COURT OF APPEAL,
CIVIL DIVISION R v Secretary of
State for the Home Department, ex parte Hosenball Reported at: [1977] 1 W.L.R. 766; [1977]
3 All E.R. 452 COUNSEL: Louis Blom-Cooper QC and Jonathan Caplan for
Mr Hosenball. Harry Woolf for the Secretary of State. SOLICITORS: Simons,
Muirhead & Allan (for the applicant); Treasury Solicitor. JUDGES: LORD DENNING MR, GEOFFREY LANE AND
CUMMING-BRUCE LJJ DATES: 25, 28, 29 MARCH 1977
29 March 1977. The following judgments were delivered. LORD DENNING MR. Mark Hosenball is now only 25. He came
here from the United States when he was not quite 18. He came on a scholarship
awarded to him by the English Speaking Union. He went for a year to the
Leighton Park School at Reading, then for three years to Trinity College, Dublin.
Whilst there, he came to England for his vacations, getting work here. On
finishing in Dublin, he came over to England and worked here as a journalist.
At first he worked for the weekly journal Time Out. We have been told very
little about that journal: only that it makes a feature of investigative
journalism; that it is not a party to the D Notice system; and that the Special
Branch has visited Time Out on one or two occasions. Mr Hosenball tells us that
whilst he was with Time Out he did take part in an article called The
Eavesdroppers, which was about communications monitoring by the
government. It was published on 21 May 1976 and has been published elsewhere
since. Mr Hosenball tells us that The Eavesdroppers was the
last article with which he had been concerned involving any matter which could
be said to touch on national security. He left Time Out in July 1976 and was
employed by the Evening Standard as a general news reporter, having nothing to
do with security matters at all. During all that time, he had permission from the Home Office to be
here. His latest permit was due to expire on 11 December 1976. Then four weeks
ahead of it, on 15 November, he received a letter from the Home Office. It told
him that he could no longer stay because the Secretary of State had decided to
deport him. The reason was because it was in the interests of national
security. I will read the statement which was enclosed with the letter. It
said:
The Secretary of State
has considered information that Mr. Hosenball has, while resident in the United
Kingdom, in consort with others, sought to obtain and has obtained for
publication, information harmful to the security of the United Kingdom and that
this information has included information prejudicial to the safety of the
servants of the Crown
In the light of the foregoing, the Secretary
of State has decided that Mr. Hosenballs departure from the United
Kingdom would be conducive to the public good as being in the interests of455
national security and he has accordingly decided to make a deportation order
against him
That statement is couched in official language; but translated
into plain English it means that the Secretary of State believes that Mr
Hosenball is a danger to this country. So much so that his presence here is
unwelcome and he can no longer be permitted to stay. This belief is founded on
confidential information which has been placed before the Home Secretary. It is
to the effect that Mr Hosenball is one of a group of people who are trying to
obtain information of a very sensitive character about our security
arrangements. Their intention is to publish it, or some of it, in a way which
will imperil the lives of the men in our secret service. The crucial charge
against him is that he has information prejudicial to the safety of
the servants of the Crown and is proposing to publish it. If that
charge be true, he should certainly be deported. We cannot allow our
mens lives to be endangered by foreigners. On receiving the letter and its enclosure, Mr Hosenball at once
consulted his lawyers. They asked for further particulars of what was alleged
against him. But they did not get any. The Secretary of State himself
personally considered the request for further information, but he was of the
view that it was not in the interests of national security to add anything to
what he had already said. In order to see that he was fairly treated, Mr
Hosenball was given a hearing before a special panel of three
advisers. No doubt that panel had before them a good deal of
information, and, I expect, evidence from the security service about the
activities of Mr Hosenball. That information and evidence was not made
available to Mr Hosenball or his lawyer; but at the hearing he was allowed to
make representations. His solicitor did so on various matters which seemed to
require explanation. The chairman told the solicitor: I should think
if you concentrate on those areas, it would help us a lot and if we think there
is anything else we can tell you. They told him of nothing else. He
called several witnesses of high standing in journalism, who spoke of Mr
Hosenballs good character. After the hearing the panel made a report
to the Home Secretary, but it was not made available to Mr Hosenball. The Home
Secretary gave it all his personal consideration. Then on 16 February 1977 he
made a deportation order against Mr Hosenball in these words: Whereas I deem it to be conductive
to the public good to deport from the United Kingdom Mark Jeffrey HOSENBALL
Now therefore
I by this order require the said Mark
Jeffrey HOSENBALL to leave and prohibit him from entering the United Kingdom so
long as this order is in force [signed] Merlyn Rees, One of Her
Majestys Principal Secretaries of State. A few days later, on 23 February, Mr Hosenball by his solicitors
applied to the High Court for an order of certiorari to quash the deportation
order on the ground that it was wrong in law; and that there was a failure to
comply with the principles of natural justice in that he was not informed of
the matters on which he was to be heard; and that the Home Secretary had
misdirected himself. On 17 March 1977 Lord Widgery CJ and his colleagues in the
Divisional Court dismissed his application. He now appeals to this court. Now I would like to say at once that if this were a case in which
the ordinary rules of natural justice were to be observed, some criticism could
be directed on it. For one thing, the Home Secretary himself, and I expect the
advisory panel also, had a good deal of confidential information before them of
which Mr Hosenball knew nothing and was told nothing; and which he had no
opportunity of correcting or contradicting; or of testing by cross-examination.
