[1943] S.C.R. 483, 80 C.C.C. 161, [1943] 4 D.L.R. 11, 1943
CarswellNat 35 Antonsen v. Canada (Attorney
General) Federal Court of Canada Reference re Exemption of United States Forces from
Proceedings in Canadian Criminal Courts In the Matter of a Reference as to Whether Members of the
Military or Naval Forces of the United States of America are Exempt from
Criminal Proceedings in Canadian Criminal Courts The Supreme Court of Canada Duff C.J. and Kerwin, Hudson, Taschereau and Rand JJ. Judgment: June 14, 1943 Judgment: June 15, 1943 Judgment: June 16, 1943 Judgment: June 17, 1943 Judgment: June 18, 1943 Judgment: August 3, 1943 Counsel: F.D. Smith K.C., G.E. Read K.C. and C. Stein for
the Attorney-General of Canada. C.R. Magone K.C. for the Attorney-General for Ontario. G.C. Papineau-Couture K.C. for the Attorney-General for
Quebec. W.S. Gray K.C. and H.J. Wilson K.C. for the Attorney-General
for Alberta. E. Pepler K.C. for the Attorney-General for British
Columbia. Subject: Criminal; Public; Civil Practice and Procedure;
International Armed Forces --- Jurisdiction of civil Courts -- Immunities
and privileges of servicemen. Criminal jurisdiction over foreign troops on Canadian soil
-- Power of Parliament or Governor-General in Council to legislate for
exemption from such jurisdiction -- Extent of immunity from prosecution --
Effect of waiver of immunity by foreign state. International Law --- Application of international law --
Requirement for incorporation in domestic legislation. Per Taschereau J.: "International law has no
application in Canada unless incorporated in our own domestic law ... If not
accepted in this country, international law would not be binding, but would
merely be a code of unenforceable abstract rules of international morals ...
there exists such a body of rules adopted by the nations of the world. These
rules have been accepted by the highest courts of the United States, and some
of them ... have also been accepted by the Judicial Committee. I have to acknowledge
their existence, and treat them as incorporated in our domestic law, following
the direction given in the Cheung case. And I see nothing in the laws of the
land inconsistent with their application within our territory.". The judgment of The Chief Justice and Hudson J. was
delivered by: The Chief Justice: 1
The two questions referred to us are these: -- (1) Are members of the military or naval forces of the
United States of America who are present in Canada with the consent of the
Government of Canada for purposes of military operations in connection with or
related to the state of war now existing exempt from criminal proceedings
prosecuted in Canadian criminal courts and, if so, to what extent and in what
circumstances? (2) If the answer to the first question is to the effect
that the members of the forces of the United States of America are not exempt
from criminal proceedings or are only in certain circumstances or to a certain
extent exempt, has Parliament or the Governor General in Council acting under
the War Measures Act , jurisdiction to enact legislation similar to the statute
of the United Kingdom entitled the United States of America (Visiting Forces)
Act, 1942? 2
It is more convenient to deal first with the second question. Under head
7 of section 91 of the British North America Act exclusive jurisdiction
"in relation to Militia and Defence" is vested in the Dominion
Parliament "notwithstanding anything in this Act". Construing and
applying section 91 in light of the judgment in the Fort Frances case[FN1] and
the judgment of this Court in Re Gray[FN2] , the Dominion Parliament has, in my
view, jurisdiction to legislate in the sense indicated in the second question:
that is to say, to exempt visiting American troops during the present war from
the criminal jurisdiction of the Canadian courts. Further, by the enactments of
the War Measures Act the Governor General in Council has full discretionary
authority to pass any such measure. 3
A similar proposal was made in 1942 in England and, while it was
unanimously agreed by competent authorities that the proposal to divest the
British courts of jurisdiction in relation to offences committed by the members
of any army, domestic or foreign, in Great Britain was "unprecedented",
there was a general agreement that in the circumstances the necessary
legislation should be passed granting the exemption which the American
Government desired. The general view was expressed by Lord Atkin in a letter to
The Times during the progress of the measure through Parliament in this
sentence: -- It is a proposal unique in the constitutional history of
this country, but the Government of the United States have been so ungrudging
in the aid given to this country that if they expressed a desire for such
legislation no one would hesitate to grant it. I cannot doubt that this is the spirit in which any such
legislation would be regarded in this country. 4
In this view of the second question it seems to me, if I may say so
without disrespect, that the first question is (as regards the American forces)
almost academic in its nature. Nevertheless, the Governor General in Council,
in the exercise of his undoubted authority and discretion, has considered that
the question ought to be answered and it is our duty to examine and pronounce
upon it. 5
I apply myself first to the consideration of the position of the members
of a land force; afterwards I will discuss the case of the naval forces. First
then as to a visiting army. The rule, it should be recalled, which it is now
said is a part of the law of this country restricting the jurisdiction of the
criminal courts of this country, is deduced from the doctrine laid down in a
passage in the judgment of Marshall C.J., in Schooner Exchange v. M'Faddon [FN3]
: The grant of a free passage therefore implies a waiver of
all jurisdiction over the troops during their passage, and permits the foreign
general to use that discipline, and to inflict those punishments which the
government of his army may require. 6 It is not contended, it is
important also to observe, that there is any statute or any legislative
enactment in the form of an Order in Council having the force of a statute
which gives legal effect to any such rule. No such contention is advanced and
there could be no basis for it. The rule contended for is not put and could not
be put upon any pretended statutory sanction. If there is such a rule in force
in this country in the sense contended for, it derives its validity solely from
alleged principles of international law to which the nations, including the
United Kingdom and Canada, are supposed to have agreed. 7
My view can be stated very briefly. It is, I have no doubt, a
fundamental constitutional principle, which is the law in all the provinces of
Canada, that the soldiers of the army of all ranks are not, by reason of their
military character, exempt from the criminal jurisdiction of the civil (that is
to say, non-military) courts of this country. In fact, at the time the United
States forces entered this country there was in the Order in Council of the
15th of April, 1941, a declaration in these terms: -- 4. (1) Nothing in the last preceding section shall affect
the jurisdiction of any civil court in Canada to try a member of any foreign
force for any act or omission constituting an offence against any law in force
in Canada. (2) If a person sentenced by a court exercising jurisdiction
by virtue of the last preceding section to punishment for an offence is
afterwards tried by any such civil court as aforesaid in respect of any act or
omission which constituted that offence, the civil court, shall, in awarding
punishment in respect of that act or omission, have regard to any punishment
imposed on him by the said sentence. (3) A court shall not have jurisdiction by virtue of the
last preceding section to try any person for any act or omission constituting
an offence for which he has been acquitted or convicted by any such civil court
as aforesaid. 8
The subsequent amendment of this Order in Council by the Orders in
Council of the 27th of July, 1942, and the 6th of April, 1943, does not affect
this declaration in its relation to powers other than the United States; and as
regards the forces of such other powers it is still in full vigour and effect. 9
That is a well-settled principle which has always been jealously guarded
and maintained by the British people as one of the essential foundations of
their constitutional liberties. I quote two passages on the subject -- the
first is from Dicey's "Law of Constitution", and the second is from
Dr. Goodhart, the distinguished lawyer who is the successor of Maine and
Pollock in the chair of jurisprudence at Oxford University and is the editor of
the Law Quarterly Review; this passage is taken from an article written by Dr.
Goodhart for the American Bar Association Review for the information of
American lawyers. At page 300 of Dicey it is stated: -- A soldier's position as a citizen -- The fixed doctrine of
English law is that a soldier, though a member of a standing army, is in
England subject to all the duties and liabilities of an ordinary citizen.
"Nothing in this Act contained" (so runs the first Mutiny Act)
"shall extend or be construed to exempt any officer or soldier whatsoever
from the ordinary process of law." These words contain the clue to all our
legislation with regard to the standing army whilst employed in the United
Kingdom. A soldier by his contract of enlistment undertakes many obligations in
addition to the duties incumbent upon a civilian. But he does not escape from
any of the duties of an ordinary British subject. The results of this principle are traceable throughout the
Mutiny Acts. A soldier is subject to the same criminal liability as a
civilian. He may when in the British dominions be put on trial before any
competent "civil" (i.e. non-military) court for any offence for which
he would be triable if he were not subject to military law, and there are
certain offences, such as murder, for which he must in general be tried by a
civil tribunal. Thus, if a soldier murders a companion or robs a traveller
whilst quartered in England or in Van Diemen's Land, his military character
will not save him from standing in the dock on the charge of murder or theft. 10
Referring to the legislation introduced in 1942 and passed by the
Parliament of the United Kingdom, Dr. Goodhart says: -- The important constitutional principle which was involved is
one of the essential ones on which the English constitution is based. It is
described by Dicey as "the fixed doctrine of English law that a soldier,
though a member of a standing army, is in England subject to all the duties and
liabilities of an ordinary citizen". It is part -- and perhaps the most
important part -- of "the rule of law" which is the distinctive
feature of the British system. "It becomes, too, more and more apparent
that the means by which the courts have maintained the law of the constitution
have been the strict insistence upon the two principles, first of "equality
before the law", which negatives exemption from the liabilities of
ordinary citizens or from the jurisdiction of the ordinary courts, and,
secondly, of "personal responsibility of wrong-doers", which excludes
the notion that any breach of law on the part of a subordinate can be justified
by the orders of his superiors. This means that the British soldier is subject
to the jurisdiction of the ordinary courts, and is responsible to them for any
breaches of the law which he may commit. So long as this principle is maintained,
it will be impossible for anyone to establish a military dictatorship in Great
Britain. 11
I have no doubt that this principle applies to all armies, British or
foreign, except in cases in which by the legisla tion mentioned dealing with
the American forces in England, it has been changed by legislative enactment,
or the equivalent thereof. There can be no doubt that in Great Britain it is
settled as indisputable that this is a principle of law applicable in strict
law to all armies there, except in so far as it has been modified by statute.
