908 F.2d 1108 United States Court of
Appeals, Second Circuit. Joseph Patrick
DOHERTY, Petitioner, v. U.S. DEPARTMENT OF
JUSTICE, IMMIGRATION AND NATURALIZATION SERVICE, Respondent. Nos. 662, 880, Dockets
88-4084, 89-4092. Argued Jan. 19, 1990. Decided June 29, 1990. SUBSEQUENT HISTORY: Reversed by: I.N.S. v.
Doherty, 502 U.S. 314 (Jan. 15, 1992) (No. 90-925) RELATED REFERENCES: Doherty v. U.S. Dept. of Justice, 596
F.Supp. 423, 82 A.L.R. Fed. 237 (S.D.N.Y. Oct. 30, 1984) (No. 84 CIV. 3197-CLB) Matter of Doherty by Government of United Kingdom of Great Britain
and Northern Ireland, 599 F.Supp. 270 (S.D.N.Y. Dec. 12, 1984) (No. 83 CR.
MISC. 1 (JES)) Doherty v. Thomas, 1985 WL 1085 (S.D.N.Y. Apr. 29, 1985) (No. 84
CIV. 3403 (CBM)) [*1110] COUNSEL: Mary Boresz Pike, New York City (Somerstein
& Pike, Arthur C. Helton, Lawyers Committee for Human Rights, of counsel),
for petitioner. Noel Anne Ferris, New York City, Sp. Asst. U.S. Atty. (Otto G.
Obermaier, U.S. Atty. S.D. New York, Edward T. Fergusson, III, Asst. U.S.
Atty., of counsel), for respondent. Carolyn Patty Blum, Berkeley, Cal. (Asylum Appeals Clinic, Boalt
Hall Law School, Berkeley, Cal., Kevin R. Johnson, King Hall School of Law,
Davis, Cal., Lynn Bregman, John K. Lapiana, Wilmer, Cutler & Pickering,
Washington, D.C., of counsel, Lauren Cox-Pursley, Ann Lucas, Luis Moran,
Barbara Schussman, Kathleen Soltero, Student Counsel, on the Brief), for
Alphonse DAmato, Christopher J. Dodd, John F. Kerry, Orrin G. Hatch,
Members of the United States Senate, Gary L. Ackerman, Helen Delich Bentley,
Robert A. Borski, Albert G. Bustamante, Thomas R. Carper, William J. Coyne,
Ronald V. Dellums, Thomas J. Downey, Bernard J. Dwyer, Eliot L. Engel, Walter
E. Fauntroy, Vic Fazio, Hamilton Fish, Jr., Sam Gejdenson, Benjamin A. Gilman,
Charles A. Hayes, George J. Hochbrueckner, Frank Horton, Barbara Kennelly,
Peter H. Kostmayer, Nita M. Lowey, Thomas A. Luken, Thomas J. Manton, Edward J.
Markey, Michael R. McNulty, Nicholas Mavroules, Raymond J. McGrath, Bruce A.
Morrison, Robert J. Mrazek, Richard Neal, Major R. Owens, Charles B. Rangel,
Edward R. Roybal, Marty Russo, James H. Scheuer, Charles E. Schumer, Edolphus
Towns, Curt Weldon, Members of the U.S. House of Representatives, amici curiae. Donald L. Ungar, San Francisco, Cal. (Simmons, Ungar, Helbush,
DiCostanzo & Steinberg, of counsel), for American Immigration Lawyers
Assn, amicus curiae. JUDGES: Before LUMBARD, FEINBERG, and PRATT, Circuit
Judges. OPINION BY: GEORGE C. PRATT, Circuit Judge: Joseph Patrick Doherty, a member of the Provisional Irish
Republican Army (PIRA) who has been imprisoned in this
country since 1983, petitions this court to review: (1) an order of former
Attorney General Edwin Meese III, dated June 9, 1988, that rejected
Dohertys designation of the Republic of Ireland as his country of
deportation; and (2) an order of Attorney General Richard Thornburgh, dated
June 30, 1989, that denied Dohertys motion to reopen his deportation
proceedings for the purposes of applying for asylum and for withholding of
deportation. For the reasons that follow, we affirm the order of Attorney
General Meese, reverse the order of Attorney General Thornburgh, and remand for
further proceedings. BACKGROUND Dohertys status in this country has been the subject of
sustained litigation since 1983, and so far has given rise to four published
court opinions, Doherty v. Meese, 808 F.2d 938 (2d Cir.1986); United States
v. Doherty, 786 F.2d
491 (2d Cir.1986); United States v. Doherty, 615 F.Supp. 755
(S.D.N.Y.1985); Matter of Doherty, 599 F.Supp. 270
(S.D.N.Y.1984), familiarity with which is assumed. Throughout all these
proceedings, Doherty has been detained in the Metropolitan Correctional Center
in Manhattan. The events leading to Dohertys arrest in the United
States stem from his involvement in the shooting death of a British army
captain in Belfast, Northern Ireland. On May 2, 1980, Doherty and three other
members of the PIRA set up an ambush in a private home in North Belfast as part
of a plan to surprise and attack a convoy of British soldiers. After the men
had waited three or four hours, a car pulled up in front of the house and five
members of the British Armys Special Air Services emerged. In an
ensuing gun battle, one of the British soldiers, Captain Herbert Westmacott,
was shot and killed. Doherty was arrested, charged with murder, and put on
trial in Belfast, Northern Ireland; but before the court had announced a
decision, Doherty and seven others escaped from the maximum security Crumlin
Road prison where they were being held. Two days later the court convicted
Doherty in absentia of [*1111] murder and a number of lesser crimes, and sentenced
him to life imprisonment. Doherty successfully eluded the British authorities. Aided by the
PIRA, he fled to the Republic of Ireland and, using an assumed identity,
eventually made his way to New York City where he escaped detection for another
sixteen months, until June 18, 1983, when he was arrested by agents of the
Immigration and Naturalization Service (INS) while working
in a bar on the Upper East Side of Manhattan. Immediately after Dohertys arrest in New York, the
United States Attorney for the Southern District of New York, on behalf of the
United Kingdom, filed a formal petition for his extradition. The case was
referred to District Judge John E. Sprizzo, who elected to hear the matter as
an extradition magistrate pursuant to 18 U.S.C.
§ 3184. At about the same time, the United States
initiation of deportation proceedings against Doherty prompted him to apply for
asylum. At Dohertys request, the deportation proceeding and request
for asylum were held in abeyance pending the outcome of the extradition action. On December 12, 1984, Judge Sprizzo ruled that Dohertys
crimes in Northern Ireland were political offenses within
the meaning of the extradition treaty between the United States and the United
Kingdom, and that Dohertys extradition was therefore barred. 599
F.Supp. 270; see Treaty of Extradition Between the United States and the United
Kingdom of Great Britain and Northern Ireland, Art. V(1)(c)(i), 28 U.S.T. 227,
T.I.A.S. No. 8468 (effective Jan. 21, 1977) (extradition shall not be granted
for offenses of a political character). Based on the highly
organized, quasi-military nature of the PIRA, its mode of discipline and
internal command structure, as well as the historical context of Irish-British
conflict and the fact that Dohertys acts of violence were directed at
soldiers rather than civilians, Judge Sprizzo concluded that Dohertys
involvement in the ambush and his subsequent escape from prison were of a
political character. According to Judge Sprizzo, the facts of this
case present the assertion of the political offense exception in its most
classic form. 599 F.Supp. at 276. Unable to appeal Judge Sprizzos extradition decision
directly, see Matter of Mackin, 668 F.2d 122 (2d Cir.1981) (denial of
extradition not appealable), the United States sought collateral review of the
order by way of a separate action for declaratory judgment. The district court
dismissed that action for legal insufficiency, however, 615 F.Supp. 755, and we
affirmed the dismissal. 786 F.2d 491. With the extradition matter completed, the deportation proceeding
against Doherty resumed in September 1986. At this point, Doherty decided to
take advantage of a provision in the immigration statute that allows a
deportable alien to select the country to which he will be deported. See Immigration
and Nationality Act of 1952 (INA or
act) § 243(a), 8 U.S.C.
§ 1253(a). Doherty wanted to be sent to the Republic of
Ireland, where he faced only a 10- year sentence of imprisonment rather than
the life sentence awaiting him in Northern Ireland, and the Republic of Ireland
had indicated its willingness to accept him. Therefore, at a hearing before
Immigration Judge (IJ) Howard I. Cohen, Doherty withdrew
his application for asylum, conceded deportability, and designated the Republic
of Ireland as his country of deportation. The INS opposed Dohertys attempt to arrange deportation
to the Republic of Ireland, claiming that it would be prejudicial to American
interests not to return him to British authorities. Counsel for the INS stated
that the case was of great concern at the highest levels of
government. Despite the INSs objections, IJ Cohen ordered Doherty
deported to the Republic of Ireland, as Doherty had requested, and the INS
appealed immediately. Four days after IJ Cohens decision, Doherty petitioned
for a writ of habeas corpus seeking immediate deportation to the Republic of
Ireland. Doherty claimed that the government was improperly detaining him
during the administrative appeal of IJ Cohens order solely to ensure
that Doherty would be available for extradition under [*1112] a newly signed
treaty between the United States and the United Kingdom. The new treaty, which
retroactively eliminated the political offense bar to extradition, had been
ratified by the United States Senate but had not yet been acted upon by the
British House of Commons. See 808 F.2d at 940. The district court rejected Dohertys attempt to
short-circuit the administrative process, however, and denied the petition.
