Charles
Frederick Augustus William, Duke of Brunswick,-Appellant; Ernest Augustus, King
of Hanover, Duke of Cumberland and Teviotdale, in Great Britain, and Earl of
Armagh, in Ireland,-Respondent
House of
Lords
Original Eng. Rep. version, PDF
Original
Citation: (1848) 2 HLC 1
English
Reports Citation: 9 E.R. 993
July 25,
27, 31, 1848.
Foreign
Sovereigns - Affairs of State - Jurisdiction.
Mews'
Dig. viii. 179, 180, 181, 182, 186, 294. S.C., below, 6 Beav. 1; 13 L.J. Ch,
107; 8 Jur. 253. Discussed in the Parliament Belge, 1880, 5 P.D. 207, and
Mighell v. Sultan of Johore (1894), 1 Q.B. 149; and see London (Mayor of) v.
Cox, 1867, L.R. 2 H.L. 262; Smith v. Weguelin, 1869, L.R. 8 Eq. 214;
Hettihewage Siman Appu v. Queen's Advocate, 1884, 9 A.C. 588.
REPORTS OF CASES heard in the House of Lords, and decided
during the Sessions 1848-50. By C. claek and W. finnelly, Barristers-at-Law.
Vol. II.
CHARLES FREDERICK AUGUSTUS WILLIAM, Duke of BRUNSWICK,-Appellant;
ERNEST AUGUSTUS, King of HANOVER, Duke of CUMBERLAND and TEVIOTDALE, in GREAT
BRITAIN, and Earl of ARMAGH, in IREÁLAND,-Respondent [July 25, 27, 31, 1848].
[Mews' Dig. viii. 179, 180, 181, 182, 186, 294. S.C., below,
6 Bear. 1; 13 L.J. Ch, 107; 8 Jur. 253. Discussed in the Parliament Beige,
1880, 5 P.D. 207, and Mighell v. Sultan of Johore (1894), 1 Q.B. 149; and see1
London (Mayor of) v. Cox, 1867, L.R. 2 H.L. 262; Smith v. Weguelin, 1869, L.R.
8 Eq. 214; Hetti-hewage Svman Appu v. Queen's Advocate, 1884, 9 A.C. 588.]
Foreign Sovereigns-Affairs of State-Jurisdiction.
A foreign sovereign, coming to England, cannot be made
responsible in the courts there for acts done by him, in his sovereign
character, in his own country :
held, therefore, that the King of Hanover, who was also a British, subject, and was in England
exercising his rights as such subject, could not be made to account in the
Court of Chancery for acts of state done by him in Hanover and elsewhere
abroad, in virtue of his authority as a sovereign, and not as a British
subject.
This was an appeal against an order of the Master of the
Rolls, allowing a d&t murrer to the appellant's bill for want of equity,
and also for want of jurisdiction (6 Beavan, 1; 13 Law J., N.S. 107).
[2] The bill, filed in August 1843, stated that in 1830 the
appellant was the reigniagr duke of Brunswick, and was, in his private
capacity, seised and possessed of real and personal estates of considerable
value in Brunswick, England, Hanover, Frances and elsewhere; but that on the
6th of September, 1830, during his absence from Brunswick, a revolutionary
movement took place there, in the course of which the government was
overthrown, and he was prevented from returning to resume his authority as
reigning Duke; that pending the said movement, a decree of the GerÁmanic Diet
of Confederation was passed, dated the 2nd of December, 1830, whereby the
appellant's brother, William, Duke of Brunswick, was invited to take upon himÁself,
provisionally, the government of the Duchy, and the Diet left it to the
legitimate agnati of the appellant to provide for the future government
thereof: that his late Majesty William the Fourth, as King of Hanover, was a
member of the said Diet, and as such King, he or his Viceroy, the Duke of
Cambridge, voted in support of the said decree: that in February 1831, his said
late Majesty, and the said William, Duks of Brunswick, claiming to be the
legitimate agnati of the appellant, caused to be pubÁlished a declaration,
purporting to depose him from the throne of the said Duchy, and declaring that
the same had passed to William, Duke of Brunswick, who, in pursuance of such
declaration, had ever since exercised the rights and authorities of Sovereign
Duke of Brunswick.
The bill further stated that in 1833 an instrument in
writing, signed by his
Majesty William [3] the Fourth, and William, Duke of
Brunswick, and dated at St.
James's the 6th of February, and at Brunswick the 14th of
March, 1833, was promul-
H.L. ix. 993 32 II H.L.C., 4 BRUNSWICK (DUKE of) V.