The circumstance that in the United Kingdom and in Canada the civil courts
would not, except at all events at the request of the commander of the visiting
military forces, exercise jurisdiction in respect of acts beginning and ending
within the lines of those forces and taking no effect externally to them, or
probably in matters which exclusively concern the discipline of the visiting
forces and/or the relations of the members of those forces to one another, is
not, of course, in any way inconsistent with what I am saying. The course of
the proceedings in England in the years 1940 and 1942 in relation to foreign
forces present there illustrate this in the most striking way. 12
In 1940 an Act was passed by the Parliament of the United Kingdom to
make provision with respect to the discipline and internal administration of
allied and associated forces, and for the application in relation to those
forces of the Visiting Forces (British Commonwealth) Act, 1933 . This Act dealt
with the authority of military, naval and air force courts of any foreign power
allied with His Majesty for the time being present in the United Kingdom, or on
board any of His Majesty's ships or aircraft. The Act authorized the Government
by Order in Council inter alia to empower the naval, military and air force
courts of such powers, subject to the provisions of the statute, to exercise
within the United Kingdom or on board any such ship or aircraft in relation to
members of those forces, in matters concerning discipline and internal
administration, all such powers as are conferred upon them by the law of that
Power. 13
In 1942 an Order in Council was passed applying to the Visiting American
Forces (with all necessary modifications) the terms of section 1 (1) of the
Visiting Forces (British Commonwealth) Act, 1933 . The effect of these
provisions was that the American service courts could exercise the necessary
jurisdiction, while the English government departments were enabled to assist
them, for example, by detaining in an English prison or detention barrack any
person convicted in those courts. 14
By section 2 of the Act of 1940 it was enacted as follows: -- 2. (1) Nothing in the foregoing section shall affect the
jurisdiction of any civil court of the United Kingdom or of any colony or
territory to which that section is extended, to try a member of any of the
naval, military or air forces mentioned in that section for any act or omission
constituting an offence against the law of the United Kingdom, or of that
colony or territory, as the case may be. (2) If a person sentenced by a court exercising jurisdiction
by virtue of the foregoing section to punishment for an offence is afterwards
tried by any such civil court as aforesaid in respect of any act or omission
which constituted that offence, the civil court shall, in awarding punishment
in respect of that act or omission, have regard to any punishment imposed on
him by the said sentence. (3) A court shall not have jurisdiction by virtue of the
foregoing section to try any person for any act or omission constituting an
offence for which he has been acquitted or convicted by any such civil court as
aforesaid. 15
The visiting forces, therefore, were subject to the jurisdiction of the
British courts. The Attorney-General, in introducing the Bill, explained that
the British courts did not in fact exercise jurisdiction within the lines of
the visiting forces, unless the person or property of a British subject was
involved. 16
Then followed the Act of 1942 by which the jurisdiction of the British
courts, in respect of offences committed by members of the American forces, was
withdrawn. The Bill was introduced into the House of Lords and the observations
of the Lord Chancellor in relation to it are important. There could be no
doubt, he said, and, of course, there could be no doubt about it, that the
jurisdiction of the British civil courts in relation to the members of the
American forces could only be taken away by legislation. The Lord Chancellor
made it perfectly plain that this legislation was being enacted in response to
the desire of the Government of the United States. It is quite clear that,
speaking on behalf of His Majesty's Government, he did not recognize any right
(in virtue of international law) of an allied power to the exclusion of the
jurisdiction of His Majesty's courts in relation to its visiting forces in
Great Britain. The Lord Chancellor does refer to the fact that in the First
Great War there was an agreement between the Government of Great Britain and
the Government of the French Republic, by which jurisdiction over the members
of the British Forces in respect of offences committed in France was given
exclusively to the British military courts. But at the conclusion of his speech
he says: -- I think your Lordships will see that this is a very
interesting and, I admit, a most unusual proposal; one which would never be
justified or tolerated except under conditions of war, and except under
conditions of the closest feeling of comradeship and of common legal traditions
which exist between the United States and ourselves. I commend the Bill to the
House; and, if you will allow me to say so, His Majesty's Government tender it
to the United States as a proof and a pledge of the genuineness of our
confidence in them and our sense that we are indeed in this business together
from the beginning to the end. In that spirit I feel sure that American Courts
will seek to administer the exclusive powers they will now possess, and in that
spirit I beg to move the Second Reading of the Bill. 17
It is very obvious that the British Government recognized, and
recognizes, no such right as that now claimed as arising out of any rule of
international law. 18
In the House of Commons there was an important statement by the
Attorney-General. He emphasized the principle that legislation is necessary to
restrict the jurisdiction of British courts in relation to the members of any
army on British soil, and he says: -- May I say a word or two on the more general issues that are
raised? Obviously this is an unprecedented proposal, but we live in
unprecedented times. It is undoubtedly true that in the course of our history
we have on many fewer occasions had the Forces of an Ally present on British
soil than in the case of Continental countries. There have been some Dutch
Forces here from time to time in our past history, and I was told of an assault
committed by a Dutch soldier on a local inhabitant and the magistrate having great
difficulty in preventing the commanding officer stringing him up the nearest
oak tree. But that was a long time ago. We had American troops in the last war,
and the Americans made exactly the same request that they are making to-day; it
was only because the time was shorter, and that agreement was not come to, that
Parliament was not asked to legislate on these lines. But in fact American
soldiers were dealt with by our courts, and they made exactly the same request. 19
There was indeed unanimity in both Houses upon the point that the
proposal to restrict the jurisdiction of British courts in the manner suggested
was absolutely unprecedented, and that the proposal affected a fundamental
constitutional principle that could only be modified by statute. 20
Indeed it is plain that the correspondence which is attached as a
schedule to the Bill, when carefully read, embodies the same assumptions. Mr.
Eden's phrase in view of the very considerable departure which the above
arrangements will involve from the traditional system and practice of the
United Kingdom expresses in measured language the substance of what is
stated by the Lord Chancellor and the Attorney-General. The necessity for
Parliamentary authority is emphasized in the first sentence of Mr. Eden's note
and is recognized in the last paragraph of Mr. Winant's note (1). 21
I repeat that the practice followed in 1940 before the passing of the
statute in 1942, as explained by the Attorney-General, in refraining from
exercising or claiming jurisdiction in relation to acts within the lines of the
visiting troops, in which neither the person nor property of a British subject
was involved, in no way militates against this attitude of His Majesty's
Government with regard to the strict law of the matter. 22
The attitude of His Majesty's Government from beginning to end was quite
unambiguous. The authority of the service courts of the United States to
exercise their powers under American law in the United Kingdom was given by
Order in Council under the statute of 1940. The jurisdiction of the British
courts in relation to American soldiers could only be abrogated or limited by
Parliamentary action. There is nowhere a suggestion that His Majesty's
Government recognized the existence of any rule of international law by which
the visiting forces of an Ally in the United Kingdom would be exempt as of
legal right from the jurisdiction of the British civil courts; and the
proceedings from beginning to end are quite inconsistent with the assumption
that any such view would have received any countenance from Parliament or His
Majesty's Government. (1) Reporter's note. -- The first sentence of Mr. Eden's
note is: Following the discussions which have taken place between
representatives of our two Governments, His Majesty's Government in the United
Kingdom are prepared, subject to the necessary Parliamentary authority, to give
effect to the desire of the Government of the United States that the Service
courts and authorities of the United States Forces should, during the
continuance of the conflict against our common enemies, exercise exclusive
jurisdiction in respect of criminal offences which may be committed in the
United Kingdom by members of those Forces, and they are ready to introduce in
Parliament the necessary legislation for this purpose. The last paragraph of Mr. Winant's note is: It is my understanding that the present exchange of notes is
regarded as constituting an agreement between the two Governments to which
effect shall be given as from the date on which the necessary Parliamentary
authority takes effect. 23
In considering the question whether the United Kingdom has or has not
assented to some rule of international law modifying one of her fundamental
constitutional principles, it is, in my opinion, legitimate to refer to the
statement made by the Lord Chancellor, not in his judicial capacity, but on his
responsibility as representing the Government of the United Kingdom in
introducing a Bill giving legislative sanction to an arrangement entered into
between the Government of the United Kingdom and the Government of the United
States subject to such sanction. It is also, in my opinion, legitimate to refer
to the statements made by the Attorney-General to the House of Commons on his
responsibility as Attorney-General on the existing state of the law in the
United Kingdom. The decisive thing is, of course, as it seems to me, the
position taken by the Government of the United Kingdom and by the Parliament of
the United Kingdom in relation to the expressed desire of the Government of the
United States that its forces in the United Kingdom should be exempt from the
criminal jurisdiction of the British courts; that position has been fully
explained. 24
Some comment is perhaps desirable upon an argument which was based upon
negotiations which took place between the British and American Governments in
1917-18. I have already quoted from the speech of the Attorney-General in the
House of Commons in which he deals with this subject. The important points are,
first: that only by the authority of Parliament could an agreement restricting
the jurisdiction of British courts have been validly effected, and, secondly:
that in point of fact American soldiers were dealt with by British courts. What
the Attorney-General says is incompatible with any recognition of the notion
that there is some rule of international law which deprives the courts of
jurisdiction, in the absence of legislative enactment or its equivalent. 25
I find it impossible to escape the conclusion that the United Kingdom
has never assented to any rule of international law by which British courts are
restricted in their jurisdiction in respect of visiting armies or members of
them. In other words, no such rule as that now insisted upon has ever been a
part of the law of England; and this applies equally to Canada. The fundamental
constitutional principle with which it is inconsistent is a part of the law of
every province of Canada, the constitutional principle by which, that is to say,
a soldier does not, in virtue of his military character, escape the
jurisdiction of the civil courts of this country. Nothing short of legislative
enactment, or its equivalent, can change this principle. 26
Some stress was laid upon the agreement between the United Kingdom and
the Republic of France in the last war; and it might conceivably be argued that
the agreement places the Government of the United Kingdom under a diplomatic
obligation at least to introduce legislation into the British Parliament, if
any question should arise as to the jurisdiction of British criminal courts
over French soldiers in the United Kingdom; but it is beyond doubt that His
Majesty's Government did not and could not regard this arrangement with France
as having in itself, without legislative sanction, the effect of depriving the
courts of the United Kingdom of their jurisdiction. 27
Reverting to the agreement with the United States in 1942, it was
pointed out by the Lord Chancellor that such an agreement should at least in
principle be reciprocal. Paragraph 7 of Mr. Eden's note is in these words: -- It would accordingly be very agreeable to His Majesty's
Government in the United Kingdom if Your Excellency were authorized to inform
me that in that case the Government of the United States of America will be
ready to take all steps in their power to ensure to the British forces
concerned a position corresponding to that of American forces in the United
Kingdom. 28
In Mr. Winant's note the only reference is in the general words: -- My Government agrees to the several understandings which
were raised in your note. 29
In this correspondence both Governments treated the matter, as the Lord
Chancellor did in the House of Commons, as a subject of reciprocal arrangements.