This court affirmed the decision of the district court, holding that the
attorney generals appeal of IJ Cohens order was reasonably
grounded in his authority under § 243(a) of the act to deny
deportation to an aliens designated country if, in the judgment of
the attorney general, the deportation would be prejudicial to the
interests of the United States. 808 F.2d 938. On March 11, 1987, the Board of Immigration Appeals
(BIA or board) decided the
governments appeal but rejected its arguments and unanimously upheld
IJ Cohens order. The board stated that we are unwilling to
find that deportation to the Republic of Ireland would be prejudicial to the
interests of the United States in the absence of clear evidence to support that
conclusion. In a later decision, the board reopened the case to
consider a motion by the government to introduce additional evidence concerning
the prejudicial impact of deporting Doherty to the Republic of Ireland, but
denied the motion after reopening, principally because it found that the
additional evidence could have been presented at the hearing before IJ Cohen.
At the request of the INS, the board then certified the case to Attorney
General Meese pursuant to 8 C.F.R. § 3.1(h), a regulation
that permits the attorney general to review decisions of the board. Attorney
General Meese accepted the case for review in October 1987. On December 3, 1987, while the case was still pending before
Attorney General Meese, Doherty moved before the board to reopen his
deportation proceedings for the purposes of withdrawing his designation of the
Republic of Ireland, redesignating the country of deportation, and submitting a
new application for asylum and withholding of deportation. According to
Doherty, this switch in his strategy was compelled by the implementation two
days earlier of a new extradition treaty between the Republic of Ireland and
the United Kingdom. Doherty feared that the new treaty, which altered the
applicability of the political offense exception to
extradition, would result in his certain extradition to the United Kingdom if
he were deported to the Republic of Ireland, as he had originally requested.
Without passing on its merits, the board referred Dohertys motion to
reopen directly to Attorney General Meese. In a decision dated June 9, 1988, Attorney General Meese rejected
Dohertys designation of the Republic of Ireland as his country of
deportation, holding under § 243(a) of the act that
deportation there rather than to the United Kingdom would be prejudicial to
United States interests. He not only rejected Dohertys
designation but also ordered him deported directly to the United Kingdom. The
attorney general did not address the merits of Dohertys motion to
reopen, however, but remanded that motion for consideration by the board. The board granted Dohertys motion to reopen on November
14, 1988, in a 3-2 decision, holding that Doherty should be given the
opportunity to apply for asylum and withholding of deportation. The board held: At the time of the hearing the reasonable expectation
of the respondent was that he would be deported to Eire. The likelihood of his
being deported to the United Kingdom appeared remote. * * * Given the state of
the law at that time, the respondent could not have been expected to anticipate
that he would not be deported to his country of choice. The
respondents failure to file for asylum under these circumstances is
excusable. The board further held that, like the change in Irish extradition
law, the decision of Attorney General Meese represented a changed
circumstance[ ] which ha[s] arisen since the hearing. In addition,
the board determined that Doherty had established [*1113] a prima facie
case for relief based on a well-founded fear of persecution in Northern
Ireland. The board permitted reopening only for the purposes of applying for
asylum and withholding and not for withdrawing his designation and
redesignating the country of deportation. At this point, the case was once again certified to the attorney
general for review, again at the request of the INS. By order dated June 30,
1989, Attorney General Thornburgh disapproved the
boards decision and denied Dohertys motion to reopen. Doherty petitioned this court for review of both orders of the
attorneys general. The petitions were consolidated for review, and we decide
both here today. DISCUSSION A. Order of Attorney General Meese. Attorney General Meese determined that deporting Doherty to the
Republic of Ireland would be prejudicial to United States interests
for two reasons: (1) it is the policy of the United States that those
who commit acts of violence against a democratic state should receive swift and
lawful punishment, and it is thus in the interests of the United States that
respondent serve his sentence in the United Kingdom; and (2)
a decision to deport respondent to Ireland rather than the United
Kingdom would be injurious to our relations with the United Kingdom.
Doherty contends that Attorney General Meese abused his discretion in rejecting
his deportation to the Republic of Ireland, an argument we find somewhat
curious at this point since Doherty now, too, seeks to avoid deportation to
that country. We find no merit to Dohertys claim in any event, and we
affirm the order of Attorney General Meese. Section 243(a) of the act grants a deportee the one-time right to
select the country to which he will be deported, but it also gives the attorney
general the authority to reject the selection if he determines that the
deportation would be prejudicial to the interests of the United States: The deportation of an alien in the United States provided for in
this chapter, or any other Act or treaty, shall be directed by the Attorney
General to a country promptly designated by the alien if that country is
willing to accept him into its territory, unless the Attorney General, in his
discretion, concludes that deportation to such country would be prejudicial to
the interests of the United States. INA § 243(a), 8 U.S.C.
§ 1253(a) (emphasis added). As is apparent from the language of this provision, congress left
the attorney general broad discretion to determine what constitutes prejudice
to national interests. At an earlier stage of this case we noted that the
statute provides no guidelines for determining what type of
prejudice enables the attorney general to act;
[t]he requisite judgment requires an essentially political
determination. 808 F.2d at 943. Thus the attorney generals
finding of prejudice under § 243(a) is essentially
unreviewable by a court. Id. at 944. We also stated that
[t]he implied corollary to the Attorney Generals power to
reject a designated country is the power to name the country to which the alien
shall be deported. Id. at 941 (footnote omitted). Attorney General Meese found that deporting Doherty to the
Republic of Ireland, indeed to anywhere but the United Kingdom, would harm our
relationship with the United Kingdom and would contradict our policy of
punishing violence against democratic nations. Judgments of this nature are
surely within the scope of the attorney generals discretion under
§ 243(a), and we are not permitted to second-guess them. Doherty contends that the decision should nevertheless be
overturned because of procedural error. He argues that the attorney general
improperly relied on certain information, particularly an opinion letter from
the Department of State, that was not in the record before the board. Although
it might have been preferable if the attorney general had given Doherty an
opportunity to comment on the letter, the letter itself did not reveal any new
evidence [*1114] against Doherty. It merely confirmed the attorney
generals own conclusions about the foreign policy implications of the
case. Moreover, the attorney general made it clear that his decision was based
on the facts established in the extradition proceedings
rather than on any evidence gleaned from extra-record sources. Therefore, this
procedural error, if it was an error, was of no consequence to the outcome of
the decision. B. Order of Attorney General Thornburgh. Doherty moved to reopen his case in order to apply for asylum and for
withholding of deportation, two separate forms of relief under the act. He also
moved to reopen in order to withdraw his designation and redesignate the
country of deportation, but the board did not permit, and Doherty does not here
seek, reopening for these purposes. The right of asylum is established by
§ 208(a) of the act, which authorizes the attorney general to
grant asylum to an alien who demonstrates a well-founded fear of
persecution on account of race, religion, nationality, membership in a
particular social group, or political opinion. 8 U.S.C.
§ 1158(a); see I.N.S. v. Cardoza-Fonseca, 480 U.S. 421, 107 S.Ct.
1207, 94 L.Ed.2d 434 (1987). Asylum under § 208(a) is a broad
form of relief, allowing the alien to remain in the United States where he can
eventually apply for lawful permanent residence. See 1 C. Gordon & S.
Mailman, Immigration Law & Procedure §§ 1.03(6)(d)-(e)
(1989). Withholding of deportation is governed by
§ 243(h) of the act. Unlike asylum, which is discretionary,
withholding of deportation is a mandatory remedy that prohibits the attorney
general from deporting an alien to a country where there is a clear probability
that his life or freedom would be threatened on account of
race, religion, nationality, membership in a particular social group, or
political opinion. 8 U.S.C. § 1253(h); I.N.S. v. Stevic, 467 U.S. 407, 104 S.Ct.