HANOVER (KING OF) [1848]
gated by
them in the German language, which, being translated, was as follows: -˜ "
We, William the Fourth, King of, etc., and of Hanover, Duke of Brunswick and of
Lunebourg, and we, William, Duke of Brunswick and of Lunebourg, moved by the
interests of our house, whose well-being is: confided to us, and yielding to a painful but
inevitable necessity, have thought it necessary to consider what measureÇ the
interests of his Highness Charles, Duke of Brunswick, the preservation of the
fortune now in his hands, the dangers and illegality of the enterprizest
pursued by him, and lastly, the honour and dignity of our house,may require;
and after having heard the advice of a commission charged by usi with tie
examination into this affair, and after having weighed and exactly balanced all
points of fact and law; and whereas, after the dissolution of the German
empire, the powers of supreme guardianship over the Princes of the empire,
which up to- that period had appertained to the Emperor, devolved to the heads
of sovereign states; we, taking into consideration, the laws and customs, and
by virtue of the rights unto us belonging, in quality of heads of the two
branches of our House, have decreed as follows :
" Article the first.-Certain facts, either notorious or
sufficiently proved, have caused us to arrive at the conviction that his
Highness Duke Charles is at this time wasting the fortune -which he possesses
in enterprizes alike impossible and dangerous to [4] himself and other persons,
and is seeking to damage the just claims which certain persons interested now
or hereafter may legally have in his property, we have consequently considered
that the only method of preserving the fortune of his Highness Duke Charles
from total ruin, is to' appoint a guardian over him.
" Article the second.-In consequence of this
conviction, we decree that Charles, Duke of Brunswick, shall be deprived of the
management and administration of his fortune ; a guardian shall be appointed
whom we shall choose by mutual consent from amongst the noble scions of our
house, although the right of choice belongs to' the legitimate sovereign of the
Duchy of Brunswick in virtue of his title alone."
By the third, fourth, and fifth articles, the guardianship
was confided to the Duke of Cambridge, then Viceroy of Hanover, and he was
authorized to appoint sub-guardians for the management of the property, who
should make an inventory thereof, and take measures for the preservation and
administration of the fortune placed under the guardianship of his Royal
Highness, to whom they should render an annual account of their management, to
be by him transmitted to William the Fourth and the Duke of Brunswick for
settlement and approval.
By article the sixth the guardianship was to be "
considered as legally established at Brunswick, where it was to have its
locality." And by article the seventh the decree was to be published in
the bulletins of the laws of the kingdom in the usual form, etc.
At the foot of this instrument was added a note, signed by
the respondent, them Duke of Cumberland, [5] and by the Dukes of Sussex and
Cambridge, approving of the arrangement.
The bill then stated that the said instrument was void, but
nevertheless the Duke of Cambridge accepted the appointment of supreme guardian
of the appellant's proÁperty, and entered into1 possession thereof to' a very
considerable amount; and after several payments, properly made, there remained
in his hands a large surplus for which he never accounted to the appellant:
that on the death of William the Fourth, in June 1837, the respondent became
King of Hanover, and thereupon by some instrument in writing, the particulars
of which he refused to' disclose', but which was signed by him and William,
Duke of Brunswick, the respondent was purported to be appointed guardian of the
appellant in place of the Duke of Cambridge, under the instrument of the 6th of
February and 14th of March, 1833, and with all the powers and authorities
thereby purported to be conferred on the Duke of Cambridge : that shortly after
such appointment, the Duke of Cambridge accounted to the reÁspondent for all
the real and personal estates of the appellant, possessed by him or his agents,
and paid the balance due from him in respect thereof to the officers' of the
treasury of Hanover, whereby the same came to' the hands of the respondent, and
he, upon his appointment as guardian, entered into', and ever since continued,
by himself or his agents, in the possession or receipt of the rents and profits
of the real estates belonging to the appellant in his private capacity at
Brunswick, and also from time to time took possession of further parts of the
appellant's personal proÁperty in Brunswick and elsewhere, and sold and
con-[6]-verted into money parts
994 Brunswick (Duke of) v. Hanover (King
of) [1848] II hH.L.C., 7
thereof,
which did not consist of money, and possessed himself of the produce of such Èale,
and from time to time made divers payments on account of the appellant and of
the expenses incurred in the management of his property; but after allowing for
such payments, there remained a large balance, to' the amount of several
hundred thousand pounds, due from the respondent, and he never rendered to the
appellant any account of the property so possessed by him.
The bill further stated that the respondent, until within a
few weeks, had been residing in Hanover, out of the jurisdiction; that the
appellant had by himself and agents applied to him to' account for the rents
and profits of the real estates, and for the personal estate and effects, and
produce of the sale thereof, etc., with which applications the respondent
refused to' comply on various pretences suggested in the bill,-as that the said
instrument of 1833, and the subsequent instrument, under which the respondent
was appointed guardian, were valid and legal, and that he was not liable to
account for the acts and receipts of himself and his agents, or of the Duke of
Cambridge and his agents, otherwise than to William, Duke of Brunswick; but the
bill charged the said instruments to be invalid according to the laws as well
of Brunswick and Hanover as of Great Britain, however that the Duke of
Cambridge and the respondent respectively took possession of the appellant's
real and personal estates, as aforesaid, under colour of the said appointments
as guardians and trustees for the appellant, and not adversely; and that the
appellant and the respondent, both then residing in [7] England, were subjects
of the Crown of Great Britain and Ireland, and that by the law of England such
appointments of the Duke of Cambridge and of the respondent to be guardians of
the appellant, and all the rights purported to be given to them respectively,
were void, even if the same were valid by the law of Brunswick, and that if the
said appointments were valid at the time they were made-which the appellant
denied-there was then nothing in the circumstances, or conduct, or state of
mind of the appellant to1 debar him from the full enjoyment of his property;
and he charged, that in the circumstances aforesaid, the respondent was liable to
account to him for the receipts and payments, acts, neglects, and defaults of
himself and his agents, under his alleged appointment of guardian as aforesaid.