In addition, he was not given sufficient information of the charges against him
so as to be able effectively to deal with them or answer them. All this could
be urged as a ground for upsetting any ordinary decision of a court of law or
of any tribunal, statutory or domestic: see Kanda v Government of the
Federation of Malaya. [*457] But this is no ordinary case. It is a case in which national
security is involved, and our history shows that, when the state itself is
endangered, our cherished freedoms may have to take second place. Even natural
justice itself may suffer a set-back. Time after time Parliament has so enacted
and the courts have loyally followed. In the first world war, in R v
Halliday ([1917] AC 260 at 270), Lord Finlay LC said: The danger
of espionage and of damage by secret agents
had to be guarded
against. In the second world war in Liversidge v Anderson ([1941] 3 All ER 338
at 344, 345, [1942] AC 206 at 219) Viscount Maugham said:
there may be certain
persons against whom no offence is proved nor any charge formulated, but as
regards whom it may be expedient to authorise the Secretary of State to make an
order for detention. That was said in time of war. But times of peace hold their
dangers too. Spies, subverters and saboteurs may be mingling amongst us,
putting on a most innocent exterior. They may be endangering the lives of the
men in our secret service, as Mr Hosenball is said to do. If they are British subjects, we must deal with them here. If they
are foreigners, they can be deported. The rules of natural justice have to be
modified in regard to foreigners here who prove themselves unwelcome and ought
to be deported. If confirmation is needed, it is to be found in the very recent
ruling of the European Commission of Human Rights made in the case of Mr Agee,
who is running parallel with Mr Hosenball in these matters. Mr Agee invoked art
6(1) of the Convention for the Protection of Human Rights and Fundamental
Freedomsf which provides: In the
determination of his civil rights and obligations
everyone is
entitled to a fair and public hearing
by an independent and
impartial tribunal
The European Commission held:
that where the public
authorities of a State decide to deport an alien on grounds of security, this
constitutes an act of state falling within the public sphere and that it does
not constitute a determination of his civil rights or obligations within the
meaning of art. 6
the State is not required in such cases to grant a
hearing
So it seems to me that when the national security is at stake even
the rules of natural justice may have to be modified to meet the position. I
would refer in this regard to the speech of Lord Reid in Rogers v Secretary
of State for the Home Department (the Lewes Justices case) ([1972] 2 All
ER 1057 at 1061, [1973] AC 388 at 402). The ground for deportation here The most important words used by the Home Secretary were that he
was deporting Mr Hosenball in the interests of national
security. Deportation on this ground has always been treated
separately from other grounds of deportation. At one time there was a statutory
right of appeal when a decision to deport was taken on security grounds. It was
so recommended in 1967 by Sir Roy Wilsons Committeeg, and it was implemented to some extent
by the Immigration Appeals Act 1969, s 9. But experience showed that it was unsatisfactory
that there should be a statutory right of appeal in such cases. So in the
Immigration Act 1971 that statutory right of appeal was abolished. Section
15(3) says: A person shall not be entitled to
appeal against a decision to make a deportation order against him if the ground
of the decision was that his deportation is conducive to the public good as
being in the interests of national security or of457 the relations between the
United Kingdom and any other country or for other reasons of a political
nature. During the passage of that bill there were some members in the
House who wanted there to be some sort of statutory inquiry, but that too was
rejected. Instead the Home Secretary in the House of Commons agreed to
introduce a procedure of a non-statutory character. It was modelled on a
procedure with which we were familiar in the old days, the reg 18B casesh. It has since been applied in regard to
British Crown servants who are alleged to be security risks. The special procedure I will set out the procedure as described in the assurance given
by the then Home Secretary, Mr Maudlingi,
to the House of Commons on 15 June 1971: pAll these proceedings start with a
personal decision by the Home Secretary on national security grounds. The
person concerned is notified of the decision and he will be given by the Home
Office such particulars of allegations as will not entail disclosure of sources
of evidence. At the same time the person will be notified that he can make
representations to the three advisers and will be given time to decide whether
or not to do so. The advisers will then take account of any representations
made by the person concerned. They will allow him to appear before them, if he
wishes. He will not be entitled to legal representation, but he may be assisted
by a friend to such extent as the advisers sanction. As well as speaking for
himself, he may arrange for a third party to testify on his behalf. Neither the
sources of evidence nor evidence that might lead to disclosure of sources can
be revealed to the person concerned, but the advisers will ensure that the
person is able to make his points effectively and the procedure will give him
the best possible opportunity to make the points he wishes to bring to their notice
Since the evidence against a person necessarily has to be received