2489, 81 L.Ed.2d 321 (1984). Withholding of deportation under
§ 243(h) provides a more limited form of relief than asylum,
however, barring deportation only to the nation where the alien faces persecution,
but not to nonthreatening third countries. If Doherty had pursued these claims at his original deportation
hearing, there is little doubt that he would have been entitled to the
evidentiary hearing he now seeks, because the right to apply for asylum or
withholding of deportation carries with it the right to a hearing
where the likelihood of persecution can be fairly
evaluated. Augustin v. Sava, 735 F.2d 32, 37 (2d Cir.1984); see also Maldonado-Perez
v. I.N.S., 865 F.2d 328, 332 (D.C.Cir.1989) (applicant for asylum
must be afforded an evidentiary hearing). But, because
Doherty had withdrawn his application for asylum in September 1986 as part of
his effort to arrange deportation to the Republic of Ireland, he can now have
these claims heard only upon a reopening of his case. As the Supreme Court
recently held, a motion to reopen for the purpose of applying for asylum and
withholding of deportation may be denied for three independent reasons: First, [the BIA] may hold that the movant has not established a
prima facie case for the underlying substantive relief sought. * * * Second,
the BIA may hold that the movant has not introduced previously unavailable,
material evidence, or, in an asylum application case, that the movant has not
reasonably explained his failure to apply for asylum initially. * * * Third, in
cases in which the ultimate grant of relief is discretionary (asylum,
suspension of deportation, and adjustment of status, but not withholding of
deportation), the BIA may leap ahead, as it were, over the two threshold
concerns (prima facie case and new evidence/reasonable explanation), and simply
determine that even if they were met, the movant would not be entitled to the
discretionary grant of relief. I.N.S. v. Abudu, 485 U.S. 94, 104-05, 108
S.Ct. 904, 911-12, 99 L.Ed.2d 90 (1988) (citations omitted). In rejecting Dohertys motion to reopen, Attorney General
Thornburgh did not address [*1115] the first ground for denial under Abudu, the sufficiency of
the applicants prima facie showing of persecution. Instead, applying
the second ground for denial, the attorney general held that neither the change
in Irish law nor the decision of Attorney General Meese represented a change in
circumstances sufficient to justify the reopening. The attorney general relied
on the third ground for denial as well, holding that Doherty would
not ultimately be entitled either to the discretionary relief of asylum or to
withholding of deportation. Finally, as an alternative basis for
rejecting the motion, the attorney general held that Dohertys
withdrawal in September 1986 of his initial application for asylum constituted
a waiver of his right to apply at a later time. Reviewing Attorney General Thornburghs decision within
the Abudu framework, we conclude that in the singular circumstances of this
case he abused his discretion in denying Dohertys motion to reopen. 1. Prima Facie Case. Because he based his decision on other grounds, Attorney General
Thornburgh held that [i]t is unnecessary for me to address (and I do
not) the question whether respondent has established a prima facie case for the
substantive relief sought. Therefore, since the denial of a motion to
reopen can be upheld only on the grounds set forth in the decision, see Jen
Hung Ng v. I.N.S., 804 F.2d 534, 538 (9th Cir.1986); Mattis v. I.N.S., 774 F.2d 965, 967
(9th Cir.1985), we must assume for the purpose of this appeal that Doherty did
meet his burden of demonstrating prima facie eligibility for relief, as the BIA
found. 2. New Evidence/Reasonable Explanation. The attorney general ruled that Doherty had failed to demonstrate
a change in circumstances since his hearing that would justify reopening the
case, because neither the change in Irish extradition law nor the decision of
Attorney General Meese should have come as any surprise to Doherty. The
attorney general emphasized that the diplomatic and parliamentary events that
culminated in the new extradition treaty between the United Kingdom and the
Republic of Ireland had been in progress for at least two years before actual
implementation of the treaty on December 1, 1987. Rejection of
Dohertys designation of the Republic of Ireland was also foreseeable,
according to Attorney General Thornburgh, because § 243(a)
expressly authorizes such rejection, and because the INS had opposed
Dohertys designation at the hearing. Thus, the attorney general
concluded, the new circumstances offered in support of
Dohertys motion to reopen were in fact entirely foreseeable at the
time of the original hearing, and therefore did not provide a sufficient basis
for granting the motion. The flaw in the attorney generals approach to this issue
is that it relies on a mistaken view of the law. Doherty was required to
support his motion to reopen with previously unavailable, material
evidence, and a reasonabl[e] expla[nation of] his failure
to apply for asylum initially. Abudu, 485 U.S. at 104-05,
108 S.Ct. at 911. Neither the regulations nor the applicable decisional law
require expressly or by implication that the new evidence be
unforeseeable; indeed, such a rule would lead to absurd
consequences. If a deportee were required to make his case not just on the
state of facts and the law that existed at the time of the hearing, but instead
on all foreseeable eventualities, there would be no end to
the facts and issues potentially relevant to the case. Or, as the board in this
case warned, [i]f the respondent were expected to foresee and guard
against the unprecedented circumstances which arose two years later, no alien
would ever fail to apply for asylum to [sic] any country to which he might
remotely be deported, if he had a fear of returning there. Matter
of Doherty, BIA File No. A26185231, at 6 (BIA Nov. 14, 1988). We also have reason to doubt that the intervening circumstances,
especially the decision of Attorney General Meese, were as
foreseeable as the government suggests. Until this case, it
appears that an [*1116] aliens designation of a country of deportation
had never been rejected by the attorney general on the basis of prejudice to
national interests after the designation had been approved by the board. His
power to make such a decision is expressly conferred by the statute, to be
sure, but one could hardly say that its exercise in this case was foreseeable
when it had never once, in over 30 years, been invoked. The board was on target when it found that Doherty had a
reasonable expectation of being returned to the Republic of
Ireland at the time of his original deportation hearing. What possible reason
could Doherty have had for withdrawing his application for asylum and conceding
deportability if his prospects of returning to his chosen country were
nonexistent? He certainly could not have been motivated by a desire to delay
the proceedings, as is a tactic in some cases, because delay at that time was
working decidedly against him. See Doherty, 808 F.2d at 940. The board gave careful consideration to the new developments
supporting Dohertys motion to reopen, and it was satisfied that he
had met the heavy burden of presenting previously
unavailable, material evidence, and of reasonably explaining his decision to
withdraw the initial application for relief. The board repeatedly deals with
motions to reopen, and has, no doubt, developed a body of informed experience
that helps it distinguish meritorious motions from those lacking in merit.
Indeed, it is precisely the knowledge gained through such experience that gives
us reason to defer to the boards decisions in most immigration
matters. In sum, not only did the attorney general overturn the
boards findings because of a different view of the facts, but he did
so under a foreseeability standard that has no legal
foundation. This we believe constituted an abuse of his discretion. Carcamo-Flores
v. I.N.S., 805 F.2d 60, 68 (2d Cir.1986) (denial of asylum reversed where
decision leaves at least room for significant doubt as to whether the
appropriate standard was applied); Gonzales Batoon v. I.N.S., 791 F.2d 681, 686
(9th Cir.1986) (denial of motion to reopen is abuse of discretion where board
misapplied the principles upon which it purported to act). Doherty supported his motion to reopen with other new
evidence, not mentioned above, including the report of a human rights
group discussing political persecution in Northern Ireland, and an affidavit
from his mother describing the history of mistreatment that Doherty and his
family have suffered at the hands of British authorities. However, because we
find that the change in Irish extradition law and the decision of Attorney
General Meese were alone sufficient to satisfy Dohertys burden of
producing new, material evidence and a reasonable
explanation of his decision to withdraw his original application, we
need not resolve the question of whether this additional new
evidence would also have been adequate for that purpose. 3. Ultimate Entitlement to Withholding of Deportation. As another ground for denying the motion to reopen, Attorney
General Thornburgh held that Doherty would not ultimately be entitled
either to the discretionary relief of asylum or to withholding of
deportation. We first address Dohertys ultimate entitlement
to withholding of deportation. According to the attorney general, Doherty was
ineligible for that remedy because, under the statutory exceptions to
withholding of deportation, there are serious reasons for considering
that [Doherty] has committed a serious nonpolitical crime outside of the United
States, see I.N.A. § 243(h)(2)(C), 8 U.S.C.
§ 1253(h)(2)(C), and Doherty assisted, or otherwise
participated in the persecution of * * * person[s] on account of * * *
political opinion. See I.N.A. § 243(h)(2)(A), 8
U.S.C. § 1253(h)(2)(A). To begin with, the mandatory nature of the withholding remedy
suggests that a determination of the applicants ultimate entitlement
to relief would be improper in the context of a motion to reopen. Unlike
asylum, which is discretionary with the attorney general, withholding of
deportation is mandatory upon a showing of [*1117] statutory eligibility. If a
person seeking to reopen his case establishes a prima facie case for
withholding of deportation and introduces previously unavailable, material
evidence, as Doherty has done, the attorney general simply has no discretion to
decide that ultimately he would be ineligible for withholding
of deportation, as that determination necessarily goes to the merits of the
claim. As the Supreme Court stressed in Abudu, the attorney generals
power to deny a motion to reopen based on factors other than the
movants failure to establish a prima facie case or the lack of new
evidence is limited to cases in which the ultimate grant of relief is
discretionary * * * not withholding of deportation . 485 U.S. at 105,
108 S.Ct. at 912 (emphasis added); see also Aviles-Torres v. I.N.S., 790 F.2d 1433, 1436
(9th Cir.1986) (abuse of discretion to deny motion to reopen where applicant
established prima facie case for withholding of deportation); Hernandez-Ortiz
v. I.N.S., 777 F.2d 509, 518 (9th Cir.1985) (same); cf. Motamedi v.
