152 CLR 188, 56 ALJR 767; 42 ALR
327; 1982 WL 494238
Hammond v The Commonwealth
Hammond Plaintiff;
and
The Commonwealth of Australia and
Others Defendants.
4-6 August 1982
Gibbs C.J., Mason , Murphy , Brennan and Deane JJ.
Crown - Royal Commission - Inquiry and report into
malpractices in handling of meat - Person charged after establishment of
Commission with offences relating to export of meat - Person charged giving
evidence before Commission - Questions about matters relevant to charge -
Interference with course of justice - Contempt of court - Royal Commissions Act
1902 (Cth), ss. 6, 6DD, 7 - Evidence Act 1958 (Vict.), ss. 16 (b), 29, 30.
Evidence - Privilege against self-incrimination - Whether
abrogated by statute - Royal Commissions Act 1902 (Cth), s. 6DD - Evidence Act
1958 (Vict.), ss. 16, 19, 29, 30.
Section 6 of the Royal Commissions Act 1902 (Cth) makes it
an offence for a witness before a Commission to refuse to answer any question
relevant to the inquiry put to him by any of the Commission. Section 6DD
provides that a statement or disclosure made by any witness in answer to any
question put to him by a Royal Commission or any of the Commissioners shall not
(except in proceedings for an offence against the Act) be admissible in evidence
against him in any civil or criminal proceedings. By s. 7(2) a witness before a
Commission is given the same protection as a witness appearing in any case
tried in the High Court.
Section 16(b) of the Evidence Act 1958 (Vict.) makes a
person who, happening to be present before any board appointed by the Governor
in Council and being required so to do, refuses to answer any question forming
the subject matters of inquiry guilty of an offence and liable to be dealt with
by a judge of the Supreme Court. Section 29 provides that no witness at any
trial or on any inquiry arising in any civil or criminal suit, action or
proceeding shall be permitted to refuse to answer any question relevant and
material to the matter in issue on the ground that the answer may expose him to
any penalty or forfeiture or may disgrace or criminate himself unless the court
or person having authority to hear, receive and examine evidence is of opinion
that the answer will tend to subject him to punishment for treason, felony or
misdemeanour. Section 30 provides that no statement made by any person in
answer to any question before any board or commission shall be admissible in
evidence in any proceeding civil or criminal against him, nor be made the
ground of any prosecution, action or suit against him.*189
In September 1981 commissions were issued by the
Governor-General and the Governor of the State of Victoria establishing a Royal
Commission to inquire whether malpractices had occurred in the handling of
meat. In April 1982 a person was committed for trial on a charge of conspiring
with others to commit an offence
against a law of the Commonwealth in connexion with the export of meat. In June
1982 the accused person was called before the Royal Commission and was asked
questions about the conspiracy upon which he had been committed for trial.
Held that, assuming that under the Royal Commissions Act and
the Evidence Act a witness who refuses to answer a question relevant to an
inquiry is guilty of an offence and that he is not entitled to refuse to answer
on the ground that an answer might incriminate him, the continuance of the
accused person's examination before the Royal Commission would interfere with
the due administration of justice, even though his answer would not be
admissible in evidence against him.
Quaere whether s. 6DD of the Commonwealth Act or s. 29 of
the State Act abrogates a witness's privilege not to incriminate himself.
MOTION for interlocutory injunction.
In September 1981 two Commissions were issued to the Hon. A.
E. Woodward, a Judge of the Federal Court of Australia, one by the
Governor-General of the Commonwealth and the other by the Governor of the State
of Victoria, to inquire into and
report upon various matters which included the question of whether malpractices
had occurred in the handling of meat. On 19 October 1981 an information was
laid against Maxwell John Hammond charging him with having conspired with
others to commit an offence against the law of the Commonwealth, to wit the
export of a prohibited export. Such a conspiracy is an offence against s.
86(1)(a) of the Crimes Act 1914 (Cth). At the committal proceedings evidence
was given by a witness named Kennedy which, if accepted, would have implicated
Hammond in the alleged conspiracy. On 23 April 1982 Hammond was committed for
trial at the County Court at Melbourne. On 9 June 1982 Kennedy gave evidence
before the Royal Commission about matters the subject of the alleged
conspiracy. On 10 June 1982 counsel for Hammond applied to the Royal Commission
for an adjournment of the hearing of evidence surrounding the conspiracy until
after the trial, on the ground that further investigation of those matters
would constitute a contempt of the County Court. The application was refused,
but the Royal Commissioner decided to proceed in a confidential session. On 17
June 1982 Hammond instituted proceedings in the High Court against the
Commonwealth, the State of Victoria and the Commissioner, for certain
injunctions. On 18 June an ex parte application to Wilson J. for an interim
injunction was refused. On 22 June in confidential session the Royal
Commissioner resumed the *190
hearing of evidence relevant to the alleged conspiracy. On 23 June
Hammond was called and asked a number of questions about matters relating to
the conspiracy. He objected to answer them on the ground that he might
incriminate himself. The Royal Commissioner directed that the questions be
asked and the answers be referred to the appropriate authority in order that
consideration be given to bringing proceedings under the Royal Commissions Act
1902 (Cth) in respect of the refusal to answer.
Hammond appealed to the Full Court from the decision of
Wilson J., and also moved, on notice, for "(a) An injunction restraining
the defendants until the hearing and determination of the trial of the
plaintiff before the County Court at Melbourne on a charge that he did between
1 December 1980 and 31 July 1982 at Richmond and at Langwarrin in the State of
Victoria contrary to s. 86(1)(a) of the Crimes Act 1974 (Cth) conspire with
Richard Vincent Hammond and other persons known and unknown to commit an
offence against the law of the Commonwealth to wit the exportation of a
prohibited export each of them by counsel assisting the thirdnamed defendant,
the servants or agents of any of the defendants or otherwise from examining or
resuming the examination on oath of the plaintiff, the said Richard Vincent
Hammond, the said Kennedy or any other person in respect of matters touching
and concerning the said charge. (b) An injunction restraining the thirdnamed
defendant until the hearing and determination of the trial from further
inquiring into or reporting on matters touching and concerning the said
charge" and any further or other orders that the Courts saw fit to grant. The date for the trial had not
been fixed when the matter came before the Full Court.
