurisdiction to the Home
Secretary.
This is a
profoundly unsatisfactory basis on which to decide an issue as important as the
present. It may well be that Lord
Ackner in Ex parte Sinclair [1991] 2 A.C. 64 and Lord Griffiths in Bennett's case [1994]
1 A.C. 42 were intending to recognise exactly that supervisory jurisdiction to
which Woolf L.J. referred in In re Osman [1992] Crim.L.R. 741
as a statutory inroad into Lord Reid's proposition, opening not only the
Secretary of State's own decision on removal but the initiation of process
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itself to the
supervisory jurisdiction of the court.
It is therefore with reluctance that I agree with Roch L.J. that it is
not open to this court, recent decisions notwithstanding, to hold that by
reason of the wording of section 11(3) of the Extradition Act 1989 alone the
logic of Atkinson's case [1971] A.C. 197 has fallen to the logic
of Bennett'scase [1994] 1 A.C. 42. Any such decision must be for
their Lordships' House.
|
Applications
dismissed. No order
as to costs. Leave to
appeal refused. |
Solicitors:
Reynolds Dawson; Treasury Solicitor; Crown Prosecution Service, Headquarters.
[Reported by
Edward Allbless Esq., Barrister]
The applicant
appealed by leave of the House of Lords (Lord Templeman, Lord Browne-Wilkinson
and Lord Woolf) given on 14 February 1994 from that part of the decision of the
Divisional Court of the Queen's Bench Division whereby the court dismissed the
applicant's motion for a writ of habeas corpus. The applicant did not appeal
against the dismissal by the Divisional Court of his application for leave to
apply for judicial review by way of an order of certorari to quash the decision
of the Secretary of State for the Home Department, by the minister of state, to
issue authority to proceed.
The facts are
stated in the opinion of Lord Jauncey of Tullichettle.
Alan
Newman Q.C. and James Lewis for the applicant.
The High Court has power to order the discharge of a fugitive subject to
extradition proceedings where he is brought within the jurisdiction in breach
of extradition procedures. This power (i) is part of the "wider
supervisory jurisdiction" labelled by Lord Griffiths in Reg. v.
Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1 A.C. 42,
61H-63B, 106C-E; it was recognised by Woolf L.J. in the Divisional Court [1993]
2 All E.R. 474, 479J-480A as a power apart from and wider than the power to
stay proceedings as an abuse of process; (ii) is expressly reserved by section
11(3) of the Extradition Act 1989 (In re Osman (unreported), 28
February 1992, transcript, p. 16E-F; [1992] Crim.L.R. 741, 742); (iii) exists
where extradition procedures are available to the state seeking extradition in
the state in which the fugitive resides and are not followed (Somchai
Liangsiriprasert v. Government of the United States of America) [1991] 1
A.C. 225, 242D-243E); Bennett, at p. 62F-G; (iv) applies equally to
improper conduct by the police as it does to such conduct by prosecuting or
other executive authorities (Bennett, pp. 62F-G, 77A-B).
The
respondents' proposition that under the Act of 1989 discretionary power to
control any abuse of process or procedure in extradition cases is exclusively
vested in the Secretary of State is a chilling one not to be contemplated
unless Parliament has in the clearest terms compelled the courts to hold that
their ultimate responsibility, the maintenance of
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the rule of law, has
been completely ousted in this field and handed to the executive. The
proposition means that the Secretary of State is judge in his own cause. He
alone judges whether executive abuse has been sufficiently grave such that in
the exercise of his discretion no extradition order should issue. That is a
violation of the doctrine of separation of powers: see M. v. Home Office [1994] 1
A.C. 377, 395B-G and Reg. v. Horseferry Road Magistrates' Court, Ex parte
Bennett [1994] 1 A.C. 42, 63B-C, 64B-D, 67F-67C.
The opening
words of section 11(3) of the Act of 1989 cannot be held to refer back simply
to section 6. They must be interpreted as referring to a wider jurisdiction in
the court. They incorporate the jurisdiction of the High Court to control
abuses. The High Court is a court of unlimited, inherent, jurisdiction: see Reg.
v. Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1
A.C. 42, 62G-64B, 81D-83. Nothing in the Extradition Act 1870 (33 & 34
Vict. c. 52) cuts down the inherent jurisdiction of the High Court to prevent
abuse of process. The opening words of section 11(3) are wide enough to include
it.
The power of
the High Court is not displaced by the decisions in Atkinson v. United
States of America Government [1971] A.C. 197 or Reg. v. Governor of
Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64, which are
distinguishable in the following respects. (i) The jurisdiction allocated by
Lord Reid, in Atkinson, to the Secretary of State was confined to
matters affecting the fairness of the fugitive's trial in the requesting state
and his treatment there. This is consistent with the submission that the
Secretary of State is rightly concerned with those functions that relate to
comity, but not exclusively with those functions that relate to the control of
the domestic executive. To hold otherwise obviates the doctrine of separation
of powers. (ii) In Atkinson the House of Lords was not concerned with,
nor did it exclude, the application by the courts of the wider principle that
their process is not available where the presence of the accused within the
jurisdiction has been secured by domestic executive lawlessness that threatens
either basic human rights or the rule of law: Connelly v. Director of Public
Prosecutions [1964] A.C. 1254, 1354. (iii) In Sinclair Lord Ackner,
at pp. 80H-81A, referred to "such" jurisdiction not existing in the
High Court before the passing of the Act of 1989. The discretion referred to
was the limited discretion in section 11(3)(a) to (c) of the Act
which is consistent with the opening words of section 11(3) that give an additional jurisdiction
to the High Court. (iv) The House of Lords was concerned in Atkinsonand in Sinclair with a
different scheme of extradition from that in Part III of the Act of 1989. Atkinson concerned
the Extradition Act 1870, and Sinclair concerned Schedule 1
to the Extradition Act 1989, the provisions of which are derived from the Act
of 1870. The scheme of the Act of 1989 is that the High Court and the Secretary
of State have co-extensive powers. (v) The words "Without prejudice to any
other jurisdiction" in section 11(3) of the Act of 1989 ought to be
construed as declaratory of a residual jurisdiction in the High Court which, in
addition to its statutory jurisdiction under section 11(3)(a) to (c), at least
includes the jurisdiction declared by the House of Lords in Bennett. The
judgment of Woolf L.J. in In re Osman, 28 February 1992
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supports this
proposition. Further, the House of Lords recognised exactly that supervisory
jurisdiction in Sinclair [1991] 2 A.C. 64, 80-81.