There is no declaration on either side of the existence of any rule of law such
as that now contended for; nor indeed is there any formal or unqualified
undertaking by the American Government that the State courts of the United
States, or indeed the United States courts, will enter into a valid waiver of
jurisdiction. 30
I ought perhaps to say a word upon the argument of Mr. Read founded upon
the special circumstances in which the United States forces came into Canada.
If the assent of the Government of Canada to the presence of those troops in
this country in those special circumstances could properly be interpreted as
involving an implied diplomatic obligation in relation to the jurisdiction of
Canadian criminal courts over the members of such forces, it could not, in my
opinion, fairly be supposed to extend beyond an undertaking on behalf of the
Government to do everything in its power by legislation, for example, to exempt
the members of such forces from such jurisdiction. No such diplomatic obligation
could have the effect ipso jure of depriving the Canadian courts of
jurisdiction. 31
I now turn to the naval forces. In the memorandum of the Lord Chief
Justice, Sir Alexander Cockburn, a memorandum which Lord Atkin in the Cheung
case[FN4] , at p. 171 says "is worthy to be compared with the judgment of
Marshall C.J.", and which he quotes at p. 172, it is stated: -- The rule which reason and good sense would, as it strikes
me, prescribe, would be that, as regards the discipline of a foreign ship, and
offences committed on board as between members of her crew towards one another,
matters should be left entirely to the law of the ship, and that should the
offender escape to the shore, he should, if taken, be given up to the commander
of the ship on demand, and should be tried on shore only if no such demand be
made. But if a crime be committed on board the ship upon a local subject, or
if, a crime having been committed on shore, the criminal gets on board a
foreign ship, he should be given up to the local authorities. 32
That was the view of the Lord Chief Justice as to what the law ought to
be and it will be observed that it is not inconsistent with the statement of
the Attorney-General made in the House of Commons in 1942 on the occasion of the
passing of the Bill to which reference has been made. The view of the Lord
Chief Justice was that, as regards offences committed on board a ship by a
member of the crew as against a member of the crew, matters should be left to
the law of the ship and, if the offender should escape to the shore and should
be taken, he should be given up to the commander of the ship on demand and
should be tried on shore only if such demand were not made. His view is that
the jurisdiction should not be exercised if the authorities of the ship desired
themselves to exercise it. On the other hand, he recognizes the jurisdiction of
the local courts where the crime is committed on shore, and expresses the view
that in such a case, if the offender escapes to the ship, he should be given up
to the local authorities. 33
In the judgment of Lord Atkin in the Cheung case[FN5] at p. 173
reference is made to para. 55 of Hall's International Law, as follows: -- There the author states that a public vessel is exempt from
the territorial jurisdiction; but that her crew and persons on board of her
cannot ignore the laws of the country in which she is lying as if she were a
territorial enclave. Exceptions to their obligation exist in the case of acts
beginning and ending on board the ship, and taking no effect externally to her,
in all matters in which the economy of the ship, or the relations of persons on
board to each other, are exclusively concerned. 34
And at p. 175 Lord Atkin says: -- In relation to the particular subject of the present
dispute, the crew of a warship, it is evident that the immunities extend to
internal disputes between the crew. Over offences committed on board ship by
one member of the crew upon another, the local courts would not exercise
jurisdiction. 35
It will be observed that Lord Atkin's proposition is confined to the
case of an offence committed by one member of the crew upon another and does
not extend to the case considered by Sir Alexander Cockburn, that of an offence
committed by a member of the crew on board the ship against a subject of the
local jurisdiction. The next sentence in the judgment seems to recognize this
distinction: -- The foreign sovereign could not be supposed to send his
vessel abroad if its internal affairs were to be interfered with, and members
of the crew withdrawn from its service, by local jurisdiction. 36
Lord Atkin proceeds: -- Questions have arisen as to the exercise of jurisdiction
over members of a foreign crew who commit offences on land. It is not necessary
for their Lordships to consider these. 37
I do not think Sir Alexander Cockburn had any doubt about the
jurisdiction of the local courts in such a case, and it is possible Lord
Atkin's sentence, standing in its context, ought to be read as restricted to
offences committed by one member of the crew against another. In such a case,
assuming there was no legislation dealing with the matter, and assuming the
offence was not murder or one of like gravity, it is probable that the local
jurisdiction would recognize the disciplinary jurisdiction of the ship. The
question we are asked, however, is a question relating to jurisdiction; and, if
I were not under a legal obligation to answer it, I should leave it where Lord
Atkin leaves it. Being under an obligation to answer it, it must, I think, be
answered on principle in the negative, in the sense, that is to say, that in
the United Kingdom, or in Canada, the offender is not in point of law exempt
from local jurisdiction. 38
Some reference ought perhaps to be made to the judgment of this Court on
the Reference respecting the taxation of Legations[FN6] . The immunities of
displomatic representatives have been recognized for centuries by common
consent of the nations, and evidence of the adherence of the United Kingdom to
this principle is to be found, as was pointed out in the judgments on that
Reference, in the legislative enactments beginning with the Statute of Anne and
extending down to the nineteenth century, and in numerous decisions in the
eighteenth and nineteenth centuries, including judgments of great judges, like
Lord Campbell, and judgments of the Court of Appeal. The immunity of diplomatic
representatives from judicial process extends, speaking broadly, to the public
property of the foreign country in use for diplomatic purposes, as well as at
least to foreign public ships of war. The precise limits of this immunity in
relation to public property is not, as regards the courts of the United
Kingdom, finally settled. There is nothing in these principles in any way
inconsistent with the views I have expressed in this judgment. 39
The following are my answers to the questions referred: 40
As to the first interrogatory. To prevent a misconception a preliminary
observation is necessary. In virtue of the Order in Council of the 15th of
April, 1941, as amended by the Order in Council of the 6th of April, 1943, the
service courts and service authorities of the United States of America may,
subject to the provisions of the first-mentioned Order in Council, in relation
to members of its forces (military, naval and air) present in Canada, or on
board a Canadian ship or aircraft, exercise within Canada all such powers as
are conferred upon them by the law of the United States in matters concerning
discipline and internal administration. The code of discipline in force in the
United States army is very sweeping in its provisions and seems to be broad
enough to embrace almost any offence against the criminal law in this country. 41
As to the jurisdiction of Canadian courts: 42
First, as to land forces. There is no rule of law in force in Canada
which deprives the Canadian civil courts (that is to say, non-military courts)
of jurisdiction in respect of offences against the laws of Canada committed by
the members of such forces on Canadian soil. The Canadian criminal courts do
not in fact exercise jurisdiction in respect of acts committed within the lines
of such forces, or of offences against discipline generally committed by one
member of such forces against another member in cases in which the act or
offence does not affect the person or property of a Canadian subject. 43
Secondly, as to naval forces. The members of a crew of an armed ship of
the United States are exempt from the jurisdiction of the criminal courts of
Canada in respect of an offence committed on board ship by one member of the
crew against another member of the crew and generally in respect of acts which
exclusively concern the internal discipline of the ship. As regards offences
committed on shore by members of the crew, they are not exempt from the
jurisdiction of the criminal courts of Canada, but the criminal courts of
Canada do not exercise jurisdiction in respect of such offences where the
offence is one committed by one member of the crew against another member of
the crew, except at the request of the commander of the ship. 44
As to interrogatory no. (2), the answer is "Yes". Kerwin J.: 45
The first question submitted for our consideration by the Governor
General in Council is as to whether certain members of military and naval
forces of the United States of America are exempt from criminal proceedings
prosecuted in Canadian criminal courts. The members referred to are those who
are now in Canada with the consent of the Canadian Government for purposes of
military operations in connection with or related to the state of war now
existing. 46
The general rule is that everyone in Canada, even though he be an alien
and here only temporarily, is subject to the laws of the country and to the
jurisdiction of our courts, but to this, there are several well-known
exemptions. These exemptions are grounded on reason and are recognized by
civilized countries as being rules of international law which will be followed
in the absence of any domestic law to the contrary. The question is whether the
members referred to are within any of these exemptions. 47
The genesis of our Government's consent to the presence in Canada of the
United States forces is found in the declaration by the Prime Minister of
Canada and the President of the United States of America regarding the
establishing of a permanent joint board of defence. This declaration was made
on August 18th, 1940, at the conclusion of conversations held at Ogdensburg in
the State of New York and is as follows: -- The Prime Minister and the President have discussed the
mutual problems of defence in relation to the safety of Canada and the United
States. It has been agreed that a Permanent Joint Board on Defence
shall be set up at once by the two countries. This Permanent Joint Board on Defence shall commence
immediate studies relating to sea, land, and air problems including personnel
and material. It will consider in the broad sense the defence of the north
half of the Western Hemisphere. The Permanent Joint Board on Defence will consist of four or
five members from each country, most of them from the services. It will meet
shortly. 48
At this time there was already on the statute books of the Dominion, The
Visiting Forces (British Commonwealth) Act, 1933 . In that Act, "Visiting
force" was declared to mean: -- any body, contingent or detachment of the naval, military
and air forces of His Majesty raised in the United Kingdom, the Commonwealth of
Australia, the Dominion of New Zealand, the Union of South Africa, the Irish
Free State, or Newfoundland, which is, with the consent of His Majesty's
Government in Canada, lawfully present in Canada; by subsection 1 of section 3: -- 3. (1) When a visiting force is present in Canada it shall
be lawful for the naval, military and air force courts and authorities (in this
Act referred to as the "service courts" and "service
authorities") of that part of the commonwealth to which the Force belongs,
to exercise within Canada in relation to members of such Force in matters
concerning discipline and in matters concerning the internal administration of
such Force all such powers as are conferred upon them by the law of that part
of the Commonwealth. 49
On April 15th, 1941, by the Foreign Forces Order, 1941, the Governor
General in Council promulgated provisions similar to some of those contained in
this Act, with respect to the naval, military and air forces of certain foreign
powers carrying on naval, military and air training in Canada with the consent
of the Government of Canada. These foreign powers were Belgium, the
Czechoslovak Republic, The Netherlands, Norway, Poland, and any other Power
which might be designated by the Governor General in Council as a foreign power
to which the order should apply. This order does not purport to permit the
exercise of any jurisdiction by the service courts of foreign powers except in
matters concerning discipline and internal administration and, in fact, by
section 4 it was provided that nothing should affect the jurisdiction of any
domestic court in Canada to try a member of any foreign force for any act or