in his absence, the advisers in assessing the case will bear in mind that it
has not been tested by cross-examination and that the person has not had the
opportunity to rebut it
On receiving the advice of advisers the
Secretary of State will reconsider his original decision, but the advice given
to him will not be revealed. The Home Secretaryj went on
to give the procedure his blessing: I recommend it to the House as the
best possible system we can adopt in what is inevitably a difficult case. We
have to reconcile the needs of national security with the proper rights of the
individual to protect himself. [If this is put into statutory form], it means
importing once again into this matter a justiciable issue, whereas the whole
basis of my philosophy is that these are decisions of a political and executive
character which should be subject to Parliament and not subject to courts,
arbitrators, and so on
Whether an individuals presence in
this country is a danger to this country is not a legal decision. It is not a
justiciable issue or a matter of law; it is a matter of judgment. Judgment
should be exercised by the Government, subject to the House of Commons, and not
by a tribunal which is not under the control of the House. Those statements, made in the House of Commons, are reflected in
the rules which the Home Secretary afterwards made. To these I will now turn. The Immigration Rules Under s 3(2) of the Immigration Act 1971 the Secretary of State
has power to make458 rules as to the practice to be followed in the
administration of the Act. Those rules were said by Roskill LJ to be delegated
legislation. He said it in R v Chief Immigration Officer, Heathrow Airport,
ex parte Salamat Bibi ([1976] 3 All ER 843 at 848, [1976] 1 WLR 979 at 985). But
I think, goes too far. They are not rules of law. They are rules of practice
laid down for the guidance of immigration officers and tribunals who are entrusted
with the administration of the Act. They can be, and often are, prayed in aid
by applicants before the courts in immigration cases. To some extent the courts
must have regard to them because there are provisions in the Act itself,
particularly in s 19, which show that in appeals to an adjudicator, if the
immigration rules have not been complied with, then the appeal is to be
allowed. In addition, the courts always have regard to those rules, not only in
matters where there is a right of appeal; but also in cases under prerogative
writs where there is a question whether the officers have acted fairly. But
they are not rules in the nature of delegated legislation so as to amount to
strict rules of law. There is one of these rules which is particularly prayed in aid
here. It is r 42k. It says:
Nor is there a right of
appeal (except as to the country of destination
) where a
deportation order is made on the ground that the Secretary of State deems the
persons deportation to be conducive to the public good as being in
the interests of national security
But such cases are subject to a
non-statutory advisory procedure and the person proposed to be deported on that
ground will be informed, so far as possible, of the nature of the allegations
against him and will be given the opportunity to appear before the advisers,
and to make representations to them, before they tender advice to the Secretary
of State. That rule seems to me simply to reproduce in a shortened form the
statement which the Home Secretary made to the House of Commons. It adds
nothing. It subtracts nothing. At any rate, nothing of substance. The remedy in case of breach The question was much discussed before us whether the prerogative
writs, such as certiorari, apply in respect of this special procedure which was
introduced by the statement in the House of Commons and by the immigration
rules. Counsel for Mr Hosenball referred us to R v Criminal Injuries
Compensation Board, ex parte Lain where it was held that that board (which deals
with the amount of compensation to be paid to victims of crimes of violence) is
subject to the writ of certiorari if it has gone wrong in point of law, much in
the same way as a statutory tribunal. But the special procedure here is very
different. It is not to be enforced by means of a writ of mandamus or
certiorari simply because there has been a departure from it. But nevertheless
it is subject to the supervision of the court in this way: if the body
concerned, whether it be a Minister or advisers, has acted unfairly, then the
courts can review their proceedings so as to ensure, as far as may be, that
justice is done. But a departure from the procedure or from the rule does not
constitute unfairness. An example was given by counsel for the Secretary of
State of a deportation order being made against an alien who had gone to ground
and disappeared. In such a case this special procedure could not be
implemented, but nevertheless a deportation order would be perfectly valid. But
if the man was present and the advisers said, We are not going to
hear any representations, and thus acted unfairly, that would be a
ground on which the court might interfere. I need not go into the cases on
fairness. They start with Re H K (an infant), approved by this court in Schmidt
v [*460] Secretary
of State for Home Affairs, and Ram Chand Birdi v Secretary of State for Home
Affairs,
which was heard on 11 February 1975. The Security Service Although the Secretary of State did not say so explicitly it would
seem likely that, in coming to his decision whether Mr Hosenballs
presence is a danger or not, he would have before him information that had been
supplied to him by the Security Service: and that the officers of that service