D. M. Ryan Q.C. (with him J. B. Lord), for the plaintiff.The
case is the same as the example given by Gibbs C.J. in Victoria v. Australian
Building Construction Employees' and Builders Labourers' Federation(1). The
proper course is for the inquiry to be adjourned until the trial has been
completed. If there is an interference with the administration of justice,
countervailing considerations, such as the excision of material from the ambit
of the Commission, do not signify. Section 6DD of the Royal Commission Act 1902
(Cth) does not prevent the course proposed by the Commission from being an
interference with the course of justice. The fact that a witness can object to answer
under s. 7(2) on the ground of self-incrimination does not avoid a contempt.
The contempt lies in the usurpation of the functions of the court. An *191 accused person is entitled to reserve
his defence until the trial. That is why the problem is not avoided by s. 6DD.
He should not be harassed even if he does not have to answer the question. The
opportunity to put questions to the accused of itself creates prejudice. The
privilege against self-incrimination is not available under either Act. Not only
should the Commonwealth be restrained from asking further questions of the
plaintiff, but it should be restrained from further inquiring into or reporting
on matters touching and concerning
the charge.
G. Griffith Q.C. (with him R. A. Sundberg), for the defendant
the Commonwealth.Under neither Act can a witness refuse to answer on the ground
of self-incrimination. [He referred to Attorney-General v. Riach(2).] There is
no contempt unless there is an actual interference or a real and substantial
risk of interference with the administration of justice. There is no such
interference or risk merely because the plaintiff may be asked questions
relevant to the criminal charge or to his defence: R. v. Macfarlane; Ex parte
O'Flanagan and O'Kelly(3). There is generally a right not to answer questions.
That right is taken away in the case of a witness. Ordinarily the witness may
refuse to answer if the answer might incriminate him. But both Acts take away
the right to refuse to answer on that ground. There could be no interference if
the charge was not laid until after the evidence was taken. There is no
difference in principle where the charge is laid the day before the
questioning. There is still no irreparable harm or injury effected because a
person's right to reserve his defence is interfered with. There is no such
right. Section 6DD expresses the protection now afforded to an accused, in
preventing his answer being used against him at his trial. To enable either the
prosecution or the defence the better to prepare its case is not an
interference: Johns & Waygood Ltd. v. Utah Aust. Ltd.(4). It is no
more detrimental to a fair trial
than cross-examination at a committal. The evidence is to be hard in private.
There is no possibility of newspaper publicity or effect on jurors. Whether the
report is published is not a matter for the Commissioner but for the executive
of the day. There is nothing more important than a fair trial. But no
interference with that is threatened here. The plaintiff's sole concern is that
the prosecution may be able to mount a better case against him. That does not
bear on whether he gets a fair trial. A "fair trial" means fair on
the evidence adduced. *192 Section
6DD ensures that the answers at the Commission cannot be used at the trial.
S. P. Charles Q.C. (with him R. C. Webster), for the
defendant State.Under the Victorian Act the plaintiff is compelled to answer:
Attorney-General (Vict.) v. Riach(5). The privilege is against testimonial
disclosure, i.e. a disclosure which may be used in evidence against a witness:
King v. McLellan(6). But if the plaintiff can refuse to answer, the possibility
of prejudice disappears. A Commission can inquire into the commission of a
criminal offence: Clough v. Leahy(7); Ex parte Walker(8); McGuinness v. Attorney-General
(Vict.) (9). If there can be an inquiry before charge, why should the making of
charges prevent the inquiry?
D. M. Ryan Q.C., in reply.Proceeding in private is not a
sufficient protection, because the
Commission has decided to permit the transcript to be made available to the
Crown.
J. W. Rapke, for the Royal Commissioner,submitted to any
order the Court might make.
The following judgments were delivered:-
Aug. 6
Gibbs C.J.
In September 1981 two Commissions were issued to the Hon.
Sir Albert Edward Woodward, a Judge of the Federal Court of Australia
("the Commissioner"), one by the Governor-General of the Commonwealth
of Australia and one by the Governor of the State of Victoria, to inquire into
a number of matters including whether malpractices have occurred in the
handling of meat. The Commonwealth Commission directed inquiry into
malpractices in the handling of meat for export; the Victorian Commission
directed inquiry into malpractices in the handling of meat for human
consumption in Victoria.
In each case, the letters patent authorized the
Commissioner, at his discretion, "to defer [his] inquiry into any matter
that is the subject of a police investigation or of criminal proceedings in a
court" and required him to furnish a report not later than *193 1 September 1982 or such later date as
might be fixed, although he might, if he thought it appropriate, furnish an
interim report.
On 19 October 1981 an information was laid against Maxwell
John Hammond ("the plaintiff") charging that between 1 December 1980
and 31 July 1981 at Richmond and Langwarrin, in Victoria, he did conspire with
Richard Vincent Hammond and other persons known and unknown to commit an
offence against the law of the Commonwealth, to wit the export of a prohibited export.
So to conspire would constitute an offence under s. 86(1)(a) of the Crimes Act
1914 (Cth) for which the plaintiff, if convicted, would be liable to be
imprisoned for three years. Committal proceedings were heard in the Melbourne
Magistrates Court. The plaintiff pleaded not guilty. In the course of the
committal proceedings, evidence was given on behalf of the informant by one
Vern Kennedy which, if accepted, would implicate the plaintiff in the alleged
conspiracy. The evidence of Mr. Kennedy was the main evidence against the
plaintiff. On 23 April 1982 the plaintiff was committed to be tried for the
alleged offence at the County Court in Melbourne. The date for the trial has
not, as yet, been fixed.
Meanwhile, the Commissioner has been conducting hearings in
pursuance of his commissions under the letters patent. On 9 June 1982 Mr.