If Atkinson is not
distinguishable, it is right for the House of Lords to depart from that
decision for the following reasons. (i) Atkinsonwas decided in 1969
when public law was not as fully developed as today. (ii) The obligation on the
Secretary of State to extradite a fugitive imposed by treaty requirements is
incompatible with the wider supervisory jurisdiction as set out in Bennett. (iii) Part
of the reasoning for the decision was that the magistrate had no power to stay
domestic committal proceedings as an abuse of process, a jurisdiction now
widely recognised and acknowledged by the House of Lords in Bennett. (iv) The
dictum of Sedley J., ante, p. 360E-F, is correct. Atkinson is no longer
a useful authority. It rests on two foundations neither of which now apply,
namely, that magistrates in committal proceedings have no abuse of power
jurisdiction, and that Parliament has legislated to vest exclusive power in the
Secretary of State: see per Lord Reid [1971] A.C. 197, 231, 232-233. The
decision creates an anomaly between a person who is kidnapped and brought into
the country to be tried here and a person who is brought here not to be tried
here. Perversely, the person who has not committed a crime in this jurisdiction
has less rights.
Reg. v.
Governor of Pentonville Prison, Ex parte Narang [1978] A.C. 247 is of
no assistance: the opening words of section 11(3) were not addressed at all.
[Reference was also made to Sinclair, pp. 80H-81B and In
re Osman, 28 February 1992.]
To permit the
extradition would be contrary to the proper administration of justice according
to the rule of law, invade the rights of other countries and of persons under
their protection and detract from international comity and be a degradation of
the court's criminal process: see Bennett[1994] 1 A.C. 42,
78A-C, 67F-68C; The State (Trimbole) v. Governor of Mountjoy Prison [1985] I.R.
550 and Bozano (Case 5/1985/138) (unreported), 2 December 1986. Any
international obligation must be based on the assumption that governments will
behave according to law and on the basis that the provisions of the European
Convention on Extradition (1991) (Cm. 1762) will only apply if the executive of
the country where the extradition proceedings are taking place acts lawfully.
[Reference was also made to Connelly v. Director of Public Prosecutions [1964] A.C.
1254.]
Alun Jones
Q.C. and Clare Montgomery for the respondents, the Governor of Brixton
Prison and the Federal Government of Germany. Under the Act of 1989,
discretionary power to control any abuse of process or procedure in extradition
cases (including any executive abuse of power) is exclusively vested in the
Secretary of State. This is clear from the legislative history and the language
of the Act as well as from its general purpose.
In section
11(3) of the Act Parliament chose substantially to re-enact the provisions of
section 8(3) of the Fugitive Offenders Act 1967. By adopting the language of
the Act of 1967 Parliament must be taken to have known and approved of the
decision of the House of Lords in Reg. v. Governor of Pentonville Prison, Ex
parte Narang [1978] A.C. 247. In Narang, the House of Lords,
at pp. 271B-272, 282G-283A, 293C-F,
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emphasised that
section 8(3) of the Act of 1967 had replaced section 10 of the Fugitive
Offenders Act 1881 (44 & 45 Vict. c. 69). The words "or
otherwise" in the Act of 1881 had been given a wide construction that
enabled the courts to order a fugitive's discharge from custody if for any
reason it had been made to appear that it would be unjust or oppressive to
return him: contrast Reg. v. Governor of Brixton Prison, Ex parte Naranjan
Sing[1962] 1 Q.B. 211. Viscount Dilhorne pointed out in Narang that the consequence
of the omission of the words "or otherwise" in the Act of 1967 was
that the powers of the courts were more restricted: they were exercisable only
if it appeared that, by reason of the trivial nature of the offence, or of the
passage of time, or where there was mala fides, it would be unjust or
oppressive to return a person. That was to be contrasted with the unfettered
discretion given to the Secretary of State under section 9 of the Act of 1967:
see p. 272B. In the circumstances, it would be surprising if Parliament had, by
adopting the language of the Act of 1967, nevertheless contemplated that the
High Court had an additional discretionary power to control any abuse of
process or executive abuse of power in the course of extradition proceedings.
"Shall" in section 11(3) of the Act of 1989 has replaced
"may" in section 8(3) of the Act of 1967 following Narang. The words
in section 8(3) "without prejudice to any other jurisdiction of the
court" did not appear in 1881 since there was then no other jurisdiction
of the court except under section 10. There was no such exception with regard
to political offences in 1881 as there was in section 4 of the Act of 1967.
This analysis
of the legislative history of section 11 of the Act of 1989 is also consistent
with the history of the abuse of process jurisdiction in proceedings brought
under the Act of 1870, now substantially re-enacted in Schedule 1 to the Act of
1989. In Atkinson v. United States of America Government [1971] A.C.
197 and Reg. v. Governor of Pentonville Prison, Ex parte Sinclair [1991] 2
A.C. 64, the House of Lords confirmed that magistrates' courts had no power to
refuse to commit a fugitive on the ground that it would be oppressive, contrary
to natural justice, or otherwise an abuse of process. The reasoning in those
cases must apply with equal force to the High Court since, in both cases, the
House of Lords placed emphasis on the fact that power to prevent infringement
of natural justice was vested in the Secretary of State and not in the courts.
The High Court has never held that there is this power in the background to
discharge the prisoner on grounds of natural justice. It approached section
8(3) of the Act of 1967 as a matter of statutory construction. "Or
otherwise" was omitted. Adding (or substituting) "Without prejudice .
. ." in 1989 would be a strange way of restoring the wide pre-1967
jurisdiction. There is no trace of inherent jurisdiction in Narang or Atkinson: contrast Government
of Australia v. Harrod [1975] 1 W.L.R. 745, 757, perViscount
Dilhorne. For the applicant to succeed, he has to persuade the House of Lords
to depart from Atkinson, Narang and Sinclair. Parliament
has maintained the same scheme as in section 8(3), approved in Narang: it has not
changed the law. [Reference was also made to Atkinson, pp. 203,
204, 204-205, 218, 219.]
As to the
language of the Act of 1989, the provisions of section 11, dealing with the
powers of the High Court, are to be compared and
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contrasted with the
provisions of section 12, dealing with the Secretary of State's power to make
an order for return. Both sections refer back to the general restrictions on
return contained in section 6. Section 11(3) refers to this jurisdiction (and to
that in sections 13(6) and 16(1)) by the use of the words: "Without
prejudice to any jurisdiction of the High Court apart from this section . .
