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[HOUSE OF
LORDS]
REGINA v.
LORD PRESIDENT OF THE PRIVY COUNCIL, Ex parte PAGE
[On appeal
from REGINA v. HULL UNIVERSITY VISITOR, Ex partePAGE]
1992 July 6, 7, 8, 9, 13; Dec. 3 |
Lord Keith
of Kinkel, Lord Griffiths, Lord Browne-Wilkinson, Lord Mustill and Lord Slynn
of Hadley |
Education
- University - Visitor's jurisdiction - Dismissal of lecturer - Claim that
dismissal ultra vires university statutes - Whether visitor's decision amenable
to judicial review - Whether dismissal intra vires statutes
In 1966 the
applicant was appointed as a lecturer to the university by a letter stating,
inter alia, that his appointment might be terminated by either party giving
three months' notice in writing.
The appointment was subject to the university statutes, which, inter
alia, required the applicant to retire from office at the age of 67. By section 34(1) of the statutes
members of the staff who held their appointment until retirement might be
removed "for good cause," and by section 34(3) subject to the terms
of his appointment no member of the teaching staff could be removed save for
good cause. In 1988 the university
purportedly terminated the applicant's contract of employment not for good
cause but on the ground of redundancy, giving him three months' written
notice. He petitioned the visitor
of the university for a declaration that such purported dismissal was contrary
to section 34 so as to be ultra vires the university's powers and accordingly
invalid. The Lord President of the
Privy Council acting on behalf of the visitor rejected the petition. The applicant sought judicial review of
that decision, and the Divisional Court granted him relief in the form of a
declaration. On appeal by the university
and the Lord President, the Court of Appeal held that the visitor's decision
was amenable to judicial review but that the university had not exceeded its
powers in dismissing the applicant and that the dismissal was valid.
On appeal by
the applicant and cross-appeals by the university and the Lord President: -
Held, allowing
the cross-appeals (Lord Mustill and Lord Slynn of Hadley dissenting) and
dismissing the appeal, that, where a visitor's decision was made within his
jurisdiction in that he had power under the relevant regulating documents to
enter into the adjudication of the dispute in question, his decison was not
amenable to challenge by judicial review on the ground of error in fact or law
contained in that decision; and that, accordingly, the Divisional Court had had
no jurisdiction to entertain the applicant's motion for judicial review (post,
pp. 692F-G, 700C-D,703F-H, 704F, G-F).
Philips v.
Bury (1694) Holt 715 and Thomas v. University of Bradford[1987] A.C.
795, H.L.(E.) applied.
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Per
curiam. Judicial review does lie to the visitor in cases where he has acted
outside his jurisdiction in the sense that he did not have the power under the
regulating documents to enter into the adjudication of the dispute, or has
abused his power, or has acted in breach of the rules of natural justice (post,
pp. 692F-G, 704F-G, 705B, 709A).
Decison of
the Court of Appeal [1991] 1 W.L.R. 1277; [1991] 4 All E.R. 747 reversed in
part.
The following cases
are referred to in their Lordships' opinions:
Anisminic
Ltd. v. Foreign Compensation Commission [1969] 2 A.C. 147;
[1969] 2 W.L.R. 163; [1969] 1 All E.R. 208, H.L.(E.)
Appleford's
Case (1672) 1 Mod.Rep. 82
Associated
Provincial Picture Houses Ltd. v. Wednesbury Corporation[1948] 1 K.B.
223; [1947] 2 All E.R. 680, C.A.
Bently v.
Bishop of Ely (1729) 1 Barn. 192
Buller, Ex
parte (1855) 1 Jur.(N.S.) 709
Chichester
(Bishop of) v. Harward (1787) 1 Durn. & E. 650
Company,
In re A (sub nom. In re Racal Communications Ltd.) [1981] A.C. 374;
[1980] 3 W.L.R. 181; [1980] 2 All E.R. 634, H.L.(E.)
Council of
Civil Service Unions v. Minister for the Civil Service [1985] A.C. 374;
[1984] 3 W.L.R. 1174; [1984] 3 All E.R. 935, H.L.(E.)
Czarnikow
v. Roth, Schmidt & Co. [1922] 2 K.B. 478, C.A.
O'Reilly
v. Mackman [1983] 2 A.C. 237; [1982] 3 W.L.R. 1096; [1982] 3 All
E.R. 1124, H.L.(E.)
Patel v.
University of Bradford Senate [1978] 1 W.L.R. 1488; [1978] 3 All E.R. 841
Pearlman
v. Keepers and Governors of Harrow School [1979] Q.B. 56; [1978]
3 W.L.R. 736; [1979] 1 All E.R. 365, C.A.
Philips v.
Bury (1694) Holt 715
Reg. v.
Independent Television Commission, Ex parte T.S.W. Broadcasting Ltd., The Times,
30 March 1992, H.L.(E.)
Rex v.
Bishop of Chester (1747) 1 W.Bl. 22; 1 Wils.K.B. 206
Rex v.
Bishop of Ely (1788) 2 Durn. & E. 290
Rex v.
Bishop of Ely (1794) 5 Durn. & E. 475
Rex v.
Bland (1740) 7 Mod.Rep. 355
Rex v.
Dunsheath, Ex parte Meredith [1951] 1 K.B. 127; [1950] 2 All E.R. 741,
D.C.
Rex v.
Northumberland Compensation Appeal Tribunal, Ex parte Shaw [1952] 1
K.B. 338; [1952] 1 All E.R. 122, C.A.
Rex v. St.
John's College, Cambridge (1694) 4 Mod.Rep. 233
South East
Asia Fire Bricks Sdn. Bhd. v. Non-Metallic Mineral Products Manufacturing
Employees Union [1981] A.C. 363; [1980] 3 W.L.R. 318; [1980] 2 All E.R.
689, P.C.
Thomas v.
University of Bradford [1987] A.C 795; [1987] 2 W.L.R. 677; [1987]
1 All E.R. 834, H.L.(E.)
The following
additional cases were cited in argument:
Armitage,
decd., In re [1972] Ch. 438; [1972] 2 W.L.R. 503; [1972] 1 All E.R.
708
Attorney-General
v. Smythies (1836) 2 My. & Cr. 135
Bayley-Jones
v. University of Newcastle (1990) 22 N.S.W.L.R. 424; 65 A.L.J. 299
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Fraser v.
Balfour (1918) 34 T.L.R. 502, H.L.(E.)
Gunton v.
Richmond-upon-Thames London Borough Council [1981] Ch. 448;
[1980] 3 W.L.R. 714; [1980] 3 All E.R. 577, C.A.
Heddon v.
Evans (1919) 35 T.L.R. 642
Jones v.
Lee [1980] I.C.R. 310, C.A.
Leech v.
Deputy Governor of Parkhurst Prison [1988] A.C. 533; [1988] 2 W.L.R. 290;
[1988] 1 All E.R. 485, H.L.(E.)
Mackonochie
v. Lord Penzance (1881) 6 App.Cas. 424, H.L.(E.)
McClelland
v. Northern Ireland General Health Services Board [1957] 1 W.L.R. 594;
[1957] 2 All E.R. 129, H.L.(N.I.)
Oakes v.
Sidney Sussex College, Cambridge [1988] 1 W.L.R. 431; [1988] 1 All E.R. 1004
Pearce v.
University of Aston in Birmingham [1991] 2 All E.R. 461, C.A.
Pearce v.
University of Aston in Birmingham (No. 2) [1991] 2 All E.R.
469
Reg. v.
Board of Visitors of Hull Prison, Ex parte St. Germain [1979] Q.B. 425;
[1979] 2 W.L.R. 42; [1979] 1 All E.R. 701, C.A.
Reg. v.
Chief Rabbi of the United Hebrew Congregations of Great Britain and the
Commonwealth, Ex parte Wachmann [1992] 1 W.L.R. 1036
Reg. v.
Committee of the Lords of the Judicial Committee of the Privy Council acting
for the Visitor of the University of London, Ex parte Vijayatunga[1988] Q.B.
322; [1988] 2 W.L.R. 106; [1987] 3 All E.R. 204, D.C.; [1990] 2 Q.B. 444;
[1989] 3 W.L.R. 13; [1989] 2 All E.R. 843, C.A.
Reg. v.
Panel on Take-overs and Mergers, Ex parte Datafin Plc. [1987] Q.B. 815;
[1987] 2 W.L.R. 699; [1987] 1 All E.R. 564, C.A.
Rex v.
Army Council, Ex parte Ravenscroft [1917] 2 K.B. 504, D.C.
Rex v.
Bishop of Chester (1728) 2 Strange 797
Rex v.
Chancellor of St. Edmundsbury and Ipswich Diocese, Ex parte White[1948] 1 K.B.
195; [1947] 2 All E.R. 170, C.A.
Rex v.
Northumberland Compensation Appeal Tribunal, Ex parte Shaw [1951] 1
K.B. 711; [1951] 1 All E.R. 268
Rex v. St.
Catherine's Hall, Cambridge (1791) 4 Durn. & E. 233
Thomas v.
University of Bradford (No. 2) [1992] 1 All E.R. 964
Whiston v.
Dean and Chapter of Rochester (1849) 7 Hare 532
Wislang's
Application, In re [1984] N.I. 63
APPEAL and
CROSS-APPEALS from the Court of Appeal.
These were an
appeal by the applicant, Edgar Page, and cross-appeals by the University of
Hull and the Lord President of the Privy Council acting for the visitor of the
university by leave of the Court of Appeal (Lord Donaldson of Lymington M.R.,
Staughton and Farquharson L.JJ.) [1991] 1 W.L.R. 1277 from its decision of 31
July 1991 allowing an appeal by the university and the Lord President from the
Divisional Court of the Queen's Bench Division. The Divisional Court, on 27 March 1991, on the applicant's
motion for judicial review by way of orders of certiorari and mandamus, had
granted him a declaration that on the true construction of the statutes of the
university the university had had no power to dismiss him by reason of
redundancy and that his purported dismissal was without effect.
The facts are
stated in the opinion of Lord Browne-Wilkinson.
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[LORD KEITH
OF KINKEL. Their Lordships will hear argument on the cross-appeals first.]
Michael
Beloff Q.C. and Hubert Picarda Q.C. for the university.
The issue is whether the courts on an application for judicial review have
jurisdiction to quash a decision of the visitor on the ground of error of law
where that error of law consists of an alleged misconstruction of the statutes
or charter of the university. The university does not propose to argue that
judicial review does not lie to a visitor at all: the only question is thus as
to its scope. The dicta in Thomas v. University of Bradford [1987] A.C.
795 are inconclusive on the jurisdiction issue and obiter and do not justify
the erroneous conclusion of Lord Donaldson of Lymington M.R. [1991] 1 W.L.R.
1277, 1282E-G that the speeches in Thomas"point the
way" to the conclusion that the courts have jurisdiction to review a
decision of the visitor as to the construction of the university's statutes.