Kennedy was called to give evidence before the Commission and evidence was
received from him in respect of the alleged conspiracy for which the plaintiff
was awaiting trial. That evidence included both oral evidence and the contents
of a statement which Mr. Kennedy had made to the Federal Police. On 10 June
1982 Mr. Kennedy's evidence was completed, an application was made to the
Commissioner by counsel for the plaintiff that the hearing of evidence on
events surrounding the alleged conspiracy should be adjourned until after the
trial. It was submitted to the Commissioner that the further investigation by
him of the matters the subject of the pending legal proceedings against the
plaintiff would constitute contempt of court. The Commissioner's attention was
drawn to the judgments of this Court and of the Federal Court in Victoria v.
Australian Building Construction Employees' and Builders Labourers' Federation;
The Commonwealth v. Australian Building Construction Employees' and Builders
Labourers' Federation (10). I shall refer to that decision as "the
Builders Labourers' Case".
On the following day (11 June 1982) the Commissioner
rejected the submission that further inquiry into the matters the subject of
the pending criminal proceedings
would constitute contempt of the *194
County Court. He said that he proposed to direct that the further
evidence be taken in private. He said that the present case differs from the
Builders Labourers' Case in two important ways, the first being that the trial
in the County Court would be by jury, which was more likely to be influenced by
pre-trial publicity. He continued:
"The second point of distinction is that the issues and
facts to be traversed in the Commission and the court in which the criminal
proceedings are to be heard are much closer than was the case in the matter
before the High Court.
Having said that, I should nevertheless stress that there
are important differences between this hearing and any later criminal
prosecution. The Commission is concerned to establish the existence of a
malpractice, the methods used to carry out that malpractice and how the
repetition of that malpractice can be prevented. It is not concerned with the
guilt or innocence of a particular participant in the events being considered.
This is particularly true in a case where the individuals concerned have
already been charged with an offence. In other cases it may be necessary for
the Commission to consider possible or probable guilt in order to be in a
position to recommend the laying of charges."
The Commissioner concluded by saying that although he did
not believe that these points of distinction are sufficient to lead to a
different result, he had decided as a matter of caution to proceed with the
matter in confidential session. The Commissioner agreed to allow a short time
"for the matter to be tested elsewhere before the evidence on this aspect
of the Commission's inquiry proceeds".
A writ and statement of claim was filed in this Court on the
plaintiff's behalf on 17 June 1982. The defendants are the Commonwealth, the
State of Victoria and the Commissioner. The statement of claim seeks
declaratory and injunctive relief, the principal claim for injunctive relief
being made against the Commissioner. An application for an interim injunction
was made, ex parte, to a Justice of this Court on 18 June and was refused.
On 22 June the Commissioner resumed hearing evidence on
matters relevant to the alleged conspiracy. The hearing was in confidential
session but, over the objection of counsel for the plaintiff, the police
officers who had investigated the matters upon which the plaintiff was to be
examined were permitted to be present. On 22 and 23 June further evidence was
given by Mr. Kennedy and by Mr. R. V. Hammond. The evidence called plainly
related to the alleged conspiracy
upon which the plaintiff had been committed for trial. On 23 June, the
plaintiff was called to give evidence and sworn. The transcript of proceedings
before the Commissioner discloses that he objected to giving evidence on the
*195 ground that he might
incriminate himself. The Commissioner directed the plaintiff to answer the
questions asked of him. The plaintiff was then asked a series of questions as
to facts directly relevant to issues to be litigated on the hearing of the
conspiracy charge against him. He refused to answer them. The Commissioner
directed that the questions asked of the plaintiff and his answers to them be
referred to the appropriate authority in order that consideration be given to
bringing proceedings pursuant to the Royal Commissions Act 1902 (Cth) in
respect of the plaintiff's refusal to answer the questions. The plaintiff was
temporarily excused.
We were informed that the intention of the Commissioner was
to hold only one further session for the examination of witnesses, on 6 August,
and that it was desired to complete the examination of the plaintiff on that
day. It may be assumed that no questioning of him has occurred pending the
making of an order by this Court. It was not intended to examine any other
person in connexion with the plaintiff or the alleged conspiracy. The
Commissioner has sought an extension of time by three weeks from 1 September to
make his report, but it is not yet known whether time will be extended.
Two matters came on together before this Court. The first
was an appeal from the refusal of the Justice to grant an interim injunction.
It was recognized that an appeal of that kind was inappropriate, and the appeal
was not pressed. In any case the evidence now before the Court is not the same
as that which was before the Justice. Secondly, the plaintiff moved on notice
to the defendants for the following relief:
"(a) An injunction restraining the Defendants until the
hearing and determination of the trial of the Plaintiff before the County Court
at Melbourne on a charge that he did between the 1st day of December 1980 and
the 31st day of July 1981 at Richmond and at Langwarrin in the State of Victoria
contrary to Section 86(1)(a) of the Crimes Act 1914 (Commonwealth) conspire
with Richard Vincent Hammond and other persons known and unknown to commit an
offence against the law of the Commonwealth [to] wit the exportation of a
prohibited export each of them by counsel assisting the Thirdnamed Defendant,
the servants or agents of any of the Defendants or otherwise from examining or
resuming the examination on oath of the Plaintiff ... in respect of matters
touching and concerning the said charge.
(b) An injunction restraining the Thirdnamed Defendant until
the hearing and determination of
the trial of the Plaintiff before the County Court at Melbourne on the said
charge from *196 further inquiring
into or reporting on matters touching and concerning the said charge.
(c) Such further or other order as to the Court seems
fit."
It is obvious, having regard to the projected sitting of the
Commission and the time allowed for its report, that the present matter is one
of urgency. It is therefore necessary to deal with the questions that now arise
more briefly than might otherwise have been the case.
None of the defendants objected to the jurisdiction of this
Court to entertain the present proceedings in its original jurisdiction. It may
safely be assumed that jurisdiction exists.