I.N.S.,
713 F.2d 575, 576 (10th Cir.1983) (abuse of discretion to deny motion to reopen
where board prejudg[ed] the merits of the case). Considering the types of issues raised by Dohertys claim
for withholding of deportation, the need for an evidentiary hearing should be
obvious. His ultimate success or failure will depend on, among other factors,
whether his crimes in Northern Ireland are judged political
or nonpolitical, and whether he persecuted
others on account of their political views or was himself the victim of such
persecution. Needless to say, these issues all raise formidable questions of
fact that cannot be adequately resolved in the absence of an evidentiary
record. Examination of a fully developed record is a necessary precursor to the
fair resolution of Dohertys claim, by an immigration judge, by the
board, and, if it comes to it, by this court in another appeal. Cf. Ananeh-Firempong
v. I.N.S., 766 F.2d 621, 628-29 (1st Cir.1985) (questions as to whether
mistreatment of applicant was politically motivated
are of a sort that are best considered at a hearing). Thus,
it was improper for the attorney general to prejudge the merits of
Dohertys claim for withholding of deportation without the benefit of
a record, and that claim must now proceed to a hearing. 4. Ultimate Entitlement to Asylum. Whether Dohertys claim for asylum should also proceed to
a hearing presents a more difficult question, because asylum, unlike withholding
of deportation, is a discretionary remedy. As the Supreme Court held in Abudu, when an applicant
seeks to reopen his case to file a claim for discretionary relief, such as a
claim for asylum, the board (or, by implication, the attorney general)
may leap ahead, as it were, * * * and simply determine that * * * the
movant would not be entitled to the discretionary grant of relief.
485 U.S. at 105, 108 S.Ct. at 912; see also Cardoza-Fonseca, 480 U.S. at 428 n.
5, 107 S.Ct. at 1211 n. 5 (It is important to note that the Attorney
General is not required to grant asylum to everyone who meets the definition of
refugee. Instead, a finding that an alien is a refugee does no more than
establish that the alien may be granted asylum in the discretion of
the Attorney General. ) (emphasis in original) (quoting Stevic, 467 U.S. at 423, 104
S.Ct. at 2497); I.N.S. v. Rios-Pineda, 471 U.S. 444, 449, 105 S.Ct.
2098, 2101-02, 85 L.Ed.2d 452 (1985) (if the Attorney General decides
that relief should be denied as a matter of discretion, he need not consider
whether the threshold statutory eligibility requirements are met). Nonetheless, it is a fundamental principle of our immigration law
that the attorney general must base his discretionary decisions only on the
legitimate concerns of the relevant statutory provision.
See Rios-Pineda, 471 U.S. at 451-52, 105 S.Ct. at 2103; Aviles-Torres, 790 F.2d at 1437; Mattis, 774 F.2d at 968.
Thus, the attorney general may abuse his discretion by acting arbitrarily,
departing inexplicably from established policies, or discriminating invidiously
against a particular group, Rios-Pineda, 471 U.S. at 451, 105 S.Ct. at 2103; Bertrand
v. Sava, 684 F.2d 204, 212 (2d Cir.1982), or by giving effect to
considerations [*1118] that Congress
could not have intended to make relevant. Wong
Wing Hang v. I.N.S., 360 F.2d 715, 719 (2d Cir.1966) (quoting United States ex
rel. Kaloudis v. Shaughnessey, 180 F.2d 489, 491 (2d Cir.1950) (L. Hand,
J.)); see also Jen Hung Ng, 804 F.2d at 538 (reliance by the
BIA on improper factors in reaching a decision is an abuse of discretion that
we are required to reverse). The issue, then, is whether the attorney general based his
discretionary decision on legitimate concerns of asylum.
Despite the attorney generals broad discretion to base other types of
immigration decisions on factors such as the governments political
and foreign policy interests, our examination of the asylum statute convinces
us that congress intended to prevent such factors from influencing asylum
cases. In exercising his discretion in this case, Attorney General Thornburgh
relied on just such improper factors. We therefore must reverse his order as to
the asylum claim as well. Examination of the history and purpose of the relevant legislation
shows that congress intended to insulate the asylum process from the influences
of politics and foreign policy, factors that had long dominated the refugee
admissions process. Before World War II, the immigration law provided no right
of asylum for aliens subject to persecution in their home countries. See, e.g.,
United States ex rel. Giletti v. Commissioner of Immigration, 35 F.2d 687 (2d
Cir.1929) (deportation of Italian claiming persecution by fascist regime). With
the passage of the Immigration and Nationality Act of 1952, Pub.L. No. 82-414,
66 Stat. 163, congress authorized the attorney general to
withhold deportation of aliens from countries where, in his
opinion, they would be subjected to physical persecution. 8 U.S.C.
§ 1253(h) (amended 1965, 1980). Unlike the current law, this older
form of withholding of deportation was entirely
discretionary, and it appears to have been rarely granted. See Note, Judicial
Review of Administrative Stays of Deportation: Section 243(h) of the
Immigration and Nationality Act of 1952, 1976 Wash. U.L.Q. 59, 100 (1976) (no
published decisions in which relief had been granted under
§ 243(h)). The 1952 legislation also permitted the attorney
general to admit persons temporarily under such conditions as he may
prescribe for emergent reasons or for reasons deemed strictly in the public
interest. 8 U.S.C. § 1182(d)(5)(A). This provision,
known as parole, was the primary vehicle for the admission
of refugees before the 1980s, and it, too, was wholly discretionary with the
attorney general. In 1968, the United States became a party to the United Nations
Protocol Relating to the Status of Refugees, 19 U.S.T. 6257, 606 U.N.T.S. 268
(protocol). The protocol adopted the definition of
refugee used in the 1951 Convention Relating to the Status
of Refugees, 189 U.N.T.S. 150 (convention), to which the
United States had not acceded. Under the protocol and the convention, a
persons status as a refugee was determined
without regard to political considerations or the country from which the person
fled. Instead, a refugee was defined as one who owing to a well-founded fear of being
persecuted for reasons of race, religion, nationality, membership of a
particular social group or political opinion, is outside the country of his
nationality * * *. Article 33 of the protocol prohibited the return of such a refugee
to territories where his life or freedom would be threatened on
account of his race, religion, nationality, membership of a particular social
group, or political opinion. Congress initially believed that the protocol was basically
consistent with existing law, and that any inconsistencies could be reconciled
by the attorney general in the exercise of his discretion. See Stevic, 467 U.S. at 417-18,
104 S.Ct. at 2494-95. In the 1970s, however, there was a growing perception
that discretionary relief from deportation was being granted in a manner that
conflicted with the protocol. In particular, many observers believed that
asylum determinations were still being affected by ideological and geographical
considerations that tended to favor individuals fleeing from communist nations
over those seeking [*1119] refuge from countries having favorable political ties with
the United States. See, e.g., Hansen, Behind the Paper Curtain: Asylum Policy
Versus Asylum Practice, 7 N.Y.U. Rev.L. & Soc. Change 107 (1978). Amid growing dissatisfaction with the existing law, congress in
1980 comprehensively revised the standards and procedures governing asylum. See
The Refugee Act of 1980, Pub.L. No. 96-212, 94 Stat. 102. This legislation
replaced the attorney generals ad hoc parole authority with a
systematic procedure for adjudicating asylum claims that was intended to
eliminate geographical and ideological factors from consideration. See Stevic, 467 U.S. at 425-27,
104 S.Ct. at 2498-2500; S.Rep. No. 96-256, 96th Cong., 2nd Sess. 1 (1979),
reprinted in 1980 U.S.Code Cong. & Admin.News 141; Anker & Posner, The
Forty Year Crisis: A Legislative History of the Refugee Act of 1980, 19 San
Diego L.Rev. 9, 36 (1981). The statute accomplished this goal by linking
eligibility for asylum to the politically neutral definition of
refugee set forth in the protocol. See Cardoza-Fonseca, 480 U.S. at 436, 107
S.Ct. at 1216. Thus, in passing the Refugee Act of 1980, congress responded to
the problems created by the attorney generals theretofore unlimited
discretion over the admission of refugees. By defining eligibility in
politically neutral terms, congress made it clear that factors such as the
governments geopolitical and foreign policy interests were not
legitimate concerns of asylum. To use Judge Learned Hands
terminology, these were considerations that Congress could not have
intended to make relevant to asylum. Shaughnessey, 180 F.2d at 491. The more limited nature of the attorney generals
discretion in asylum cases can be illustrated by comparing it with his
authority to grant suspension of deportation, INA § 244, 8
U.S.C. § 1254, and adjustment of status, INA
§ 245, 8 U.S.C. § 1255, the two major forms
of discretionary relief from deportation other than asylum.
With the adoption of immigration quotas and the elimination of the statute of
limitations on deportation in the 1920s, deportation in some cases was seen to
create unnecessary hardships, [f]or there were many aliens whose
residence in the United States was irregular but who had become worthy members
of their communities and had established strong ties here. 3 C.
Gordon & S. Mailman, supra, § 7.1(a). To help mitigate the harshness of mandatory deportation, the
attorney general was given the authority to suspend the deportation of aliens
who had resided in the United States for at least seven years and could
demonstrate extreme hardship if returned to their own
country, INA § 244(a), 8 U.S.C. § 1254(a),
especially where the hardship was the result of separation from family members
legitimately living in the United States. E.g., Carrete-Michel v. I.N.S., 749 F.2d 490, 494
(8th Cir.1984). For similar reasons, the attorney general was given the power
to grant an adjustment of status to eligible aliens, and
here, too, factors such as family ties and length of residence were critical.