The only indication as to what was in the minds of the House of Lords in Thomas as to the
scope of judicial review for present purposes is at p. 825B-C. The issue of the
extent of such review is open at the level of the House of Lords: see Reg. v. Committee of the Lords of the
Judicial Committee of the Privy Council acting for the Visitor of the
University of London, Ex parte Vijayatunga [1988] Q.B. 322;
[1990] 2 Q.B. 444.
The scope of
judicial review of a visitor's decision does not include reviewing mere errors
of law not going to his jurisdiction. The visitor has always been recognised as
having exclusive jurisdiction over the internal laws of the foundation to
deal with such disputes to the exclusion of the courts: see Reg. v.
Independent Television Commission, Ex parte T.S.W. Broadcasting Ltd., The Times,
30 March 1992 and Associated Provincial Picture Houses Ltd. v. Wednesbury
Corporation [1948] 1 K.B. 223, 229. In one overseas jurisdiction an
error of law consisting in misapplying the common law as to damages was held to
be capable of being corrected on judicial review: see Bayley-Jones v.
University of Newcastle (1990) 22 N.S.W.L.R. 424 which is of
persuasive authority only and distinguishable in any event in that it goes to
an error of general law: see pp. 436F-437A.
The internal
domestic law is in this regard to be treated as distinctfrom the law
of the land - a species of foreign law administered by a different
jurisdiction: see Phillips v. Bury (1694) Holt 715, 724 and Ex parte
Buller (1855) 1 Jur.(N.S.) 709. The visitor stands in the place of the founder
who laid down the statutes; it is for this reason that in matters of
construction his jurisdiction is exclusive: see Dr. Peter Smith, "The
Exclusive Jurisdiction of the University Visitor" (1981) 97 L.Q.R. 610,
614-615, 625. It is a foreign, or different, body of law on which the courts
are not competent to adjudicate. The rule applies not only to the original
jurisdiction of the court but also to its supervisory jurisdiction: see In
re Wislang's Application [1984] N.I. 63 and Thomas v. University
of Bradford [1987] A.C. 795. As to matters overtaken by statute, see
section 206 of the Education Reform Act 1988; the Employment Protection
(Consolidation) Act 1978 and Thomas [1987] A.C. 795,
824.
There is
historical support in other areas for limited review of decisions
of specialised bodies applying a distinct corpus of law such as ecclesiastical
and military law: see Rex v. Chancellor of St. Edmundsbury
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and Ipswich
Diocese, Ex parte White [1948] 1 K.B. 195 and Rex v. Army
Council, Ex parte Ravenscroft [1917] 2 K.B. 504. The predominant reason
for the courts refraining from reviewing the decisions of ecclesiastical courts
and military authorities was a perceived lack of the requisite competence to
deal with the special terms of private law with which those bodies are
concerned.
The sole and
exclusive jurisdiction of the visitor does not preclude supervisory control,
but because of the special nature of that jurisdiction the supervisory control
has always been of a limited nature. Hitherto, the High Court has interfered in
the conduct of visitors only in circumstances (i) where the visitor has
exceeded his jurisdiction (see Rex v. Bishop of Chester(1947) 1
Wils.K.B. 206 and Bishop of Chichester v. Harward (1787) 1 Durn. &
E. 650, 651); (ii) where the visitor has failed or refused to exercise his
jurisdiction (see Rex v. Bishop of Ely (1794) 5 Durn. &
E. 475, 477 and Rex v. Dunsheath, Ex parte Meredith [1951] 1 K.B. 127)
and (iii) where the visitor does not observe the principles of natural justice
(see Rex v. Bishop of Chester (1728) 2 Strange 797; Rex v. Bishop of
Ely (1788) 2 Durn. & E. 290 and Rex v. Bishop of Ely, 5 Durn.
& E. 475, 477). Mandamus was not available to correct a decision of the
visitor within his jurisdiction even though the court might think it erroneous:
Ex parte Buller, 1 Jur.(N.S.) 709. In the absence of a breach of natural
justice, that is still the law. An actual decision of the visitor as to the
interpretation of the private laws of the foundation was final and not subject
to appeal: Whiston v. Dean and Chapter of Rochester (1849) 7 Hare 532,
561.
Philip
Havers for the Lord President. The submissions for the university are adopted by
the Lord President.
Although the
court has been invited to "review" the visitor's decision, the true
nature of the application is not of an application for judicial review of his
decision but of an appeal from his decision as to the interpretation of the
private laws of the foundation. Indeed, the Divisional Court was asked to
substitute its own decision for that of the visitor.
Undesirable
consequences will ensue if the decision of a visitor as to the interpretation
of the private laws of the foundation are amenable to judicial review. First,
the visitor's interpretation of the private laws of the foundation will no
longer be final and the Divisional Court would have to deal with a multiplicity
of college and university disputes turning purely on questions of construction
of university or college statutes for which it is not the appropriate forum.
Secondly, the considerable advantages inherent in the exclusivity of the
visitor's jurisdiction will be lost: see Patel v. University of Bradford
Senate [1978] 1 W.L.R. 1488, 1499 and Rex v. St. Catherine's Hall, Cambridge (1791) 4
Durn. & E. 233. Thirdly, the visitor's jurisdiction will be undermined.
Hitherto, whenever a dispute has arisen as to the meaning of the private laws
of a foundation of which the Queen is the visitor, the Lord Chancellor has
either sat personally or appointed a senior appellate judge to hear the appeal on
behalf of the Queen. Where the Lord President of the Council is visitor acting
on behalf of the Queen he has been accustomed to taking the advice of a Law
Lord. If the decision of the Court of Appeal is
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confirmed on the
jurisdiction issue, it will always be open to the unsuccessful party to seek to
persuade the High Court to overrule the decision of a Law Lord, perhaps on the
basis of an argument that was never put to him. The question arises, therefore,
whether it would still be appropriate for the Lord President to seek the advice
of a Law Lord in such circumstances.
[LORD
BROWNE-WILKINSON. Is there any case where use of the prerogative writs has been
sought to quash a decision of a visitor as to the interpretation of the
instruments of a foundation?]
Given the way
in which the decision of the visitor has been described in many cases as
exclusive or uncorrectable, however erroneous (see Rex v. Bishop of Ely, 5 Durn.
& E. 475 and Ex parte Buller, 1 Jur.(N.S.) 709), it is not
surprising that attempts to challenge the visitor's jurisdiction were
ultimately abandoned. The courts were only prepared to issue the prerogative
writs where he had exceeded his jurisdiction, etc. It is not because this is
entirely a matter of contract between the applicant and the university that
judicial review would not apply.
Jeffrey
Burke Q.C. and Brian Langstaff for the applicant.
The visitor's jurisdiction is not exclusive in the sense that the courts cannot
intervene to correct its exercise by judicial review on ordinary principles. It
is exclusive in that (i) courts of first instance have no jurisdiction to
entertain claims made by members of a university against the university; and
(ii) the courts have no appellate (as opposed to supervisory) jurisdiction over
the visitor. The supervisory jurisdiction of the courts is not excluded.
[Reference was made to Thomas v. University of Bradford[1987] A.C.
795, 824G-825C, 828A; Reg. v. Committee of the Lords of the Judicial
Committee of the Privy Council acting for the Visitor of the University of
London, Ex parte Vijayatunga [1988] Q.B. 322, 331D-332B and Council of
Civil Service Unions v. Minister for the Civil Service[1985] A.C. 374,
410.] An error of construction of the university statutes may be corrected by
the issue of certiorari: see Vijayatunga's case [1988] Q.B.
322, 332E-333B, 335B-C; [1990] 2 Q.B. 444, 458 and Bayley-Jones v.
University of Newcastle, 65 A.L.J. 299, 300. The courts have not
universally refused to exercise a supervisory control over the decisions of a
visitor in so far as they relate to his interpretation of the statutes of the
university. Thus, in Bently v. Bishop of Ely (1729) 1 Barn. 192
the issue was the proper construction of the statutes of a college having a
visitor and whether the visitor's construction was correct. In Attorney-General
v. Smythies (1836) 2 My. & Cr. 135, the court resolved disputed
questions of interpretation relating to a college or hospital of which there
was a visitor.
It is
established that the court has power to intervene fully by way of judicial
review in relation to the interpretation of the rules even of a self-regulating
body, such as the Panel on Take-overs and Mergers: Reg. v. Panel on
Take-overs and Mergers, Ex parte Datafin Plc. [1987] Q.B. 815.
There is no authority supportive of an attenuated form of judicial review
applicable to any decision-making body.
Certiorari
does not lie at all in cases of ecclesiastical law, which has its own appeal
structure: Rex v. Chancellor of St. Edmundsbury and Ipswich Diocese, Ex
parte White [1948] 1 K.B. 195. In contrast, Thomas
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establishes that it
does lie in the field of the visitatorial jurisdiction. Military law is a
creature of statute and also has its own system of internal appeals. Further,
even prior to the introduction of R.S.C., Ord. 53, the approach to whether
certiorari would lie in questions of military law was in any event an open
question: see Fraser v. Balfour (1918), 34 T.L.R. 502. This was
expressly reaffirmed in Leech v. Deputy Governor of Parkhurst Prison [1988] A.C.
533, 582A-C. Since the introduction of Order 53, certiorari would lie even in a
military case (if the statutory framework of military law permitted it) and to
supervise the proceedings of prison boards of visitors, though not to
disciplinary decisions of prison
governors: Reg. v. Board of Visitors of Hull Prison, Ex parte St. Germain [1979] Q.B.
425, 466G-H.
There is no
room for the argument that a visitor is interpreting or applying a peculiar
private law of which he is the only arbiter. There is no reason to suppose that
a charter granted post-war was intended by its grantor, the Crown, to establish
a system of private law distinct from the general law of the land. The express
words of the last sentence of clause 15 of the charter demonstrate that the
statutes are to be interpreted according to the law of the land. Thomas v.
University of Bradford[1987] A.C. 795, 824C-E recognises that
industrial tribunals may have to resolve questions of law relating to the
construction of the charter, statutes and ordinances of a university.
Wade,
Administrative Law, 6th ed. (1988), pp. 647-648, is addressing private law
cases, not, as here, a public law decision affecting private rights. [Reference
was made to section 206 of the Education Reform Act 1988 and Pearce v.
University of Aston in Birmingham [1991] 2 All E.R. 461.]
A modern
university is a very different creature from an eleemosynary body such as that
in Philips v. Bury, Holt 715. There is some authority that
"eleemosynary" is connected with relieving distress: see In re
Armitage, decd. [1972] Ch. 438; Halsbury's Laws of England, 4th ed.,
vol. 5 (1974), p. 436, para. 705 and Blackstone's Commentaries3rd ed.