." whereas section 12(1) prohibits the Secretary of State from ordering
the return of any person where "his return is prohibited, or prohibited
for the time being, by this Act . . ." However, the sections then diverge
in that the High Court's jurisdiction is clearly restricted to the cirumstances
specified in section 11(3), whereas the Secretary of State's powers under
section 12(2) are expressed to be: "Without prejudice to his general
discretion as to the making of an order for the return of a person
to a foreign state, Commonwealth country or colony . . ." Further, if it
is suggested that the language of section 11 (and presumably section 8 of the
Act of 1967) clearly confers or confirms the court's jurisdiction to inquire
into abuses of process, it is surprising that the jurisdiction has not been
detected earlier: see Sinclair, pp. 80F-81B. The use of the word
"section" in section 11(3) rather than "Act" is also
important. If the applicant were right, and Parliament, in setting out all the
various protections and restrictions in Part II of the Act, were specifically
dealing with the machinery for judicial review, one would expect section 11 to
say "Act." Had Parliament contemplated that there was a general and
wider discretion in the High Court it would have added to the opening words of
section 11(3) "or to the High Court's general discretion in respect of . .
."
As to the
general purpose of the Act of 1989, extradition is essentially an executive act
in which the Secretary of State is responsible for initiating proceedings and
for ordering extradition when those proceedings are complete. The purpose of
the process is to allow the issues between the parties to be determined outside
the jurisdiction in the foreign state, Commonwealth country or colony. It would
frustrate that purpose if the courts in this country were required to consider
and pass judgment on abuse of process issues. There is, accordingly, nothing
anomalous in the submission that Reg. v. Horseferry Road Magistrates' Court,
Ex parte Bennett [1994] 1 A.C. 42 does not apply to extradition
proceedings, where, unlike domestic criminal proceedings, the courts are not
called on to make any final determination of guilt or innocence.
As to whether
the principle in Bennett displaces that in Atkinsonand Sinclair, the courts
have power to control executive lawlessness. In a case not of coercion but of
straightforward kidnapping, it would be irrational for the Secretary of State
to issue an authority to proceed, and the normal principles of review of
executive action on the ground of irrationality would apply. Bennett was an
unusual case, where the House of Lords went outside the traditional review
categories. What had happened abroad could not be the subject of judicial
review, where in this case there is a self-contained statutory scheme. Bennett is to be
distinguished because here the Secretary of State has a wide discretion (see per Lord Reid in
Atkinson, at pp. 232G-233A) and therefore there is no need to
assert a residual jurisdiction in the court. The courts would rather deal with
judicial review than with an uncertain inherent jurisdiction. There is no
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reference to inherent
jurisdiction in the European Convention on Extradition.
It is an
attractive argument that the Secretary of State, with his power under the Act
of 1989, has a conflict of interest, but the law is clear. As to the exercise
of his discretion, see Republic of Argentina v. Mellino(1987) 40
D.L.R. (4th) 74.
If the Bennett principle
does apply to extraditions from the United Kingdom, so that the Divisional
Court has power to hold that a request for extradition involves executive
lawlessness or breach of human rights, the conduct of the police in this case
was not of such a character as to require the termination of the proceedings.
It bears comparison with the conduct of the law enforcement agencies in Somchai
Liangsiriprasert v. Government of the United States of America [1991] 1
A.C. 225: see p. 242H. There, unlike the present case, the law enforcement
agents clearly solicited the entire crime: the two cases have in common the use
of deceit as a means to effect an arrest and to trigger the judicial process.
Police tricks of the Liangsiriprasert kind, leading to the
arrest of a suspect, will not be treated as an abuse of process in this country
either: see Reg. v. Christou [1992] Q.B. 979. The courts in England
nowadays do tolerate subterfuge and deceit on the part of police officers or
other law enforcement agents in the detection of serious crime, especially when
drug-related. What they do not tolerate is manipulation of the procedures after
arrest: see Liangsiriprasert, pp. 242-243; Reg. v. Christou[1992] Q.B.
979 and Reg. v. Latif, The Times, 17 March 1994.
If the House
of Lords shares the assessment of the police conduct made by Sedley J. on the
evidence as to Irish law, the case may not be capable of resolution without
further evidence. The nature and quality of the police conduct may depend on
the court's findings of fact as to the lawfulness of that conduct as a matter
of Irish law. If that is the case, the case ought to be remitted to the
Divisional Court for rehearing.
Newman
Q.C. in reply. As to Atkinson v. United States of America Government [1971] A.C.
197, the wording in section 10 of the Act of 1870 should be compared with that
of section 9(9) of the Act of 1989. The legislation has changed. The whole
basis on which Lord Reid said what he did falls to the ground because of the
new provision. The safeguard is greater in the Act of 1989 because of section
11(3). Lord Reid's "safeguard" was the report that might be sent by
the magistrate; one cannot envisage any other document that would provide it.
To the extent
that the change in wording was not brought to the attention of the House of
Lords in Reg. v. Governor of Pentonville Prison, Ex parte Sinclair [1991] 2
A.C. 64, one might have to modify what Lord Ackner said, at pp. 80H-81A.
As to Somchai
Liangsiriprasert v. Government of the United States of America [1991] 1
A.C. 225, there is no clash with Reg. v. Horseferry Road Magistrates' Court,
Ex parte Bennett [1994] 1 A.C. 42: what Lord Griffiths was saying in each
was that, if extradition procedures were available, one could not just flout
them. Liangsiriprasert is thus distinguishable on two grounds: (i)
there were no extradition procedures, so there was no question of flouting the
law; and (ii) there was a finding of fact that there was no element of
coercion.
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The court
must reserve its own character as a court of justice. The applicant must come
to it with clean hands: see Bennett, p. 76. The court
must maintain the integrity of the process before it.
As to
inherent jurisdiction, see Bremer Vulkan Schiffbau und Maschinenfabrik v.
South India Shipping Corporation Ltd. [1981] A.C. 909, 977D-F and The
State (Trimbole) v. Governor of Mountjoy Prison [1985] I.R. 550.
As to Reg.
v. Governor of Pentonville Prison, Ex parte Narang [1978] A.C. 247, the
words "without prejudice" in section 8(3) of the Act of 1967 were
simply not considered.
Their
Lordships took time for consideration.