omission constituting an offence against any law in force in Canada. 50
The attack on Pearl Harbour occurred on December 7th, 1941, and on June
26th, 1942, the Governor General in Council, by an order reciting that, with
the consent of the Canadian Government, the Government of the United States of
America had stationed and would station units of its armed forces in Canada, and
that it was necessary, as an interim measure, to make immediate provision
therefor, designated the United States as a foreign power to which the Foreign
Forces Order, 1941, should apply. 51
This interim measure was revoked on April 6th, 1943, by another order in
council which designated the United States as a foreign power to which the
Foreign Forces Order, 1941, except the proviso contained in section 3, should
apply. Clause 3 is the one which, when a foreign force is present in Canada or
on board any of His Majesty's Canadian ships or aircraft, permitted the service
courts and service authorities of the foreign power to which the force belonged
to exercise, subject to the provisions of the order, within Canada or on board
any such ship or aircraft, in relation to members of that force, in matters
concerning discipline and internal administration, all such powers as were
conferred upon them by the law of that Power. The proviso thereto, which
applies to the foreign powers named in the Foreign Forces Order, 1941, but
which by the Order in Council of April 6th, 1943, does not apply in the case of
the forces of the United States, reads as follows: -- Provided that such service courts or authorities shall not
have jurisdiction in respect of any acts or omissions which would constitute
the offences of murder, manslaughter or rape under the Criminal Code; and
provided further that such service courts or authorities acting under or
pursuant to the provisions of this section shall not have jurisdiction to sentence
any person to death for any offence, except for an offence which, under the law
of the foreign Power to which the force belongs, is an offence for which a
member of that force may be so sentenced and which is an offence of the same
nature as one for which a member of a like home force would, under the law
applicable to such home force, be liable to be sentenced to death. 52
Section 2 of the Order in Council of April 6th, 1943, provides: -- 2. The application of the Foreign Forces Order, 1941, as aforesaid,
to the forces of the United States of America shall not be construed as
prejudicing or curtailing in any respect whatsoever any claim to immunity from
the operation of the municipal laws of Canada or from the processes of Canadian
courts exercising either criminal or civil jurisdiction by members of the
forces of the United States of America founded on the consent granted by His
Majesty's Government in Canada to such forces to be present in Canada; The result of this last Order in Council of April 6th, 1943,
is that if by international law there exists an exemption from criminal
proceedings prosecuted in Canadian criminal courts of the members of the United
States forces referred to in the first question, nothing that had been done by
Canada should be taken as prejudicing or curtailing such exemption. 53
In determining whether such an exemption exists, we might note what
happened on the continent and in Britain during the last great war. On December
15th, 1915, an agreement was arrived at between the British Government and the
Government of the French Republic by which they agree to recognize during the present war the exclusive
competence of the tribunals of their respective armies with regard to persons
belonging to these armies in whatever territory and of whatever nationality the
accused may be. In Le Statut Juridique des Troupes AlliŽes pendant la
Guerre, 1914-1818, thse, Paris, Les Presses Modernes, 1927, by Miss Aline
Chalufour, the author states that this agreement continued the practice that
had prevailed from the first appearance of British troops on French soil. Her
exact language is: -- Le texte relatif ˆ la compŽtence pŽnale de l'armŽe
britannique date du 15 dŽcembre 1915; il avait ŽtŽ prŽparŽ par la confŽrence
francoanglaise des 19-23 mars 1915 dont le projet contient toute la substance
de la convention; il para”t surprenant que seize mois et demi de sŽjour continu
des troupes britanniques sur le sol franais aient prŽcŽdŽ la parution d'une
dŽclaration officielle sur la matire, mais d'aprs une enqute faite auprs
d'officiers anglais et d'interprtes franais, il ressort que la pratique des
premiers mois co•ncidait sensiblement avec les principes Žmis dans la
dŽclaration du 15 dŽcembre 1915. In an exchange of notes between the United States and France
dated January 3rd and January 14th, 1918, it was provided in part as follows:
-- The Government of the United States of America and the
Government of the French Republic agree to recognize during the war the
exclusive jurisdiction of the tribunals of their respective land and sea forces
with regard to persons subject to the jurisdiction of those forces whatever be
the territory in which they operate or the nationality of the accused. In the
case of offences committed jointly or in complicity with persons subject to the
jurisdiction of the said military forces, the principals and accessories who
are amenable to the American land and sea forces shall be handed over for trial
to the American military or naval justice, and the principals and accessories
who are amenable to the French land and sea forces shall be handed over for
trial to the French military or naval justice. 54
A similar agreement between the United States and Belgium provided for
the exclusive jurisdiction of the military authorities of each country over
members of their armed forces on the territory of the other. Agreements
recognizing the same immunities in the cases of other foreign forces on French
territory were also concluded. Clunet in Journal du Droit International, vol.
45, 1918, pp. 516 and 517, as to the presence in France of armed forces of the
allies and the agreements referred to, comments as follows: -- En principe, lˆ o une armŽe est rŽunie sous le drapeau
national, pour dŽfendre le cause nationale, elle transporte avec elle un
pouvoir juridictionnel et les ŽlŽments de puissance utiles ˆ sa proper
conservation. Par le moyen de ses conseils de guerre et dans l'aire du
territoire o ses troupes Žvoluent -- encore que ce territoire soit Žtranger --
l'armŽe occupante rŽprime les infractions commises par les individus,
militaires ou non prŽvues par la loi militaire. Cette situation s'est produite, dans un cas notoire
"d'occupation consentie" lors de la prŽsence d'une armŽe franaise
dans les Etats pontificaux, du consentement du Pape, souverain territorial
(1849-1870). Les conseils de guerre franais ont puni les attentats
commis contre la troupe, sans distinction de la qualitŽ ou de la nationalitŽ
des dŽlinquants. A maintes reprises, la Cour de Cassation franaise a reconnu
cette compŽtence (Cf, Juridiction des armŽes d'occupation, etc. Clunet 1882, p.
516). En 1859, la prŽsence de l'armŽe franaise accourue ˆ l'aide
du roi Victor-Emmanuel, dans sa lutte contre l'Autriche, avait ŽtŽ l'occasion
d'appliquer ces rgles. La prŽsente guerre nous fournit dŽjˆ le cas d'armŽes
Žtrangres occupant des territoires amis en France, en Italie, en Grce, etc. Aucune difficultŽ en France sur les effets juridiques de
cette "occupation consentie". Des accords sont intervenus pour
confirmer les rgles issues de la coutume -- entre le France et l'Angleterre
(15 dŽcembre 1915, Clunet 1916, p. 356) -- entre la France et la Belgique (29
janvier 1916, Clunet 1916, p. 726) -- entre la France et la Serbie (14 dŽcembre
1916, Clunet 1917, p. 1169) -- entre la France et le Portugal (le 15 octobre
1917, Clunet 1918, p. 418). En consŽquence, notamment de l'accord franco-belge, des
conseils de guerre belges ont ŽtŽ installŽs et fonctionnent tant sur la
fraction du territoire franais o "opre" l'armŽe belge, que sur
d'autres points du mme territoire, en dehors de la zone de combat, au Havre, ˆ
Calais, ˆ Dieppe, ˆ Cherbourg, puis ˆ Caen, ˆ ParignŽ-l'Evque, etc. En fait matŽriel de "l'occupation" du territoire
"consentie" ˆ une armŽe alliŽe, les pouvoirs juridictionnels reconnus
ˆ cette armŽe dans sa sphre d'action immŽdiate pour sa protection personnelle,
l'installation de ses tribunaux militaires sur le front ou, par commoditŽ dans
telle ou telle ville du pays, ne modifient point le caractre juridique de
"l'occupation". Le sol o combattent les armŽes alliŽes n'est devenu
ni anglais, ni belge, ni amŽricain, etc. Les villes du Havre, de Calais, de
Dieppe, de Caen o sigent les conseils de guerre et les autres services militaires
des AlliŽes sont demeurŽes franaises. Toutes ces portions du territoire ne sont en quoi que ce
soit provisoirement "dŽnationalisŽes" par les concessions qui y ont
ŽtŽ octroyŽes; elles persistent en l'obŽdience franaise. Tout individu qui s'y
rencontre est en France. Nul ne peut s'y prŽtendre en Angleterre, en Belgique,
aux Etats-Unis, etc. Courtoise et dŽfŽrente, la France offre ˆ ses AlliŽs une
hospitalitŽ pleine d'Žlan et sans limites; elle reste cependant la maitresse de
la maison. 55
Correspondence occurred between the Governments of Great Britain and the
United States upon the same subject-matter but the armistice intervened before
a formal arrangement was arrived at. In this exchange of notes the United
States Government throughout took the position that members of her forces in
Britain were exempt from prosecution in the British courts. As to the present
conflict, on July 27th, 1942, after the United States had entered the war as
one of the allied nations, Mr. Eden, the Foreign Secretary of the United
Kingdom, and the United States Ambassador exchanged notes by which an agreement
was made defining the relationship of the authorities and courts of the United
Kingdom to the military and naval forces of the United States who were, or
might thereafter be, present in the United Kingdom or on board any of His
Majesty's ships or aircraft, and facilitating the exercise in the United
Kingdom or on board any such ships or aircraft of the jurisdiction conferred on
the service courts and authorities of the United States by the law of that
country. In order to give effect to this agreement, the Imperial Parliament
passed The United States of America (Visiting Forces) Act, 1942 . 56
Section 1 of this Act provides: -- (1) Subject as hereinafter provided, no criminal proceedings
shall be prosecuted in the United Kingdom before any court of the United
Kingdom against a member of the military or naval forces of the United States
of America: Provided that upon representations made to him on behalf of
the Government of the United States of America with respect to any particular
case, a Secretary of State may by order direct that the provisions of this
subsection shall not apply in that case. (2) The foregoing subsection shall not affect any powers of
arrest, search, entry or custody, exercisable under British law with respect to
offences committed or believed to have been commited against that law, but
where a person against whom proceedings cannot, by virtue of that subsection,
be prosecuted before a court of the United Kingdom is in the custody of any
authority of the United Kingdom, he shall, in accordance with such general or
special directions as may be given by or under the authority of a Secretary of
State, the Admiralty, or the Minister for Home Affairs in Northern Ireland, for
the purpose of giving effect to any arrangements made by His Majesty's
Government in the United Kingdom with the Government of the United States of
America, be delivered into the custody of such authority of the United States
of America as may be provided by the directions, being an authority appearing
to the Secretary of State, the Admiralty, or the Minister, as the case may be,
to be appropriate having regard to the provisions of any Order in Council for
the time being in force under the Act hereinbefore recited and of any orders
made thereunder. (3) Nothing in this Act shall render any person subject to
any liability whether civil or criminal in respect of anything done by him to
any member of the said forces in good faith and without knowledge that he was a
member of those forces. 57
By section 2, all persons who are by the law of the United States for
the time being subject to the military or naval law of that country shall be
deemed to be members of the said forces, and the purpose of any proceedings in
any court of the United Kingdom, a certificate issued by or on behalf of such
authority as may be appointed for the purpose by the United States Government,
stating that a person of the name and description specified in the certificate
is or was at the time so specified subject to the military or naval law of the
United States, shall be conclusive evidence of that fact. 58
It has not been overlooked that in paragraph 3 of Mr. Eden's letter to
Mr. Wynant it is stated: -- In view of the very considerable departure which the above
arrangements will involve from the traditional system and practice of the
United Kingdom, there are certain points upon which His Majesty's Government
consider it indispensable first to reach an understanding with the United