gave evidence before the special panel of three advisers. Counsel for Mr
Hosenball guessed as much himself in the course of his observations before us.
Little has been written and little is known about the work of this service. I
had to consider it in the reportl which I
made in 1963 in relation to the former Secretary of State for War, Mr Profumo.
As I there saidm. The function of the Security Service
is to defend the Realm as a whole from dangers which threaten it as a whole,
such as espionage on behalf of a foreign Power, or internal organisations
subversive of the State. For this purpose it must collect information about
individuals and give it to those concerned. But it must not, even at the behest
of a Minister or a Government Department, take part in investigating the
private lives of individuals except in a matter bearing on the Defence of the
Realm as a whole. [I went on to say that] if the Director General of the
Security Service
gets information about a Minister or senior public
servant [or, I would now add, a journalist] indicating that he may be a
security risk-he should consult the Home Secretary. The Home Secretary then
will have to take the responsibility for further action, that is to say,
whether to take steps to eliminate the security risk or to put up with it. If a
mistake is made, it is the Home Secretary who will be responsible to
Parliament. Confidential information The information supplied to the Home Secretary by the Security
Service is, and must be, highly confidential. The public interest in the
security of the realm is so great that the sources of the information must not
be disclosed, nor should the nature of the information itself be disclosed, if
there is any risk that it would lead to the sources being discovered. The
reason is because, in this very secretive field, our enemies might try to
eliminate the source of information. So the sources must not be disclosed. Not
even to the House of Commons. Nor to any tribunal or court of inquiry or body of
advisers, statutory or non-statutory, save to the extent that the Home
Secretary thinks safe. Great as is the public interest in the freedom of the
individual and the doing of justice to him, nevertheless in the last resort it
must take second place to the security of the country itself. So much so that
arrests have not been made, nor proceedings instituted, for fear that it may
give away information which must be kept secret. This is in keeping with all
our recent cases about confidential information. When the public interest
requires that information be kept confidential, it may outweigh even the public
interest in the administration of justice. I gave the instances in D v
National Society for the Prevention of Cruelty to Children ([1976] 2 All ER 993
at 999, 1000, [1976] 2 WLR 124 at 133, 134). The present case Much of what I have said was not disputed by counsel for Mr
Hosenball. In his most helpful submission, he recognised that national security
must take first place. But he suggested that the Home Secretary had pressed it
too far when he refused to give the further particulars of the allegations
against Mr Hosenball. In a letter from [*461]
Mr Hosenballs solicitor of 14 December 1976, he made these
requests for further particulars: (a) State what information the
Secretary of State has considered and the source of such information. (b) State
the persons with whom my client is alleged to have been in consort and the
occasions on which it is alleged he made such contacts. (c) State the dates and
the places where such contacts occurred. (d) State what information harmful to
the security of the United Kingdom my client has sought to obtain and has
obtained for publication. (e) State which of the information has been published
and when and where it has been published. (f) State which of the information is
alleged to be prejudicial to the safety of servants of the Crown. The Secretary
of State, as I have said, declined to give those particulars. He declined to
add anything to the short statement enclosed in the first letter. It seems to
me, if you go through those requests one by one, even including (e) on which
counsel for Mr Hosenball so much relies, it is apparent that if the Secretary
of State complied with that request it would be quite possible for a clever
person, who was in the know, to track down the source from which the Home
Secretary got the information. That might put the source of the information
himself in peril. Even if not in peril, that source of information might dry
up. Rather than risk anything of the kind, the Home Secretary was quite
entitled to say: I am sorry but I cannot give you any further
information. Conclusion There is a conflict here between the interests of national
security on the one hand and the freedom of the individual on the other. The
balance between these two is not for a court of law. It is for the Home
Secretary. He is the person entrusted by Parliament with the task. In some
parts of the world national security has on occasions been used as an excuse
for all sorts of infringements of individual liberty. But not in England. Both
during the wars and after them, successive ministers have discharged their
duties to the complete satisfaction of the people at large. They have set up advisory
committees to help them, usually with a chairman who has done everything he can
to ensure that justice is done. They have never interfered with the liberty or
the freedom of movement of any individual except where it is absolutely
necessary for the safety of the state. In this case we are assured that the
Home Secretary himself gave it his personal consideration, and I have no reason