The ground of the application for the injunction is that the
further examination of the plaintiff, and the making of the report, would
constitute a contempt of the County Court before which the criminal proceedings
against the plaintiff are pending. To succeed in obtaining an injunction on
that ground, the plaintiff must establish that there is a real risk, as opposed
to a remote possibility, that justice will be interfered with if the Commission
proceeds in accordance with its
present intention. The tendency of the proposed actions to interfere with the
course of justice must be a practical reality - a theoretical tendency is not
enough. So much is recognized by the Builders Labourers' Case.
The first question that arises is whether it would be an
interference with the due administration of justice if the examination of the
plaintiff were to proceed before the Commission. A witness appearing before the
Commission is subject to the obligations imposed by s. 6 of the Royal Commissions
Act 1902 (Cth) and s. 16 of the Evidence Act 1958 (Vict.). Section 6 of the
Commonwealth Act provides:
"If any person appearing as a witness before the
Commission refuses to be sworn or to make an affirmation or to answer any
question relevant to the inquiry put to him by any of the Commissioners he
shall be guilty of an offence.
Penalty: One thousand dollars."
Section 6DD of that Act provides:
"A statement or disclosure made by any witness in
answer to any question put to him
by a Royal Commission or any of the Commissioners shall not (except in
proceedings for an offence against this Act) be admissible in evidence against
him in any civil or criminal proceedings in any Commonwealth or State Court or
any Court of any Territory of the Commonwealth."
By s. 7(2), every witness appearing before the Commission
has the same protection as a witness in any case tried in the High Court.
Section 16 of the State Act provides inter alia as follows:
"Every person who - ...*197
(b) happening to be present before the board and being
required so to do refuses to be sworn or without lawful excuse refuses or fails
to answer any question touching the subject-matter of inquiry or to produce any
document -
shall be guilty of an offence against this Act and liable to
be dealt with in accordance with section 20."
Sections 29 and 30 of that Act provide:
"29. No witness shall on the trial of any issue joined
or of any matter or question or on any inquiry arising in any suit action or
proceeding whether civil or criminal be permitted to refuse to answer any
question which is relevant and material to the matter in issue on the ground
that the answer may expose him to any penalty or forfeiture or may disgrace or
criminate himself, unless the court or person having by law or by consent of
parties authority to hear receive and examine evidence is of opinion that the
answer will tend to subject such witness to punishment for treason felony or
misdemeanour.
30. No statement made by any person in answer to any
question before any board or commission empowered under the provisions of this
Act or other like body or person empowered under any other Act to summon
witnesses shall (except in case of a charge against such person for perjury
committed by him in making such statement) be admissible in evidence in any
proceeding civil or criminal against him, nor be made the ground of any
prosecution action or suit against him; and a certificate signed by the
chairman of such board or commission or body or by the sole commissioner or by
such person that such statement was made in answer to any such question or in
the course of any inquiry before such board commission body or person shall be
conclusive evidence that the same was so made."
It was submitted by all parties that both under the
Commonwealth Act and under the State Act a witness before a Commission who
refuses to answer a question relevant to the inquiry is guilty of an offence,
and that such a witness is not entitled to refuse to answer a question on the
ground that the answer may incriminate him, although any answer given by the
witness would not be admissible in evidence against him in civil or criminal
proceedings. It was common ground that if the plaintiff were again examined at
the inquiry he would be bound to answer questions designed to establish that he
committed the offence with which he is charged, and that his objection on the
ground that his answers might incriminate him would not constitute a defence to
a prosecution for failing to answer the questions.
I am by no means satisfied that these submissions are
correct. It would be necessary to find a clear expression of intention before
one could conclude that the legislature intended to over-ride so important
*198 a privilege as that against
self-incrimination. It was said that the privilege is only against testimonial
disclosure - disclosure that may be used in evidence - and that since, under
both the Commonwealth and the State Acts, the answers are not admissible in
evidence there is no infringement of the privilege. King v. McLellan(11) and
the other authorities mentioned in that case (12) were cited in support of this
proposition. Again, I am not satisfied that this is correct; I would incline to
the view that the privilege is against the disclosure of one's own criminality.
However, it is not practicable now finally to resolve these questions. Since
the parties were at one on the issue, the matter was not fully argued. Cases
such as Rees v. Kratzmann(13); Mortimer v. Brown(14); and Mitcham v.
O'Toole(15) were not discussed. The questions which are raised are difficult
ones. In the case of the Victorian statute, s. 29 introduces an additional
complexity. Since the urgency of the matter requires us to give an immediate
decision, and the questions which I have mentioned are too important to permit
of an answer without full consideration, the only possible course is to act on
the submissions in which all parties agree.
Once it is accepted that the plaintiff will be bound, on
pain of punishment, to answer questions designed to establish that he is guilty
of the offence with which he is charged, it seems to me inescapably to follow,
in the circumstances of this case, that there is a real risk that the
administration of justice will be interfered with. It is clear that the questions
will be put and pressed. It is true that the examination will take place in
private, and that the answers may not be used at the criminal trial.
Nevertheless, the fact that the plaintiff has been examined, in detail, as to
the circumstances of the alleged offence, is very likely to prejudice him in
his defence. In the Builders
Labourers' Case I expressed the opinion that, if during the course of a
commission's inquiries into allegations that a person had been guilty of
criminal conduct, a criminal prosecution was commenced against that person
based on those allegations, the continuance of the inquiry would, generally
speaking, amount to a contempt of court, and that the proper course would be to
adjourn the inquiry until the disposal of the criminal proceedings. Of course,
the present inquiry is not simply into allegations against the plaintiff. It is
an inquiry into alleged malpractices in connexion with the export of beef that
are said to have caused immense damage to the reputation of our meat *199 industry. It would be neither necessary
nor right to adjourn this inquiry because a prosecution had been commenced
against the plaintiff. But the public interest can be met, and the interest of
justice at the same time safeguarded, if the inquiry proceeds to its
conclusions without further examination of the plaintiff.
I would therefore restrain the defendants from examining or
resuming the examination of the plaintiff under the Commissions until the
determination of the trial.