The bill, after charging in detail divers acts and dealings
by the Duke of Cambridge and the respondent, and their respective agents, with
the appellant's private property of various kinds, also' charged, that in
1833-4, the appellant, then residing in Paris, and possessed of other property
of large amount, the Duke1 of Cambridge, as guardian, acting by himself and
agents, under colour of said appointment caused proceedings to be taken and
attachments to be issued against the appellant and several persons in France,
who had in their possession money, goods, and other effects of the appellant. .
The bill stated a long course of litigation arising out of those proceedings in
France, resulting, in 1837, in a final decree awarding damages and costs to a
large amount against the Duke of Cambridge, in respect of which the appellant
received 100,000 francs in Paris, and for the unsatisfied ba-[8]-lance,
amounting to 1775, he, in 1838, brought an action against the Duke in Her
Majesty's Court of Common Pleas, to' which the Duke of Cambridge, after putting
in several dilatory pleas, at last submitted in 1840, and paid 2000 in
satisfaction of t!ie debt and costs. And the bill charged that the said 2000
and 100,000 francs were paid out of the personal estate, or the rents of the
real estates, of the appellant, posÁsessed and received by the Duke of
Cambridge or his agents, or by the respondent or his agents, under the said
instrument of 1833.
The bill also' charged that the appellant proceeded to the
town of Osterode, in the kingdom of Hanover, in 1830, accompanied by a small
retinue, with the intention of making a peaceable entry into' his own
dominions, and that while staying at the hotel there, he was attacked by a,
party of armed men, and compelled to escape into Prussia, leaving behind him
cash and notes to the amount of 24,000 crowns, or 4500 sterling, all which came
to the hands of the Duke of Cambridge; in evidence of which the bill set forth
a letter from the Duke to the appellant, stating, " With respect to the
property taken from you at Osterode, I have the satisfaction of being able to
inform you that there is every reason to believe it is in perfect safety. I
think, howÁever, under actual circumstances, it would not be consistent with my
duty to deliver the property into your hands, but I propose to' place it at the
disposal of the existing government of Brunswick, to whom you can make
application, etc." And the bill
995 II H.L.C., 9 BRUNSWICK (DUKE of)
V. HANOVER (KING of) [1848]
charged,
that the Duke of Cambridge in resigning the office of guardian, accounted for
the said cash and notes to the respondent, as the [9] new guardian; and that
the latter was liable to account for the same to the appellant. The bill also-
charged, that the respondent was a peer of the realm, and his title as such,
was " Ernest Augustus-Duke of Cumberland and Teviotdale, in Great Britain,
and Earl of Armagh, in Ireland," and that since his arrival, and during
his then residence in London, he exercised his rights and privileges as such
Peer.
The bill prayed that it might be declared that the said
instrument of the 6th of February and 14th of March 1833, and the appointment
of the Duke of Cambridge as guardian of the fortune and property of the
appellant, thereby purported to be made, and the subsequent appointment of the
respondent as such guardian, were absolutely void and of no effect; and that it
might be declared that the respondent w is liable and ought to account to the
appellant for the personal estate, property, ani effects, and the rents and
profits and produce of the sale of the real estates of the appellant, possessed
or received by the respondent, or any person or persons by his order or for his
use, etc., since his appointment as guardian, by virtue of the said instrument,
including therein the personal estate and effects, rents, profits, and proÁduce
paid or accounted for to the respondent by the Duke of Cambridge as aforesaid,
etc.
The respondent appeared (see 6 Beavan, p. 9, (note) and p.
33), and demurred to the bill for want of equity and for want of jurisdiction.
The Master of the Rolls allowed the demurrer. The appeal was brought against
that decision.
[10] Mr. Holt and Mr. Heathfield for the appellant:-The
respondent's defence to this suit is put on two grounds; first, that, as an
independent sovereign, he is not liable to be sued in the courts of this
country, and his right of exemption is not affected by the circumstance of his
being also a subject of her Majesty; secondly, that the matters complained of
in the bill are not the subject of municipal jurisdiction, being either matters
of state or political transactions, which cannot be dealt with in our courts,
consistently with principles of public policy; so that the whole of the respondent's
case is made to rest upon the political character of himself and of the transactions
in question.