whatever to doubt the care with which he considered the whole matter. He is
answerable to Parliament as to the way in which he did it and not to the courts
here. I would dismiss the appeal. GEOFFREY LANE LJ. There are occasions, though they are rare, when what are more
generally the rights of an individual must be subordinated to the protection of
the realm. When an alien visitor to this country is believed to have used the
hospitality extended to him so as to present a danger to security, the
Secretary of State has the right and, in many cases, has the duty of ensuring
that the alien no longer remains here to threaten our security. It may be that
the alien has been in the country for many years. It may be that he has built a
career here in this country, and that consequently a deportation order made
against him may result in great hardship to him. It may be that he protests
that he has done nothing wrong so far as this countrys security is
concerned. It may be that he protests that he cannot understand why any action
of this sort is being taken against him. In ordinary circumstances common
fairness, you can call it natural justice if you wish, would demand that he be
given particulars of the charges made against him; that he be given the names
of the witnesses who are prepared to testify against him and, indeed,
probably [*462] the nature of the evidence which those
witnesses are prepared to give should also be delivered to him. But there are
counter-balancing factors. Detection, whether in the realms of ordinary crime or in the
realms of national security, is seldom carried out by cold analysis or brilliant
deduction. Much more frequently it is done by means of information received.
Courts of criminal jurisdiction have for very many years indeed, if not for
centuries, given protection from disclosure to sources of information. One can
see that in R v Hardy which was cited by Lord Simon of Glaisdale in Rogers v
Secretary of State for the Home Department ([1972] 2 All ER 1057 at 1067, [1973]
AC 388 at 407, 408). The reasons for this protection are plain. Once a source of
information is disclosed, it will cease thereafter to be a source of
information. Once a potential informant thinks that his identity is going to be
disclosed if he provides information, he will cease to be an informant. The
life of a known informant may be made, to say the least, very unpleasant by
those who, for reasons of their own, wish to remain in obscurity. Thus, take
away the protection, and you remove the means of detection; and when the
security of the country is involved, there may be added difficulties. It may
well be that if an alien is told with particularity what it is said he has
done, it will become quite obvious to him from whence that information has been
received. The only person who can judge whether such a result is likely is the
person who has in his possession all the information available. That, in this
case, is the Secretary of State himself. If he comes to the conclusion that for
reasons such as those which I have just endeavoured to outline he cannot afford
to give the alien more than the general charge against him, there one has the
dilemma. The alien certainly has inadequate information on which to prepare or
direct his defence to the various charges which are made against him, and the
only way that that could be remedied would be to disclose information to him
which might probably have an adverse effect on the national security. The
choice is regrettably clear: the alien must suffer, if suffering there be, and
this is so on whichever basis of argument one chooses. Counsel for Mr Hosenball lays at least two separate forms of
foundation for his argument. First of all the undertaking given by the then
Secretary of State, Mr Maudlingn, on 15
June 1971 to the House on the passage of the Immigration Bill, to which Lord
Denning MR has already made reference. A pronouncement such as that does not,
of course, have any statutory effect. It does not bind the person who made it,
the Secretary of State at that time, nor does it bind his successor, but of
course no one would expect that the then Secretary of State or his successor
would lightly disregard such a pronouncement. The second possible foundation are the rules made by virtue of the
Immigration Act 1971 itself, and particularly r 42 of the Immigration Ruleso which, insofar as it is material, reads
in its last sentence as follows: But such cases are subject to a
non-statutory advisory procedure and the person proposed to be deported on that
ground will be informed, so far as possible, of the nature of the allegations
against him and will be given the opportunity to appear before the advisers,
and to make representations to them, before they tender advice to the Secretary
of State. There have been dicta to the effect that these rules have the
force of statute. In particular the judgment of Roskill LJ in R v Chief
Immigration Officer, Heathrow Airport, ex parte Salamat Bibi ([1976] 3 All ER 843
at 848, [1976] 1 WLR 979 at 985) where he said: These rules are just as much
delegated legislation as any other form of [*463] rule-making activity
or delegated legislation which is empowered by Act of Parliament. I entertain a respectful doubt whether that is the case. These
rules are very difficult to categorise or classify. They are in a class of
their own. They are certainly a practical guide for the immigration officers at
the various ports and airports of the country, who have the everyday task of
trying to administer the Immigration Act 1971. Indeed they are, as to large
parts, if one reads them, little more than explanatory notes of the Act itself.