(1853), pp. 587-588. A modern university is not founded for the distribution of
alms by the founder, or for any alms or bounty at all. It is founded for the
provision of education; it is part of the public education system: see clauses
10 and 15 of the charter and contrast Rex v. St. John's College, Cambridge (1694) 4
Mod.Rep. 233. [Reference was also made to Dr. J. W. Bridge, "Keeping Peace
in the Universities: The Role of the Visitor" (1970) 86 L.Q.R. 531, 532,
533.] There have never been any special rules or special meanings or canons of
construction for the visitor to apply in interpreting university statutes: see Pearce
v. University of Aston in Birmingham (No. 2) [1991] 2 All E.R.
469 and Thomas v. University of Bradford (No. 2) [1992] 1 All E.R.
964.
[LORD
BROWNE-WILKINSON. What about all the other internal disputes that may occur in
colleges: would they be susceptible to judicial review?]
The fact that
there may be such informal disputes does not derogate from the applicant's
submissions. The courts would take a different view as to judicial review,
having regard to the subject matter involved. It is most unlikely that they would
give leave to apply.
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In the modern
law of judicial review, once certiorari applies it applies across the board.
There is no warrant in principle or authority for saying that there is some
element of certiorari (or the other prerogative remedies) that does not apply
to any public decision-maker making a decision that is either established or
accepted to be subject to judicial review as a whole. [Reference was made to Anisminic
Ltd. v. Foreign Compensation Commission [1969] 2 A.C. 147; In
re A Company (sub nom. In re Racal Communications Ltd.) [1981] A.C.
374; O'Reilly v. Mackman[1983] 2 A.C. 237; Rex v. Northumberland
Compensation Appeal Tribunal, Ex parte Shaw [1951] 1 K.B. 711;
[1952] 1 K.B. 338; Wade, Administrative Law, p. 731; Reg. v.
Panel on Take-overs and Mergers, Ex parte Datafin Plc. [1987] Q.B. 815; Council
of Civil Service Unions v. Minister for the Civil Service [1985] A.C.
374; Reg. v. Independent Television Commission, Ex parte T.S.W. Broadcasting
Ltd., The Times, 30 March 1992 and Bayley-Jones v. University of Newcastle, 22
N.S.W.L.R. 424; 65 A.L.J. 299.] In re Wislang's Application [1984] N.I.
63 does not support the university's proposition. For the
"floodgates" argument, see Leech v. Deputy Governor of Parkhurst
Prison [1988] A.C. 533, 582F. None of the old cases support the proposition that
judicial review of error in interpretation of statutes is excluded. They do not
support the "ring fence" around construction of the statutes: see Philips
v. Bury, Holt 715; Bently v. Bishop of Ely, 1 Barn. 192; Attorney-General
v. Smythies, 2 My. & Cr. 135; Rex v. Bishop of Chester (1747) 1
W.Bl. 22; Rex v. Bishop of Ely, 5 Durn. & E. 475; Rex v. St.
Catherine's Hall, Cambridge, 4 Durn. & E. 233 and Ex parte Buller, 1
Jur.(N.S.) 709.
Langstaff following.
Neither the military nor the ecclesiastical authorities provide any warrant for
an attenuated form of certiorari. One can see some basis in the ecclesiastical
authorities for the contention that certiorari should not lie at all, but those
cases where it was held that there was no certiorari are no help in deciding
whether there should be an attenuated form when it does lie. As to whether
ecclesiastical law is a completely separate system in which the common law
courts have no part, see Mackonochie v. Lord Penzance (1881) 6
App.Cas. 424 and Rex v. Chancellor of St. Edmundsbury and Ipswich Diocese,
Ex parte White [1948] 1 K.B. 195. The ecclesiastical courts are a
separate jurisdiction, but the law is not a separate law.
The military
authorities give no support for the two propositions for which they have been
cited. Rex v. Army Council, Ex parte Ravenscroft [1917] 2 K.B. 504 is
not authority for the proposition that the courts would never interfere in this
limited sphere because the military applies an entirely distinct law. The modern
effect of the cases is summarised in Leech v. Deputy Governor of Parkhurst
Prison [1988] A.C. 533, 541. [Reference was also made to Fraser v. Balfour, 34 T.L.R.
502, 503 and Heddon v. Evans (1919) 35 T.L.R. 642.]
Beloff
Q.C. in reply. Prohibition to prevent the visitor acting contrary to the rules
of natural justice, or certiorari to quash his decision when he does so, lies
because he has trespassed beyond the bounds of his jurisdiction altogether, but
it does not follow that such remedies will go
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where he is
completely within his jurisdiction and is carrying out the very function
allocated to him alone.
As to the
general law of judicial review, Wade, Administrative Lawpp. 299-303,
says that the main current of judicial opinion is running in favour of holding
all errors of law to be reviewable. That is the highest authority, prior to Reg.
v. Independent Television Commission, Ex parte T.S.W. Broadcasting Ltd., The Times,
30 March 1992 on that open question. That case is an apparent departure from
the orthodox approach.
The question
is whether the type of error that attracts judicial review can be detected in
the visitor's decision. There is no error in it as to the general law of the
land. It is an error in peculiar or exotic law. [Reference was made to Oakes
v. Sidney Sussex College, Cambridge [1988] 1 W.L.R. 431, 440H-441H.] So,
uniquely, certiorari should lie on two of Lord Diplock's three grounds
(impropriety and irrationality) in Council of Civil Service Unions v.
Minister for the Civil Service [1985] A.C. 374, but not the third,
illegality.
As to whether
there is any analogy with rabbinical law as applied by the Beth Din, see Reg.
v. Chief Rabbi of the United Hebrew Congregations of Great Britain and the
Commonwealth, Ex parte Wachmann [1992] 1 W.L.R. 1036.
The concept
that universities such as Hull could be described as eleemosynary corporations
is contrary to Patel v. University of Bradford Senate[1978] 1
W.L.R. 1488 and to Dr. J. W. Bridge, "Keeping Peace in the Universities:
The Role of the Visitor," 86 L.Q.R. 531. It is not established that the
universities themselves are amenable to judicial review: see Wade,
Administrative Law, pp. 648-649. Clause 10 of the university's charter
recognises that the statutes of the university form a separate regime, and
clause 15 recognises the difference between, not the identity of, the statutes
and charter and the laws of the realm. [Reference was made to South East
Asia Fire Bricks Sdn. Bhd. v. Non-Metallic Mineral Products Manufacturing
Employees Union [1981] A.C. 363, 374.]
There is no
express reference in the statutes to whether the power granted to the visitor
under clause 3 of section 34 gives him an adjudicative role at all: see Dr.
Peter Smith, "The Exclusive Jurisdiction of the University Visitor,"
97 L.Q.R. 610, 611 and Tudor, Charities, 7th ed. (1984), p.
318. Where a visitor is established, he is presumed to enjoy the traditional
powers unless it is provided to the contrary.
As to Reg.
v. Panel on Take-overs and Mergers, Ex parte Datafin Plc. [1987] Q.B.
815, the objection before Auld J. to the writ was not that it was a public law
matter but that it was a jurisdiction of which the courts could not have
cognisance: private law not as distinct from public law but as an exotic form
of law.
Bayley-Jones
v. University of Newcastle, 22 N.S.W.L.R. 424 is only persuasive at
highest, and the analogy drawn is distant. It is not a case about construction
of the university statutes.
The crucial
distinction that the applicant failed to draw was between cases concerned with
the courts identifying the boundaries of the visitor's jurisdiction and cases
where the visitor has misidentified the scope or power of the various officers
and institutions of the university: see Philips
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v. Bury, Holt 715; Bently
v. Bishop of Ely, 1 Barn. 192; Attorney-General v. Smythies, 2 My. &
Cr. 135; Thomas v. University of Bradford [1987] A.C. 795,
823; Rex v. Bishop of Chester, 1 W.Bl. 22; Rex v. Bishop of Ely, 5 Durn.
& E. 475 and Ex parte Buller, 1 Jur.(N.S.) 709.
As to the
applicant's submissions raising ecclesiastical and military law by way of
perceived analogy, it would not destroy the university's argument if they were
not analogous, but in Rex v. Chancellor of St. Edmundsbury and Ipswich
Diocese, Ex parte White [1948] 1 K.B. 195, 220, it was recognised
that there was some analogy.
Havers in reply.
[Reference was made to Philips v. Bury, Holt 715, 721; Rex
v. St. John's College, Cambridge, 4 Mod.Rep. 233; Bently v. Bishop of Ely, 1 Barn.
192; Rex v. Bland (1740) 7 Mod. Rep. 355; and Rex v. Bishop
of Ely, 2 Durn. & E. 290.] Dr. Smith's article, "The Exclusive
Jurisdiction of the University Visitor," 97 L.Q.R. 610, 611-612 is in part
overtaken by Thomas.
Burke Q.C. on the new
cases cited in reply. In Ex parte Wachmann[1992] 1 W.L.R. 1036
the Chief Rabbi's decision was not within the public function, any more than
would be such a decision in the case of any non-established religion. The
question in Rex v. St. John's College, Cambridge, 4 Mod. Rep. 233 was
whether the statute 1 Will. & Mary, sess. 1, c. 8 was of a nature that
prevailed over the statutes of the college. If there is a specific statute
affecting what goes on in a college it must be adhered to. It does not exclude
the ordinary powers of the common law. In Rex v. Bland, 7 Mod.Rep.
355 there was no question as to the nature or limits of a visitor's
jurisdiction. The general propositions in that case should not be treated as
applying beyond the issues that arose. Rex v. Bishop of Ely, 2 Durn.
& E. 290 was a natural justice type of case. The procedure was not common
law, but it complied with requirements of fairness.
Burke Q.C. on the
appeal. On the proper construction of the university's statutes, a member of
the academic staff holding his appointment until retirement cannot be dismissed
other than for good cause as defined by the statutes and cannot be dismissed in
the absence of good cause simply by three months' notice in reliance on the
words in the letter of appointment. The protection given by the "good
cause" provisions of section 34(1) of the statutes is common to all or
almost all universities. Its important purpose is to preserve and secure the
principle of academic freedom by providing that academic staff have security of
tenure: see Pearce v. University of Aston in Birmingham (No. 2) [1991] 2 All
E.R. 469 and sections 202 to 205 of the Education Reform Act 1988.
If the words
"subject to the terms of his appointment" in section 34(3) enabled
the university to rely on the three-month notice provision in the letter of
appointment so that the applicant could be dismissed on three months' notice
without any need to show good cause, the good cause provisions in section 34
are necessarily deprived of any substantial force or effect. There does not
need to be an enabling provision in section 34(3) because the common law gives
it: reasonable notice. One needs a
restrictive provision, and it is in 34(3). McClelland v. Northern Ireland
General Health Services Board [1957] 1 W.L.R. 594 also shows
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that, where there is
an enabling provision in a permanent contract, a restrictive provision is not
required.