E.g., Patel v. I.N.S., 738 F.2d 239, 243 (7th Cir.1984); Jain v. I.N.S., 612 F.2d 683,
687-88 (2d Cir.1979), cert. denied, 446 U.S. 937, 100 S.Ct. 2155, 64 L.Ed.2d
789 (1980). The statute itself does not set forth the factors to be weighed by
the attorney general in suspending deportation or adjusting an aliens
status. Both remedies leave substantial room for the Attorney General
to define the substantive grounds for relief. LeBlanc v. I.N.S., 715 F.2d 685, 690
(1st Cir.1983); see also Hernandez-Patino v. I.N.S., 831 F.2d 750, 753
(7th Cir.1987) (Congress, in refusing to define 'extreme' hardship
fully, avoided the substantive policy decision and has deferred to agency
expertise.). In asylum cases, by significant contrast, the substantive grounds
for discretionary relief were not left to be determined by the attorney
general. Indeed, one of the motivating forces behind passage of the Refugee Act
was the felt need to structure and control executive
decisionmaking in refugee matters. Anker & Posner, supra, at 36.
Unlike the provisions for suspension of deportation and adjustment of status, the
Refugee Act defines with specificity the category of aliens who should
ordinarily be [*1120] granted asylum, and it provides concrete guidance as to
those who should not. Moreover, while the presence of family members in the
United States may work in favor of a potential asylee, see Helton, The Proper
Role of Discretion in Political Asylum Determinations, 22 San Diego L.Rev. 999,
1015-18 (1985), keeping family members together is not an essential concern of
asylum. In many cases, an applicant may be leaving family behind to escape
persecution. Consequently, the attorney generals broad
discretion to grant suspension of deportation or adjustment
of status does not necessarily provide a useful guide to the scope of his
discretion to grant asylum. Even the attorney general
himself acknowledged the unique characteristics of asylum in saying
that the decision to grant asylum to an alien is inherently a
humanitarian act by the United States that is distinct from the normal operation
and administration of the immigration laws. United States Department
of Justice, Press Release (April 7, 1987) (announcing formation of Asylum
Policy and Review Unit within the Department of Justice), quoted in Schmidt,
Refuge in the United States: The Sanctuary Movement Should Use the Legal
System, 15 Hofstra L.Rev. 79, 85 (1986). Why, then, if congress intended to curtail the attorney
generals authority over the asylum process, did it make asylum a
discretionary remedy rather than a mandatory form of relief? The answer to this
question becomes evident when we consider the drafting of the Refugee Act and
the administrative practice since its enactment. The senate bill, as reported
out of the Senate Judiciary Committee, originally made the grant of asylum
mandatory upon an appropriate showing of persecution. S.Rep. No. 96-256, 96th
Cong., 2nd Sess. 8-9 (1979). The house version of the provision, the one
ultimately adopted in the conference report, vested the attorney general with
the discretionary authority he now possesses. The house report emphasized,
however, that [t]he Committee wishes to insure a fair and workable
asylum policy which is consistent with this countrys tradition of
welcoming the oppressed of other nations and with our obligations under
international law. * * * The Committee intends to monitor closely the Attorney
Generals implementation of the section so as to insure the rights of
those it seeks to protect. H.R.Rep. No. 96-608, 96th Cong., 2nd Sess.
17-18 (1979); see generally Anker & Posner, supra, at 43-64. Although there is some ambiguity here, it is apparent that
congress did not intend to give the attorney general boundless
discretion to make asylum decisions, for that would surely
have frustrated the primary goals of the Refugee Act. Instead, as the house
report suggests, congress merely desired to preserve some degree of flexibility
in the administration of the asylum process in the context of a larger refugee
program that involves, among other things, procedures for the admission of
applicants at American offices overseas. In view of the inherent problems of
running such a large and complex program, it is conceivable that a person who
might otherwise qualify for asylum should be denied relief because, for
example, he had a previous offer to settle in a nonthreatening third county, or
had intentionally circumvented the admissions process available in his home
country in order to achieve more immediate entry into the United States. A decade of practice confirms that the boards
discretionary denials of asylum to otherwise eligible candidates have been
primarily for reasons of administrative fairness and efficiency, not to
preserve our political relationship with the allegedly persecuting nation. Two
types of cases have been the primary subjects of such denials. The first
involves situations in which applicants have abused the asylum process by
fraudulently circumventing the overseas admissions process without sufficient
cause. See Sarkis v. Sava, 599 F.Supp. 724, 755 (E.D.N.Y.1984); Matter
of Gharadaghi, Interim Dec. No. 3001 (BIA Nov. 1, 1985); Matter of Shirdel, Interim Dec. No.
2958 (BIA Feb. 21, 1984); Matter of Salim, 18 I. & N. Dec. 311 (BIA 1982).
Even here, however, the board has emphasized that abusing the admissions
process is only [*1121] one of a number of factors which should
be balanced in exercising discretion, and the weight accorded to this factor
may vary depending on the facts of a particular case. * * * [T]he danger of
persecution should generally outweigh all but the most egregious of adverse
factors. Matter of Pula, Interim Dec. No. 3033 (BIA Sept. 22, 1987).
The second type of discretionary denial involves refugees who have found a safe
haven in another country before entering the United States. See Helton, supra,
at 1007 & n. 49 (citing unpublished BIA decisions). In summary, the history of the Refugee Act, its purpose, and the
context within which it was enacted, all show that congress intended the
attorney general to exercise a more limited role in asylum cases as compared
with his role in other types of discretionary immigration matters. As
demonstrated by the administrative practice before the board, this limited
discretion has not been used to implement the governments foreign
policy objectives, something that would clearly violate the spirit, if not the
letter, of the Refugee Act, but rather to deter abuses of the refugee system,
and to deny relief to aliens who have found safety elsewhere. Reviewing Attorney General Thornburghs decision in light
of the above, we conclude that he based his decision in large part on the types
of geopolitical concerns that congress intended to eliminate from asylum cases.
The attorney general held that he would deny asylum for the following reasons: First, it is the policy of the United States that those
who commit acts of violence against a democratic state should receive prompt
and lawful punishment. * * * Deporting respondent to the United Kingdom
would unquestionably advance this important policy. * * * Second, the United
States Government, through the State Department, has specifically determined
that it is in the foreign policy interests of this country that respondent be
deported to the United Kingdom. * * * Third, respondent knowingly and
intentionally waived his claim to asylum, and for the reasons explained in Part
IV, supra, I would not permit withdrawal of that waiver. Fourth, I believe that
respondents membership in and assistance of the PIRA in its acts of
persecution, and the nature and number of his criminal acts in general * * *
suggest that he is not deserving of equitable relief. Decision of Attorney General Thornburgh at 28 (June 30, 1989)
(citations omitted). The first two reasons given by Attorney General Thornburgh simply
restate the foreign policy concerns identified by Attorney General Meese when
he barred Dohertys return to the Republic of Ireland. While such
considerations were clearly relevant in that context, as indicated by the
statutory standard of prejudicial to the interests of the United
States, INA § 243(a), 8 U.S.C.
§ 1253(a), congress did not intend the same factors to
influence asylum decisions. In giving effect to these considerations, the
attorney general seriously exceeded his discretion. The attorney
generals third rationale, that Doherty waived his
claim to asylum, is also improper, for the reasons explained below in part B.5
of this opinion. As for the attorney generals final reason, it not
only assumes facts that would be more properly determined at a hearing, it also
depends in large measure on Dohertys membership
in the PIRA, one of the very bases for which he claims persecution. In short,
Attorney General Thornburgh exercised his discretion in denying
Dohertys application for reasons that congress sought to eliminate
from asylum cases, and, in doing so, he abused his discretion. 5. Waiver. Finally, as an independent ground for denying the motion to
reopen, Attorney General Thornburgh ruled that Doherty had
waived his right to apply for relief. According to the
attorney general, when Doherty conceded deportability to the Republic of
Ireland and withdrew his initial application for asylum in September 1986, he
assumed the risk that the Republic of Ireland might change
its extradition law and that his designation of the Republic of [*1122] Ireland might
be rejected by Attorney General Meese. As Attorney General Thornburgh put it, [T]he integrity of the administrative process
dictates that a deportee who, with the advice and assistance of counsel, makes
such deliberate tactical decisions, not be permitted to disown those decisions
merely because they ultimately result in action adverse to his interests. This
is especially the case where the possibility of that action was not only
foreseeable but foreseen. The attorney generals reasoning is incompatible with any
motion to reopen, however. If parties to a deportation hearing were held to
assume the risk that subsequent developments might change
the basis for the boards decision, no case would ever be reopened.
For example, an alien could not reopen a case to introduce new evidence that
after a change in leadership he would be persecuted in a country that had
previously appeared nonthreatening. He would have assumed the
risk that such events might transpire. Moreover, we find the governments professed concern for
the integrity of the administrative process unconvincing in
light of its own actions in this case. The governments use of
administrative and judicial processes has been exhaustive, to say the least.