However, in my opinion, no case has been made out for an
injunction restraining the defendants from inquiring into or reporting on
matters touching and concerning
the charge against the plaintiff. In the circumstances, where no further
inquiry is contemplated, other than by examination of the plaintiff himself, it
is the reporting that is sought to be restrained. There is no suggestion that
the Commissioner will report directly on the question whether the plaintiff is
guilty of the offence charged. It is a mere speculative possibility that
anything in his report will affect the plaintiff's trial. Since it has not been
established that there is a real risk that the report will interfere with the
administration of justice, the application for order (b) must fail. It would
very seriously impede the conduct of executive inquiries into matters of public
importance if no report could be made on a matter which touched and concerned a
pending criminal charge. If a report could not be made in such a case, it is
difficult to see any reason why the position would be different if the charge
was merely contemplated and not pending. However, as I have said, the
theoretical possibility that the trial of an accused person may be prejudiced
cannot justify the courts in stultifying proper inquiries into matters of
public interest simply because they relate in some way to the subject of a
charge. In assessing the likelihood of prejudice, the court should be entitled
to assume that the executive will exercise a sound discretion in making a
decision whether any part of the report that might be prejudicial will be made
public while criminal proceedings are pending.
I would grant an injunction as sought by par. (a) of the
notice of motion but limit it to the examination of the plaintiff, and would
refuse the injunction sought by par.(b).
Mason J.
I agree with the reasons expressed by the Chief Justice and
that an injunction should be granted in the terms which he has proposed.
Murphy J.
I agree generally with the Chief Justice's reasons, with the
exception of one aspect to which I will refer later. The *200 privilege against self-incrimination is
part of our legal heritage where it became rooted as a response to the horrors
of the Star Chamber. (See Quinn v. United States (16).) In the United States it
is entrenched as part of the Federal Bill of Rights. In Australia it is a part
of the common law of human rights. The privilege is so pervasive and applicable
is so many areas that, like natural justice, it has generally been considered
unnecessary to express the privilege
in statutes which require persons to answer questions. On the contrary,
the privilege is presumed to exist unless it is excluded by express words or
necessary implication, that is, by unmistakable language. I am not satisfied
that the Royal Commissions Act 1902 has excluded the privilege against
self-incrimination. In my opinion, the privilege remains under that Act and
also under the Evidence Act 1958(Vict.) in relation to Royal Commissions
despite the provisions in each law which have been relied upon in argument as
excluding it.
However, counsel for the Commonwealth government claimed
that there was no privilege under the Royal Commissions Act 1902 except that
mentioned in s. 6D(1) protecting secret processes of manufacture and contended
that all other privileges were overridden by the plain words of the Act. This
contention involved, as the Commonwealth accepted, that the privileges of
Parliament were overridden. That is unacceptable. Until this case I would have
thought it beyond question that such an Act does not affect parliamentary
privilege (see Odgers, Australian Senate Practice, 5th ed. (1976), Ch. XXXIV,
and Privilege of Parliament Australian Law Journal, vol. 18 (1944), p. 70). The
privileges of Parliament are jealously preserved and rightly so. Parliament
will not be held to have diminished any of its privileges unless it has done so
by unmistakable language. It has not done so in the Royal Commissions Act 1902,
nor has it abridged the privilege against self-incrimination.
Leaving aside for a moment the law dealing with Royal
Commissions, each of the States including Victoria has adopted a code of
criminal procedure calculated to protect accused persons from self
incrimination. For federal offences the national Parliament has adopted by
reference these stated procedures (see Judiciary Act 1903, s. 79). They are
founded on the traditional accusatorial procedure and represent consistent
adherence to the form of criminal justice considered to best preserve a balance
between individual and societal interests in civil liberty and societal
interest in *201 the enforcement
of the criminal law. These laws deliberately eschew inquisitorial methods, the
abuse of which so offended the British nation as to cause it to revolt and
eradicate them. It would be extraordinary if the national Parliament in the
Royal Commissions Act, or the Victorian Parliament in the Evidence Act had
impliedly abandoned the elaborate accusatorial code with its protection of an
accused from inquisition and re-introduced the long-discarded inquisitorial
procedures.
In the United States the Supreme Court has regarded the
privilege against self-incrimination as serving two inter-related interests:
the preservation of the accusatorial system of criminal justice as going to the
integrity of the judicial system, and the preservation of personal privacy from
unwarranted governmental intrusion (see The Constitution of the United States
of America, Analysis and
Interpretation, U.S. Government Printing Office, Washington (1973), pp.
1107-1108). The plaintiff's claim of privilege has been directly related to the
criminal proceedings which are pending against him. The Commonwealth has taken
no step, either to abandon the criminal proceedings or, it seems, to expedite
their conclusion. Nevertheless the Commonwealth and the States contend and, for
the purposes of this claim, the plaintiff does not contest, that the
Commissioner, unless restrained by judicial order can, under both Acts, require
the plaintiff to answer questions going directly or indirectly to the issue of
his guilt on the charge of conspiracy, despite his claim of privilege against
self-incrimination.
For the purposes of this case, therefore, it is assumed that
the plaintiff has no privilege against self-incrimination. He is awaiting his
trial on indictment for conspiracy against the laws of the Commonwealth. He has
a constitutional right to trial by jury (see Constitution, s. 80). It is
inconsistent with that right that he now be subject to interrogation by the executive
government or that his trial be prejudiced in any other manner. I would take
this view whether or not he has privilege against self-incrimination.
To maintain the integrity of the administration of the
judicial power of the Commonwealth an order should issue restraining the
Commissioner from directing the
plaintiff to answer any question which would tend to incriminate him in respect
of the pending criminal proceedings. It appears from the record and statements
of counsel that the only questions which the Commissioner desires to put are
those which would so tend to incriminate him. In view of his refusal to answer,
continuance of the questioning would not serve any purpose of the Commission
except to embarrass him.