Where many of
the circumstances in which good cause could be established would not justify
instant dismissal in the absence of any express provision, it was open to the
parties to agree, as they did, to an express provision that there should be
three months' notice. There will always be cases within the definition of
"good cause" in section 34(2) in which notice will be required either
by common law or by statute (the Employment Protection Act 1978). "Good
cause" encompasses not just gross misconduct but also something short of
that. The letter of appointment sets out the notice that is required in a good
cause case. Where a contract of employment contains both a provision giving
protection against dismissal, substantive or procedural, and a provision entitling
the employer to dismiss on notice, those provisions should be read so as to
operate together and complementarily to each other and not so as to enable the
employer by serving a notice to avoid the protection of the provisions: Gunton
v. Richmond-upon-Thames London Borough Council [1981] Ch. 448 and Jones
v. Lee [1980] I.C.R. 310. Any doubt should be resolved in favour of the employee.
The true
construction of section 34 is that accepted by the Divisional Court, namely
that each of sections 33, 34(1) and 34(3) applies to a different group or class
of appointees. The important contrast is between "holding their
appointments until the age of retirement" in section 34(1) and
"subject to the terms of his appointment" in section 34(3). The
meaning of the first expression is "appointed to hold their offices until
the age of retirement;" the second expression looks, in contrast, to
appointment on a different and non-permanent basis. The applicant, admittedly
within 34(1), does not fall within 34(3).
[LORD KEITH
OF KINKEL. Their Lordships need not trouble the university and the Lord
President to address them on the construction issue.]
Their
Lordships took time for consideration.
3 December.
LORD KEITH OF KINKEL. My Lords, for the reasons set out in the speech to be
delivered by my noble and learned friend, Lord Browne-Wilkinson, which I have
had the opportunity of considering in draft and with which I agree, I would
dismiss this appeal and allow the cross-appeals.
LORD
GRIFFITHS. My Lords, I have had the advantage of reading in draft the speech of
Lord Browne-Wilkinson with which I agree and I would dismiss this appeal and
allow the cross-appeals on the ground that certiorari is not available to
challenge the decision of a visitor on the ground of an error of law within his
jurisdiction. I add a few words of
my own only because of the difference of opinion between your Lordships on this
question and because what I said about the availability of certiorari in my
speech in Thomas v. University of Bradford [1987] A.C. 795 has
been interpreted to include an error of law by the Divisional
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Court and the Court
of Appeal [1991] 1 W.L.R. 1277 which was not what I had intended.
It is in my
opinion important to keep the purpose of judicial review clearly in mind. The purpose is to ensure that those
bodies that are susceptible to judicial review have carried out their public
duties in the way it was intended they should. In the case of bodies other than courts, in so far as they
are required to apply the law they are required to apply the law
correctly. If they apply the law
incorrectly they have not performed their duty correctly and judicial review is
available to correct their error of law so that they may make their decision
upon a proper understanding of the law.
In the case
of inferior courts, that is, courts of a lower status than the High Court, such
as the justices of the peace, it was recognised that their learning and understanding
of the law might sometimes be imperfect and require correction by the High
Court and so the rule evolved that certiorari was available to correct an error
of law of an inferior court. At
first it was confined to an error on the face of the record but it is now
available to correct any error of law made by an inferior court. But despite this general rule
Parliament can if it wishes confine a decision on a question of law to a
particular inferior court and provide that the decision shall be final so that
it is not to be challenged either by appeal or by judicial review. Such a case was Pearlman v. Keepers
and Governors of Harrow School [1979] Q.B. 56 in which the dissenting
judgment of Geoffrey Lane L.J. was approved by the majority of the House of
Lords in In re A Company (sub nom. In re Racal Communications Ltd.) [1981] A.C.
374.
The common
law has ever since the decision in Philips v. Bury (1694) Holt 715
recognised that the visitor acting as a judge has exclusive jurisdiction and
that his decision is final in all matters within his jurisdiction. The common
law courts have through three centuries consistently resisted all attempts to
appeal decisions of the visitor.
The courts have however been prepared to confine the visitor to his
proper role as a judge of the internal affairs of the foundation by the use of
the writs of prohibition and mandamus.
When I said
in Thomas's case [1987] A.C. 795, 825:
"I have myself
no doubt that in the light of the modern development of administrative law, the
High Court would have power, upon an application for judicial review, to quash
a decision of the visitor which amounted to an abuse of his powers,"
I used the words
"an abuse of his powers" advisedly. I do not regard a judge who makes what an appellate court
later regards as a mistake of law as abusing his powers. In such a case the judge is not abusing
his powers; he is exercising them to the best of his ability albeit some other
court thinks he was mistaken. I
used the phrase "abuse of power" to connote some form of misbehaviour
that was wholly incompatible with the judicial role that the judge was expected
to perform. I did not intend it to
include a mere error of law.
The decision
in In re A Company shows that Parliament can by the use of
appropriate language provide that a decision on a question of law
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whether taken by a
judge or by some other form of tribunal shall be considered as final and not be
subject to challenge either by way of appeal or judicial review. For three centuries the common law
courts have recognised the value of the visitor acting as the judge of the
internal laws of the foundation and have refused to trespass upon his
territory. I do not believe that
it would be right to reverse this long line of authority and declare that
certiorari should now lie to reverse the decision of a visitor on a question of
law. The value of the visitorial
jurisdiction is that it is swift, cheap and final. These benefits will be largely dissipated if the visitor's decision
can be challenged by way of judicial review. Many decisions may turn upon the interpretation of the
statutes and other decisions of a more factual nature can all too easily be
dressed up as issues of law under the guise of "Wednesbury"
principles (Associated Provincial Picture Houses Ltd. v. Wednesbury
Corporation [1948] 1 K.B. 223). The learning and ingenuity of those members of the foundation
who are likely to be in dispute with the foundation should not be lightly
underestimated and I believe to admit certiorari to challenge the visitor's
decision on the ground of error of law will in practice prove to be the
introduction of an appeal by another name.
The visitor
is either a person holding a high judicial office, or is advised on questions
of law by such a person, in whose decision on matters of law it is reasonable
to repose a high degree of confidence.
I say this not because any holder of judicial office should ever regard
it as an affront to be overruled by an appellate court but merely to emphasise
that as a practical matter the chances are that the visitor probably will get
it right.
If it is
thought that the exclusive jurisdiction of the visitor has outlived its
usefulness, which I beg to doubt, then I think that it should be swept away by
Parliament and not undermined by judicial review.
I would add
that in the present case I am satisfied that the decision of the visitor was
correct.
LORD
BROWNE-WILKINSON. My Lords, the appellant, Mr. Page, was appointed a lecturer
in the Department of Philosophy at the University of Hull by a letter dated 13
June 1966. The letter stated:
"The appointment
may be terminated by either party on giving three months' notice in writing
expiring at the end of a term or of the long vacation."
As a lecturer, Mr.
Page became a member of the university which is a corporate body regulated by
Royal Charter. Section 34 of the
statutes made under the charter provides:
"1. The
vice-chancellor and all officers of the university including professors and
members of the staff holding their appointments until the age of retirement may
be removed by the council for good cause. . . . 3. Subject to the terms of his appointment no member of the
teaching research or administrative staff of the university (including the
vice-chancellor) shall be removed from office save upon the grounds specified
in paragraph 2 of this section and in pursuance of the procedure specified in
clause 1 of this section."
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Section 34(2) defines
the meaning of "good cause."
On 30 June
1988 Mr. Page was given three months' notice terminating his appointment on the
grounds of redundancy. It is
common ground that there was no "good cause" within the meaning of
section 34; the university was
relying on the three months' notice term contained in the letter of appointment
coupled with the provision in section 34(3) that Mr. Page's tenure was to be
subject to the terms of the appointment.
Mr. Page took
the view that on the true construction of section 34 of the statutes the
university had no power to remove him from office and terminate his employment
save for good cause. Your
Lordships were told that Mr. Page started an action in the Queen's Bench
Division for wrongful dismissal which action was struck out on the grounds that
the matter fell within the exclusive jurisdiction of the visitor of the
university, Her Majesty the Queen. Mr. Page then petitioned the visitor for a
declaration that his purported dismissal was ultra vires and of no effect. The petition was considered by the Lord
President of the Council, on behalf of Her Majesty. He sought advice from Lord Jauncey of Tullichettle who
advised that on the true construction of the statutes the dismissal was valid
and intra vires. On that advice,
the petition was dismissed by the visitor.
Mr. Page then
applied by way of judicial review for an order quashing the visitor's
decision. Before the Divisional
Court (Taylor L.J. and Rougier J.) two issues arose: first, did the Divisional Court have jurisdiction to review
the visitor's decision and, if so, second, was the visitor's construction of
the statutes correct? The
Divisional Court held that it had jurisdiction to review the visitor's decision
and that the visitor's decision was wrong in law. They made an order quashing the decision and made a
declaration that
"upon a true
construction of the statutes of the university of Hull the university has and
had no power to dismiss Edgar Page by reason of redundancy and his purported
dismissal is without effect."
The
university and the visitor appealed to the Court of Appeal (Lord Donaldson of
Lymington M.R., Staughton and Farquharson L.JJ.) [1991] 1 W.L.R. 1277 who
upheld the Divisional Court's decision on jurisdiction but reversed its
decision on construction taking the view that the visitor's construction of the
statutes was correct.
Mr. Page
appeals to your Lordships' House against the decision of the Court of Appeal on
the construction of the statutes:
the university and the visitor cross-appeal against the decision on
jurisdiction. I will deal first
with the question of jurisdiction.
As the
argument was refined in the course of the hearing, it emerged that the rival
contentions came down to a narrow but difficult issue. It is established that, a university
being an eleemosynary charitable foundation, the visitor of the university has
exclusive jurisdiction to decide disputes arising under the domestic law of the
university. This is because the
founder of such a body is entitled to reserve to himself or to a visitor whom
he appoints the exclusive right to adjudicate upon the domestic laws which the
founder has established for the regulation of his bounty. Even where the contractual rights of an
individual (such as his contract
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of employment with
the university) are in issue, if those contractual rights are themselves
dependent upon rights arising under the regulating documents of the charity,
the visitor has an exclusive jurisdiction over disputes relating to such
employment.
Those
propositions are all established by the decision of this House in Thomas v.
University of Bradford [1987] A.C. 795 which held that the courts
had no jurisdiction to entertain such disputes which must be decided by the
visitor. However, Thomas's case was
concerned with the question whether the courts and the visitor had concurrent
jurisdictions over such disputes.