The matters stated in the bill, and which are, or at least
must be taken upon the demurrers to be, admitted by the respondent, are
transactions of a private nature as between one subject of her Majesty and
another, for the bill does not complain of any act done in respect of the
appellant's sovereignty or Dukedom. The instrument, under colour of which he
was deprived of the management of his private property, purported to have for
its object to preserve the property, and not to deprive him absolutely of it.
The bill alleges that that instrument is invalid according to the law as well
of Brunswick and Hanover as of England. That allegation also must be taken to
be admitted, but it is capable of proof in due form if necessary. The bill
further alleges that the Duke of Cambridge, the first guardian under that
instrument, seized and possessed himself of the appellant's property, not
adversely, but as guardian-
[11] [Lord Lyndhurst.-Is the Duke of Cambridge a defendant?]
He was not made a party, as the bill stated that he
accounted for his management to the respondent, his successor in the
guardianship. It is not, however, necessary to discuss that point, as there was
no demurrer to the bill for want of parties, nor was any question of that kind
raised in the Court below.
The bill further alleges, that the appellant and respondent
are both subjects of the Crown of England; that the said instrument, even if
valid according to the laws of Brunswick, is invalid according to the law of
England, and that there is nothing now in the mind or character of the
appellant to shew that he is not perfectly competent to manage his property.
The demurrer admits all these allegations.
Besides the seizure by the guardians of the appellant's
private property within the territory of the duchy, the bill states that
proceedings were taken in 1834 by the Duke of Cambridge, as such guardian,
against the appellant, then residing in France, and against various persons
there who held money or effects belonging to him. The result of that long and
expensive litigation was a decree for the appellant, with costs against the Duke. The bill states, and
the statement cannot be denied, that these corts, as well as another sum of
2000, for which a suit brought in the English Court
996 Brunswick (Duke of) v. Hanover (Kino
of) [1848] N H.L.C., 12
of
Common Pleas was compromised, were paid out of the appellant's own property in
the hands of the respondent. The bill also states, that in a criminal attack,
made by an armed party on the appellant in the Hanoverian town of Osterode, in
1830, ha was deprived of !)4,000 crowns, [12] equal to' 4500 sterling, besides
his carriage and some jewels; and there is set forth as evidence of that
statement, a letter from the Duke of Cambridge, in effect admitting that the
money and other property came to his hands, and that he thought it his duty to
place them at the disposal of the then existing government of Brunswick. All
these statements amount to this clear and admitted fact, that the Duke of
Cambridge first, and the respondent afterwards, took possession of the
appellant's property of various kinds at divers times and places-acting as
guardians throughout, although under an invalid instrument,- and he, according
to the course of the Court of Chancery, asks for an account. If these transactions
had taken place between private individuals, there could be no doubt whatsoever
of the appellant's right to such account. But it is objected that the matters
complained of, being matters of state transacted abroad, cannot be the subÁject
of municipal jurisdiction here. That defence has been long exploded; it was the
same that was set up against inquiry into the levying of ship money and the
issuing of general warrants, and, if it were to prevail, would lead to an
intolerable state of tyranny. The principle of our Courts is, that whenever any
person, subject to their jurisdiction, whether sovereign or not, acts without
authority or exceeds it, he is liable to account; Nabob of the Camatic v. East
India Company (1 Ves. Jun. 371), Mostyn v. Fabrigas (Cowp. 161), Frewen- v.
Lewis (4 Myl. and Or. 254-5), AttorÁney General v. Forbes (2 Myl. and Cr. 123),
Ellis v. Lord Grey (6 Sim. 214).
[13] The second defence to the bill is, that the respondent
is, by his character of foreign independent sovereign, placed above the
jurisdiction of the Court. The appellant, though also a foreign Prince, is by
the act of 4 Anne, c. 4, to be taken to be a natural-born subject of this
realm/as a descendant of the Princess Sophia of HanÁover. The respondent also,
though an independent sovereign, is a subject of her Majesty, being a Peer of
the realm, and was actually exercising his privileges as such at the time the
bill was filed, so that both parties maintain the character of subjects of the
realm as much as any other suitors of the Court. The question then is, whether
there is anything in the character of the instrument by which the King of these
realms and a foreign sovereign Prince could authorise a third person, a subject
of this realm, to take possession of the property of the appellant, and retain
it without accounting? It is quite clear that the sovereign of this country has
no power by law to authorise any person in this country to seize and retain,
without account, the property of another. Do the: laws of Brunswick or Hanover
confer such authority? The bill charges in effect, that they do not, but the
demurrer1 implies that they do, for after stating in the usual way that there
is no equity in the case made by the appellant, it adds, in a very unusual
form, that the Court has no jurisdiction as to any of the matters stated in the
bill.
The respondent, before putting in the demurrer, adopted the
ordinary course of moving the Court to discharge the process, as in Viveash v.