30 June. LORD
TEMPLEMAN. My Lords, for the reasons to be given by my noble and learned
friend, Lord Jauncey of Tullichettle, I would dismiss this appeal.
LORD ACKNER.
My Lords, for the reasons given in the speech prepared by my noble and learned
friend, Lord Jauncey of Tullichettle, I, too, would dismiss this appeal.
LORD JAUNCEY
OF TULLICHETTLE. My Lords, the primary issue in this appeal concerns the extent
of the powers of the High Court to intervene in procedure under Part III of the
Extradition Act 1989.
Factual
background
The appellant
applicant, who is a German national, is accused by the prosecuting authorities
in Mannheim of having on some 58 occasions in Germany supplied and possessed
cannabis which he had imported from Holland to a total of more than 386
kilograms between 1987 and 1991.
Having moved his place of abode from Germany to Ireland he was arrested
in the latter country on 12 August 1991 and charged with being in possession of
drugs. On 13 August 1991 an
international warrant of arrest was issued by the court in Mannheim and the
German authorities proceeded to set in motion procedure in Ireland for
extradition. On 24 September 1991
the applicant was convicted of the drugs charge and later released. On 29 October 1991 the Irish authorities
informed the German authorities that the extradition warrant was not in
order. No further steps towards
extradition were thereafter taken by the German authorities. During 1992 New Scotland Yard received
information that the applicant was living in Waterford and was making frequent
visits to the United Kingdom using false British and E.E.C. passports to
conceal his true identity. There
was also information that he had visited Italy and Belgium using such
passports. In September 1992
Detective Sergeant Jones, an officer of the extradition squad of the
International and Organised Crime Branch of the Metropolitan Police, decided to
investigate whether the applicant might be involved in terrorist activities and
had committed offences in connection with forged passports. It is accepted that there was no
evidence to connect the applicant with terrorist activities. D.S. Jones also
obtained the authority of a senior officer to pass himself
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off as an officer
investigating cheque fraud in the hope that he could thereby persuade the
applicant to meet him in England, where the applicant could be arrested on a
provisional warrant if the German Government were to request his extradition.
Thereafter D.S. Jones telephoned the applicant and his solicitor in Ireland and
explained that he was investigating a cheque fraud allegedly committed by a Mr.
N. Schmidt and that he was anxious to exclude the applicant from his inquiries. He invited the applicant to come to
England to be interviewed and on being asked by his solicitor what would happen
if the applicant did not attend the interview he said that it would be the
normal practice to circulate his name as that of a suspect and that he would be
arrested when his presence in the United Kingdom next came to the notice of the
authorities. The respondents
accept that there was no truth in the cheque fraud suggestion and that this was
simply a device to persuade the applicant to enter the United Kingdom.
On 17
November 1992 D.S. Jones met the applicant's solicitor by arrangement in Green
Park and shortly thereafter he met the applicant who accompanied him to Charing
Cross Police Station where he was arrested on a provisional warrant issued that
morning. On 18 November the
applicant was remanded in custody and after sundry procedure he was, on 18
February 1993, committed to custody to await the decision of the Secretary of
State as to his return. The applicant thereupon applied to the High Court for a
writ of habeas corpus and leave to apply for judicial review of the Secretary
of State's decision to issue an authority to proceed to the metropolitan
magistrate. The basis of the
applicant's application was that the ruse adopted by D.S. Jones to persuade him
to come to the United Kingdom was an abuse of power by the executive and an
abuse of process of the courts of England and Wales which vitiated the whole
extradition proceedings. The
Divisional Court refused the application and the applicant now comes to this
House seeking reversal of the Divisional Court's judgment but only in so far as
it relates to the habeas corpus application.
Relevant
legislation
Before
considering the relevant provisions of the Act of 1989 it is useful to look
briefly at the legislative history.
The Extradition Act 1870 (33 & 34 Vict. c. 52), which applied only
to the surrender of fugitive criminals to foreign states, provided in section
10:
"In the
case of a fugitive criminal accused of an extradition crime, if the foreign
warrant authorising the arrest of such criminal is duly authenticated, and such
evidence is produced as (subject to the provisions of this Act) would, according
to the law of England, justify the committal for trial of the prisoner if the
crime of which he is accused had been committed in England, the police
magistrate shall commit him to prison, but otherwise shall order him to be
discharged. . . . If he commits such criminal to prison, he shall commit him to
the Middlesex House of Detention, or to some other prison in Middlesex, there
to await the warrant of a Secretary of State for his surrender, and shall
forthwith send to a Secretary of
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State a certificate
of the committal, and such report upon the case as he may think fit."
The omitted
paragraph made provisions for convicted fugitive criminals similar to those for
fugitive accused. Section 11
provided that after the committal of a fugitive criminal to prison it should,
subject to habeas corpus provisions, be lawful for the Secretary of State to
order the surrender of the fugitive to an authorised representative of the foreign
state. In Atkinson v. United States of America Government [1971] A.C.
197, to which I shall refer in more detail later, it was held by this House
that once a magistrate had decided that there was sufficient evidence to
justify committal he had no power to refuse to commit on the ground that it
would be unjust or oppressive to require the accused to be tried.
The Fugitive
Offenders Acts 1881 (44 & 45 Vict. c. 69) and 1967 applied to the return of
fugitives from one part of the Crown's dominions to another part thereof. The Act of 1881 contained provisions
broadly similar to those contained in sections 10 and 11 of the Act of 1870 but
also conferred power on a superior court to discharge a fugitive in certain
circumstances. Section 10, which conferred this power, was in the following
terms:
"Where
it is made to appear to a superior court that by reason of the trivial nature
of the case, or by reason of the application for the return of a fugitive not
being made in good faith in the interests of justice or otherwise, it would,
having regard to the distance, to the facilities for communication, and to all
the circumstances of the case, be unjust or oppressive or too severe a
punishment to return the fugitive either at all or until the expiration of a
certain period, such court may discharge the fugitive, either absolutely or on
bail, or order that he shall not be returned until after the expiration of the
period named in the order, or may make such other order in the premises as to
the court seems just."