In that context alone it was decided that the visitor's jurisdiction was
"exclusive." Thomas's case does
not decide that the visitor's jurisdiction excludes the supervisory
jurisdiction of the courts by way of judicial review. On the contrary, my noble and learned friend Lord Griffiths
said, at p. 825:
"Finally, there
is the protection afforded by the supervisory, as opposed to appellate,
jurisdiction of the High Court over the visitor. It has long been held that the writs of mandamus and
prohibition will go either to compel the visitor to act if he refused to deal
with a matter within his jurisdiction or to prohibit him from dealing with a
matter that lies without his jurisdiction. . . . Although doubts have been
expressed in the past as to the availability of certiorari, I have myself no
doubt that in the light of the modern development of administrative law, the
High Court would have power, upon an application for judicial review, to quash
a decision of the visitor which amounted to an abuse of his powers."
Lord Ackner
said, at p. 828, that the case fell within the exclusive jurisdiction of the
visitor "subject always to judicial review."
Under the
modern law, certiorari normally lies to quash a decision for error of law. Therefore, the narrow issue in this
case is whether, as Mr. Page contends and the courts below have held,
certiorari lies against the visitor to quash his decision as being erroneous in
point of law notwithstanding that the question of law arises under the domestic
law of the university which the visitor has "exclusive" jurisdiction
to decide.
It is
necessary first to consider in some detail the nature of the visitor's
jurisdiction. After some earlier
doubts on the matter, the exclusivity of the visitor's jurisdiction was finally
confirmed in Philips v. Bury, Holt 715 where the reported dissenting
judgment of Holt C.J. was eventually adopted by this House. In that case, the visitor of Exeter
College, Oxford, had deprived Bury of his office as rector. The new rector appointed in his place
had leased a house to the plaintiff Philips, who had been evicted by Bury. Philips brought an action in ejectment
against Bury. Accordingly the
issue in the case was whether the removal of Bury by the visitor was valid or
not. Holt C.J. held that two
questions arose: first, did the
visitor have jurisdiction to remove Bury;
if so, second, was the visitor's decision correct? He held, at p. 719, that the visitor
did have jurisdiction and that "having that power, the justice thereof is
not examinable in a court of law, upon any action
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concerning the
[visitor's] power." He
contrasted private charitable bodies with public corporations and said, at pp.
723-726:
"And I think the
sufficiency of the sentence is never to be called in question, nor any inquiry
to be made here into the reasons of the deprivation. If the sentence be given
by the proper visitor, created so by the founder, or by the law, you shall never
inquire into the validity, or ground of the sentence. And this will appear, if we consider the reason of a
visitor, how he comes to be supported by authority in that office. . . . But private and particular
corporations for charity, founded and endowed by private persons, are subject
to the private government of those who erect them; and therefore if there be no visitor appointed by the
founder, I am of opinion that the law doth appoint the founder and his heirs to
be visitors. The founder and his
heirs are patrons, and not to be guided by the common known laws of the
kingdom. But such corporations
are, as to their own affairs, to be governed by the particular laws and
constitutions assigned by the founder. . . . But you'll say, this man hath no
court. It is not material whether
he hath a court or no; all the
matter is, whether he hath a jurisdiction; if he hath conusance of the matter and person, and he gives
a sentence, it must have some effect to make a vacancy, be it never so
wrong. But there is no appeal, if
the founder hath not thought fit to direct an appeal; that an appeal lieth in the common law courts is certainly
not so. This is according to the
government settled by the founder;
if he hath directed all to be under the absolute power of the visitor,
it must be so. . . . As to the matter of there being no appeal from an
arbitrary sentence; it is true,
the case is the harder, because the party is concluded by one judgment, but it
doth not lessen the validity of the sentence, nor doth it in any way prove that
you shall find out some way to examine this matter at law in a judicial
proceeding."
Later, Holt
C.J. said, at pp. 727-728:
"I know no
difference between this case and that of a mandamus. In that case of Appleford (Appleford's Case (1672) 1
Mod.Rep. 82) there was a mandamus brought, to restore him to his
fellowship: it was returned, that
by the statutes of the college, for misdemeanour they had a power to turn him
out; and that the Bishop of
Winchester was visitor, and that he was turned out pro crimine enormi, and had
appealed to the bishop, who confirmed the expulsion; and the particular cause was not returned: I was of counsel
for the college, and we omitted the cause in the return for that reason,
because indeed it was not so true as it should have been. It was insisted, that
we ought to show the cause in the return, to bring it within the statutes. It was answered, here was a local
visitor, who has given a sentence;
and be it right, or be it wrong, the party is concluded by it; and you must submit to such laws as the
founder is pleased to put upon you.
And Mr. Appleford was not restored. This is an express authority to guide our judgment in this
case. Here is a local
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visitor hath given a
sentence, he hath declared the rector to be actually deprived of his
place. When shall we know when a
deprivation is good? If not upon a
mandamus, why in an ejectment?"
The decision
of Holt C.J. in Philips v. Bury is the locus classicus of the law of
visitors. It has been repeatedly
applied for the last 300 years, most recently in Thomas v. University of
Bradford [1987] A.C. 795.
For present purposes it is important for three reasons. 1. It shows that the court can and will inquire whether the
visitor has jurisdiction to determine the question, i.e., to enter into the
matter. 2. If the visitor has such jurisdiction,
the court has no power to ignore it or review it by way of mandamus or in any
other way. 3. The reason for such lack of
jurisdiction to review in the court is that an eleemosynary corporation is governed
by a system of private law which is not of "the common known laws of the
kingdom" but the particular laws and constitutions assigned by the
founder.
As to the
first of those points, the ability of the courts to control the visitor by the
prerogative writs has been established by many cases. Thus, the court has by
mandamus required a visitor to exercise his jurisdiction: see Rex v. Bishop of Ely (1794) 5
Durn. & E. 475 and Rex v. Dunsheath, Ex parte Meredith [1951] 1
K.B. 127, 134. The court will also
grant prohibition to restrain a visitor from acting outside his
jurisdiction: Bishop of
Chichester v. Harward (1787) 1 Durn. & E. 650. In one case, the court indicated that
it would intervene to prevent a breach by the visitor of the rules of natural
justice: see Bently v. Bishop
of Ely (1729) 1 Barn. 192.
As to the
second point, there are numerous cases in which attempts have been made to
induce the courts to review or ignore decisions of the visitor acting within
his jurisdiction, all of which have been unsuccessful. For some technical
reason certiorari used not to be available in such cases; but the aggrieved party applied for
mandamus to require the other parties to act on the footing that the visitor's
decision was invalid. Thus in the case referred to by Holt C.J., in Philips
v. Bury, Appleford's Case (1672) 1 Mod.Rep. 82, the plaintiff sought
an order directed to the master and fellows of a college to reinstate him as a
fellow, the visitor having already adjudicated that he had been rightly
removed. Mandamus was refused.
In Rex v.
Bishop of Chester (1747) 1 W.Bl. 22 the bishop as visitor had removed the
applicant as a canon. The
applicant sought mandamus directed to the visitor to restore him. The order was refused. Lee C.J. said, at p. 26: "There is
no precedent, where a mandamus has gone to a visitor, to reverse his own
sentence." Wright J. agreed
saying: "Visitors have an absolute power; the only absolute one I know of in England." Denison J. said: "This court
cannot control visitors."
Similarly in Rex
v. Bishop of Ely, 5 Durn. & E. 475 the applicant had been removed as
a fellow of Jesus College, Cambridge, and had appealed unsuccessfully to the
bishop as visitor. He then applied
for a mandamus directed to the visitor to hear an appeal on the ground that the
earlier appeal to the visitor had been no true appeal at all. His
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counsel admitted
that, by reason of Philips v. Bury, Holt 715, the court had no power to
order the visitor to correct his decision however erroneous. Lord Kenyon C.J. said, 5 Durn. & E.
475, 477:
"It was settled
in Philips v. Bury, in which determination the profession has
ever since acquiesced, that this court has no other power than that of putting
the visitatorial power in motion, (if I may use the expression,) but that if
the judgment of the visitor be ever so erroneous, we cannot interfere in order
to correct it. Now here the
visitor received the appeal; each party disclosed his case to him; the whole merits of the case were
before him; and he has exercised
his judgment upon the whole. If
therefore we were to interfere, it would be for the purpose of controlling his
judgment. But any interference by us to control the judgment of the visitor,
would be attended with the most mischievous consequences, since we must then
decide on the statutes of the college, of which we are ignorant, and the
construction of which has been confided to another forum."
Grose J.
said:
"If the bishop
had not exercised his judgment at all, we would have compelled him: but it is objected that he has not
exercised it rightly; to this I
answer that we have no authority to say how he should have decided."
This case
seems to me clear authority that the court has no jurisdiction to review the
decision of a visitor made within his jurisdiction.
In Ex
parte Buller (1855) 1 Jur.(N.S.) 709 the applicant had been expelled
from his fellowship by the provost and fellows of King's College, Cambridge.
His appeal to the visitor had been dismissed. He sought mandamus directed not to the visitor but to the
provost and fellows to reinstate him on the grounds that the provost and
fellows had breached the rules of natural justice. Coleridge J. held, quoting the judgment of Lord Kenyon C.J.
in Rex v. Bishop of Ely, 5 Durn. & E. 475, that the court had no
power to compel the visitor "to correct or alter his decision, although
that decision may be erroneous."
He said that mandamus would not go to the provost and fellows because
"a member of a
college puts himself voluntarily under a peculiar system of law, and assents to
being bound by it, and cannot thereafter complain that such system is not in
accordance with that adopted by the common law."
Mandamus was
therefore refused because the visitor's determination provided a complete
answer to the complaint of breach of natural justice by the provost and
fellows.
As to the
third point (the reason why the court lacks jurisdiction to review), the views
of Holt C.J. are supported by the passages I have already quoted from Rex v.
Bishop of Ely (inability to decide on the statutes of the college
"of which we are ignorant, and the construction of which has been confided
to another forum") and Ex parte Buller, 1 Jur.(N.S.) 709
("a peculiar system" which is not required to be in
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accordance with
common law). In Thomas v.
University of Bradford [1987] A.C. 795 this House had to decide
whether the jurisdiction of the visitor was founded on membership of the
university or (as the House held) on the fact that a separate system of law was
applicable. My noble and learned
friend, Lord Griffiths, referred, at pp. 814-815, to the visitor's jurisdiction
stemming from the power of the founder
"to provide the
laws under which the object of his charity was to be governed and to be sole judge of the
interpretation and application of those laws either by himself or by such
person as he should appoint as a visitor . . ." (Emphasis added.)
He also
referred, at pp. 815d and 816b, to the laws as being "domestic" and
"the internal laws of the foundation." Lord Ackner referred, at p. 827, to the function of the
visitor as being the supervision "of the internal rules of the foundation
so that it is governed in accordance with those private laws which the founder
has laid down . . ."