Becker (3 Maule and Sel. 284), [14] Davidson v. The Marchioness of Hastings (2
Keen, 509), and Kinder v. Forbes (2 Beav. 503); but Lord Lyndhurst refused the
application, observing that " the defendant is a Peer of the realm, has
taken the oath of allegiance to the Sovereign, and has a seat in the House of Peers,
and at present is resident here " (6 Beav. 9 (note)). That was an
adjudication of the entire question of jurisdiction which was actually
exercised in that order; it is, literally, res judicata.
But if the question was not then determined and disposed of,
the onus lies on the respondent to establish his immunity. There is no case or
authority shewing that a foreign sovereign residing within the realm, is not
subject to the jurisdiction of our Courts. The Master of the Rolls, in his
judgment, referred to a passage in Bynkershoek, Tom. 2, " Deforo
legatorum," cap. 3, but not to cap. 4, " Principis bona in alterius
imperio, etc.," in which is given a clear opinion, applicable to the
present question. Any person who claims exemption from the jurisdiction must
shew the grounds of exemption. Ambassadors are declared exempt (7 Anne, c. 12),
because perfect freedom is necessary to' the exercise of their vocation. But an
ambassador may, by other means, be brought to account and to render justice to'
a party complainÁing, as by an application to' his own sovereign and
government. That mode of re-
997 II H.L.C., IB BRUNSWICK (DUKE of)
V. HANOVER (KING of) [1848]
dress is
here impossible, because the party is himself the Sovereign, and will not, of
course, at home grant the redress which he refuses here, so that there is here,
if the defence be upheld, a complete failure of justice. There is no*
ijecessity to contend that the respondent is liable to' [15] arrest, but no
reason can be assigned against permitting process against him up to
sequestration. All that is required in this case is that, it being shewn that
wrong has been done, the respondent should be called on to make reparation. The
defence set up in this case would, if allowed, give the respondent an immunity
which is not claimed by the Sovereign of these realms, who, in answer to the
subject's complaint, directs right to be done, whereupon the courts take
jurisdiction between the subject and Sovereign, as in the case of Viscount
Canterbury v. The Attorney General (1 Phillips, 306).
But though it may be held that an independent foreign
sovereign is exempt from the jurisdiction-how to serve him with process would
be the difficulty-there is in this case the additional ingredient, that the
respondent is also a subject, and was not only in this country, but in the
exercise of his privileges as a Peer when the bill was filed and he was served
with process. He might, as a foreign sovereign, sue at law or in equity any
subject of the realm. There is no principle of law or reason on which he may
not be sued; Calvin's Case (7 Co. Eep. 15), Hullett v. The King of Spain (1 Dow
and C. 169), King of Spain v. Hullett (1 Clark and F. 333), Glyn v. Scares and
the Queen of Portugal (1 You. and Col., p. 688), Queen of Portugal v. Glyn (7
Clark and F. 466), Melan v. Duke de Fitzjames (1 Bos. and Pul. 138), Barclay v.
Russell (3 Ves. 424 ; see p.'431), De la Torre v. Bernales (1 Hov. Sup. to Ves.
149), Moodalay v. The [16] East India Company (1 Bro. C. C. 469 ; 2 Dick. 652),
Munden v. The Duke of Brunswick ,(16 Law J. 300), Vattel, B. iv., ch. vii.,
sec. 108, Bynkershoek, Tom. 2, cap. 4. From these cases and authorities is to
be clearly inferred this principle, that if process from our Courts can be
enforced against a, foreign sovereign, he is liable; to the jurisdiction ;-so
that the authorities, as well as principle!, are in favour of the jurisdiction.
Mr. Turner and Mr. Elmsley for the respondent, were not
heard.*
The Lord Chancellor : -I find that all the noble and learned
Lords, who attend on this argument, are clearly of opinion that the judgment of
the Master of the Rolls is right. The whole case must depend on the allegations
of the [17] bill, there being no matters out of the bill which can be brought
into' question, except SO' far as they are referred to by the bill. After the
House has heard the very able arguments that have been adduced in opposition to
the judgment of the Master of the Rolls, we are) all of opinion that there is
no ground for impeaching that judgment.
The whole question seems to me to turn upon this (that is to
say, for the purpose of this decision, it has not been otherwise contended at
the bar, and if it had been, it is quite clear that the contention could not be
maintained), that a foreign Sovereign,
* The " reasons " annexed to' the respondent's
printed case, signed by Sir C. "VVetherell, Mr. Turner, and Mr. Elmsley,
were,-
" First, Because the respondent, being an independent
sovereign Prince, is not liable to be sued in any Court in this country.
" Second, Because the immunity of the respondent from
suit, as an independent sovereign Prince, cannot be affected by his being a
subject of her Majesty, in cases] in which he is sued in respect of matters not
transacted by him as such subject; and although it is stated in the bill that
the respondent is a subject of her Majesty, as well as King of Hanover, yet it
also appears by the bill, that none of the matters therein set forth, and in
respect of which relief is prayed and discovery sought from the respondent,
were transacted by him as a subject of her Majesty.