The words
"or otherwise" in this section were construed in Reg. v. Governor of Brixton Prison, Ex parte
Naranjan Singh [1962] 1 Q.B. 211 as conferring upon the court a wide
discretion to do what in all the circumstances of the case was just (Lord
Parker C.J., at pp. 218-220). The
Act of 1967 which repealed the Act of 1881 conferred upon the High Court by
section 8(3) the following powers in relation to a person who, having been
committed to custody under the prescribed procedure, made an application for
habeas corpus:
"On any
such application the High Court or High Court of Justiciary may, without
prejudice to any other jurisdiction of the court, order the person committed to
be discharged from custody if it appears to the court that - (a) by reason
of the trivial nature of the offence of which he is accused or was convicted;
or (b) by reason of the passage of time since he is alleged to
have committed it or to have become unlawfully at large, as the case may be; or
(c) because the accusation against him is not made in good faith in the
interests of justice, it would, having regard to all the circumstances, be
unjust or oppressive to return him."
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The omission
in section 8(3) of the words "or otherwise" which had occurred in
section 10 of the Act of 1881 was referred to in Reg. v. Governor of
Pentonville Prison, Ex parte Narang [1978] A.C. 247 by three of their
Lordships who expressed the firm opinion that the powers of the court to
discharge a person had by the omission been restricted to situations falling
within the three categories set out in the subsection (Viscount Dilhorne, at p.
271G-H, Lord Edmund-Davies, at pp. 282G-283A, Lord Keith of Kinkel, at p.
293C-E).
On 13
December 1957 the European Convention on Extradition (1991) (Cm. 1762) was
opened for signature by Members of the Council of Europe. Article 1 thereof is in the following
terms:
"Obligation
to extradite. The contracting parties undertake to surrender to each
other, subject to the provisions and conditions laid down in this Convention,
all persons against whom the competent authorities of the requesting party are
proceeding for an offence or who are wanted by the said authorities for the
carrying out of a sentence or detention order."
The United
Kingdom signed the Convention in 1991 and almost all of the Act of 1989, which
repealed both the Acts of 1870 and 1967, came into force on 27 September 1989,
with the result that extradition from the United Kingdom to both Commonwealth
and foreign countries is now governed by the former Act.
Part III of
the Act of 1989, with which this appeal is primarily concerned, is headed
"Procedure." However,
before examining the relevant provisions thereof I must mention section 6 in
Part II which provides that a person shall not be returned under Part III in a
number of specified events, for example, that the offence for which extradition
is sought is of a political character.
Sections 7 and 8 in Part III prescribe the procedure to be adopted for
bringing a person before a metropolitan magistrate for committal. Section 9, when read together with
article 3 of and Schedule 2 to the European Convention on Extradition Order
1990 (S.I. 1990 No. 1507) provides that the court of committal shall commit to
await the Secretary of State's decision as to his return a person whose
surrender is sought by the German authorities, unless such committal is
prohibited by any other provision of the Act. Section 11 provides, inter alia:
"(1)
Where a person is committed under section 9 above, the court shall inform him
in ordinary language of his right to make an application for habeas corpus, and
shall forthwith give notice of the committal to the Secretary of State. . . .
(3) Without prejudice to any
jurisdiction of the High Court apart from this section, the court shall order
the applicant's discharge if it appears to the court in relation to the
offence, or each of the offences, in respect of which the applicant's return is
sought, that - (a) by reason of the trivial nature of the
offence; or (b) by reason of the passage of time since he is alleged to
have committed it or to have become unlawfully at large, as the case may
be; or (c) because the
accusation against him is not made in good faith in the interests of justice,
it would, having regard to all the circumstances, be unjust or oppressive to
return him."
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Subsection
(3) is in terms very similar to section 8(3) of the Act of 1967 and is the
critical provision for the purposes of this appeal.
Section 12
provides, inter alia:
"(1)
Where a person is committed under section 9 above and is not discharged by
order of the High Court or the High Court of Justiciary, the Secretary of State
may by warrant order him to be returned unless his return is prohibited, or
prohibited for the time being, by this Act, or the Secretary of State decides
under this section to make no such order in his case. (2) Without prejudice to
his general discretion as to the making of an order for the return of a person
to a foreign state, Commonwealth country or colony - (a) the
Secretary of State shall not make an order in the case of any person if it
appears to the Secretary of State in relation to the offence, or each of the
offences, in respect of which his return is sought, that (i) by reason of its
trivial nature; or (ii) by reason
of the passage of time since he is alleged to have committed it or to have
become unlawfully at large, as the case may be; or (iii) because the accusation against him is not made in
good faith in the interests of justice, it would, having regard to all the
circumstances, be unjust or oppressive to return him; and (b) the Secretary of State may decide to make
no order for the return of a person accused or convicted of an offence not
punishable with death in Great Britain if that person could be or has been
sentenced to death for that offence in the country by which the request for his
return is made."
Section 13
requires the Secretary of State to give notice to a person of his intention to
make an order under section 12(1) and requires him to consider any
representations made by that person.
Subsection (6) allows the person to apply within a specified time for
leave to seek judicial review of the Secretary of State's decision to make the
order for his return.
Issues
Against the
foregoing factual and legislative background I turn to consider the issues
involved in this appeal. Mr.
Newman for the applicant contended that he had been brought before the court of
committal by an abuse of process, namely the ruse adopted by D.S. Jones, and
that the Divisional Court possessed an inherent and unlimited supervisory
jurisdiction to correct such an abuse. Section 11(3) of the Act of 1989
preserved rather than created the jurisdiction of the High Court. Mr. Alun
Jones on the other hand submitted that the High Court had no power to intervene
in extradition proceedings except to the extent that such power was
specifically conferred by statute and that the safeguard against abuse of power
lay in the Secretary of State's general discretion as to the making of an order
for return. He further submitted
that, even if the Divisional Court had the power which Mr. Newman contended
for, the circumstances of the applicant's presence in England were not such as
to warrant intervention.
In Atkinson
v. United States of America Government [1971] A.C. 197 the
appellant, whose extradition to the United States on charges of attempted
murder was sought by the government of that country, made
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application for
habeas corpus on the grounds that it would be oppressive in the circumstances
to return him. It is unnecessary
to condescend upon what the somewhat complex circumstances were. The appellant did not dispute that
there was evidence before the magistrate to justify committal on the charges
but argued that the English courts had power to refuse to commit him to prison
if natural justice so required. In
rejecting this submission Lord Reid said, at pp. 232-233:
"In my view once
a magistrate decides that there is sufficient evidence to justify committal he
must commit the accused for trial.
And there is no provision in the 1870 Act giving a magistrate any wider
power in extradition proceedings than he has when he is committing for trial in
England.