States Government. I take it that refers to a departure in the sense that
foreign troops had not been on the soil of Great Britain for many years with
the exception of the last great war. 59
The particular rule of international law with which we are concerned is
referred to in the famous judgment of Chief Justice Marshall in Schooner
Exchange v. M'Faddon[FN7] . The Chief Justice was immediately concerned with
the question of the immunity of a foreign vessel of war from the local
jurisdiction but his reasoning and conclusion are based upon the foundation
that by the very reason of the thing there is a rule of international law which
permits such an immunity. In discussing the exceptions to the full and complete
power of a nation within its own territory, he pointed out that they must be
traced to the consent of the nation itself, which consent may be either
expressed or implied. This consent was to be tested by common usage and by
common opinion growing out of that usage, and these tests revealed classes of
cases in which every Sovereign was understood to waive the exclusive
territorial jurisdiction which was an attribute of his nation. After discussing
two cases of exemptions, i.e., the exemption of the person of the sovereign from
arrest or detention within a foreign territory and the immunity which all
civilized nations allow to foreign ministers, he stated: -- A third case in which a sovereign is understood to cede a
portion of his territorial jurisdiction is, where he allows the troops of a
foreign prince to pass through his dominions. In such case, without any express declaration waiving
jurisdiction over the army to which this right of passage has been granted, the
sovereign who should attempt to exercise it would certainly be considered as
violating his faith. By exercising it, the purpose for which the free passage
was granted would be defeated, and a portion of the military force of a foreign
independent nation would be diverted from those national objects and duties to
which it was applicable, and would be withdrawn from the control of the
sovereign whose power and whose safety might greatly depend on retaining the
exclusive command and dispositions of this force. The grant of a free passage
therefore implies a waiver of all jurisdiction over the troops during their
passage, and permits the foreign general to use that discipline, and to inflict
those punishments which the government of his army may require. After quoting Vattel on the immunity of ambassadors and
ministers, the Chief Justice continues: -- Equally impossible is it to conceive, whatever may be the
construction as to private ships, that a prince who stipulates a passage for
his troops, or an asylum for his ships of war in distress, should mean to
subject his army or his navy to the jurisdiction of a foreign sovereign. And if
this cannot be presumed, the sovereign of the port must be considered as having
conceded the privilege to the extent in which it must have been understood to
be asked. 60
In Chung Chi Chueng v. The King[FN8] , Lord Atkin, speaking on behalf of
the Judicial Committee, states that this judgment is one "which has
illumined the jurisprudence of the world". He further points out that
there was a difference of opinion among writers on the subject of international
law as to the theory upon which the immunity exists but that it must now be
taken as settled that the correct theory is that it is a mere right of immunity
which may be waived by the foreign state. 61
The Government of Canada having invited into the Dominion the military
and naval troops of the United States of America as a part of the scheme of
defence of the north half of the Western Hemisphere and, therefore, not merely
for the benefit of the United States but for that of both parties and, in fact,
for the benefit of all the allied nations in the present conflict, the
invitation must be taken to have been extended and accepted on the basis that
complete immunity of prosecution in Canadian criminal courts would be extended to
members of the United States forces. A member of a military or a naval force
stationed here is immune whether he be absent from his unit or ship on duty or
on leave. The immunity would extend to any member of the forces, whether
attached to a unit stationed, or a ship present, in Canada or not, so long as
his presence in Canada is in pursuance of the invitation and consent of our
Government. Because of the nature of the services that he is sent here to
perform, such a member must be subject only to the laws of his country. The
immunity does not extend to a member of the United States forces coming to
Canada on his own business or pleasure as he would not be here for the purpose
of military operations. 62
However, as Lord Atkin pointed out in the decision referred to[FN9] ,
this immunity may be waived by the United States in any particular case, in
which event the courts of Canada would not be without jurisdiction to try a
member of a United States force for an offence alleged to have been committed
against our laws. Furthermore, the powers of arrest, search, entry or custody
exercisable under Canadian law with respect to offences committed or believed
to have been committed against that law are not interfered with. My answer,
therefore, to the first question would be that the members of the United States
forces referred to are exempt from criminal proceedings prosecuted in Canadian
criminal courts to the extent and under the circumstances mentioned. 63
I turn now to the second question. The waiver of immunity by the United
States is provided for in The United States of America (Visiting Forces) Act,
1942 , in a manner that might, on occasion, be different from that which I
conceive applies by international law and many matters of detail are covered by
the statute that might properly be reduced to writing. In my opinion Parliament
or the Governor General in Council acting under the War Measures Act has
jurisdiction to enact legislation similar to that statute. Without attempting
to exhaust all the provisions of The British North America Act that might
apply, such jurisdiction falls under head 7 of section 91 thereof. It would
appear too clear for argument that Parliament, and therefore the Governor
General in Council under the War Measures Act must have, under that head,
complete authority to legislate for the defence of Canada. Taschereau J.: 64
By Order in Council dated April 9th, 1943, the following questions have
been referred to this Court for hearing and consideration: -- (i) Are members of the military or naval forces of the
United States of America who are present in Canada with the consent of the
Government of Canada for purposes of military operations in connection with or
related to the state of war now existing exempt from criminal proceedings
prosecuted in Canadian criminal courts and, if so, to what extent and in what
circumstances? (ii) If the answer to the first question is to the effect
that the members of the forces of the United States of America are not exempt
from criminal proceedings or are only in certain circumstances or to a certain
extent exempt, has Parliament or the Governor General in Council acting under
the War Measures Act, jurisdiction to enact legislation similar to the statute
of the United Kingdom entitled the United States of America (Visiting Forces)
Act, 1942? 65
The Foreign Forces Order enacted in April, 1941, has been made
applicable to the United States forces in Canada by Order in Council, and, the
military and naval forces of the United States of America are present in Canada
with the consent of the Government of Canada for purposes of military
operations in connection with or related to the war. 66
The United States forces are therefore subject to all the provisions of
the Foreign Forces Order but, the United States Service Courts, however, are
exempted from the limitations in that Order which prevent other foreign Service
Courts from exercising jurisdiction in cases of murder, manslaughter and rape,
and which limit their power to impose the sentence of death. 67
The last Order in Council passed on the 6th of April, 1943, and by which
the previous Order in Council of June 24th, 1942, was revoked, stated that the
application of the Foreign Forces Order 1941 to the forces of the United States
shall not be construed as prejudicing or curtailing any claim to immunity from
the operation of the municipal laws of Canada, by the members of the forces of
the United States of America. 68
The first question therefore raises the question as to whether under
international law the members of the United States forces are exempt from
criminal proceedings prosecuted in Canadian courts. 69
The Attorney-General of Canada has submitted, that the first question
should be answered in the affirmative, because under international law, Canada
is under an obligation to accord immunity from jurisdiction in such cases, and
the doctrine of international law involved has become a part of our municipal
law. He also submits that question 2 should receive an affirmative answer. The
various provinces represented, namely, Ontario, Quebec, British Columbia, Nova
Scotia, and Alberta, claim that both questions should be answered in the
negative. 70
The answer to the first interrogatory raises many questions of public
international law, on which many distinguished text-writers in the leading
countries of the world have expressed opinions, which have not always been
unanimous. In order to reach a proper judicial conclusion it is necessary first
to seek if there exists, and if the Court can acknowledge a body of rules
accepted by the nations of the world, to the effect that the troops of a
foreign sovereign visiting a country, with the consent of the latter's
Government, are exempt from criminal proceedings prosecuted in that country.
And secondly, having reached on that point an affirmative conclusion, the
further question that must be solved is: Are these recognized principles of
international law adopted by our domestic law? 71
It will be useful, I think, to cite here the opinion of some authors who
have written on the matter. 72
Lawrence "Principles of International Law", 7th ed., p. 225:
-- We will first consider the case of land forces and then
discuss the extent of the immunities of sea forces. It is necessary to separate
the two because the rules with regard to them differ. The universally
recognized rule of modern times is that a state must obtain express permission
before its troops can pass through the territory of another state, though the
contrary opinion was held strongly by Grotius, and his views continued to
influence publicists till quite recently. Permission may be given as a
permanent privilege by treaty for such a purpose as sending relief to
garrisons, or it may be granted as a special favour for the special occasion on
which it is asked. The agreement for passage generally contains provisions for
the maintenance of order in the force by its own officers, and makes them, and
the state in whose service they are, responsible for the good behaviour of the
soldiers towards the inhabitants. In the absence of special agreement the
troops would not be amenable to the local law, but would be under the
jurisdiction and control of their own commanders, as long as they remained
within their own lines or were away on duty, but not otherwise. * * * 73
Strupp "Recueil des Cours de l'AcadŽmie de Droit International de
La Haye", vol. 47, pp. 529-531, entertains the following opinion: Les corps de troupes sŽjournant en temps de paix sur un
territoire Žtranger, avec la permission de l'Etat souverain dudit territoire,
jouissent de l'immunitŽ, en tant qu'nitŽreprŽsentant leur Etat, donc seulement
tant que les liens de la hiŽrarchie et de la discipline militaires subsistent,
rŽunissant les divers membres dudit corps en un seul tout . Si ces conditions
sont rŽalisŽes, les membres de la troupe sont soustraits ˆ la juridiction
civile du territoire o se trouve leurs corps. Ils restent soumis ˆ leur
juridiction militaire, en vertu du principe: la loi suit le drapeau . 74
Calvo "Le Droit International", 1896, tome 3, p. 341, says: Lorsqu'un Etat indŽpendant accorde ˆ une armŽe Žtrangre la
permission de passer ou de sŽjourner sur son territoire, les personnes qui
composent cette armŽe ou se trouvent dans ses rangs ont droit aux prŽrogatives
de l'exterritorialitŽ. Une semblable permission implique, en effet, de la part
du gouvernement qui l'accorde, l'abandon tacite de ses droits juridictionnels
et la concession au gŽnŽral ou aux officiers Žtrangers du privilge de maintenir
exclusivement la discipline parmi leurs soldats et de rester seuls chargŽs de
rŽprimer les mŽfaits qu'ils viendraient ˆ commettre. 75
ValŽry "Droit International PrivŽ", p. 100, says also: 107. Un corps de troupe franais peut tre amenŽ ˆ sŽjourner
sur un territoire Žtranger soit par des opŽrations de guerre, soit ˆ la demande
d'un Etat anxieux d'tre protŽgŽ contre certains dangers, ainsi que cela se
produisit lorsque le Saint-Pre obtint en 1849 et en 1866 l'envoi ˆ Rome d'une
armŽe franaise, soit ˆ raison de la nŽcessitŽ de sauvegarder des intŽrts
nationaux comme l'occupation de Casablanca en fournit un exemple (1907-1910).
