Changes to extradition law
Law Society
Gazette
17 February 2014
The proposed amendments contained in the Anti-Social
Behaviour, Crime and Policing Bill.
Significant proposed amendments to the Extradition Act
2003 are currently making their way through parliament within the Anti-social
Behaviour, Crime and Policing Bill 2013-14. The bill passed its third reading
in the House of Lords on 27 January and is now in parliament’s ‘ping-pong’
process while agreement is reached between the houses.
The proposed changes should be seen in the context of
increasing criticism of our existing extradition arrangements and of the
European Arrest Warrant (EAW) in particular. The government has indicated that
it will opt out of many EU police and criminal justice measures, but it has
also made it clear that it intends to opt back in to the EAW system. Some of
the changes may be seen as an attempt to assuage critics of the current system.
In addition to numerous minor amendments, the bill
proposes the repeal of a bar to extradition while introducing a new bar;
establishes a proportionality test; makes provision for temporary transfer;
makes significant changes to the appeals process; and redefines extradition
offences.
Few will criticise the repeal of section 16 of the
Extradition Act, which provides for a bar to extradition to a category 1
country by reason of ‘hostage-taking considerations’. It is an oddity of a bar,
which to my knowledge has never been used.
The proposed introduction of section 12A to the act,
however, is potentially a significant development. The section enacts a bar to
extradition to a category 1 territory where the authorities in the category 1
territory have not yet made a decision to charge or try the requested person
and the person’s absence from that territory is not the sole reason for that
failure. The section aims to prevent the injustices which can be caused by
premature requests for extradition. Of course, the law already provides that
extradition must be for a person who is ‘accused’ as opposed to merely a
‘suspect’. Nevertheless, this new bar is aimed at preventing lengthy pre-trial
detention abroad wherever possible.
Frequent criticism is made of the use of the EAW
system to request the return of individuals for seemingly trivial matters –
theft of a chicken and the like. Arguably, the source of these problem cases is
not the Extradition Act per se but rather the framework decision that underpins
the EAW system and the very different legal systems that operate throughout the
member states.
In many countries there is no equivalent to our
‘public interest’ test when deciding whether or not to prosecute. There is
often no prosecutorial discretion at all. Effective reform would require action
at a European level and negotiation with all member states. However, the bill
aims to unilaterally introduce a proportionality test to the Extradition Act.
The proportionality test would operate on two levels.
First, there is a proposal for the National Crime Agency (NCA), which certifies
EAWs on receipt, to consider proportionality at that stage and to refuse to
certify a request where a court would be bound to deem it not proportionate.
Second, the bill proposes introducing section 21A to the Extradition Act.
If there are no bars to an accused person’s
extradition under section 11, a judge will be required to consider whether the
extradition would be both compatible with the requested person’s human rights,
and whether the extradition would be disproportionate. The bill proposes to
restrict the consideration of proportionality to three defined issues: the
seriousness of the alleged conduct; the likely penalty that would be imposed if
found guilty; and the possibility of the relevant authorities taking less
coercive measures.
The proposals will do little, initially at least, to
stem the tide of requests that are received in the UK. And it seems unlikely
that the NCA would refuse to certify all but the most ludicrous of requests.
The proposed test in section 21A appears to be hamstrung by the same
restrictive drafting seen in the new forum bar last year. Again, the
Extradition Act will prescribe the factors to be considered and exclude the
consideration of other potentially relevant matters. It remains to be seen how the
test will be interpreted, but those hoping for an end to disproportionate
surrenders under the EAW scheme may be disappointed.
The bill proposes the addition of section 21B to the
Extradition Act. The new section makes provision, in accusation cases, for
applications for temporary transfer to be made by both the requesting state and
the requested person. According to the Home Office, it is envisaged that a
small number of EAWs could be withdrawn following the use of this procedure to
enable discussions with the authorities in the requesting state, or that in
other cases the procedure will minimise the need for lengthy pre-trial
detention.
The mechanism, which requires the consent of both
parties, allows not only for a temporary transfer to the requesting state but
also for contact to be made while the person remains in the UK. The Home Office
appears to acknowledge that the use of this provision will be limited
initially, but it may be a useful tool in appropriate cases.
Major changes are proposed in the bill to appeals
under the Extradition Act in both part 1 (EAW) and part 2 (non-EAW) cases.
Currently, there is an automatic right of appeal for both the requested person
and the requesting state against extradition decisions. A new provision removes
this automatic right and introduces a requirement for the leave of the High
Court. This is clearly intended to reduce the numbers of unmeritorious appeals.
Of all the proposed measures this is likely to cause most concern among
practitioners.
There is also a relaxation of the strict time limits
that apply to extradition appeals. The new provisions state that the High Court
should not refuse to hear an appeal by a requested person solely because it was
submitted out of time so long as the requested person did everything reasonably
possible to ensure that notice was given as soon as possible.
Finally, the bill amends the definitions of
‘extradition offences’ contained within the Extradition Act. The changes are
primarily aimed at simplifying the language in these sections but also amend
the definitions in part 1 to ensure compliance with the framework decision. The
changes to the definitions in part 1 of the act mean that dual criminality will
always be required where an offence takes place wholly or in part in the UK. In
addition, for extra-territorial offences under part 1, there will no longer be
a requirement for the conduct to be punishable in the UK with 12 months or
more.
Additional changes proposed by the bill include:
The bill follows on from the government’s response to
the 2011 Scott Baker Report into our extradition arrangements. The government
commissioned that report to review the operation of the Extradition Act and in
particular the operation of the US/UK extradition treaty, which remains
controversial. It later pledged to reform the system. It is important to
recognise though the very real limitations of the changes proposed by this
bill, and the many caveats and restrictions within its draft sections.
Also, one should note that these changes are certainly
not focused on the US/UK relationship. The majority of the changes would only
affect proceedings under part 1 of the act involving EAWs, although the changes
to the definitions of extradition offences and the rules on appeals and asylum
affect proceedings under both parts 1 and 2.
Superficially, the changes do attempt to address some
of the concerns that have been raised about the EAW, but ultimately this is a
unilateral attempt at reform and there are very real limits to what can be done
at a national level.
The bill was sent back to the House of Commons on 4
February to consider the amendments and, while they disagreed with amendments
to other parts of the bill, no further changes were made to the extradition
provisions. Subject to any further parliamentary ‘ping-pong’ it could then be
passed to receive royal assent.
No timetable has been issued, but given the
legislative pressures facing the government regarding decisions on EU police
and criminal justice measures, which must be finalised by December 2014, one
might expect this bill to be pushed through quickly to enable the government to
placate critics of the EAW when it seeks to rejoin this measure.
Thomas Garner is
head of the extradition team at Gherson, London W1