"But
that is not the end of the matter. It is now well recognised that the court has
power to expand procedure laid down by statute if that is necessary to prevent
infringement of natural justice and is not plainly contrary to the intention of
Parliament. There can be cases where it would clearly be contrary to natural
justice to surrender a man although there is sufficient evidence to justify
committal. Extradition may be
either because the man is accused of an extradition crime or because he has
been convicted in the foreign country of an extradition crime. It is not
unknown for convictions to be obtained in a few foreign countries by improper
means, and it would be intolerable if a man so convicted had to be surrendered.
Parliament can never have so intended when the 1870 Act was passed.
"But the
Act does provide a safeguard. The Secretary of State always has power to refuse
to surrender a man committed to prison by the magistrate. It appears to me that
Parliament must have intended the Secretary of State to use that power whenever
in his view it would be wrong, unjust or oppressive to surrender the man. Section 10 of the 1870 Act provides
that when a magistrate commits a man to prison 'he shall forthwith send to a
Secretary of State a certificate of the committal, and such report upon the
case as he may think fit.' So the
magistrate will report to the Secretary of State anything which has come to
light in the course of proceedings before him showing or alleged to show that
it would be in any way improper to surrender the man. Then the Secretary of State is answerable to Parliament, but
not to the courts, for any decision he may make.
"If I
had thought that Parliament did not intend this safeguard to be used in this
way, then I would think it necessary to infer that the magistrate has power to
refuse to commit if he finds that it would be contrary to natural justice to
surrender the man. But in my
judgment Parliament by providing this safeguard has excluded the jurisdiction
of the courts. Some reference was made to the Fugitive Offenders Act 1881,
where the provisions are very different from those of the Extradition Act 1870.
But it would not be right to use the later Act as an aid to the construction of
the earlier Act. I would therefore
dismiss the appeal as regards habeas corpus."
In the two
penultimate sentences Lord Reid was to some extent foreshadowing the issue to
which three of their Lordships addressed
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themselves in Reg.
v. Governor of Pentonville Prison, Ex parte Narang[1978] A.C. 247.
Atkinson
v. United States of America Government [1971] A.C. 197 was
followed in Reg. v. Governor of Pentonville Prison, Ex parte Sinclair[1991] 2 A.C.
64, in which Lord Ackner after referring to the fact that the Act of 1989 had
been passed since Atkinson v. United States of America Government had been
decided and quoting the terms of section 11(3) thereof continued, at pp. 80-81:
"By this section
a radical alteration has been made by giving to the High Court, in part at
least, the same kind of discretion, as to whether or not to discharge an
applicant, as the Secretary of State has in deciding whether or not to order a
fugitive criminal to be returned to a requesting state. It is the clearest possible recognition
by the legislature that hitherto no such discretion existed in the courts and
in particular in the magistrate's court.
I therefore conclude that in extradition proceedings the magistrate has
no jurisdiction to consider whether such proceedings may be an abuse of the
process of the court."
In the light
of these two decisions of this House it might be thought that it was beyond
argument that (1) a court of committal for extradition purposes had no power to
refuse to commit a fugitive if the requirements of section 9(8) of the Act of
1989 were satisfied, and (2) that the High Court had only such discretion in
relation to extradition proceedings as was conferred upon it by section
11(3). Mr. Newman, however, took
the bull by the horns and submitted that Atkinson v. United States of
America Governmentwas out of date and should not be followed and that there
was in any event an inherent jurisdiction in the High Court to intervene in
such proceedings which jurisdiction is recognised by the opening words of
section 11(3). In support of this submission he relied upon certain dicta in Government
of Australia v. Harrod [1975] 1 W.L.R. 745 and In re Osman
(unreported), 28 February 1992 and in particular on the decision of this House
in Reg. v. Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1
A.C. 42.
In Government
of Australia v. Harrod, Viscount Dilhorne, after positing a
hypothetical situation in which he would not have expected a Commonwealth
government to continue with its application for extradition, continued, at p.
757:
"But, should it
do so, then I do not see that the Act [of 1967] contains any provision enabling
the magistrate to discharge the fugitive on that account. It may be that under its inherent
jurisdiction, which is preserved by section 8(3), the High Court could do so,
but section 5 says that if the magistrate considers there is sufficient
evidence to warrant trial, he shall commit."
This dictum,
with which Lord Simon of Glaisdale appears to have agreed, was obiter and was
in contradistinction to the considered and detailed views which he expressed
two years later in Reg. v. Governor of Pentonville Prison, Ex parte Narang. In In re
Osman, Woolf L.J., after
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referring to the
general guidance given by Lord Reid in Wiseman v. Borneman[1971] A.C.
297, 308, continued:
"Applying
that guidance to the present situation, it is possible to imagine circumstances
where there could be grave unfairness which would certainly justify the
interference of the court by way of judicial review not covered by section
11. It is no doubt for this reason
that the legislation itself expressly makes clear that the statutory
application for habeas corpus is not to be the only remedy available to a
person who is the subject of a committal order."
The section
11 referred to was that of the Act of 1989. This dictum was also obiter.
My Lords, I
do not consider that the foregoing speculations by Viscount Dilhorne and Woolf
L.J. justify reconsideration of the passages in Atkinson v. United States of
America Government [1971] A.C. 197 and Reg. v. Governor of Pentonville
Prison, Ex parte Sinclair [1991] 2 A.C. 64 to which I have referred.
The appellant
in Reg. v. Horseferry Road Magistrates' Court, Ex parte Bennett [1994] 1
A.C. 42 was forcibly returned from South Africa to England to face charges of
obtaining money by false pretences.
There was in force no extradition treaty between the two countries but special
arrangements could have been made for his extradition under section 15 of the
Act of 1989. Instead the South
African and English police colluded to effect the appellant's forcible return. In these circumstances he sought
judicial review of the magistrate's decision to commit him for trial. The Divisional Court refused the
application on the ground that it had no power to inquire into the
circumstances whereby the applicant had been brought within the jurisdiction
but this House held that the High Court had power to consider deliberate abuse
of extradition procedure and that the matter should be remitted to the
Divisional Court for further consideration. Lord Griffiths, who delivered the leading speech, said, at
p. 62:
"Let us
consider the position in the context of extradition. Extradition procedures are designed not only to ensure that
criminals are returned from one country to another but also to protect the
rights of those who are accused of crimes by the requesting country. Thus
sufficient evidence has to be produced to show a prima facie case against the
accused and the rule of speciality protects the accused from being tried for
any crime other than that for which he was extradited. If a practice developed in which the
police or prosecuting authorities of this country ignored extradition
procedures and secured the return of an accused by a mere request to police
colleagues in another country they would be flouting the extradition procedures
and depriving the accused of the safeguards built into the extradition process
for his benefit. It is to my mind unthinkable that in such circumstances the
court should declare itself to be powerless and stand idly by; I echo the words of Lord Devlin in Connelly
v. Director of Public Prosecutions [1964] A.C. 1254, 1354: 'The courts
cannot contemplate for a moment the transference to the Executive of the
responsibility for seeing that the process of law is not abused.'