In my
judgment this review of the authorities demonstrates that for over 300 years
the law has been clearly established that the visitor of an eleemosynary
charity has an exclusive jurisdiction to determine what are the internal laws
of the charity and the proper application of those laws to those within his
jurisdiction. The court's
inability to determine those matters is not limited to the period pending the
visitor's determination but extends so as to prohibit any subsequent review by
the court of the correctness of a decision made by the visitor acting within
his jurisdiction and in accordance with the rules of natural justice. This inability of the court to intervene
is founded on the fact that the applicable law is not the common law of England
but a peculiar or domestic law of which the visitor is the sole judge. This special status of a visitor
springs from the common law recognising the right of the founder to lay down
such a special law subject to adjudication only by a special judge, the
visitor.
How then is
it contended that the courts have power to review the visitor's decision as to
the effect of the domestic law of the university in this case? The Divisional Court and the Court of
Appeal [1991] 1 W.L.R. 1277 did not consider in any detail the old authorities
to which I have referred. They
started from the position, in my judgment incorrectly, that the references in Thomas
v. University of Bradford to the visitor's jurisdiction being
exclusive meant simply that the court did not have concurrent jurisdiction with
him. Then, since this House in Thomas's case had
accepted that judicial review by way of certiorari did lie to the visitor at
least to restrain an abusive process, they held that there was jurisdiction to
correct errors of law since "illegality" is one of the accepted heads
of judicial review.
Before your
Lordships, Mr. Burke refined this argument. He relied upon the great development that has recently taken
place in the law of judicial review whereby the courts have asserted a general
jurisdiction to review the decisions of tribunals and inferior courts. He points to the way in which the law
has developed from a maze of individual sets of circumstances in which one or
other of the prerogative writs would lie to a general principle under which
courts will review decisions on the three grounds of illegality, irrationality
and procedural impropriety: see per
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Lord Diplock in Council
of Civil Service Unions v. Minister for the Civil Service [1985] A.C.
374, 410. Mr. Burke submits that if judicial review lies at all, then it is not
possible to pick and choose between Lord Diplock's three categories: it must lie on all three grounds or not
at all. As to illegality, recent
developments in the law have shown that any relevant error of law made by the
decision maker, whether as to his powers or as to the law he is to apply, may
lead to his decision being quashed.
In the present case, since the decision in Thomas v. University of
Bradford [1987] A.C. 795 shows that judicial review does lie
against the visitor, so his decision is capable of being reviewed on any one of
Lord Diplock's three grounds, including illegality. If, therefore, the visitor has made an error in construing
the statutes of the university, his decision can be quashed on judicial review.
I accept much
of Mr. Burke's submissions. Over
the last 40 years, the courts have developed general principles of judicial
review. The fundamental principle
is that the courts will intervene to ensure that the powers of public
decision-making bodies are exercised lawfully. In all cases, save possibly one, this intervention by way of
prohibition or certiorari is based on the proposition that such powers have
been conferred on the decision maker on the underlying assumption that the
powers are to be exercised only within the jurisdiction conferred, in
accordance with fair procedures and, in a Wednesbury sense (Associated
Provincial Picture Houses Ltd. v. Wednesbury Corporation [1948] 1
K.B. 223), reasonably. If the decision maker exercises his powers outside the
jurisdiction conferred, in a manner which is procedurally irregular or is Wednesbury
unreasonable, he is acting ultra vires his powers and therefore
unlawfully: see Wade,
Administrative Law, 6th ed. (1988), pp. 39 et seq. The one possible exception to this
general rule used to be the jurisdiction of the court to quash a decision taken
within the jurisdiction of the decision taker where an error of law appeared on
the face of the record: Rex v.
Northumberland Compensation Appeal Tribunal, Ex parte Shaw [1952] 1
K.B. 338.
In my
judgment the decision in Anisminic Ltd. v. Foreign Compensation Commission [1969] 2
A.C. 147 rendered obsolete the distinction between errors of law on the face of
the record and other errors of law by extending the doctrine of ultra
vires. Thenceforward it was to be
taken that Parliament had only conferred the decision-making power on the basis
that it was to be exercised on the correct legal basis: a misdirection in law in making the
decision therefore rendered the decision ultra vires. Professor Wade considers that the true effect of Anisminic is still in
doubt: Administrative Law, 6th ed., pp. 299 et seq. But in my judgment the decision of this
House in O'Reilly v. Mackman [1983] 2 A.C. 237 establishes the law in the
sense that I have stated. Lord
Diplock, with whose speech all the other members of the committee agreed, said,
at p. 278, that the decision in Anisminic:
"has liberated
English public law from the fetters that the courts had theretofore imposed
upon themselves so far as determinations of inferior courts and statutory
tribunals were concerned, by drawing esoteric distinctions between errors of
law committed by such tribunals that went to their jurisdiction, and errors of
law committed
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by them within their
jurisdiction. The break-through
that the Anisminic case made was the recognition by the
majority of this House that if a tribunal whose jurisdiction was limited by
statute or subordinate legislation mistook the law applicable to the facts as
it had found them, it must have asked itself the wrong question, i.e., one into
which it was not empowered to inquire and so had no jurisdiction to
determine. Its purported
'determination,' not being 'a determination' within the meaning of the
empowering legislation, was accordingly a nullity."
Therefore, I
agree with Mr. Burke that in general any error of law made by an administrative
tribunal or inferior court in reaching its decision can be quashed for error of
law.
At this point
I must notice an argument raised by Mr. Beloff for the university. He suggests
that the recent decision of this House in Reg. v. Independent Television
Commission, Ex parte T.S.W. Broadcasting Ltd., The Times, 30 March
1992, has thrown doubt on the proposition that all errors of law vitiate the
decision. In my judgment this is a
misreading of that authority. This
House was asserting that the mere existence of a mistake of law made at some
earlier stage does not vitiate the actual decision made: what must be shown is a relevant error
of law, i.e., an error in the actual making of the decision which affected the
decision itself. This is demonstrated by Lord Templeman's quotation from the
well known judgment of Lord Greene M.R. in Associated Provincial Picture
Houses Ltd. v. Wednesbury Corporation [1948] 1 K.B. 223 (including the
passage, at p. 229, "a person entrusted with a discretion must, so to
speak, direct himself properly in law") and the manner in which thereafter
he applied those principles to the facts of the case before the House.
Although the
general rule is that decisions affected by errors of law made by tribunals or
inferior courts can be quashed, in my judgment there are two reasons why that
rule does not apply in the case of visitors. First, as I have sought to explain, the constitutional basis
of the courts' power to quash is that the decision of the inferior tribunal is
unlawful on the grounds that it is ultra vires. In the ordinary case, the law applicable to a decision made
by such a body is the general law of the land. Therefore, a tribunal or inferior court acts ultra vires if
it reaches its conclusion on a basis erroneous under the general law. But the position of decisions made by a
visitor is different. As the
authorities which I have cited demonstrate, the visitor is applying not the
general law of the land but a peculiar, domestic law of which he is the sole
arbiter and of which the courts have no cognisance. If the visitor has power under the regulating documents to
enter into the adjudication of the dispute (i.e., is acting within his
jurisdiction in the narrow sense) he cannot err in law in reaching this
decision since the general law is not the applicable law. Therefore he cannot be acting ultra
vires and unlawfully by applying his view of the domestic law in reaching his
decision. The court has no
jurisdiction either to say that he erred in his application of the general law
(since the general law is not applicable to the decision) or to reach a
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contrary view as to
the effect of the domestic law (since the visitor is the sole judge of such
domestic law).
The second
reason is closely allied to the first.
In Pearlman v. Keepers and Governors of Harrow School [1979] Q.B.
56 a statute provided that the decision of the county court as to whether works
constituted an "improvement" within the meaning of the Act should be
"final and conclusive."
A tenant claimed that the installation of a central heating system
constituted an "improvement."
The county court judge ruled that it did not. The tenant then applied to the Divisional Court by way of
judicial review to quash the judge's decision. The majority of the Court of Appeal held that it had
jurisdiction to quash the judge's order.
However, Geoffrey Lane L.J. dissented. He held that the judge had done nothing which went outside
the proper area of his inquiry. The question was not whether the judge had made a wrong
decision but whether he had inquired into and decided a matter which he had no
right to consider. Therefore he
held that the court had no jurisdiction to review the decision of the county
court judge for error of law.
This
dissenting judgment of Geoffrey Lane L.J. has been approved by the Privy
Council in South East Asia Fire Bricks Sdn. Bhd. v. Non-Metallic Mineral
Products Manufacturing Employees Union [1981] A.C. 363,
370e-f and by a majority in this House in In re A Company [1981] A.C.
374, 384b-d and 390f-391d. In the
latter case, Lord Diplock pointed out, at pp. 382-383, that the decision in Anisminic
Ltd. v. Foreign Compensation Commission [1969] 2 A.C. 147
applied to decisions of administrative tribunals or other administrative bodies
made under statutory powers: in those cases there was a presumption that the
statute conferring the power did not intend the administrative body to be the
final arbiter of questions of law.
He then contrasted that position with the case where a decision-making
power had been conferred on a court of law. In that case no such presumption could exist: on the contrary where Parliament had
provided that the decision of an inferior court was final and conclusive the
High Court should not be astute to find that the inferior court's decision on a
question of law had not been made final and conclusive, thereby excluding the
jurisdiction to review it.
In my
judgment, therefore, if there were a statutory provision that the decision of a
visitor on the law applicable to internal disputes of a charity was to be
"final and conclusive," courts would have no jurisdiction to review
the visitor's decision on the grounds of error of law made by the visitor
within his jurisdiction (in the narrow sense). For myself, I can see no relevant distinction between a case
where a statute has conferred such final and conclusive jurisdiction and the
case where the common law has for 300 years recognised that the visitor's
decision on questions of fact and law are final and conclusive and are not to
be reviewed by the courts.
Accordingly, unless this House is prepared to sweep away
long-established law, there is no jurisdiction in the court to review a
visitor's decision for error of law committed within his jurisdiction.
Mr. Burke
urged that the position of a visitor would be anomalous if he were immune from
review on the ground of error of law.
He submitted that the concept of a peculiar domestic law differing from
the
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general law of the
land was artificial since in practice the charter and statutes of a university
are expressed in ordinary legal language and applied in accordance with the
same principles as those applicable under the general law. He pointed to the important public role
occupied by universities and submitted that it was wrong that they should be
immune from the general law of the land:
"There must be no Alsatia in England where the King's writ does not
run:" per Scrutton
L.J. in Czarnikow v. Roth, Schmidt & Co. [1922] 2 K.B. 478,
488. He further suggested that to
permit review of a visitor's decision for error of law would not impair the
effectiveness of the visitor's domestic jurisdiction.