Whether the Commissioner should be restrained from dealing
in his report with the issues which will arise on the plaintiff's trial is
*202 troublesome. At one stage the
plaintiff did not press for such an order. He also did not point to any specific
prejudice, but this is understandable in advance of the report. We were
informed that the Commissioner being conscious of the possibility of prejudice
had indicated that he would not express findings in terms of guilt. In the
circumstances, however, it is inevitable that any general pre-trial publication
of a report identifying the accused and finding that he was party to the
conduct charged, whether or not it is expressed in terms of guilt, will tend to
prejudice the trial. The prejudice will be deepened by the fact that the Royal
Commissioner is a highly respected judge.
It may be that the plaintiff would be entitled to lengthy
postponement of his trial or that a fair trial may become impossible. Thus, any
prejudice may not be irreparable.
I therefore think that an order to restrain the Commissioner in respect of his
report should not be made. In the absence of mature consideration which cannot
now be given, I do not assent to the reasons given by the Chief Justice on this
aspect.
I agree with the proposed order.
Brennan J.
I agree that an injunction should be granted in the terms
proposed by the Chief Justice. The plaintiff, committed to stand his trial upon
a charge arising under the Crimes Act, is not amenable to compulsory
interrogation designed to obtain from him information as to the issues to be
litigated at his trial: nemo tenetur seipsum prodere. The source of his
immunity may be open to debate. On one view, the provisions of ss. 6 and 6DD of
the Royal Commissions Act 1902 (Cth) and ss. 16, 29 and 30 of the Evidence Act
1958 (Vict.) may be construed as imposing a limited obligation to answer
questions asked by a Royal Commissioner, an obligation which does not extend to
answers which relate to issues to be litigated upon the trial of the witness
or, at least, an obligation which does not extend to answers which may tend to
incriminate the witness with the
offence charged. On another view, the statutory provisions may be construed
without any such limitation, and the source of immunity is then seen to exist
in the necessary limitation upon the Commissioner's powers to inquire of the
witness into the issues to be litigated between the witness and the Crown in
the pending criminal trial.
Neither the arguments of counsel nor the time available
allow for an exploration of these questions in the present case. It is
sufficient for present purposes to appreciate that it is a principle
deep-rooted in our law and history that the Crown may not subject an accused
person to compulsory process to obtain his answers upon the issue of *203 his guilt of an offence with which he
has been charged. Some reference to the development of the principle may be
found in Stephen's History of the Criminal Law, vol. I, ch. XI and Glanville
Williams, The Proof of Guilt, 3rd ed. (1963), ch. 3. Its importance is eloquently
described by Brown J. in delivering the opinion of the Supreme Court of the
United States in Brown v. Walker(17):
"The maxim nemo tenetur seipsum accusare had its origin
in a protest against the inquisitorial and manifestly unjust methods of interrogating
accused persons, which has long obtained in the continental system, and, until
the expulsion of the Stuarts from the British throne in 1688, and the erection
of additional barriers for the
protection of the people against the exercise of arbitrary power, was not
uncommon even in England. ... [The abuses of interrogation which were] so
painfully evident in many of the earlier state trials, notably in those of Sir
Nicholas Throckmorton, and Udal, the Puritan minister, made the system so
odious as to give rise to a demand for its total abolition. The change in the
English criminal procedure in that particular seems to be founded upon no
statute and no judicial opinion, but upon a general and silent acquiescence of
the courts in a popular demand. But, however adopted, it has become firmly
embedded in English, as well as in American jurisprudence."
An accused person may not be deprived of his immunity from
interrogation by the exercise of the prerogative power to appoint a Commission
of Inquiry and Report. Whether the Parliament could deprive him of that
immunity when he stands charged with an offence against a law of the
Commonwealth is a question which need not now be determined, for it is not to
be thought that Parliament, in arming a Commissioner with the powers to be
found in the respective Acts, intended that the power might be exercised to
deny a freedom so treasured by tradition and so central to the judicial
administration of criminal justice.
Deane J.
The background facts and the issues involved in this matter
appear from the judgment which the Chief Justice has just given. It is
unnecessary that I restate them.
It is not suggested that either of the Royal Commissions
established, respectively, by the Commonwealth and Victorian letters patent was
other than validly established. It is, however, plain that the actual
proceedings of a royal commission can amount to an interference with the due
administration of justice and can constitute contempt of court notwithstanding
that the initial establishment *204
of the commission was valid and unobjectionable (see McGuinness v.
Attorney-General (Vict.)(18), Johns & Waygood Ltd. v. Utah Aust. Ltd.(19)
and Victoria v. Australian Building Construction Employees' and Builders
Labourers' Federation(20)).
The criminal charge against the plaintiff is that between 1
December 1980 and 31 July 1981 at Richmond and Langwarrin in the State of
Victoria he conspired with Richard Vincent Hammond and other persons known and
unknown to export a prohibited export. At the heart of that charge, there lie
allegations of the substitution of horse and kangaroo meat for boneless beef
for the overseas market. The main
witness against the plaintiff in the criminal proceedings is a Mr. Vern
Kennedy. The substance of the evidence which Mr. Kennedy can be expected to
give against the plaintiff on the trial appears from a statement which he made
to the Australian Federal Police and which was admitted in evidence in the
committal proceedings.
The transcript of relevant parts of the proceedings before
the Royal Commissions discloses that the Commissioner considers that he is
constrained to conduct an inquiry into the allegations of fact which constitute
the basis of the criminal proceedings against the plaintiff. Mr. Kennedy has been
called to give evidence before the inquiry and his above-mentioned statement
has been placed before the Commissioner. The plaintiff's brother and alleged
co-conspirator (Mr. Richard Hammond) has been called as a witness. The
plaintiff himself has been compelled to give evidence and instructed to answer
questions relevant to the subject matter of the pending criminal proceedings
notwithstanding his objection that the answers might tend to incriminate him.
The plaintiff's wife, who may have been excused from testifying against her
husband on the trial (Crimes Act 1958 (Vict.), s. 400(3)), has also been
compelled to give evidence. It is not disputed by counsel for the defendants
that the following extract from the transcript of proceedings before the
inquiry, which records an interchange between counsel for the plaintiff
(Mr. Lord), counsel assisting the
Commissioner (Mr. McPhee Q.C.) and the Commissioner, provides an accurate
summary of the overall approach which is being adopted:
"MR. LORD: ... It was my understanding then from what
Mr. Hayne said yesterday that after that evidence from Mr. Kennedy had been
concluded that some of the alleged co-conspirators, including my client, would
be called before this *205 commission
to give evidence which, as I understand it, would be in the nature of being
asked their reply to the evidence of Mr. Kennedy.