" Third, Because the immunity or exemption of a foreign
independent sovereign Prince from being sued in the Courts of this country,
cannot be less than that of an ambassador, and ambassadors are exempt from such
suit by common and statute law.
" Fourth, Because it appears by the bill that the
matters therein complained of are not the subject of municipal jurisdiction,
being either matters of state or political transactions, which cannot be dealt
with in the Courts of this country.
" Fifth, Because the maintenance of this suit is
inconsistent with principles of public policy."
(See also the argument in the Rolls, 6 Beav., p. 10.)
998 Brunswick (Duke of) v. Hanover (King
of) [1848] II H.L.C.
is coming
into this country, cannot be made responsible here for an act done in his
sovereign character in his own country; whether it be an act right or wrong,
whether according to the constitution of that country or not, the Courts of
this country cannot sit in judgment upon an act of a Sovereign, effected by
virtue of his Sovereign, authority abroad, an act not done as a British
subject, but supposed to be done in the exercise of his authority vested in him
as Sovereign.
[18] That is the sole question; therefore I avoid the
question which does not necessarily arise,-how far a foreign Sovereign, corning
into this country, is amenable at all. I do not enter upon that question,
because it does not necessarily arise upon the proper disposal of the matter
now before us, as I am of opinion that, upon the face of this bill, the
allegations show that the acts could not have been done, and were not done in
any private character, but that they were done, whether right or wrong, in the
character of the Sovereign of a foreign state.
My Lords, that must be found upon the face of the bill; or
rather, I should say, the converse ought to be found upon the face of the bill;
because, before you can raise a question how far a foreign Sovereign is
answerable for a private transaction in the case of some person complaining of
an act done by him as an individual, the Court would require that there should
appear clearly upon the face of the bill such a case as gives the Court
jurisdiction. The Master of the Rolls seems to have thought there was a nice
balance as to whether the allegations amounted to acts done by virtue of
sovereignty abroad, or whether they were merely to be considered as acts done
in a private character. He seems to have held that whilst there was any
ambiguity upon that subject, the Court could not entertain a bill, which did
not distinctly state a matter bringing it within the jurisdiction of the Courts
of Equity in this country. Certainly, looking at these pleadings, there does
not appear to me to be any ambiguity at all, but that the whole transaction
arose from acts done in the exercise of rights of sovereignty, [19] claimed to
be vested in those who were the actors. The commencement of the bill, the
foundation of the whole transaction, in my mind, sufficiently shews that.
There are, in point of fact, but two passages which seem to
me to be necessary to be adverted to for the purpose of showing the authority
under which the acts complained of are alleged to have taken place. The bill
states, " That pending the aforesaid revolutionary movement, and before
the same could be subdued, a decree of the Germanic Diet of Confederation was
made or passed, bearing date the 2nd of September, 1830, whereby your orator's
brother, William, 'Duke of Brunswick, was invited to take upon himself
provisionally the government of the said Duchy, and the Diet left it to the
legitimate agnati of your orator to provide for the future government of the
said Duchy."
That, at least, was an act of sovereign state; it was by
virtue of a decree of the Germanic Diet. Whether the constitution of Germany
authorized it or not, is a question we have no power to interfere with, or to
inquire into. There is no allegation that, according to the constitution of
Germany, it was not a legal act; but there is upon the face of the bill that
which is the foundation of all, namely, the decree of the Germanic Diet,
depriving the plaintiff of the sovereignty of the Duchy, and appointing his
brother William to take his place, and that the Diet left it to the legitimate
agnati to provide for the future government of that Duchy.
Then the bill alleges, " That his late Majesty King
William the Fourth, as King of Hanover, was a member of the said Germanic Diet
of Confederation, and [20] that his said late Majesty, as such King of Hanover,
or the Duke of Cambridge, as his Viceroy or proxy, voted in support of the said
decree."
Then comes the instrument under which the defendant, or his
predecessor, the Duke of Cambridge, acted. That is stated upon the face of the
bill; it is part of the statement, and when you come to consider it, I do not
apprehend there can be a doubt upon the face of that instrument-which is the
foundation upon which all those transactions have taken place-that it does
allege that those acts are acts of persons claiming to have the right so to act
by virtue of their sovereign authority. It is stated to have been made between
his late Majesty King William the Fourth, and William, Duke of Brunswick. The
bill states it: " We, William the Fourth, by the grace of God, King of the
United Kingdom of Great Britain and Ireland, and of Hanover, Duke of Brunswick
and of Luneburg, and we, William, by the
999 II H.L.C., 21 BRUNSWICK (DUKE of)
V. HANOVER (KING of) [1848]
grace of
God, Duke of Brunswick and of Luneburg, make known," etc.; then it states,
" moved by the interests of our house, whose well-being is confided to
us," etc., " have thought it necessary to consider what measures the
interests (rightly understood) of his Highness Charles, Duke of Brunswick, the
preservation of the fortune now in iiis hands," etc.; " and whereas
after the dissolution of the German empire, the powers of supreme guardianship
over the princes of the empire, which up to that period had appertained to the
Emperor, devolved to the heads of sovereign states " (see the inÁstrument,
supra, pp. 3 and 4).