Its efforts have included, in Judge Friendlys words, an extended
attempt to escape from the long held principle that when an
extradition magistrate * * * refuses to certify a person sought to be
extradited under an extradition treaty, the Governments sole recourse
is to submit a request to another extradition magistrate. United
States v. Doherty, 786 F.2d at 492-93. In addition, the government itself moved
to reopen the case at an earlier stage of the administrative proceedings, even
though its substantive motion was denied upon reopening. Finally, the
certification procedure itself, a rarely used procedural device that is removed
from normal administrative channels, has twice been invoked by the attorney
general with respect to Doherty. In short, it would be unfair to deny a motion to reopen for what
amounts to a dubious procedural argument where the alien has otherwise
satisfied the standards for reopening and where the governments own
conduct in the case has demonstrated less-than-perfect adherence to procedural
formalities. The sporting theory of justice has no place in
deportation proceedings. Matter of Martinez-Solis, 14 I. & N. Dec. 93, 95
(BIA 1972). CONCLUSION The order of former Attorney General Meese is affirmed insofar as
it rejected Dohertys designation of the Republic of Ireland as the
country to which he would be deported and ordered him deported directly to the
United Kingdom. The order of Attorney General Thornburgh denying
Dohertys motion to reopen is reversed and the case is remanded to the
board for further proceedings consistent with this opinion. LUMBARD, Circuit Judge, concurring in part and dissenting in part: After seven years of proceedings before the immigration
authorities, the Attorney General has decided that Doherty, who has admitted
his deportability after illegal entry into the United States, may not reopen
the matter and be heard on his claims for asylum as a political refugee and for
withholding of deportation. The record supports the Attorney Generals
exercise of his discretion in denying further hearing. It also supports his
decision that [i]t is in the [United States'] interest that [Doherty]
be sent directly to the United Kingdom, which he left as a fugitive
from justice, and not to the Republic of Ireland. Consequently, I would affirm
both orders of the Attorneys General. On June 10, 1981, Doherty escaped from the Crumlin Road prison in
Northern Ireland where he was being held during his trial for the killing of
Captain Herbert Westmacott of the British Army on May 2, 1980. Two days after
his escape, he was convicted for the murder and sentenced to life imprisonment.
A fugitive from justice, [*1123] he entered the United States illegally on or about
February 1, 1982 and was arrested in New York City on June 18, 1983. At about
the same time that a deportation warrant was filed against him, Doherty filed
for asylum and withholding of deportation on June 28, 1983. Having been thwarted in returning Doherty to the United Kingdom
under the extradition treaty then in force, by a ruling of the District Court
for the Southern District in December 1984 which under long-standing caselaw
was not appealable, the Government sought to expel him as an illegal immigrant
and return him to the country from which he had fled. In a strategic maneuver undertaken with advice of counsel, Doherty
conceded deportability on September 5, 1986 and withdrew his applications for
asylum and withholding of deportation. On September 12, 1986, the Immigration
and Naturalization Service, which executes the immigration laws under the
supervision of the Attorney General, requested the Immigration Judge
(IJ) to deport Doherty to the United Kingdom. Nonetheless,
the IJ decided that Doherty should be returned to the Republic of Ireland.
After the Board of Immigration Appeals (Board or
BIA) upheld the IJ, Attorney General Meese on June 9, 1988
decided in the best interests of the foreign relations of the United States that
Doherty should be returned to the United Kingdom rather than to the Republic of
Ireland. Meanwhile, on December 3, 1987, Doherty moved for leave to reopen
the deportation proceedings to reapply for asylum and withholding of
deportation in view of what he claimed were changed circumstances. The Board,
on November 14, 1988, voting 3-2, granted leave to reopen. Attorney General Thornburgh on June 30, 1989 overruled the Board
and denied leave to reopen. In a carefully reasoned opinion, he held that even
if Doherty were permitted to reopen the deportation proceedings, he would be
denied asyluma form of discretionary reliefbecause his
violent acts rendered him ineligible for a favorable exercise of discretion.
This opinion demonstrates conclusively that Doherty has shown no new facts
which are relevant to the Attorney Generals decision to return him to
the United Kingdom. Doherty has enjoyed in full measure any right he has to a full and
extended consideration of his claims. The Attorney General is the final authority
on the return of illegal aliens. We should sustain his authority especially in
matters which so intimately affect the foreign relations of the United States.
The Attorney Generals opinion shows that, whatever else may be done,
the inevitable result is that Doherty will be sent back to the United Kingdom. I In Doherty v. Meese, 808 F.2d 938, 943-44 (2d Cir.1986), [FN1] we
held that, in immigration cases with weighty foreign policy implications, a
decision of the Attorney General is essentially
unreviewable when Congress has committed that decision to the
unguided discretion of the Attorney General. Judicial inquiry in such cases is
effectively limited to claims of unconstitutionality, fraud, or lack of
jurisdiction, id. at 944 (citations omitted), and this case presents no
colorable claims of that nature. Thus, we held then that the decision whether
to reject an aliens designation of the country to which he will be
deported (designation) under § 243(a) of
the Immigration and Nationality Act (Act or
INA) is essentially unreviewable
because the statute provides that such a decision is simply in the Attorney
Generals discretion. 8 U.S.C.
§ 1253(a). FN1. There, Doherty petitioned for habeas
corpus relief from his detention pending the Governments
administrative appeal of the IJs decision granting Dohertys
request to be deported to the Republic of Ireland rather than to the United
Kingdom. Doherty contended that the Governments appeal was frivolous
and was intended solely to keep him in the United States until after the
effective date of the Supplementary Extradition Treaty between the United
States and the United Kingdom. See Doherty v. Meese, 808 F.2d at 940. We
affirmed the district courts denial of habeas relief because the
Government clearly had a reasonable basis for pursuing the administrative
appeal. [*1124] We now review a decision denying a motion to reopen
deportation proceedings. Like the matter of designation, motions to reopen are
committed to the discretion of the Attorney General. In numerous cases, the
Supreme Court has held that such motions are discretionary in the Board. See,
e.g., INS v. Rios-Pineda, 471
U.S. 444, 449, 105 S.Ct. 2098, 2101-02, 85 L.Ed.2d 452 (1985); INS v.
Phinpathya, 464 U.S. 183, 188 n. 6, 104 S.Ct. 584, 588 n. 6, 78 L.Ed.2d 401
(1984); INS v. Jong Ha Wang, 450 U.S. 139, 144 n. 5,
101 S.Ct. 1027, 1031 n. 5, 67 L.Ed.2d 123 (1981). Because the Board
is not a statutory body, but is wholly a creature of regulations
issued by the Attorney General, Greene v. INS, 313 F.2d 148, 151
(9th Cir.) (citing 8 C.F.R. §§ 3.1 et seq.), cert.
denied, 374 U.S. 828, 83 S.Ct. 1869, 10 L.Ed.2d 1051 (1963), the only source of
the Boards discretion is the Attorney General. Furthermore, the Attorney
General always has authority to review a decision of the Board, see 8 C.F.R.
§ 3.1(h)(1). Thus, because the Board has discretion in this
area, the Attorney General a fortiori has discretion at least as broad. [FN2] FN2. The Attorney Generals discretionary
authority to decide or even to countenance motions to reopen derives from those
portions of the Act providing that [t]he Attorney General shall be
charged with the administration and enforcement of the Act and
shall
perform such other acts as he deems necessary for
carrying out his authority under the provisions of the Act. INA
§ 103(a), 8 U.S.C. § 1103(a). This language
places no constraints on the decision-making authority that it confers upon the
Attorney General. Since we affirm Attorney General Meeses discretionary
rejection of Dohertys designation because it is essentially
unreviewable, and since Attorney General Thornburghs
discretionary decision not to reopen proceedings is likewise
essentially unreviewable, we should also affirm the
Thornburgh order. We had no basis for reversing the Attorney General in Doherty
v. Meese, and we have none now. Motions to reopen are disfavored in deportation proceedings
for the same reason that petitions for rehearing and motions for new trials
based on newly discovered evidence are disfavored: There is a strong
public interest in bringing litigation to a close as promptly as is consistent with
the interest in giving the adversaries a fair opportunity to develop and
present their respective cases. INS v. Abudu, 485 U.S. 94, 107, 108 S.Ct.
904, 913, 99 L.Ed.2d 90 (1988). Doherty has had seven years to develop and
present his case yet he has failed to convince the Attorney General. When the
Attorney General decides, after a careful review of the voluminous record, that
a drawn-out case such as this no longer merits attention, we are in no position
to contradict that judgment. There is a special reason for judicial restraint in cases such as
this. As compared with officials of other administrative agencies,
INS officials must exercise especially sensitive political functions
that implicate questions of foreign relations, and therefore the reasons for
giving deference to agency decisions on petitions for reopening or
reconsideration in other administrative contexts apply with even greater force
in the INS context. Abudu, 485 U.S. at 110, 108 S.Ct. at 914-15
(footnote omitted). There can be no doubt that political judgments are at the
heart of the decision not to reopen this case. As we stated in Doherty v.