Certainly, as I understand it, sir, it would be evidence -
the matters that they would be asked would be essentially about the conspiracy
that is alleged to have occurred between December 1980 and July 1981. I also
understand from what Mr. Hayne said yesterday that some further persons who are
not, as I understand it, charged as co-conspirators would be called before this
commission to give evidence, again touching on the events which are alleged to
constitute or surround the conspiracy.
Sir, am I correct in assuming that that is the course that
is proposed because if that is really so I do need confirmation of that to form
a basis of my application?
THE COMMISSIONER: It seems to be broadly the position, is it
not, Mr. McPhee?
MR. MCPHEE: I would not dissent from that except the persons
who have not been charged would not necessarily be giving evidence in respect
of the conspiracies with which Mr. Max Hammond has been charged. Save for that
I would not dissent from what my learned friend has said."
It seems fair to comment that the parallel non-judicial
inquiry being conducted by the Commissioner is to no small extend following the
general form of a criminal trial, shorn of some of the privileges and
safeguards, such as absence of compellability of an accused as a witness and
observance of the ordinary rules of evidence, which protect an accused on trial
in a court of law.
It has not been suggested on behalf of the plaintiff that
the Commissioner has been motivated by other than a desire properly to
discharge, in the public interest, the important administrative function with
which he has been entrusted by the Commonwealth and Victorian governments. Nor
has it been argued that the Commissioner has departed from standards and
procedures which would, in the absence of pending criminal proceedings, be
appropriate to be observed in the conduct of a royal commission. The basic
submission advanced on behalf of
the plaintiff is that, in circumstances where the plaintiff has been committed
for trial and is waiting the hearing of the criminal proceedings against him,
an inquisitorial inquiry of the type being conducted by the Commissioner into
the very matters which constitute the basis of the criminal proceedings
constitutes an interference with the due administration of criminal justice in
his case.
The charge against the plaintiff is of an offence against
the law of the Commonwealth. In hearing that charge, the County Court will be
exercising part of the judicial power of the Commonwealth which is vested in it
pursuant to s. 71 of the Constitution. The need to give an immediate decision
in the present case precludes any detailed *206 consideration of the general limitations upon legislative
and executive power which, under the Constitution, flow from that fact. It
suffices, for present purposes, to say that it is, in my view, clear that
neither the Parliament nor the Executive Government of the Commonwealth or of a
State is competent to prevent or prejudice the judicial exercise by a court of
part of the judicial power of the Commonwealth by the type of interference with
the due administration of justice in a particular case which would ordinarily
constitute contempt of court. The question which arises is whether the conduct
of the inquiry by the Commissions in the present matter involves, in the
circumstances, such an interference with the due administration of justice in the criminal proceedings
against the plaintiff in the County Court.
The mere fact that proceedings are pending in a court of law
does not mean that any parallel or related administrative inquiry, conducted
for proper administrative purposes, constitutes an interference with the due
administration of justice in that court. For example, the existence of civil
proceedings, in respect of certain alleged actions, will not ordinarily
preclude proper administrative inquiries as to whether penal proceedings should
be instituted in respect of those alleged actions. Thus, neither police
inquiries nor committal proceedings constitute, in themselves, an improper
interference with the proceedings of a court hearing a civil claim based on the
subject matter of such inquiries.
On the other hand, it is fundamental to the administration
of criminal justice that a person who is the subject of pending criminal
proceedings in a court of law should not be subjected to having his part in the
matters involved in those criminal proceedings made the subject of a parallel
inquisitorial inquiry by an administrative tribunal with powers to compel the
giving of evidence and the production of documents which largely correspond
(and, to some extent, exceed) the powers of the criminal court. Such an
extracurial inquisitorial
investigation of the involvement of a person who has been committed for
trial in the matters which form the basis of the criminal proceedings against
him constitutes, in my view, an improper interference with the due
administration of justice in the proceedings against him in the criminal court
and contempt of court. Where a court is exercising the judicial power of the
Commonwealth pursuant to s. 71 of the Constitution, such interference involves
a derogation of the constitutional guarantees that flow from the vesting of the
judicial power of the Commonwealth in courts of law. Thus, in*207 Huddart, Parker & Co. Pty. Ltd. v.
Moorehead(21), O'Connor J., in considering the validity of a notice given under
s. 15B of the Australian Industries Preservation Act 1906 (Cth) which required
that certain information be provided to the Comptroller-General of Customs,
commented:
"When the Comptroller makes his requirement under 15B
there can be no proceeding pending in a Court. He is not empowered to use the
section with reference to an offence when once it has been brought within the
cognizance of the Court. The power to prevent any such interference by the
Executive with a case pending before the ordinary tribunals is undoubtedly
vested in this Court by the Constitution."
His Honour's views in that regard were subsequently indorsed
by Barton J. in Melbourne
Steamship Co. Ltd. v. Moorehead(22).
It was submitted on behalf of the Commonwealth that it has
not been shown that the inquiry by the Royal Commissions into the plaintiff's
involvement in matters the subject of criminal proceedings involves any
substantial risk of serious injustice or serious prejudice. That submission
struck me as unattractive at the time when it was made. I have found that it
deteriorates upon closer consideration. The pending criminal proceedings
against the plaintiff are brought by the Commonwealth. The parallel
inquisitorial inquiry into the subject matter of those proceedings is being
conducted under the authority of the Commonwealth. As I have said, the conduct
of that inquisitorial inquiry is to no small extent following the general form
of a criminal trial shorn of some of the privileges and safeguards which
protect an accused in such a trial. The plaintiff has been compelled to be
sworn as a witness and has been subjected to questioning in the course of that
inquiry. Indeed, his refusal to answer questions has led to his being charged,
on the information of an officer of the Australian Federal Police, with an
offence under the Royal Commissions Act 1902 (Cth). It is not, in my view,
necessary to go beyond these things. In themselves, they constitute injustice
and prejudice to the plaintiff.