I accept that
the position of the visitor is anomalous, indeed unique. I further accept that
where the visitor is, or is advised by, a lawyer the distinction between the
peculiar domestic law he applies and the general law is artificial. But I do not regard these factors as
justifying sweeping away the law which for so long has regulated the conduct of
charitable corporations. There are
internal disputes which are resolved by a visitor who is not a lawyer himself
and has not taken legal advice. It
is not only modern universities which have visitors: there are a substantial number of other long-established
educational, ecclesiastical and eleemosynary bodies which have visitors. The advantages of having an informal
system which produces a speedy, cheap and final answer to internal disputes has
been repeatedly emphasized in the authorities, most recently by this House in Thomas
v. University of Bradford [1987] A.C. 795: see perLord Griffiths, at p. 825d; see also Patel v. University of
Bradford Senate [1978] 1 W.L.R. 1488, 1499-1500. If
it were to be held that judicial review for error of law lay against the
visitor I fear that, as in the present case, finality would be lost not only in
cases raising pure questions of law but also in cases where it would be urged
in accordance with the Wednesbury principle (Associated Provincial
Picture Houses Ltd. v. Wednesbury Corporation [1948] 1 K.B. 223)
that the visitor had failed to take into account relevant matters or taken into
account irrelevant matters or had reached an irrational conclusion. Although the visitor's position is
anomalous, it provides a valuable machinery for resolving internal disputes
which should not be lost.
I have
therefore reached the conclusion that judicial review does not lie to impeach
the decisions of a visitor taken within his jurisdiction (in the narrow sense)
on questions of either fact or law.
Judicial review does lie to the visitor in cases where he has acted
outside his jurisdiction (in the narrow sense) or abused his powers or acted in
breach of the rules of natural justice.
Accordingly, in my judgment the Divisional Court had no jurisdiction to
entertain the application for judicial review of the visitor's decision in this
case.
In those
circumstances, it is unnecessary to express any view on the proper construction
of the charter and statutes beyond saying that I have heard nothing which
persuades me that the views of Lord Jauncey of Tullichettle and the Court of
Appeal [1991] 1 W.L.R. 1277 were wrong.
I would dismiss the appeal and allow the cross-appeals, with costs.
LORD MUSTILL.
My Lords, because I consider that the decision of the visitor was right I
concur in the order proposed by your Lordships
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that this appeal
should be dismissed. I have
however found it difficult to subscribe to the opinion preferred by the
majority of your Lordships that the appeal should be dismissed because the
decision of a visitor is not susceptible to judicial review for an error of
law, and had prepared a judgment setting out in summary my reasons for this
difficulty. Subsequently, I have
had the advantage of reading in draft the speech to be delivered by my noble
and learned friend, Lord Slynn of Hadley, in which he concludes that the
decision is indeed reviewable and does so on grounds which I venture to find
convincing. Accordingly, I need
say no more than that, with due respect to the majority of your Lordships, I
agree with my noble and learned friend in both his conclusions and his
reasoning.
LORD SLYNN OF
HADLEY. Lords, Mr. Page was appointed as a lecturer in philosophy in the
University of Hull with effect from 1 October 1966. By letter dated 30 June
1988 his appointment was terminated on 2 October 1988. The reason for terminating his
appointment was that the university felt it necessary to reduce the number of
staff in the Department of Philosophy by one and he was the oldest member. Mr.
Page began proceedings in the Queen's Bench Division to establish that the
university was not entitled to dismiss him. Those proceedings were struck out on the basis that his
claim fell within the exclusive jurisdiction of the visitor of the university
and so he petitioned the visitor, Her Majesty the Queen. Having received from Lord Jauncey of
Tullichettle advice that the dismissal was valid, the Lord President of the
Council on behalf of Her Majesty dismissed the petition.
Mr. Page
applied for judicial review of that decision. The Divisional Court held that they had power to review the
visitor's decision and that upon a proper construction of the university
statutes the university had no power to dismiss Mr. Page. The Court of Appeal [1991] 1 W.L.R.
1277 likewise held that the visitor's decision could be reviewed but held that
the visitor's decision was correct in law.
On this
appeal questions as to the court's jurisdiction and as to the proper
construction of the university's statutes have been raised.
The
jurisdiction issue seems to me to divide into two parts. First, does judicial review by way of
certiorari ever lie to review error of law where there is no issue as to excess
of jurisdiction or breach of natural justice? If it does not, it cannot in any
event lie against a visitor on that basis. If it does, the second question is whether certiorari can
lie in respect of the decision of a visitor.
As to the
first question it is clear that views as to the availability and scope of
certiorari together with its actual use have varied from time to time. In particular distinctions were drawn
between errors of law going to jurisdiction and errors of law within
jurisdiction and between errors of law on the face of the record and other
errors of law which in neither case went to jurisdiction.
For my part
and despite the advice of the Privy Council in South East Asia Fire Bricks
Sdn. Bhd. v. Non-Metallic Mineral Products Manufacturing Employees Union [1981] A.C.
363, I would now follow the opinion of Lord Diplock in In re A Company [1981] A.C.
374, 382-
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383 (with which Lord
Keith of Kinkel agreed) and in O'Reilly v. Mackman [1983] 2 A.C. 237,
278 (with which the other members of the Appellate Committee agreed. In the
former Lord Diplock said, at p. 383:
"The
break-through made by Anisminic Ltd. v. Foreign Compensation Commission[1969] 2 A.C.
147 was that, as respects administrative tribunals and authorities, the old
distinction between errors of law that went to jurisdiction and errors of law
that did not, was for practical purposes abolished."
In the latter case
Lord Diplock said, at p. 278, that the decision in Anisminic:
"has liberated
English public law from the fetters that the courts had theretofore imposed
upon themselves so far as determinations of inferior courts and statutory
tribunals were concerned, by drawing esoteric distinctions between errors of
law committed by such tribunals that went to their jurisdiction, and errors of
law committed by them within their jurisdiction. The break-through that the Anisminic case made
was the recognition by the majority of this House that if a tribunal whose
jurisdiction was limited by statute or subordinate legislation mistook the law
applicable to the facts as it had found them, it must have asked itself the
wrong question, i.e., one into which it was not empowered to inquire and so had
no jurisidiction to determine. Its
purported 'determination,' not being a 'determination' within the meaning of
the empowering legislation, was accordingly a nullity."
I accordingly
accept that certiorari is now available to quash errors of law in a decision.
The second
part of this issue is therefore whether the decision of a visitor can be
reviewed for error of law.
It is common
ground between the parties, and, on the basis of earlier cases, rightly so,
that the visitor to a university may be given an exclusive jurisdiction, e.g.,
to decide disputes arising under the statutes of the university. The same
applies to visitors to other eleemosynary foundations such as schools, colleges
and dioceses. It has long been accepted
that this exclusive jurisdiction prevents the courts of the land from dealing
initially with issues falling to be decided by the visitor, and prevent an
appeal from the visitor to those courts.
As early as
1694 in Philips v. Bury,
Holt 715 this House accepted as correct the dissenting judgment of Holt
C.J. where it was sought to challenge the removal of a rector by the visitor of
Exeter College by an action in ejectment.
Holt C.J.
held, at p. 719, that the visitor did have jurisdiction to deprive the rector
of his office and that "having that power, the justice thereof is not
examinable in a court of law, upon any action concerning the [visitor's]
power." He asked, at p. 723:
"First, whether
the sufficiency of the sentence, as to the cause, be examinable in the common
law courts? And, secondly, whether
the
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truth of that cause,
suppose it to be sufficient to ground the sentence, if true, can be inquired
into here?"
In vigorous
terms he stated the position, at pp. 723-725:
"If the sentence
be given by the proper visitor, created so by the founder, or by the law, you
shall never inquire into the validity, or ground of the sentence . . . private
and particular corporations for charity, founded and endowed by private persons,
are subject to the private government of those who erect them . . . if [the
visitor] hath conusance of the matter and person, and he gives a sentence, it
must have some effect to make a vacancy, be it never so wrong. But there is no appeal, if the founder hath
not thought fit to direct an appeal; that an appeal lieth in the common law
courts, is certainly not so. This
is according to the government settled by the founder; if he hath directed all
to be under the absolute power of the visitor, it must be so."
The reason
for the rule was explained further in the same year in Rex v. St. John's
College, Cambridge (1694) 4 Mod.Rep. 233, 241:
"The visitor is
made by the founder, and is the proper judge of the private laws of the
college; he is to determine offences against those laws. But where the law of
the land is disobeyed, this court will take notice thereof notwithstanding the
visitor . . ."
To the same effect
was Rex v. Bland (1740) 7 Mod.Rep. 355, and in 1794 in Rex v. Bishop
of Ely, 5 Durn. & E. 475 Lord Kenyon C.J. regarded what had been said by Holt
C.J. as settled law. In 1855
Coleridge J. accepted the same principle in Ex parte Buller, 1
Jur.(N.S.) 709:
"It has been
decided, and is now admitted, that where a visitor has acted in his
visitatorial capacity, this court has no power to compel him to correct or
alter his decision, although that decision may be erroneous. All that we can do
is to set the visitor in motion; but having done so, we cannot review his
decision. In Rex v. Bishop of
Ely, Lord Kenyon C.J. refused the rule upon this ground, and says, 'It was
settled in Philips v. Bury, in which determination the profession has
ever since acquiesced, that this court has no other power than that of putting
the visitatorial power in motion, (if I may use the expression); but that if
the judgment of the visitor be erroneous, we cannot interfere in order to
correct it. Now, here the visitor received the appeal, each party disclosed his
case to him, the whole merits of the case were before him, and he has exercised
his judgment upon the whole. If,
therefore, we were to interfere, it would be for the purpose of controlling his
judgment; but any interference by us to control the judgment of the visitor
would be attended with the most mischievous consequences, since we must then
decide upon the statutes of the college, of which we are ignorant, and the
construction of which has been confided to another forum.'"
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On the other
hand, the court will by mandamus order a visitor to exercise his jurisdiction
if he refuses or fails to do so since if he does not, no one else can.
In Rex v.
Bishop of Ely (1788) 2 Durn. & E. 290, and again in Rex v.
Bishop of Ely, 5 Durn. & E. 475, the court recognised this
principle. In the latter case Grose J. said, at p. 477:
"If the bishop
had not exercised his judgment at all, we would have compelled him: but it is
objected that he has not exercised it rightly; to this I answer that we have no
authority to say how he should have decided."
Conversely,
it has been accepted that the court may inquire as to whether a visitor intends
to act outside his jurisdiction and in a proper case to grant a writ or order
of prohibition to restrain him: Bishop
of Chichester v. Harward, 1 Durn. & E. 650; see also Bently v.
Bishop of Ely, 1 Barn. 192.
Thus despite
the rule in Philips v. Bury, Holt 715, some control over the exercise of
jurisdiction was well recognised.
The position is summarised in Rex v. Bishop of Chester, 1 W.Bl. 22,
25, by Lee C.J.: "Certainly,
if a visitor is in his jurisdiction his acts are not to be inquired into; if
out of it, his acts are void."
There is thus
no doubt that on the older authorities the courts have refused to review by way
of certiorari the decision of a visitor even though they were prepared to grant
mandamus to require him to act or to prohibit him from acting in excess of
jurisdiction.