Meese, the Doherty matter affects not only the relations of the United
States with the United Kingdom and the Republic of Ireland, but also the
complicated multilateral negotiations concerning efforts to halt international
terrorism. 808 F.2d at 943. To prolong these proceedings after the
Attorney General has drawn the line is to upset a policy decision that affects
international relations and that accordingly should be 'largely
immune from judicial inquiry or interference,' id. (quoting Harisiades
v. Shaughnessy, 342 U.S. 580,
589, 72 S.Ct. 512, 519, 96 L.Ed. 586 (1952)). The denial of Dohertys motion to reopen was made not by
an inferior INS official but by the Attorney General himself in a thorough and
reasoned signed opinion. The Attorney General, as a member of the Cabinet who
reports to the President and is conversant with the views of the
administration, expresses the views of the Government. When the Attorney
General makes [*1125] a judgment on an essentially political question, we usurp
the executives authority when we review that decision for infirmities
less grave than the most serious violations of law. See Doherty v. Meese, 808 F.2d at 944. The majority states that the Board has developed a well
of informed experience concerning motions to reopen and that
it is precisely the knowledge gained through such experience that
gives us reason to defer to the Boards decisions in most immigration
matters. Thus, the majority implicitly concludes, the Boards
decision here deserves more deference than Attorney General
Thornburghs decision disapproving it. I cannot accept this
conclusion. Matters which concern asylum and deportation are primarily matters
of foreign policy and political judgment. The Attorney General has the ultimate
authority in such matters, not the members of an inferior Board. Congress has
placed the Attorney General at the top of the hierarchy of immigration
officials; his word is the last word. INS v. Abudu, 485 U.S. 94, 108 S.Ct. 904,
99 L.Ed.2d 90 (1988), should not be the sole focus of our inquiry because it
addresses few of the foregoing concerns. In large part, Abudu simply summarized
prior holdings regarding some of the grounds upon which the Board may deny a
motion to reopen and held that the Boards denial of a motion to
reopen under 8 C.F.R. § 3.2 or 208.11 should be reviewed
under an abuse-of-discretion standard. Since Abudu involved a decision of the
Board and not of the Attorney General himself, it provides little guidance for
our review of the extraordinary case where, as here, the Attorney General has
deemed certain principles and policiesfor example, that those who use
violence to advance parochial ends are not to benefit from the privileges
offered by our immigration lawso important that he has used his
rarely exercised authority under 8 C.F.R. § 3.1(h)(1) to
articulate and apply them. By dwelling on the reasons set forth in Abudu for
denying a motion to reopen, the majority gives insufficient attention to the
unusual posture of this case. Moreover, Abudu is not the last word on motions
to reopen because the Abudu list of reasons for denying a motion to reopen was
clearly not meant to be exhaustive. See 485 U.S. at 104, 108 S.Ct. at 911
(There are at least three independent grounds on which the BIA may
deny a motion to reopen.) (emphasis added). II Even under Abudu, the motion to reopen was properly denied for
three reasons. First, to the extent that the motion to reopen was for the purpose
of applying for asylum, it was properly denied under the third Abudu factor,
which provides that where a party moves to reopen to apply for discretionary
relief, such as asylum, the BIA may leap ahead, as it were, over the two
threshold concerns (prima facie case and new evidence/reasonable explanation),
and simply determine that even if they were met, the movant would not be
entitled to the discretionary grant of relief. Abudu, 485 U.S. at 105, 108 S.Ct. at 912. If the BIA may simply deny the motion because it believes the
movant is undeserving of asylum, then surely the Attorney General may do the
same. Here, Attorney General Thornburgh did just that with the following statement: In my discretion, I would not grant [Doherty] asylum. [I]t is the
policy of the United States that those who commit acts of violence
against a democratic state should receive prompt and lawful
punishment. Matter of Doherty, Mem. Att'y Gen. at 7 (June 9, 1988).
Deporting [Doherty] to the United Kingdom would unquestionably advance this
important policy. See id. at 6-7. [In addition,] the United States Government,
through the State Department, has specifically determined that it is in the
foreign policy interests of this country that respondent be deported to the
United Kingdom. Id. at 7-8. In so ruling, the Attorney General did not abuse his discretion. The majority, disregarding the delicacy of this determination,
notes that Attorney General Thornburgh, in ruling that Doherty
[*1126] ultimately would not be granted asylum, referred to the
nations political and foreign policy interests. According to the
majority, such a reference was an abuse of discretion because the legislative
history of the asylum provision supposedly indicates that Congress intended
such interests to be ignored in the determination of whether to grant an asylum
application. My reading of the legislative history, even accepting the
majoritys historiography, leads me to a different conclusion. Even if
the asylum provision does define eligibility for asylum, it explicitly commits
the asylum determination to the discretion of the Attorney General. Congress
specifically rejected making asylum mandatory upon the appropriate showing. If
Congress had wanted to limit the Attorney Generals discretion to deny
an asylum application, it knew how to do so. That the statute places no
restrictions on his discretion tells us that Congress intended that there be
none. Moreover, a comparison of the two provisions indicates that the
Attorney General has no less discretion in deciding asylum cases then he does
in deciding where to deport an alien. The deportation provision states: The deportation of an alien
shall be directed by the Attorney General to a country promptly designated by
the alien
unless the Attorney General, in his discretion, concludes
that deportation to such country would be prejudicial to the interests of the
United States. INA § 243(a), 8 U.S.C.
§ 1253(a) (emphasis added). Similarly, the asylum provision
states: [T]he alien may be granted asylum in the
discretion of the Attorney General if the Attorney General determines that such
alien is a refugee within the meaning of section 1101(a)(42)(A) of this title. INA § 208(a), 8 U.S.C.
§ 1158(a) (emphasis added). To judge from these two
subsections, the Attorney General has wider latitude to reject an asylum
application than a deportation designation because the asylum applicant may not
even be considered for discretionary approval unless the Attorney General also
determines that the applicant is a refugee. Thus, as I have shown with respect
to the Attorney Generals discretion to deny a motion to reopen, if a
discretionary decision under the deportation provision is essentially
unreviewable, then a discretionary decision under the asylum provision should
also be essentially unreviewable. There is no basis in the statute for concluding that, once an
alien is determined to be eligible for asylum, the Attorney Generals
discretion to deny asylum is limited to a narrow class of cases involving
administrative irregularity. [FN3] While Congress has established rules for
determining who is eligible for asylum, it has created no rules for determining
who among those eligible for asylum should receive that relief. The statute, in
providing that [t]he alien may be granted asylum in the discretion of
the Attorney General, INA § 208(a), 8 U.S.C.
§ 1158(a) (emphasis added), uses the broadest language
possible to describe the authority of the Attorney General to make the ultimate
asylum decision. Moreover, if, as the majority states, those eligible for
asylum should ordinarily be granted asylum, then the
statutes provision that the ultimate asylum decision is in
the discretion of the Attorney General would be surplusage; such a
view would render meaningless this most significant portion of the statute when
a much more plausible interpretationthat Congress declined to [*1127] guide the
Attorney Generals decision as to who among those eligible should
receive asylumis available. FN3. Doherty even fits into this category. The
majority concedes that an asylum application may be denied when the applicant
intentionally circumvents the admissions process in his
home country to secure more speedy entry into the United States. This is
essentially to say that an applicants manipulation of the process for
personal benefit is grounds for rejection. Here, Attorney General Thornburgh
implicitly decided that by withdrawing his application for asylum, conceding
deportability, and then renewing the application when his plan backfired,
Doherty was seeking to manipulate the process in a way that made him
undeserving of asylum. Certainly the Attorney General may decide, first, that
Dohertys rejection of asylum in a tactical maneuver and his
subsequent renewal of his asylum application represent an attempt to have it
both ways and, second, that the
Government need not grant asylum to one who plays fast and loose with so
great a privilege as asylum in the United States. Second, again to the extent that the motion to reopen was for the
purpose of applying for asylum, it was properly denied under that part of the
second Abudu factor which permits denial of a motion to reopen in an
asylum application case [if] the movant has not reasonably explained his failure
to apply for asylum initially. 485 U.S. at 105, 108 S.Ct. at 911. In
deciding, properly, that Doherty waived his claim to asylum as a result of a
tactical choice, Attorney General Thornburgh effectively ruled that Doherty
failed this prong of Abudu. [FN4] Dohertys decision to withdraw his
asylum application, which is the equivalent of a failure to apply for
asylum initially, was made with advice of counsel and with full
knowledge that the Government was going to contest his designation and that the
statute authorized Attorney General Meese to reject it. [FN5] It was a
calculated risk on his part to admit deportability and not to pursue relief:
his strategy was to be deported before the effective date of the Supplementary
Treaty. Doherty asked to be deported knowing full well that such a procedural
ploy might work to his disadvantage. Now that it has in fact worked to his
disadvantage, he asks this court for a second bite at the apple for the obvious
reason that he does not like the way his first plan worked out. Surely his
miscalculation is not sufficient explanation of his failure to apply for asylum
initially. FN4. Although Attorney General Thornburgh
termed this waiver argument an independent ground for
decision, it is the equivalent of a challenge, under the second Abudu factor, to the
reasonableness of Dohertys explanation of his failure to apply for
asylum initially. FN5. He must be charged with knowing that
there was a substantial risk Attorney General Meese would reject his
designation. The same sentence of the INA that gives the alien the right to
designate gives the Attorney General the right to reject the designation. In
addition, the Governments position stated in open court on September
12, 1986, when Doherty conceded deportability and designated the Republic of
Ireland, and maintained ever since is that it would contest Dohertys
designation. Attorney General Thornburgh points out that Doherty, having
conceded deportability and failed to pursue an application for asylum or
withholding, is in a position analogous to that of a defendant seeking to
withdraw a guilty plea. One in such a position bears an extremely heavy burden
of proof on a narrow issue: [W]hen the judgment of conviction upon a guilty
plea has become final and the offender seeks to reopen the proceeding, the
inquiry is ordinarily confined to whether the underlying plea was both
counseled and voluntary. United States v. Broce, 488 U.S. 563, 109 S.Ct.