Some clue is to be found in s 3(2) of the 1971 Act, in the last part thereof,
which deals with what is to happen to these regulations after the Secretary of
State has laid them before Parliament. Section 3(2) reads as follows: If a statement laid before either
House of Parliament under this subsection is disapproved by a resolution of
that House passed within the period of forty days beginning with the date of
laying
then the Secretary of State shall as soon as may be make such
changes or further changes in the rules as appear to him to be required in
these circumstances, so that the statement of those changes be laid before
Parliament at latest by the end of the period of forty days beginning with the
date of the resolution
That means, as I read it, that if Parliament disapproves of the
rules they are not thereby abrogated: it merely becomes necessary for the
Secretary of State to devise such fresh rules as appear to him to be required
in the circumstances. Then, on the other hand, s 19(1)(a)(i) of the 1971 Act reads as
follows: Subject to sections 13(4) and 16(4)
above, and to any restriction on the grounds of appeal, an adjudicator on an
appeal to him under this Part of this Act
shall allow the appeal if
he considers
that the decision or action against which the appeal is
brought was not in accordance with the law or with any immigration rules
applicable to the case. So, so far as an adjudicator is concerned at least, the rules have
the force of law. Then, when one turns to s 19(2), it seems that the rules may
be departed from with the consent of the applicant himself. We have also been referred by counsel for Mr Hosenball to Van
Duyn v Home Office (No 2). That was a reference by Pennycuick V-C to the European
Court of Justice for a preliminary ruling; and, in the statement of facts on
the matter, which no doubt will be prepared or approved by the court in this
country, the following passage occurs ([1975] 3 All ER 190 at 193, [1975] Ch
358 at 369): Leave to enter was refused by the
immigration officer acting in accordance with the policy of the Government and
with r 65 of the relevant immigration rules for control of entry which rules
had legislative force. One thing can be said with certainty with regard to the rules, and
that is that they certainly can be used as a touchstone in order to aid the
discovery as to whether the Secretary of State has in all the circumstances
acted fairly. Whether the argument in this case is based on Mr
Maudlings pronouncementp, or on
r 42 of the Statement of Immigration Rules for Control after Entryq, or on the ground of fair play, the
answer remains the same. As Lord Reid said in Rogers v Secretary of State
for the Home Department ([1972] 2 All ER 1057 at 1061, [1973] AC 388 at 402): Natural justice requires that the
board should act in good faith and that they should so far as possible tell him
the gist of any grounds on which they propose [*464] to refuse his
application so that he may show such grounds to be unfounded in fact. But the
board must be trusted to do that; we have been referred to their practice in
this matter and I see nothing wrong in it. Different principles and strict principles apply where matters of
the safety of the realm are at stake. What is fair cannot be decided in a
vacuum: it has to be determined against the whole background of any particular
case. The advisory panel system is an effort to ensure fairness as far as
possible in these difficult circumstances, but in the end it is the Secretary
of State who must in those circumstances be trusted to speak the last word. Counsel for Mr Hosenball contends that there is in these
circumstances an obligation on the Secretary of State to say specifically,
The reason why I cannot give you any further particulars is because I
must not disclose my sources; and, if I do give further particulars, I am
certain to make such disclosure. That is a narrow ground on which to
base his argument, but base it he did on that. In my judgment, the Secretary of
State, by his letter of 16 December, although he did not say it in terms, has
in fact just said that and no less. That is far from saying that the actions of
the Secretary of State can never be examined by the court. One has only to look
at R v Governor of Brixton Prison, ex parte Soblen to see that the court
is entitled, for example, to enquire whether the Secretary of State is not in
reality extraditing an alien under the guise of a deportation. No such question
arises here. I would dismiss the appeal. CUMMING-BRUCE LJ. I
agree with all that has fallen from Lord Denning MR and Geoffrey Lane LJ. The
first ground of appeal to this court was that the Divisional Court was wrong in
holding that the rules of natural justice did not apply so as to require the
Secretary of State to distinguish between those particulars of the allegations
which could be disclosed without revealing the sources of information and those