Ce sont lˆ des faits qui se prŽsentent, d'ailleurs, rarement. Il est trs
frŽquent, au contraire, qu'un ou plusieurs navires de guerre franais pŽntrent
dans les eaux littorales d'un Etat Žtranger et mouillent dans ses ports. Mais
dans l'une et l'autre de ces deux hypothses le droit des gens admet que la
force militaire ou navale n'est pas assujettie aux lois du territoire o elle
sŽjourne. 76
Aline Chalufour "Le Statut Juridique des Troupes AlliŽes pendant la
Guerre", p. 45: Comment fut rŽsolue, au point de vue pŽnal, la compŽtence
respective des autoritŽs franaises et alliŽes? Le principe dominant en la matire est celui-ci: une armŽe
opŽrant sur un territoire Žtranger est entirement soustraite ˆ la souverainetŽ
territoriale et possde une juridiction exclusive sur les membres qui la
composent. Sur ce point la doctrine, les lŽgislations et la pratique sont d'accord,
qu'il s'agisse d'occupatio bellica, d'occupation convenue rŽsultant d'un
traitŽ, d'occupation de police ou simplement comme dans le cas qui nous occupe,
de la prŽsence des troupes sur un territoire dans un but de coopŽration avec
l'armŽe du pays. 77
And also, Travers "Le Droit PŽnal International", vol. II,
para. 879: Le principle est que la loi pŽnale locale est inapplicable
aux membres des armŽes Žtrangres, amies ou alliŽes, autorisŽes implicitement
ou formellement ˆ venir, en cette qualitŽ, sur le territoire. Cette rgle
dŽcoule, au cas o il n'y a pas d'occupation, seule hypothse que nous
envisageons ici, de la considŽration suivante. Le membre d'une armŽe Žtrangre, pris en cette qualitŽ,
c'est-ˆ-dire considŽrŽ comme partie intŽgrante de la force publique de l'Etat
Žtranger, ne peut tre soumis ˆ la juridiction rŽpressive locale sans qu'il y
ait conflit avec la souverainetŽ de l'Etat Žtranger, et entrave ˆ son droit de
libre disposition de sa force armŽe. En outre, le gouvernement, qui accepte la prŽsence sur son
territoire de troupes Žtrangres consent implicitement ˆ ce que l'autoritŽ
Žtrangre conserve sur ces troupes la juridiction exclusive qui est nŽcessaire
pour le parfait maintien de la discipline. 78
One of the leading cases on this subject is that of The Schooner
Exchange v. M'Faddon and others (Supreme Court of the United States)[FN10] .
Chief Justice Marshall speaking for the Court said: This full and absolute territorial jurisdiction being alike
the attribute of every sovereign, and being incapable of conferring
extraterritorial power, would not seem to contemplate foreign sovereigns nor
their sovereign rights as its objects. One sovereign being in no respect
amenable to another; and being bound by obligations of the highest character
not to degrade the dignity of his nation, by placing himself or its sovereign
rights within the jurisdiction of another, can be supposed to enter a foreign
territory only under an express licence, or in the confidence that the
immunities belonging to his independent sovereign station, though not expressly
stipulated, are reserved by implication, and will be extended to him. This perfect equality and absolute independence of
sovereigns, and this common interest impelling them to mutual intercourse, and
an interchange of good offices with each other, have given rise to a class of
cases in which every sovereign is understood to waive the exercise of a part of
that complete exclusive territorial jurisdiction, which has been stated to be
the attribute of every nation. And, after dealing with the immunity which all civilized
nations allow to foreign ministers, he expressed the following views as to
troops: A third case in which a sovereign is understood to cede a
portion of his territorial jurisdiction is, where he allows the troops of a
foreign prince to pass through his dominions. In such case, without any express declaration waiving
jurisdiction over the army to which this right of passage has been granted, the
sovereign who should attempt to exercise it would certainly be considered as
violating his faith. By exercising it, the purpose for which the free passage
was granted would be defeated, and a portion of the military force of a foreign
independent nation would be diverted from those national objects and duties to
which it was applicable, and would be withdrawn from the control of the
sovereign whose power and whose safety might greatly depend on retaining the
exclusive command and disposition of this force. The grant of free passage
therefore implies a waiver of all jurisdiction over the troops during their
passage, and permits the foreign general to use that discipline, and to inflict
those punishments which the government of his army may require. 79
There seems to be a strong preponderance of authority in favour of the
view that there exists a rule of international law amongst the civilized
nations of the world, granting immunity to organized forces visiting a country
with the consent of the receiving Government. These immunities are not based on
the theory of exterritoriality which has been definitely rejected by Lord Atkin
in Ching Chi Cheung v. The King[FN11] . In that case, the doctrine of the
"floating island", as expressed by Mr. Oppenheim, was found quite
impracticable when tested by the actualities of life, on board ship and ashore;
but it was held that the ground upon which rested the immunities, was that the
sovereign extending the invitation is understood to cede a portion of his
territorial jurisdiction when he allows the troops of a foreign prince to pass
through his dominion. Their Lordships had to determine the jurisdiction of the
Hong Kong courts. The murder had been committed on board a Chinese armed public
ship in the territorial waters of Hong Kong. It was held that the immunities
granted are conditional and can themselves be waived by the nation to which the
ship belongs. The Chinese Government not having made a request for the
surrender of the accused, the jurisdiction of the British court was held to
have been validly exercised. 80
From this judgment of the Judicial Committee it flows clearly to my
mind, that some immunities exist in favour of foreign troops. It is true that
in the Cheung case[FN12] the Judicial Committee was dealing with the legal
status of an armed ship, but, the essence of the decision does not apply only
to ships in territorial waters, but applies equally to all armed forces. 81
If the principle of exterritoriality, or of the "floating
island", had been admitted by their Lordships, the position might be
different, but it has been clearly established, as Lord Atkin said, that the
immunities flow from "a waiver by the local sovereign of his full
territorial jurisdiction". If the receiving sovereign is presumed to waive
his jurisdiction as to members of the crew of a foreign ship, can it not be
said that the same presumption exists as to land troops visiting a foreign
country? 82
This view, I think, has been implicitly accepted by the Judicial
Committee, and is in accordance with the doctrine of the authors, the practice
followed by the nations of the world and by the Supreme Court of the United
States. 83
Dealing with the immunities of public ships owned by other nations, Lord
Atkin says: * * * What, then, are the immunities of public ships of
other nations accepted by our Courts, and on what principle are they based? The principle was expounded by that great jurist Chief
Justice Marshall in Schooner Exchange v. M'Faddon[FN13] , a judgment which has
illumined the jurisprudence of the world: "The jurisdiction of Courts is a
branch of that which is possessed by the nation as an independent sovereign
power. The jurisdiction of the nation within its own territory is necessarily
exclusive and absolute. It is susceptible of no limitation not imposed by
itself. * * * All exceptions, therefore, to the full and complete power of a
nation within its own territories, must be traced up to the consent of the
nation itself. They can flow from no other legitimate source. This consent may
be either express or implied. In the latter case, it is less determinate,
exposed more to the uncertainties of construction; but, if understood, not less
obligatory. The world being composed of distinct sovereignties, possessing
equal rights and equal independence, whose mutual benefit is promoted by
intercourse with each other, and by an interchange of those good offices which
humanity dictates and its wants require, all sovereigns have consented to a
relaxation in practice, in cases under certain peculiar circumstances, of that
absolute and complete jurisdiction within their respective territories which
sovereignty confers. * * * This perfect equality and absolute independence of
sovereigns, and this common interest impelling them to mutual intercourse, and
an interchange of good offices with each other, have given rise to a class of
cases in which every sovereign is understood to waive the exercise of a part of
that complete exclusive territorial jurisdiction, which has been stated to be
the attribute of every nation. . . . . . The judgment then proceeds to the third case "in which
a sovereign is understood to cede a portion of his territorial
jurisdiction," namely, "where he allows the troops of a foreign
prince to pass through his dominions". The Chief Justice lays down that
"The grant of a free passage therefore implies a waiver of all
jurisdiction over the troops during their passage; and permits the foreign
general to use that discipline, and to inflict those punishments which the
government of his army may require." 84
This decision of the Judicial Committee covers a very broad field, and
must be construed as including not only the members of the crew of an armed
ship, but also all land forces. The principles enunciated cannot but lead to
that conclusion. 85
Of course, I do not forget that international law has no application in
Canada unless incorporated in our own domestic law. In the Cheung case[FN14] it
was said: It must be always remembered that, so far at any rate, as
the Courts of this country are concerned, international law has no validity
save in so far as its principles are accepted and adopted by our own domestic
law. There is no external power that imposes its rules upon our own code of
substantive law or procedure. 86
The same principle has been held by this Court in the Foreign Legations
Reference[FN15] , where my Lord the Chief Justice said at page 230: I think, I repeat, that the proper conclusion from the
legislation of the Imperial Parliament, particularly in the eighteenth century,
in force, as some of the statutes were, when the common law was formally
introduced into Upper Canada, from the decisions and judgments I have cited,
and from the text writers, is that this rule, recognized by France, is also
implicit in the principles of international law recognized by the law of
England; and, consequently, by the law of Ontario. 87
If not accepted in this country, international law would not be binding,
but would merely be a code of unenforceable abstract rules of international morals. 88
But the Judicial Committee further added: The Courts acknowledge the existence of a body of rules
which nations accept amongst themselves. On any judicial issue they seek to
ascertain what the relevant rule is, and having found it, they will treat it as
incorporated into the domestic law, so far as it is not inconsistent with rules
enacted by statutes or finally declared by their tribunals. 89
I have to come to the conclusion that there exists such a body of rules
adopted by the nations of the world. These rules have been accepted by the
highest courts of the United States, and some of them, applicable to the
present case, have also been accepted by the Judicial Committee. I have to
acknowledge their existence, and treat them as incorporated in our domestic
law, following the direction given in the Cheung case[FN16] . And I see nothing
in the laws of the land inconsistent with their application within our
territory. 90
I have read with much care various agreements which have been entered
into during the last war between the British Government and the Government of
the French Republic, and also between the United States of America and the
French Republic, and the United States of America and Belgium. All these
agreements tend to show the existence of this universally adopted rule of
international law, and the agreement between England and France embodied in the
declaration of both Governments is drafted in unequivocal terms: His Britannic Majesty's Government and the Government of the
French Republic agree to recognize during the present war the exclusive
competence of the tribunals of their respective armies with regard to persons
belonging to these armies in whatever territory and of whatever nationality the
accused may be. The two Governments further agree to recognize during the
present war the exclusive competence in French territory of French justice with
regard to foreign persons in the British Army who may commit acts prejudicial
to that army, and the exclusive competence in British territory of British
justice with regard to foreign persons in the French Army who may commit acts
prejudicial to the said army. The words "in whatever territory" can leave no
room for doubt, that the British Government recognized the competence of the
French military courts over members of the French army on British soil. If I
held different views, I feel I would disregard what I think is an established