Your Lordships will observe that they say the duty [21] had
devolved upon them, and they state how it had devolved upon them, that that
right which had originally belonged to the Emperor of Germany had now devolved
to them as the heads of sovereign states. As such heads of sovereign states,
and by virtue of the law and the constitution to which they refer, they are
authorized to give directions for the appointment of a guardian, not as individuals,
but as the heads of sovereign states, who, by the decree of the Germanic Diet,
had previously deprived the appellant of his sovereign authority, which, taken
from him, they had conferred upon his brother.
All the allegations of this bill follow from that act.' The
Duke of Cambridge, is, under the authority of a decree of William the Fourth,
King of Hanover, and of the reigning Duke of Brunswick, appointed to be the
acting guardian of this deposed sovereign, and in that character it is alleged
that he received certain sums of money; and that at a subsequent period when
the Duke of Cumberland became King of Hanover, that duty devolved upon him, and
the Duke of Cambridge then accounted to him, as the then guardian of the
deposed sovereign, and in that charÁacter, from the beginning to the end of the
bill, that property alleged to have come into the hands of the defendant, is
stated to have been received by him under the authority of that appointment to
which I have referred.
It is true, the bill states that the instrument was contrary
to the laws of Hanover and Brunswick, but, notwithstanding that it is so
stated, still if it is a sovereign act, then, whether it be according to law or
not according to law, we cannot inquire into it. If it were a private
transaction, as in some of the instances referred to in [22] the argument was
the case, then the law upon which the rights of individuals may depend, might
have been a matter of fact to be inquired into, and for the Court to adjudicate
upon, not as a matter of law, but as a matter of fact. But, as I stated at the
beginning, if it be a matter of sovereign authority, we cannot try the fact
whether it be right or wrong. The allegation that it is contrary to the laws of
Hanover, taken in conjunction with the allegation of the authority under which
the defendant had acted, must be conceded to be an allegation, not that it was
contrary to the exist-ing laws as regulating the right of individuals, but that
it was contrary to the laws and duties and rights and powers of a Sovereign
exercising sovereign authority. If that be so, it does not require another
observation to shew, because it has not been doubted, that no Court in this
country can entertain questions to bring Sovereigns to account for their acts
done in their sovereign capacities abroad.
For these reasons it does appear to rne, that as the bill
fails in stating facts bringÁing the case within the cognizance of the Courts
of Equity in this country, the deÁmurrer, which assumes all the facts to be
correct as stated, was very properly allowed by the Master of the Rolls. I
move, therefore, that your Lordships do affirm his judgment.
Lord Lyndhurst.-I am entirely of the same opinion. None of
the acts stated upon the face of this bill was done in this country, nor, as it
appears to me, by the defendant in his character of a subject of this country.
They were all done abroad; and admitting that circum-[23]-stances may exist in
which a foreign Sovereign may be sued in this country for acts done
abroad-about which I say nothing, because it is not necessary to decide such a
question upon the present occasion-there are no such facts stated upon the face
of this bill as to justify us in entertaining a suit of this description. It
must be a very particular case indeed, even if any such case could exist, that
would justify us in interfering with a foreign Sovereign in our Courts. No such
case appears to me to be stated on the face of this bill, but as itj seems to
me, upon the proper construction of this instrument, directly the contrary
appears. Without, therefore, further entering into the consideration of this
quesÁtion, I am of opinion that the judgment of the Master of the Rolls must be
affirmed.
1000 Brunswick (Duke of) v. Hanover
(King of) [1848] II H.L.C.,
m
Lord Brougham.-I entirely agree with both my noble and
learned friends upon this subject. I had no doubt whatever upon it in the
course of the argument. The moment you come to look at the facts disclosed in
this bill, which the demurrer admits-for the argument's sake at least
admits:-and denies the equitable jurisdiction and relief sought; the moment you
see those facts, it is clear in every way, that it is not a case for the
interference of a Court of Equity here. It would have been necessary where two
foreign princes come to the Courts of this country respecting a matter
transacted abroad, to have disclosed such a case as would have shewn clearly
that it was upon a private matter, and that they were acting as private
individuals, so as to give the Courts in this country jurisdiction.