which he thought could not for that reason be disclosed, and require him to
disclose the former. The second ground relied on was also a ground founded on a
failure to conform with the rules of natural justice. I listened with mounting admiration to the pyramid of natural
justice built by counsel for Mr Hosenball with a brick taken here from a case
dealing with the right of a taxi driver to have a licence, here with the right
of a person injured by a criminal to have the appropriate amount of money
allocated by the Criminal Injuries Compensation Board, and here to a case in
which the courts were scrutinising the operations of the Gaming Board who are
charged with the responsibility of preventing gaming houses in England from
falling under the control of the Mafia, and so on. And I recalled the classic
case, Board of Education v Rice (I speak from recollection), where the courts
have in many different contexts of domestic circumstances insisted that certain
simple rules of fairness are to be complied with by statutory bodies charged
with a responsibility which may infringe on the rights of the subject. But at
the end of the day I was reminded of the words of Lord Hailsham LC in Pearlberg
v Varty (Inspector of Taxes) ([1972] 2 All ER 6 at 11, [1972] 1 WLR 534 at
540) where he said: Despite the majestic conception of
natural justice on which it was argued, I do not believe that this case
involves any important legal principle at all. On the contrary, it is only
another example of the general proposition that decisions of the court on
particular statutes should be based in the first instance on a careful, even
meticulous, construction of what that statute actually means in the context in
which it was passed. It is true, of course, that the courts will lean heavily
against any construction of a statute which would be manifestly unfair. [*465]
But they have no power to amend or supplement the language of a statute
merely because on one view of the matter a subject feels himself entitled to a
larger degree of say in the making of a decision than the statute affords him.
Still less is it the functioning of the courts to form first a judgment on the
fairness of an Act of Parliament and then to amend or supplement it with new
provisions so as to make it conform to that judgment. The doctrine of natural
justice has come in for increasing consideration in recent years, and the
courts generally, and your Lordships House in particular, have, I
think rightly, advanced its frontiers considerably. But at the same time they
have taken an increasingly sophisticated view of what it requires in individual
cases. In my view, the field of judicial scrutiny, by reference to the
enforcement of the rules of common fairness, is an extremely restricted field
in the sphere of the operations necessary to protect the security of the state.
There is a certain range of such operations which depend for their efficacy
entirely on secrecy, and they are nonetheless important for that reason. I can
see no authority pointing to the correctness of the submission made by counsel
for Mr Hosenball that the principles of ordinary fairness which have been
insisted on by the courts in the field of domestic institutions have any
significant bearing on the field of security with which this case is concerned. There are two other grounds relied on by Mr Hosenball. One is
founded on a statement made by the Secretary of State for Home Affairsr on the floor of the House of Commons to
which we have been referred. It was suggested, as I understand it, that such
rights as Mr Hosenball might have, having regard to the scrutiny of the 1971
Act, might be enlarged by the statement of the Secretary of State in the House
of Commons. I cannot accept as a matter of constitutional law and principle
that where the rights of the subject or of a resident have been dealt with in
an Act of Parliament, a statement made by a minister in Parliament can have the
effect of enlarging those statutory rights. The danger of assenting to such a
doctrine is obvious. If a Minister can enlarge the rights of a subject as laid
down in an Act of Parliament by a statement on the floor of the House, it is
but a short step to say that it is constitutional for a Minister to restrict
the rights of a subject by making a statement on the floor of the House. By our
constitution, it is Acts of Parliament and not the acts of Ministers, save when
authorised by Act of Parliament or under the prerogative, that define the
rights of subjects or of residents. Then counsel for Mr Hosenball submitted, fortified by an
observation of Roskill LJ in R v Chief Immigration Officer, Heathrow
Airport, ex parte Salamat Bibi ([1976] 3 All ER 843 at 848, [1976] 1 WLR 979
at 985), that the ruless made
under the title Statement of Immigration Rules for Control after
Entry were delegated legislation and operated with legislative force. The statement of rules came into being pursuant to the obligation