More recently
in Thomas v. University of Bradford [1987] A.C. 795,
Lord Griffiths (with whom Lord Bridge of Harwich, Lord Brandon of Oakbrook and
Lord Mackay of Clashfern agreed) confirmed that the courts have no concurrent
or appellate jurisdiction in respect of matters referred to a visitor by the
special regulations of a university and emphasised the advantages of the
visitorial procedure. Lord
Griffiths concluded, at p. 825, however:
"Finally, there
is the protection afforded by the supervisory, as opposed to appellate,
jurisdiction of the High Court over the visitor. It has long been held that the writs of mandanus and prohibition
will go . . . Although doubts have
been expressed in the past as to the availability of certiorari, I myself have
no doubt that in the light of the modern development of administrative law, the
High Court would have power, upon an application for judicial review, to quash
a decision of the visitor which amounted to an abuse of his powers."
Lord Ackner said, at
p. 828:
"The source of
the obligation upon which Miss Thomas relies for her claim is the domestic laws
of the university, its statutes and its ordinances. It is her case that the
university has failed either in the proper interpretation of its statutes or in
their proper application. Miss
Thomas is not relying upon a contractual obligation other than an obligation by
the university to comply with its own domestic laws. Accordingly, in my judgment, her claim falls within the
exclusive jurisdiction of the visitor, subject always to judicial review."
[1993] |
|
709 |
A.C. |
Reg. v.
Hull University Visitor, Ex p. Page (H.L.(E.)) |
Lord
Slynn of Hadley |
It is thus
clear on the basis of all these authorities that at the present time
universities can create a jurisdiction for the visitor which excludes the
concurrent and appellate jurisdiction of the courts. I respectfully agree with Lord Griffiths that certiorari
would nonetheless go to quash a decision of the visitor which amounted to an
abuse of his power. The question
in the present case however is a different question - does certiorari go beyond
quashing for abuse of power and allow judicial review for errors of law within
jurisdiction? I do not think that
this question was resolved in Thomas by what was said by
Lord Griffiths though Lord Ackner's reference to judicial review is in general
terms.
It is
obviously not necessary to cite cases for the proposition that there has been a
considerable development in the scope of judicial review in the second half of
this century. It is more than
enough to refer to the analysis of Sir William Wade in Administrative Law, 6th ed.,
at, e.g. pp. 299-303. The old cases which I have cited have to be read subject
to that development and not least to what was said in Thomas's case.
With
deference to the contrary view of the majority of your Lordships, in my opinion
if certiorari can go to a particular tribunal it is available on all the
grounds which have been judicially recognised. I can see no reasons in principle for limiting the
availability of certiorari to a patent excess of power (as where a visitor has
decided something which was not within his remit) and excluding review on other
grounds recognised by the law. If
it is accepted, as I believe it should be accepted, that certiorari goes not
only for such an excess or abuse of power but also for a breach of the rules of
natural justice there is even less reason in principle for excluding other
established grounds. If therefore
certiorari is generally available for error of law not involving abuse of power
(as on the basis of Lord Diplock's speeches I consider that it is) then it
should be available also in respect of a decision of a visitor.
I am not
persuaded that the jurisdiction of the visitor involves such exceptional
considerations that this principle should be departed from and that some
grounds be accepted and others held not to be available for the purposes of
judicial review.
The
submissions made to your Lordships on the basis of the history of eleemosynary
corporations do not seem to me to justify the drawing of such a distinction at
the present time once it is accepted that certiorari can be available (as in Thomas) on some
grounds. Nor do I accept that all
the questions referred to a visitor involve such arcane learning that only
those intimately aware of university affairs can begin to understand it, the
judges of the land not being able to appreciate the issues. The fact that Lords of Appeal in
Ordinary and other senior judges are invited to advise the visitor show that
this cannot be assumed. Moreover,
issues of law may be referred to the visitor which are wholly analogous to
questions decided by the courts.
The present is such a case in which, if there had been no referral to a
visitor, the matter would have come before the tribunals and courts on a
clearly recognisable employment law question.
Nor am I
impressed by the floodgates argument - it is said that the Divisional Court
would be overwhelmed by applications to review visitors' decisions. In the
first place many references to the visitor in
[1993] |
|
710 |
A.C. |
Reg. v.
Hull University Visitor, Ex p. Page (H.L.(E.)) |
Lord
Slynn of Hadley |
student or staff
disputes with university authorities do not involve questions of law at
all. It will quickly be recognised
that on matters of fact and challenges to the exercise of discretion leave to
apply for judicial review will be refused. Moreover where the issue really does raise a question of
esoteric university "lore" the courts are unlikely to override the
decision of the visitor, informed as he will be by the university authorities.
If there is a
real question of law, particularly if it involves matters analogous to or the
same as issues of the general law, I can see no reasonable justification for
refusing judicial review. If the
individual's rights are affected he should be entitled to the same protection
by the courts as he would be in respect of the decisions of a wide range of
other tribunals and bodies to whom decisions involving a question of law are
assigned.
I do not
accept the intervener's argument that it is in some way undignified for the
decision of a visitor, on the basis of advice from an eminent judge, to be
subject to judicial review and that if certiorari is held to be available
senior judges will not wish to give such advice. In most cases their advice will either be right in law or be
in an area where the courts will wish to leave alone the exercise of the
visitor's discretion. If there is
an important and difficult question of law, however, I do not anticipate that
senior judges will either feel "demeaned" or take umbrage at the
possibility of the courts looking at the question again on fuller argument.
The suggested
analogies relied on with ecclesiastical courts and military courts which apply
wholly distinct areas of law do not seem to me to be helpful or valid.
I therefore
consider that certiorari does lie to review the construction placed upon the
statutes by the visitor and that the cross-appeal should be dismissed.
The question
then arises as to whether an error of law has been shown in the present case.
The notice
inviting applications for an appointment as senior lecturer/lecturer in
philosophy contained the following paragraph:
"Tenure
The appointments will
date from 1 October 1966 and will be subject to the statutes of the university
for the time being in force and to any conditions prescribed by the council [of
the university] at the time of the appointments. The senior lecturer or lecturer shall vacate his office on
the 30th day of September following the date on which he attains the age of 67
years, unless it is specially extended by resolution of council. . . . The appointments may be terminated on
either side by three months' notice in writing expiring at the end of a term or
of the long vacation."
On 13 June
1966 the registrar wrote to offer Mr. Page, subject to the formal approval of
senate and council, an appointment as a lecturer with effect from 1 October
1966 "on the terms and conditions set out below:"
"The appointment
may be terminated by either party on giving three months' notice in writing
expiring at the end of a term or of the long vacation."
[1993] |
|
711 |
A.C. |
Reg. v.
Hull University Visitor, Ex p. Page (H.L.(E.)) |
Lord
Slynn of Hadley |
On 14 June
1966 Mr. Page replied: "I am
pleased to accept the appointment and have taken note of the terms laid down in
your letter." There were interviews of which oral evidence was given in
the inquiry ordered by the visitor but these were found by Lord Jauncey of
Tullichettle to be neutral so far as the question at issue falls to be
considered.
If the
letters of offer and acceptance are looked at alone then it is clear that the
university was entitled to terminate the appointment on three months' notice.
It is said, however, that if regard is had to the statutes of the university,
referred to in the notice inviting applications, on the basis of which the
contract was clearly made (and even if the statutes were not referred to in the
letter), the university had no such right.
By section 11
of the statutes the council shall appoint such other officers as may be deemed
necessary
"with such
duties at such remuneration and upon such terms and conditions as the council
shall deem fit provided that no academic officer shall be appointed except
after consideration of a report from the senate."
The statutes also
include the following provisions:
"Section
34. Removal of members of the
teaching research and administrative staff and vacation of office. 1. The vice-chancellor and all officers
of the university including professors and members of the staff holding their
appointments until the age of retirement may be removed by the council for good
cause . . . 2. 'Good cause' in this statute means: . . . [Four categories are
then specified including certain convictions, incapacity rendering unfit to
perform the duties of the office and conduct of an immoral, scandalous or
disgraceful nature rendering unfit to perform the duties of the office.] 3. Subject to the terms of his
appointment no member of the teaching research or administrative staff of the
university (including the vice-chancellor) shall be removed from office save
upon the grounds specified in paragraph 2 of this section and in pursuance of the
procedures specified in clause 1 of this section.
Section
35. Retirement of members of
the academic and academic-related staff of the university. The vice-chancellor and all professors,
readers, lecturers and other salaried officers of the university shall vacate
their office on the 30th day of September following the date on which they
attain the age of 65 years unless the council . . . shall request any such
officer to continue in office for such period as it shall from time to time
determine provided that in the case of such persons holding office on 30
September 1977, the date shall be that on which they attain the age of 67
years."
Essentially
the argument of Mr. Page is that any member of the academic staff who is
appointed until a determined retiring age (in his case 67) can only be removed
before that date for good cause as defined in section 34 of the statutes. The provision as to three months'
notice has to be read with the limitation that there can only be dismissal for
good cause. It follows that, except in a case where either the common
[1993] |
|
712 |
A.C. |
Reg. v.
Hull University Visitor, Ex p. Page (H.L.(E.)) |
Lord
Slynn of Hadley |
law or statute allows
instant dismissal (e.g., for gross misconduct), a lecturer can only be
dismissed for good cause after being given three months' notice (though the
lecturer can terminate the agreement on three months' notice without any reason
being assigned). A distinction is
sought to be drawn between the staff included in clause 1 of section 34 (being
those also falling within section 35 and who are appointed until a fixed age)
and staff not so appointed to whom section 34(3) applies and who may be
dismissed on the notice period specified in their letter of appointment.
I do not
accept this. Although the drafting
of the statutes leaves much room for argument (as this case has shown) it seems
to me that reading the statutes as a whole 65 is fixed as the retiring age for
a member of the academic staff. It
is the age beyond which a member of staff may not continue; they "shall
vacate their office" (section 35).
That provision in itself does not guarantee continuance in post until
age 65. Whether members of staff
can so continue depends on the other terms and conditions of the
appointment. Those terms in this
case include provision for termination for good cause under section 34(1) and
on three months' notice as one of the terms of the appointment under section
34(3). This result could have been
spelled out more clearly in the statutes but it seems to me to follow from the
provisions of the statutes as they stand and, contrary to the argument of Mr.
Page, to be no more curious than the alternative for which he contends.
It follows in
my view that no error of law has been shown in the decision of the visitor and
for that reason I consider that this appeal like the cross-appeals should be
dismissed.
|
Order of
Court of Appeal of 31 July 1991 affirmed save as to costs and appeal
dismissed. Applicant
to pay costs of university and Lord President in House of Lords and below. |
Solicitors:
Robin Thompson & Partners; Nabarro Nathanson for Nabarro Nathanson, Hull;
Treasury Solicitor.
M. G.