The Court has been informed that the plaintiff is the only
further witness whom it is proposed to call to give evidence before the Royal
Commissions. In those circumstances, I respectfully agree with the Chief
Justice that the appropriate order, as to the hearing of further evidence, is
to restrain the Commissioner from examining or resuming the examination of the
plaintiff. There remains for consideration the question whether, as the
plaintiff claims, the Commissioner should also be restrained from reporting on
the *208 outcome of his inquiry in
so far as it relates to the allegations made against the plaintiff in the criminal
proceedings.
The Commissioner has made clear that he does not propose to
make any direct finding on the question of the guilt or innocence of the
plaintiff of the crime with which he has been charged. It is, however, apparent
that the Commissioner considers it necessary, in the performance of his
functions, to report to the Commonwealth and Victorian governments on the
question whether the matters which form the basis of the criminal proceedings
against the plaintiff constitute malpractices in the handling of meat. The
extract from the transcript of proceedings before the Commissions set out above
also makes clear the probability that the Commissioner's report in that regard
would include findings and views on the involvement of the plaintiff in any
malpractices which are found to have occurred.
I am conscious of the considerations of public interest
which militate against restraining the Commissioner from reporting immediately
and fully to the Commonwealth and Victorian governments on the matters upon
which he is charged to report. Once the conclusion is reached, however, that
the proceedings of the Commissions, in so far as they relate to the plaintiff's
involvement in the matters that constitute the basis of the criminal
proceedings against him, constitute an interference with the administration of
justice and contempt of court, it appears to me to be plain that the plaintiff
is, pending the final determination of those criminal proceedings, entitled to
demand that the Commissioner proceed no further in his inquiry as to the
plaintiff's involvement in relevant events. The matter has gone too far to be
resolved simply by an injunction restraining further compulsory questioning of
the plaintiff. Witnesses, including the plaintiff and his wife, have been
compelled to give evidence in an inquisitorial inquiry of a type that, in my
view, should not have been undertaken after the plaintiff had been committed
for trial in the County Court. It seems to me that ordinary considerations of
justice and fairness require that the Commissioner be restrained from reporting
to the Governments his findings or views as to the plaintiff's involvement in
the relevant events, until the criminal proceedings against the plaintiff have
been concluded. To hold otherwise would be to hold that, while the conduct of
the inquiry in so far as it
related to that involvement constituted an improper interference with the due
administration of justice, the results of that inquiry should be made
available, against the plaintiff's wishes, to the Commonwealth and Victorian
Governments in circumstances where it has not been suggested that there is any
effective way of ensuring that any prejudicial findings and views *209 are not made public before the pending
criminal proceedings have been concluded.
In addition to the injunction which has been proposed by the
Chief Justice, I would grant an injunction restraining the Commissioner, until
the final determination of the pending criminal proceedings against the
plaintiff, from reporting to the Commonwealth or Victorian Governments any
findings or views as to the plaintiff's involvement in the matters mentioned in
the statement of Mr. Kennedy made to the Federal Police and bearing the date 16
October 1981.
I note that it has not been necessary for me to reach any
conclusion on the question whether the provisions of the Royal Commissions Act
or the Evidence Act 1958 (Vict.) have the effect that a witness before a Royal
Commission is not entitled to refuse to answer a question on the ground that
the answer may tend to incriminate him. In my view, it matters not to the
resolution of the present matter whether the plaintiff was obliged to answer
any question asked of him before
the Royal Commissions or, being obliged to attend to give evidence, was given
the option of answering the question or asserting that the answer to it might
tend to incriminate him. I would, however, indicate that, as at present
advised, I am not persuaded that the provisions of either the Royal Commissions
Act or the Evidence Act have the effect of depriving a witness before a Royal
Commission of that common law privilege.
Appeal dismissed.
On the motion for an interlocutory injunction, order as
follows:
"Injunction granted as sought by par. (a) of the notice
of motion, but limited to the examination of the plaintiff. Injunction sought
by par. (b) of the notice of motion refused."
Order that the plaintiff have the costs of the action
excluding the cost of the application for an interim injunction and excluding
the costs of the appeal from the order made on that application.*210
Solicitors for the plaintiff, Haines & Polites.
Solicitor for the Commonwealth, B. J. O'Donovan, Crown
Solicitor for the Commonwealth.
Solicitor for the State of Victoria, D. Yeaman, Crown
Solicitor for the State of Victoria.
R.A.S.
FN(1) Ante, p. 57.
FN(2) [1978] V.R. 301.
FN(3) (1923) 32 C.L.R. 518.
FN(4) [1963] V.R. 70, at p. 81.
FN(5) [1978] V.R. 301.
FN(6) [1974] V.R. 773, at pp. 776-777.
FN(7) (1904) 2 C.L.R. 139.
FN(8) (1924) 24 S.R. (N.S.W.) 604.
FN(9) (1940) 63 C.L.R. 73.
FN(10) Ante, p. 25.
FN(11) [1974] V.R. 773.
FN(12) [1974] V.R., at p. 777.
FN(13) (1965) 114 C.L.R. 63.
FN(14) (1970) 112 C.L.R. 493.
FN(15) (1977) 137 C.L.R. 150.
FN(16) (1955) 349 U.S. 155 [99 Law.Ed. 964].
FN(17) (1896) 161 U.S. 591, at pp. 596-597 [40 Law.Ed. 819,
at p. 821.]
FN(18) (1940) 63 C.L.R. 73, at p. 85.
FN(19) [1963] V.R. 70, at pp. 74-75.
FN(20) Ante, pp. 53-54, 69, 94-95, 129, 158-159.
FN(21) (1908) 8 C.L.R. 330, at pp. 379-380.
FN(22) (1912) 15 C.L.R. 333, at p. 346.
<end>