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The courts, of
course, have no power to apply direct discipline to the police or the
prosecuting authorities, but they can refuse to allow them to take advantage of
abuse of power by regarding their behaviour as an abuse of process and thus
preventing a prosecution. In my view your Lordships should now declare that
where process of law is available to return an accused to this country through
extradition procedures our courts will refuse to try him if he has been
forcibly brought within our jurisdiction in disregard of those procedures by a
process to which our own police, prosecuting or other executive authorities
have been a knowing party. If extradition is not available very different
considerations will arise on which I express no opinion."
Pausing here
it is right to point out that although there may be a need to show a prima
facie case against an accused where special arrangements are made under section
15 there is no longer such a requirement where, as in this case, Germany, the
requesting state, is a party to the European Convention on Extradition (section
9(4) of the Act of 1989, article 3 of and Schedule 2 to the Order of
1990). Lord Griffiths said, at p.
64:
"I would
accordingly affirm the power of the magistrates, whether sitting as committing
justices or exercising their summary jurisdiction, to exercise control over
their proceedings through an abuse of process jurisdiction. However, in the
case of magistrates this power should be strictly confined to matters directly
affecting the fairness of the trial of the particular accused with whom they
are dealing, such as delay or unfair manipulation of court procedures."
He concluded his
speech as follows:
"I would
answer the certified question as follows.
The High Court in the exercise of its supervisory jurisdiction has power
to inquire into the circumstances by which a person has been brought within the
jurisdiction and if satisfied that it was in disregard of extradition
procedures it may stay the prosecution and order the release of the
accused."
Lord Bridge of
Harwich said, at p. 67:
"There is, I
think, no principle more basic to any proper system of law than the maintenance
of the rule of law itself. When it
is shown that the law enforcement agency responsible for bringing a prosecution
has only been enabled to do so by participating in violations of international
law and of the laws of another state in order to secure the presence of the
accused within the territorial jurisdiction of the court, I think that respect
for the rule of law demands that the court take cognisance of that
circumstance. To hold that the
court may turn a blind eye to executive lawlessness beyond the frontiers of its
own jurisdiction is, to my mind, an insular and unacceptable view."
Lord Lowry said, at
p. 74:
". . . I
consider that a court has a discretion to stay any criminal proceedings on the
ground that to try those proceedings will amount to an abuse of its own process
either (1) because it will be impossible
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(usually by reason of
delay) to give the accused a fair trial or (2) because it offends the court's
sense of justice and propriety to be asked to try the accused in the
circumstances of a particular case."
Lord Lowry,
after rejecting the argument that the facts relied on had nothing to do with
the process of the courts because they were not part of it, said, at p. 76:
"They are the indispensable foundation for the holding of the trial."
Mr. Newman
referred to the second affidavit of Mr. Michael Forde, an Irish barrister well
versed in Irish constitutional law, who opined that the actings of D.S. Jones
contravened the applicant's constitutional rights to personal liberty and to
access to the courts in Ireland.
He argued that since the applicant's appearance before the English court
resulted from a breach of the laws of Ireland the High Court had power to
intervene in what was necessarily a tainted process. Reg. v. Horseferry Road Magistrates' Court, Ex parte
Bennett [1994] 1 A.C. 42 applied in all proceedings including extraditions where
an individual was brought before English courts in circumstances involving a
breach of the rule of law resulting from violation of international, foreign or
domestic law and Atkinson v. United States of America Government [1971] A.C.
197 and Reg. v. Governor of Pentonville Prison, Ex parte Sinclair should no
longer be followed.
My Lords, I
am satisfied that Bennett has no such general application as the
applicant contends. The issue in
that case was whether the English courts should decline to try the accused by
staying the prosecution. That the power to intervene, which was held to exist
in the High Court, was related only to a trial is abundantly clear from the
passages in the speeches to which I have referred. Indeed, there was no reason in that case to consider the
power in any other context.
However, the matter went further because Lord Griffiths said, at pp.
62-63:
"The
question then arises as to the appropriate court to exercise this aspect of the
abuse of process of jurisdiction.
It was submitted on behalf of the respondent that the examining
magistrates have no power to stay proceedings on the ground of abuse of process
and reliance was placed on the decisions of this House in Reg. v. Governor
of Pentonville Prison, Ex parte Sinclair [1991] 2 A.C. 64 and
Atkinson v. United States of America Government [1971] A.C. 197,
which established that in extradition proceedings a magistrate has no power to
refuse to commit an accused on the grounds of abuse of process. But the reason
underlying those decisions is that the Secretary of State has the power to
refuse to surrender the accused if it would be unjust or oppressive to do so;
and now under the Extradition Act 1989 an express power to this effect has been
conferred upon the High Court."
In this
passage Lord Griffiths far from doubting or detracting from those decisions is
recognising their application to the different procedures which apply in
extradition from England. In my
view the position in relation to a pending trial in England is wholly different
to that in relation to pending proceedings for extradition from England. In the former case the High Court in
its supervisory jurisdiction is the only bulwark against
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any abuse of process
resulting in injustice or oppression which may have resulted in the accused
being brought to trial in England.
In the latter case, not only has the Secretary of State power to refuse
to surrender the accused in such circumstances but the courts of the requesting
authority are likely to have powers similar to those held to exist in Reg.
v. Horseferry Road Magistrates' Court, Ex parte Bennett. An accused fugitive is thus likely to
have not one but two safeguards against injustice and oppression before being
brought to trial in the requesting state.
It must also
be remembered that the extradition procedures to which this appeal relates flow
from the European Convention on Extradition and are designed to facilitate the
return of accused or convicted persons from one contracting state to
another. The removal of the
requirement that the requesting state should provide prima facie evidence of
the alleged crime demonstrates that extradition proceedings between contracting
states were intended to be simple and speedy, each state accepting that it
could rely upon the genuineness and bona fides of a request made by another
one. The advantages of bringing an
accused to trial while evidence on both sides is fresh are obvious. To confer on the High Court a power
such as the applicant contends for would be to inhibit the carrying out of this
intention.