practice, which is a source of public international law, and which has been
accepted since many decades amongst nations, not only to prevent unfortunate
conflicts between the judicial authorities of different countries, but also to
safeguard the dignity of the sovereign, and ensure the necessary discipline of
the army. 91
I would therefore answer the first interrogatory in the affirmative. But
what I have said cannot be interpreted as meaning, that my conclusion is that
the Canadian judicial authorities have completely waived their jurisdiction
over American troops visiting this country. The principles enunciated in the
Cheung case[FN17] must be kept in mind. 92
In coming into Canada, American naval and land troops import with them
the jurisdiction of their service courts, and there is an implicit waiver by
the Canadian authorities of their territorial jurisdiction, which can be waived
by the visiting forces, implicitly or explicitly, and if this is done, then, to
borrow the expression of Lord Atkin, "the original jurisdiction of the
receiving sovereign flows afresh". 93
This immunity, as I have said, applies to all forces, whether on duty or
on leave, but not to members of the forces who may enter Canada as tourists or
casual visitors. 94
Moreover, the powers of arrest, search, entry or custody which may be
exercised by Canadian authorities with respect to offences committed or
believed to have been committed are not interfered with. 95
As to the second question, I would like to point out that the United
States of America (Visiting Forces) Act, 1942 , enacted by the United Kingdom,
differs from what I think are the settled and accepted principles of
international law in relation to immunities. 96
As I have said in dealing with the first interrogatory, the jurisdiction
of the Canadian courts exists, if the American authorities waive implicitly or
explicitly their right to exercise their own jurisdiction; but under the
Imperial statute, the British courts may act only if representations are made
to the Secretary of State on behalf of the Government of the United States,
with respect to any particular case. 97
These differences, however, do not affect in any way the powers of
Parliament or of the Governor General in Council acting under the War Measures
Act , to enact legislation similar to the statute of the United Kingdom, entitled
The United States of America (Visiting Forces) Act, 1942 , and, in view of the
decisions of the Judicial Committee and of this Court on the matter, I would
unhesitatingly answer the second interrogatory in the affirmative. Rand J.: 98
His Excellency in Council has been pleased to refer to this Court the
following questions: (1) Are members of the military or naval forces of the
United States of America who are present in Canada with the consent of the
Government of Canada for purposes of military operations in connection with or
related to the state of war now existing exempt from criminal proceedings
prosecuted in Canadian criminal courts and, if so, to what extent and in what
circumstances? (2) If the answer to the first question is to the effect
that the members of the forces of the United States of America are not exempt
from criminal proceedings or are only in certain circumstances or to a certain
extent exempt, has Parliament or the Governor General in Council acting under
the War Measures Act , jurisdiction to enact legislation similar to the statute
of the United Kingdom entitled the United States of America (Visiting Forces)
Act, 1942? 99
As is seen, they are related directly to the presence in Canada, at this
time and in existing circumstances, of units of United States military and
naval forces. What those circumstances are is a matter of public knowledge.
Canada and the United States are not only allies in a world struggle; they have
joined in special and concerted measures for the common defence of the two
countries. On what must be taken as an invitation from the Canadian Government,
United States forces have entered this country for the purposes of that joint
program. They are serving the strategic necessities of the greater part of
North America, for which the territories of both countries have become one
field of operations. It is unnecessary to add that the measures taken are of an
exceptional nature and are justified only by the grave threat to national
safety. 100
By an order in council of April 6th, 1943, the Foreign Forces Order of
1941, with the proviso to section 3 eliminated, was made applicable to those
forces; but that application reserved all immunities which by international law
attached to them in the circumstances of their entry into this country. Under
the authority of that order the service courts of these forces are exercising
the disciplinary jurisdiction vested in them by United States law. The order,
however, does not affect the jurisdiction of the Canadian civil courts over
acts which are offences against any law in force in Canada. The point of the
first question is, therefore, whether an immunity, absolute or qualified, from
Canadian jurisdiction has, under the law of nations, arisen in favour of the members
of these forces. 101
The conventions and usages of international law are of voluntary
adoption by sovereign states as rules according to which their international
relations shall be governed. These relations are of many kinds and those here
dealt with fall within a class in which representatives of a foreign state
enter and continue upon the territory of another. Territorial jurisdiction is
absolute and exclusive over all persons and things within it: but when this
impact of a foreign power takes place, at once the questions of sovereignty,
its dignity, its freedom from all other authority, and its equality of rank and
attribute, to the formal recognition of which all states are peculiarly
sensitive, present the necessity for that international etiquette which is
embodied in legal formulations. For many of these contacts, the rules are
precise and settled. The person of a foreign sovereign, or other chief officer
of a state, and generally his property are accorded, within another
jurisdiction, and under conditions of amity, an absolute immunity from the
local law: Reference as to Powers to levy rates on Foreign Legations[FN18] .
Likewise, with qualifications unnecessary for the present purposes to consider,
are diplomatic representatives of a foreign state, their staffs and their
property used for official purposes, privileged. 102
Apart from treaties, these rules lie in practices and principles, and
each depends upon its special circumstances and their significance in the
reasoning to which courts subject them. What we have to determine in this case
is the compromise in jurisdictional conflict which is presumed to be deduced
from "the nature of the case and the views under which the parties
requiring and conceding" the privilege must be supposed to have acted: The
Schooner Exchange v. M'Faddon[FN19] . 103
The usages of nations in relation to the armed forces of one state
within the territories of another, have not, in the past, been given that
consideration by jurists which the present importance of the question would
lead us to expect. Hall speaks of the scanty references by commentators in the
following language: Either from oversight or, as perhaps is more probable,
because the exercise of exclusive control by military and naval officers not
only over the internal economy of the forces under their command, but over them
as against external jurisdiction, was formerly too much taken for granted to be
worth mentioning, the older writers on international law rarely give any
attention to the matter * * * 104
In the case of The Schooner Exchange[FN20] , Marshall C.J., in a
judgment of characteristic power, puts the matter thus: 3d. A third case in which a sovereign is understood to cede
a portion of his territorial jurisdiction is, where he allows the troops of a
foreign prince to pass through his dominions. In such cases, without any express declaration waiving,
jurisdiction over the army to which this right of passage has been granted, the
sovereign who should attempt to exercise it would certainly be considered as
violating his faith. By exercising it, the purpose for which the free passage
was granted would be defeated, and a portion of the military force of a foreign
independent nation would be diverted from those national objects and duties to
which it was applicable, and would be withdrawn from the control of the
sovereign whose power and whose safety might greatly depend on retaining the
exclusive command and disposition of this force. The grant of free passage
therefore implies a waiver of all jurisdiction over the troops during their
passage, and permits the foreign general to use that discipline, and to inflict
those punishments which the government of his army may require. Equally impossible is it to conceive, whatever may be the
construction as to private ships, that a prince who stipulates a passage for
his troops, or an asylum for his ships of war in distress, should mean to
subject his army or his navy to the jurisdiction of a foreign sovereign. And if
this cannot be presumed, the sovereign of the port must be considered as having
conceded the privilege to the extent in which it must have been understood to
be asked. The preceding reasoning has maintained the propositions that
all exemptions from territorial jurisdiction must be derived from the consent
of the sovereign of the territory; that this consent may be implied or
expressed; and that when implied, its extent must be regulated by the nature of
the case, and the views under which the parties requiring and conceding it must
be supposed to act. Westlake, in International Law (1910), vol. 1, pp. 264-265,
treats the matter in these words: * * * In each case the physical extent of the normal
operation of a foreign force penetrates a geographical territory, and in each
that circumstance is only brought about by the express or tacit permission of
the geographical sovereign. Consequently, in both, the international rules of
jurisdiction to be applied are often treated, especially by British and
American writers, as dependent on the terms on which the geographical sovereign
may be presumed to have given his consent to the presence of the foreign
element. But since usage and reason furnish the only arguments which can be
employed in ascertaining the terms to be presumed, the mode of treating the
question is merely a veiled method of referring it to usage and reason. And it
cannot even in theory be applied to the case of foreign ships passing through
littoral seas, which presents the same circumstance of the interpenetration of
territorial and quasi-territorial rights, since the ships are there by virtue
of no permission, even tacit, but by virtue of the right of innocent passage,
which has always been deemed to be reserved when the right of a land sovereign
over any part of the sea has been described as one of sovereignty. Standing then on the ground of usage and reason, the case
which may occur on land is one on which no doubt has been felt, and it may be
disposed of in the words of Wheaton. "The grant of a free passage (to an
army) implies a waiver of all jurisdiction over the troops during their
passage, and permits the foreign general to use that discipline and to inflict
those punishments which the government of his army may require." 105
The preponderance of opinion would seem to support the foregoing views
but a qualification appears in Oppenheim's International Law, 5th ed., vol. 1,
p. 662, sec. 445: 445. Whenever armed forces are on foreign territory in the
service of their home State, they are considered extraterritorial and remain
therefore under its jurisdiction. A crime committed on foreign territory by a
member of these forces cannot be punished by the local civil or military
authorities, but only by the commanding officer of the forces or by other
authorities of their home State. This rule, however, applies only in case the
crime is committed, either within the place where the force is stationed, or in
some place where the criminal was on duty; it does not apply if, for example,
soldiers belonging to a foreign garrison of a fortress leave the rayon of the
fortress, not on duty but for recreation and pleasure, and then and there
commit a crime. The local authorities are in that case competent to punish them
* * * 106
The immunity of a foreign vessel of war is frequently said to apply in
respect of members of the crew while on shore and "on duty". This
undoubtedly has furnished the concept applied by Oppenheim to an army. Based on
the theory of exterritoriality, the latter is a "body" and immunity
beyond its "lines" is confined to members "on duty". In the
case of United States troops in Canada, however, there is no defined area; they
are here generally and are available wherever they may be required. 107
Now it is of interest to observe how, in practice, these rules were
worked out during the Great War. On December 15, 1915, a joint declaration by
Great Britain and France provided for the exclusive competence of the tribunals of their
respective armies with regard to persons belonging to those armies in whatever
territory and of whatever nationality the accused may be. That declaration confirmed the practice followed up to its
date from the time the British force reached France late in August, 1914.