of the Secretary of State laid down in the Immigration Act 1971, s 3(2), which
imposed on the Secretary of State the statutory duty from time to time to lay
before Parliament statements of the rules or of any changes in the rules laid
down by him as to the practice to be followed in the administration of that Act
regulating entry and stay in the United Kingdom. In the last paragraph of that section
it is enacted: If a statement laid before either
House of Parliament
is disapproved by a resolution of that House
then the Secretary of State [is under a duty to make] such changes
or further changes in the rules as appear to him to be required in the
circumstances
Therefore, although they are entitled A Statement of
Immigration Rules, they are a totally different kind of publication
from the rules that usually come into being [*466] under the authority
delegated to Ministers under Acts of Parliament; and, for my part, having
scrutinised them, and observed that curious amalgam of information and
description of executive procedures, they are not in my view in any sense of
themselves of legislative force. It is true that, by s 19(2) of the Immigration
Act 1971, the rules are given legal effect in the field of the appellate
process to the adjudicator or the tribunal, which does not arise of course in
connection with Mr Hosenballs case. But the legal effect that the
rules have in that limited field flows not from the fact that they have been
published by the Minister and laid before both Houses of Parliament, but
because by s 19(2) the rules are given an effect which is in a certain field
clearly legally enforceable, and that is a quite different matter. So much for the principles of the law that affect the appeal. On
the facts I need only say this, that I agree with all that Lord Denning MR and
Geoffrey Lane LJ have already stated. The narrow ground on which Mr Hosenball
moves this Court of Appeal comes down on analysis to the fact that in the
affidavit of Mr Woodfield, an Under-Secretary of State in the Home Office,
sworn on behalf of the Secretary of State, it was stated that the Secretary of State
personally considered the request for further information to be supplied in the
case against Mr Hosenball, but he was of the view that it was not in the
interests of national security to add anything to the matters set out in the
statement attached to his letter of 15 November 1976 to Mr Hosenball. It was
conceded, as I understand it, that if Mr Woodfield, speaking on behalf of the
Secretary of State, had used the words that he was of the view that it was not
in the interests of national security to add anything to the matters set out
lest the information should disclose the sources of the Secretary of
States information, then Mr Hosenballs anxieties, or at any
rate his objections to the lawfulness of the Secretary of States
proceedings, would have been set at rest. But in the context of the facts,
starting from the statement that the Secretary of State appended to his
original deportation order, I am satisfied that the distinction drawn by
counsel for Mr Hosenball, though it has an attractive logical foundation, is
really a distinction without a difference. The Secretary of State who, under
our constitution, is responsible for seeking information about those who visit
and stay in our shores and who is responsible for the decision to exclude those
who are in his view a danger to the security of the state, has sufficiently
explained the reasons for refusing to give further information, and the fact
that he has not used exactly the language which appears in r 42 of the rulest to which I have referred does not, in
my view, found a ground for any legal objection in the way in which he has
carried out his duties. For those reasons I agree that the appeal should be dismissed. Appeal dismissed. Leave to appeal to the House of Lords refused. f Rome, 4
November 1950; TS 71 (1953); Cmd 8969. The convention was ratified by the
United Kingdom on 8 March 1951 g Report
of the Committee on Immigration Appeals (1967) Cmnd 3387, para 144 h Defence
(General) Regulations 1939 (SR & O No 927), reg 18 i 819 H of
C Official Report (5th series) col 376 j Ibid
cols 377, 392 k Statement
of Immigration Rules for Control after Entry: EEC and Other Non-Commonwealth
Nationals (HC 82, 25 January 1973) l Lord
Dennings Report (1963) Cmnd 2152 m (1963) Cmnd 6152, paras 239(3),
240] n 819 H of
C Official Report (5th series) col 376 o Statement
of Immigration Rules for Control after Entry: EEC and Other Non-Commonwealth
Nationals (HC 82, 25 January 1973 p 819 H of C Official Report (5th
series) col 376 q HC 82,
25 January 1973 r 819 H of
C Official Report (5th series) col 376 s HC 82,
25 January 1973 t Statement
of Immigration Rules for Control after Entry: EEC and Other Non-Commonwealth
Nationals (HC 82, 25 January 1973) |