Mr. Newman
also argued that the opening words of section 11(3) "Without prejudice to
any jurisdiction of the High Court apart from this section" amounted to
implicit recognition of an existing jurisdiction to intervene in cases such as
the present. I do not consider
that this argument is sound. There
is ample content for these words in: (1)
section 6
which imposes
restrictions on the committal and return of a person in circumstances such as
that the alleged offence was of a political character or that conviction was
obtained in the accused's absence; (2) section 13(6) which entitles a person to
whom an order for return relates to apply for judicial review within a
specified time of the Secretary of State's decision to make the order; and (3)
section 16(1) which entitles a person committed under section 9 to apply to the
High Court for discharge when he is still in the United Kingdom after a specified
period.
My Lords, I
summarise my conclusions on this branch of the case thus. Atkinson v. United
States of America Government [1971] A.C. 197 decided that Parliament had
excluded the jurisdiction of the courts to refuse to surrender a person under
the Act of 1870 when to do so would be unjust or oppressive. Reg. v. Governor of Pentonville
Prison, Ex parte Narang[1978] A.C. 247 emphasised that the statutory
powers conferred upon the courts by the Act of 1881 in relation to the Empire
had been considerably restricted by section 8(3) of the Act of 1967. Reg. v. Governor of Pentonville
Prison, Ex parte Sinclair [1991] 2 A.C. 64 pointed out that the
re-enactment of section 8(3) in section 11(3) of the Act of 1989 demonstrated
that in relation to foreign countries no discretion to refuse the return of a
foreign fugitive had previously existed.
The dicta in Government of Australia v. Harrod [1975] 1
W.L.R. 745 and In re Osman, 28 February 1992 were obiter. Reg. v. Horseferry Road Magistrates'
Court, Ex parte Bennett [1994] 1 A.C. 42 related to the very
different situation of the power to stay an English prosecution. Accordingly, the position now is that
in extradition proceedings under the Act of 1989 the
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High Court has power
to intervene only in the circumstances predicated by the Act and has no
inherent common law supervisory power as contended for by the applicant. The principal safeguard for the subject
of extradition proceedings therefore remains in the general discretion
conferred upon the Secretary of State by Parliament in section 12. It follows that the Divisional Court
were correct in concluding that the decisions in Atkinson and Sinclair had not been
affected by Bennett and should be followed. That is sufficient for disposal of the
appeal but in deference to the arguments of counsel I must refer to the
alternative argument advanced by Mr. Alun Jones for the respondents to the
effect that even if the High Court did have power to intervene the
circumstances here were not of such a nature as would, within the reasoning of Bennett, entitle it
to intervene.
In the
Divisional Court, Roch L.J. considered that even if the court had power to
intervene the conduct of the Metropolitan Police was not so grave or serious as
to warrant intervention. Sedley
J., on the other hand, considered that the conduct of D.S. Jones amounted to
coercion akin to the conduct criticised by this House in Bennett.
There was in
this case no question of forceable abduction as in Bennett. The only
sanction attached to the ruse was that the applicant, if he did not attend a
meeting with D.S. Jones in England, would be arrested when his presence in
England was next detected by the authorities. In these circumstances to suggest that he had no alternative
but to come to this country and was thereby coerced seems to me to be
unrealistic. Had he chosen to remain
in Ireland, there was nothing that the authorities here could have done about
it. At the very worst, he was
tricked into coming to England but not coerced. In Somchai Liangsiriprasert v. Government of the United
States of America [1991] 1 A.C. 225, a drug dealer was persuaded by a
United States drug enforcement agent to travel from Thailand to Hong Kong in
order to receive payment for drugs exported from Thailand to the United
States. There was no extradition
between the two countries for drug offences. On arrival in Hong Kong the applicant was arrested and
proceedings for his extradition to the United States were commenced. He
submitted, inter alia, that it would be oppressive and an abuse of process for
a government agency to entice a criminal to a jurisdiction from which
extradition was available. In
answer to this submission Lord Griffiths said, at pp. 242-243:
"As to
the suggestion that it was oppressive or an abuse of process the short answer
is that international crime has to be fought by international co-operation
between law enforcement agencies.
It is notoriously difficult to apprehend those at the centre of the drug
trade; it is only their couriers who are usually caught. If the courts were to regard the
penetration of a drug dealing organisation by the agents of a law enforcement
agency and a plan to tempt the criminals into a jurisdiction from which they
could be extradited as an abuse of process it would indeed be a red letter day
for the drug barons. . . . In the present case the applicant and S.C. came to
Hong Kong of their own free will to collect, as they thought, the illicit
profits of their heroin trade.
They were present in Hong Kong not because of any unlawful conduct of
the authorities but because of their own
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criminality and
greed. The proper extradition
procedures have been observed and their Lordships reject without hesitation
that it is in the circumstances of this case oppressive or an abuse of the
judicial process for the United States to seek their extradition."
The 58 German
charges outstanding against the applicant suggest that he may be a substantial
international dealer in drugs. As
such, his frequent visits to England are unlikely to be in the public interest. To bring such a person to justice the
police and other drug enforcement agencies may from time to time have to tempt
him to enter their fief. In my
view, what was done by D.S. Jones was far more akin to the enticement of the
drug enforcement agent in Liangsiriprasert than to the
forceable abduction in Reg. v. Horseferry Road Magistrates' Court, Ex parte
Bennett [1994] 1 A.C. 42. I agree
with Roch L.J. that the detective sergeant's conduct was not so grave or
serious as would have warranted the intervention of the High Court had it
possessed such a power.
On the whole
matter I would dismiss the appeal for the reasons which I have already stated.
LORD SLYNN OF
HADLEY. My Lords, I agree that this appeal should be dismissed for the the
reasons given by my noble and learned friend, Lord Jauncey of Tullichettle.
LORD LLOYD OF
BERWICK. My Lords, I have had the advantage of reading in draft the speech
prepared by my noble and learned friend, Lord Jauncey of Tullichettle. I agree with it and for the reasons he
gives I, too, would dismiss this appeal.
|
Appeal
dismissed. No order
as to costs save for legal aid taxation. |
Solicitors:
Reynolds Dawson; Crown Prosecution Service, Headquarters.
M. G.