Canadian troops from the latter part of 1914 until December 15, 1915, formed
part of the British Army in France and came within that practice. In January,
1918, a similar declaration was passed between the Secretary of State for the
United States and the French Ambassador in Washington. During 1918 negotiations
for an agreement on the same matter took place between Great Britain and the
United States. Although the correspondence indicates an original view on the
part of Great Britain possibly more restrictive than that expressed by
Oppenheim, it was not pressed, and acceptance was given to the proposal of the
United States for a convention on the terms of the declaration with France. The
early withdrawal of United States troops from Britain rendered its formal
conclusion unnecessary. But it appears that over offences committed outside the
camps of these forces, the British courts exercised jurisdiction. 108
There seems to have been some doubt whether the declaration of December
15th, 1915, was valid as applied to French troops in Britain. A similar doubt
was expressed as to what effect the courts in the United States would give to
the informal agreement proposed by that country and Great Britain: (Letter of
February 15th, 1918, The Acting Secretary of State to the United States
Ambassador in London). In each case the doubt arose from the lack of
legislative confirmation. 109
In the present war, a treaty between Great Britain and Egypt excludes
the criminal jurisdiction of the latter country over members of the British
forces. By the United States of America (Visiting Forces) Act (1942) no
prosecution in Britain against persons subject to the military law of the
United States can be instituted except upon a request from a proper
representative of that country. That Act goes beyond the declaration of 1915
and international usage in its inclusion of persons and groups who are not
technically members of military forces but are associated with them and are
subject to military law. Agreements substantially to the same effect have been
made between most of the allied countries. 110
In determining what has been implied in the invitation, its scope and
the object to which it is addressed become significant circumstances. What has
been invited into Canada is an army with its laws, courts and discipline. It
cannot be assumed that such an organization would take the invitation to mean
that, once the international border was crossed, its disciplinary powers should
be suspended and its functions, except as to innocuous motions, come to an end.
To these circumstances there is to be applied, in the words of Sir Alexander
Cockburn, quoted by Lord Atkin in Chung Chi Cheung v. The King[FN21] :
"the rule which reason and good sense * * * would prescribe". 111
Lord Atkin, in the same decision, says: When the local court is faced with a case where such
immunities come in question, it has to decide whether, in the particular case,
the immunity exists or not. If it is clear that it does, the court will, of its
own initiative, give effect to it. * * * The foreign sovereign could not be
supposed to send his vessel abroad if its internal affairs were to be
interfered with and members of the crew withdrawn from its service by the local
jurisdiction. . . . . . It must be always remembered that, so far, at any rate, as
the Courts of this country are concerned, international law has no validity
save in so far as its principles are accepted and adopted by our own domestic
law. There is no external power that imposes its rules upon our own code of
substantive law or procedure. The Courts acknowledge the existence of a body of
rules which nations accept amongst themselves. On any judicial issue they seek
to ascertain what the relevant rule is, and, having found it, they will treat
it as incorporated into the domestic law, so far as it is not inconsistent with
rules enacted by statutes or finally declared by their tribunals. 112
From that language, I do not understand that the ordinary methods of
judicial determination are not to be resorted to. To insist upon precise
precedent in usage would sterilize judicial action toward changing
international relations: and in the reduction of terms of an implied
arrangement the court must be free to draw upon all sources of international
conventions, including "reason and good sense". 113
But the question remains whether any conclusion that might follow from
these circumstances and views is in conflict with a rule or principle declared
or adopted by the courts or Parliament of this country or accepted as embodied
in its constitutional practices. There is no doubt that constitutional
principle in England has for several centuries maintained the supremacy of the
civil law over the military arm. If that principle meets the rule of immunity
to foreign forces arising in the circumstances stated, then the latter must
give way. The principle is intended to maintain a nation of free men through an
equality before the law and a common liability to answer to the same civil
tribunals. The citizen taking on the special duties of a soldier abates no jot
of that accountability. The independence of that law and its courts in the
armed forces would open the way to military domination and the loss of that
freedom which equality secures. 114
Can that principle be said to be infringed by jurisdiction in a military
court of the United States over its own forces which for the purposes of both
countries are temporarily on our soil? It is, of course, not foreign but
domestic military usurpation against which the principle is a bastion and it
might be strongly argued that the objection to conceding such a jurisdiction is
not that it is military but that it is foreign. But I have come to the
conclusion that that principle stands in the way of implied exemption when the
act complained of clashes with civilian life. The question is what is the
workable rule implied from the invitation, that fits into the fundamental legal
and constitutional system to which it is offered. It is from the background of
that system that the invitation and its acceptance must be interpreted. It cannot
be said to be clear that there has been a recognition of either a usage or
principle by the parliament or the courts of this country or of Great Britain
that would raise the immunity against the constitutional safeguard of
accountability before a common tribunal. That safeguard, however, is concerned
primarily to vindicate, not Canadian courts, but Canadian civil liberty. It
does not, therefore, stand in the way of a rule limited to the relations of
members of a foreign group admitted into Canada for temporary national purposes
with persons other than members of the Canadian public: Cheung case[FN22] and
the memorandum of Sir Alexander Cockburn in the Report of the Royal Commission
on Fugitive Slaves quoted therein. 115
The point of the controversy is whether the adjudication upon
infractions of the local law by members of foreign forces shall be carried out
by the tribunals of those forces. The principle enunciated in the Schooner
Exchange decision[FN23] has as a necessary corollary the implied obligation on
the foreign court to accept that responsibility. The principle of immunity laid
down in the case of Chung Chi Cheung v. The King[FN24] is that the local
jurisdiction withdraws before the assertion of jurisdiction by the foreign
authority: if the latter fails to make that assertion, it must be taken as
waiving it and in such a case the local processes are considered not to have
been displaced. Likewise the foreign jurisdiction may waive the local exercise
of preliminary or ancillary process. In such a conception, an act in violation
of the local law is not permitted an escape, jurisdictionally, from appropriate
juridical action. 116
On the second question, it is not necessary to say much. The decision of
the Privy Council in the case of Fort Frances Pulp & Paper Co. Ltd. v. The
Manitoba Free Press[FN25] puts beyond question the powers of the Dominion to
provide for the defence and security of the country. These powers place upon
Parliament and Government the duty and responsibility of acting in the fullest
exercise of them for the preservation of the nation. In the aspect of measures
for the country's safety, questions of the distributed normal peace powers seem
somewhat irrelevant. What these measures are designed to do is to defend the
constitution which provides for that distribution; and the suspension or
supersession of normal functions in the means adopted must be regarded as
incidental to the necessities of the nation's purpose. In that sense, the
exercise of judicial functions by courts of foreign forces is not an
encroachment on the jurisdiction of provincial courts. It lies within a zone
underlying that jurisdiction and essential to its continued existence. In any
other view, constitutional formalities might bind us to impotence in the
supreme effort of self-preservation. 117
The powers committed by the War Measures Act (1914) to the Dominion
Government are necessarily of wide scope: Fort Frances Pulp & Paper Co.
Ltd. v. The Manitoba Free Press[FN26] ; Reference on Validity of Regulations in
Relation to Chemicals[FN27] ; and they would, in my opinion, be competent to
the legislative measures mentioned. 118
I would therefore answer the questions as follows: 1. The members of United States forces are exempt from
criminal proceedings in Canadian courts for offences under local law committed
in their camps or on their warships, except against persons not subject to
United States service law, or their property, or for offences under local law
wherever committed, against other members of those forces, their property and
the property of their government, but the exemption is only to the extent that
United States courts exercise jurisdiction over such offences. 2. Both Parliament and the Governor General in Council
acting under the War Measures Act have jurisdiction to enact legislation
similar to that of the United States Visiting Forces Act (1942) . FN1. [1923] A.C. 695 . FN2. (1918) 57 Can. S.C.R. 150. FN3. (1812) 7 Cranch 116. FN4. [1939] A.C. 160 . Chung Chi Cheung v. The King . FN5. [1939] A.C. 160 . FN6. [1943] S.C.R. 208 . FN7. (1812) 7 Cranch 116. FN8. [1939] A.C. 160 . FN9. [1939] A.C. 160 . FN10. (1812) 7 Cranch, pp. 116 to 147. FN11. [1939] A.C. 160 , at 174. FN12. [1939] A.C. 160 . FN13. (1812) 7 Cranch 116. FN14. [1939] A.C. 160 . FN15. [1943] S.C.R. 208 . FN16. [1939] A.C. 160 . FN17. [1939] A.C. 160 . FN18. [1943] S.C.R. 208 . FN19. (1812) 7 Cranch 116. FN20. (1812) 7 Cranch 116. FN21. [1939] A.C. 160 . FN22. [1939] A.C. 160 . FN23. (1812) 7 Cranch 116. FN24. [1939] A.C. 160 . FN25. [1923] A.C. 695 . FN26. [1923] A.C. 695 . FN27. [1943] S.C.R. 1 . |