I will not argue the question as to how far one [24]
sovereign might sue another in respect of any matter not a matter of state; it
is unnecessary, for that is not the case here. If that had been the case, it
might have been fit for us to discuss the point. It is not the case, however,
and I agree with my noble and learned friend, (Lord Lyndhurst,) that that not
being the case here, there is no occasion to say, one way or the other, how we
should deal with such a case if it were to arise. This is quite clear, that, at
all events, it ought to have been shewn that there were private tf transactions
in order to make it possible that the Court could have jurisdiction. I But on
the contrary, it is clear that these are acts between the parties in their
sovereign 1 capacities; they are clearly matters of state upon which the
question arises. It is not at all necessary to say that, supposing a foreign
Sovereign, being also a naturalised subject in this country, had a, landed
estate in-this country, and entered into any transactions respecting it, as a
contract of sale or mortgage; it is riot necessary to say that a Court of
Equity in this country might not compel him speciÁfically to perform his
contract. That question does not arise here; there is nothing like it; and I do
not say that the Courts here would not have jurisdiction in that case, as in
the cases of all other parties, subject to their jurisdiction. But this is a
case of a foreign Sovereign doing an act assumed to be in his capacity of
Sovereign, he assuming that he has a right to do that act, which assumption is
denied by the other party. Although these are matters of state that are in
controversy between these parties, the bill, instead of setting forth-what
ought to have been done clearly-that they were private transactions subject to
the jurisdiction of the Courts in this country, sets [25] forth the very
reverse, and thereby, in my opinion, excludes the jurisdiction.
I have, therefore, no hesitation whatever in agreeing with
my noble and learned friends that the Master of the Rolls has come to a
perfectly right decision, ably supported by him in a very elaborate argument,
and that his decision ought to be affirmed, with costs.
Lord Campbell.-I am of the same opinion. In the first place,
it seems to me that there is no ground at all for contending that this is res
judicata. When the matter came before Lord Lyndhurst, he did quite right in
refusing to quash the letter missive. What appeared before that noble and
learned Judge? Why, that there was a bill filed against his Royal Highness
" Ernest Augustus, Duke of Cumberland and Teviotdale, in Great Britain,
and Earl of Armagh in Ireland, King of Hanover; " and that a letter
missive, according to the common proceeding of the Court where a Peer is sued,
had issued. Then an application was made to his Lordship to quash that letter
missive (see 6 Beavan, p. 9, note). I am of opinion that he did quite right in
refusing the application, because peradventure the bill might have disclosed
matters that would have shewn that the Duke of Cumberland was liable to be sued
in the Court of Chancery. If he had been a trustee of a marriage settlement,
while he resided within this realm, and had become liable, in the execution of
the trust which he had undertaken, and which he was not properly executing, I
am by no means prepared to say that the Court of Chancery would not have had
jurisdiction over him. [26] Therefore inasmuch as it was possible that he might
have been properly sued in the Court of Chancery, the letter missive was not at
all irregular.
But when we come to look at the bill itself, and the cause
of suit, that is therein disclosed, I have no doubt that the demurrer is
proper. You cannot say
that a defendant, after appearing, cannot demur to a bill if it does not
disclose any cause of suit over which a Court of Equity has jurisdiction. Well, then, is it not quite
H.L. ix. 1001 32a II H.L.C., 27
FOLEY V. HILL [1848]
clear
that this bill does not disclose any matter over which the Court of Chancery
has jurisdiction?
I think the learned gentlemen who have argued this case,
with very great ability, were rather sanguine in almost assuming it as a
postulate that the Duke of CamÁbridge might have been sued for this matter. I
have most serious doubts upon that point, because even if he had been sued, it
would equally have been a matter of state; the same questions would have been
submitted to the Court of Chancery, namely, Whether the King of England as King
of Hanover, and William, Duke of Brunswick, acting as sovereigns, had
jurisdiction to do the acts which are impeached by this bill. The inclination
of my opinion certainly is, that the Duke of Cambridge could not have been sued
in a Court of Equity in respect of what he had done under this instrument. But
when we find that the party sued is a Sovereign Prince, that he is King of
Hanover, and an independent sovereign, then, at all events, it becomes
indispensably necessary that the bill by which he is sued in an English Court
of Equity should disclose matters over which that Court has jurisdiction.
It has been clearly stated by my noble and learned [27]
friends that the question that is raised here is as to the validity of an act
of sovereignty, because the bill would have been nothing without that
allegation that the instrument was absolutely null and of no effect. But that
instrument clearly professes to be made in the exercise of powers which those
who were parties to it have as sovereigns, and the question of its validity
must depend 'upon whether they have the power to do those acts of sovereignty
which they profess to do. I am quite clear, therefore, that this is a matter
over which the Court of Chancery has no jurisdiction, and that the demurrer was
properly allowed.
I have the most sincere deference for the Court of Chancery,
acting within its jurisdiction. I believe there never was a tribunal
established in any country which is more entitled to respect, but still there
are limits to its jurisdiction, it cannot do every thing. The Lord Chancellor,
I presume, would not grant an injunction against the French Republic marching
an army across the Rhine or the Alps. The Court of Chancery must be kept within
its jurisdiction, and then I am sure it confers the highest benefits upon the
community. I think it was by this bill called upon to exceed its jurisdiction,
and that the Master of the Rolls was acting in conformity to the just
principles of the law of this country in ordering the bill to be dismissed.
[It was ordered, that the appeal be dismissed, and the
decree complained of be affirmed, with costs.]