757, 762, 102 L.Ed.2d 927 (1989). Doherty makes no claim that his decision not
to pursue asylum was either uncounseled or involuntary. Moreover, [a]
defendant is not entitled to withdraw his plea [of guilt] merely because he
discovers long after the plea has been accepted that his calculus
misapprehended the quality of the States case or the likely penalties
attached to alternative courses of action. Brady v. United States, 397 U.S. 742, 757, 90
S.Ct. 1463, 1473, 25 L.Ed.2d 747 (1970). That Doherty misapprehended the
relative merits of the various options open to him, which is what his claims
boil down to, is simply a statement that he failed to apply for asylum and not
a reasonable explanation for that failure. The majority miscasts Attorney General Thornburghs
waiver argument as a claim that a party to a deportation proceeding assumes the
risk that subsequent developments might change the basis for the
Boards decision. Attorney General Thornburgh did not make
so nebulous and sweeping a claim. He spoke only of those subsequent
developmentsAttorney General Meeses rejection of his
designation and his potential extradition from the Republic of Ireland to the
United Kingdomwhich Doherty knew or should have known had a strong
likelihood of coming to pass and for which Dohertys mere distaste is
insufficient reason to excuse his unsuccessful stratagem. Third, the entire motion to reopen was properly denied under that
part of the second [*1128] Abudu factor which permits denial of a motion to reopen if
the movant has not introduced previously unavailable, material
evidence. 485 U.S. at 104, 108 S.Ct. at 911 (citation omitted). The
record fully supports Attorney General Thornburghs decision that
Doherty did not offer any previously unavailable, material evidence. The
decision of Attorney General Meese to reject Dohertys designation and
to deport Doherty to the United Kingdom was simply not evidence. It was a legal
consequence. Dohertys argument here is akin to that of one who moves
to withdraw a guilty plea because the sentence, or even prison itself, has
proved harsher than expected. Such withdrawal is impermissible. See United
States v. Prince, 533 F.2d 205 (5th Cir.1976) (defendant may not withdraw plea of
nolo contendere, made after consulting counsel, when sentence proved harsher
than expected). As Attorney General Thornburgh stated, The ultimate
decision in an administrative process cannot itself constitute
new evidence to justify reopening. If an adverse decision
were sufficient, there could never be finality in the process. Nor did implementation of the Extradition Act on December 1, 1987
constitute new evidence. Attorney General Thornburgh found that Doherty was
extraditable from the Republic of Ireland to the United Kingdom even prior to
December 1, 1987 on the basis of long-standing provisions of Irish law, and I
see no reason to disturb this finding. The Extradition Act is simply cumulative
evidenceif it is evidence at allof his extraditability to
the United Kingdom. As Attorney General Thornburgh noted, one of
Dohertys arguments in support of the immigration judges
decision to deport him to the Republic of Ireland was that Irish law prior to
the Extradition Act also provided for his extradition to the United Kingdom.
Thus, the fact of his extraditability from the Republic of Ireland to the
United Kingdom did not newly arise on December 1, 1987 but rather existed long
before that date. I also agree with the Attorney General that the additional
documents, books, and affidavit in support of his motion to reopen were either
cumulative, previously available, or immaterial. As the Attorney General
stated, None of the evidence supports the existence of a threat of
persecution of which respondent was unaware or a material change in the
character of a threat previously recognized. III To the extent the motion to reopen was for the purpose of applying
for withholding of deportation, it was properly denied for two additional
reasons. In ruling that Doherty waived any claim he may have had to asylum,
Attorney General Thornburgh also ruled that Doherty waived whatever claim he
had to withholding of deportation. For the reasons stated above in Part II,
this was a sufficient independent ground for his denial of the motion to
reopen. The motion to reopen was also properly denied under INA
§ 243(h)(2)(C), 8 U.S.C. § 1253(h)(2)(C),
which provides that an alien shall not be granted
withholding if the Attorney General determines
that . . . . . (C) there are serious reasons for considering
that the alien has committed a serious nonpolitical crime outside the United
States prior to the arrival of the alien in the United States
. As is evident from the face of the statute, the
majoritys statement that withholding of deportation is
mandatory upon a showing of statutory eligibility tells only half the
story. In fact, it is mandatory for the Attorney General to deny withholding if
he determines that the alien fails any of the tests in
§ 243(h)(2)(A)-(D). Although the Attorney Generals
determination is not discretionary, § 243(h)(2) states
numerous reasons to deny withholding, and subsection (C) has a low burden of
proof, see McMullen v. INS, 788 F.2d 591, 599 (9th Cir.1986) (only probable
cause required). Thus, I believe that as long as the record is
adequate and the Attorney General makes reasoned findings based on that record,
his [*1129] determination
that the alien has failed any of the tests of § 243(h)(2),
particularly that in subsection (C), should be a sufficient ground to deny a
motion to reopen for the purpose of applying for withholding. Since the record
is replete with Dohertys admissions of actions constituting
violations of § 243(h)(2), and since the Attorney
Generals determination that Doherty failed the test in subsection (C)
is a model of a reasoned decision based on the record, I think he properly
denied the motion to reopen to the extent it was for the purpose of applying
for withholding. [FN6] FN6. Although Attorney General Thornburgh
found that Doherty failed the test in subsection (A) as well, I focus on his
decision under (C), as the facts relevant to that subsection are particularly
compelling. However, I find his conclusion under (A) perfectly acceptable as
well. Subsection (A) prohibits the Attorney General from granting withholding
to any alien he determines to have ordered, incited, assisted, or
otherwise participated in the persecution of any person on account of
political opinion. § 243(h)(2)(A), 8 U.S.C.
§ 1253(h)(2)(A) (emphasis added). Doherty does not dispute that the official
position of the United States is that the PIRA is a terrorist organization, see
U.S. Department of State, Patterns of Global Terrorism: 1988, 33-34, 74-75
(1989); McMullen, 788 F.2d at 597, and the Board itself has found that the PIRA
aims its violence at, among others, civilians who oppose the PIRAs
objectives and methods. See id. at 600 (The BIA found that the PIRA
killed or attempted to kill those who publicly opposed their
activities, and an active role in the PIRA amounts to the
assistance of this persecution on account of political opinion)
(Goodwin, J., specially concurring). Because Doherty has admitted an active
role in the PIRA and has embraced the PIRA without reservation, the Attorney
General properly concluded that Doherty otherwise
participated in persecution on account of political opinion. Doherty admitted to all of the following at his 1984 extradition
hearing. He was an officer in the Provisional Irish Republican Army
(PIRA) and committed acts dangerous to others on behalf of
the PIRA, [FN7] which the United States Department of State has classified as a
terrorist organization, see n. 6, supra. For example, in 1973, Doherty was
convicted of and imprisoned for a firearms violation. In 1974, he was convicted
of and imprisoned for smuggling 80 pounds of explosives in a car hijacked by
the PIRA. In 1980, in a van hijacked by the PIRA, he drove several of his PIRA
confederates to a private Belfast house, while the van driver was held captive;
took over the house and held hostage the family inside; and engaged in a
firefight that resulted in the death of Captain Westmacott of the British Army. FN7. The PIRA, a radical offshoot of the IRA,
formed in protest to the perceived inefficacy of the IRA, McMullen
v. INS,
658 F.2d 1312,
1315 (9th Cir.1981), which itself used violence to achieve its ends, id.
Apparently, the founding members of the PIRA believed that the IRA was not
violent enough. As noted in the opinion dissenting from the Boards
decision, it is fortuitous that the civilian hostages [taken by
Doherty and his associates] were uninjured in view of the fact that they were
exposed to a gun battle. Matter of Doherty, No. A26 185 231, slip op.
at 4 (BIA Nov. 14, 1988) (Morris, B.M., dissenting). Even if violence against a
democratic government or against such a governments military
personnel were a political rather than a
criminal matter, which it surely is not, Dohertys
participation in attacks against civilians has given Attorney General
Thornburgh a substantial basis for concluding that Doherty has committed
serious nonpolitical crimes outside the United States prior to his illegal
entry. [FN8] FN8. The decision denying Dohertys
extradition on the ground that his murder of Captain Westmacott was a
political offense, Matter of Doherty by Gov. of United
Kingdom,
599 F.Supp. 270 (S.D.N.Y.1984), has no precedential value either for the
Attorney General or for us. Offenses considered political
for the purposes of extradition treaties may be considered
nonpolitical for the purposes of the INA in general and of
§ 243(h)(2)(C), 8 U.S.C. § 1253(h)(2)(C),
in particular. See McMullen v. INS, 788 F.2d at 596. In addition, extradition
determinations have no res judicata effect in subsequent judicial
proceedings. Id. at 597 (citations omitted). Finally, that decision
was not appealable under long-standing caselaw, see United States v. Doherty, 786 F.2d 491, 495
(2d Cir.1986); Matter of Mackin, 668 F.2d 122, 125-30 (2d Cir.1981), and we
have therefore had no occasion for direct review of it on the merits. Given Dohertys admission of PIRA membership, of
involvement in the Westmacott killing, and of offenses against innocent [*1130] civilians; the
low standard of proof under subsection (C); and the statutory imperative of
denying withholding to one considered undesirable under
§ 243(h)(2), I believe that Attorney General
Thornburghs decision is unassailable. I fail to see what proper
purpose will be served by granting a hearing on Dohertys withholding
claim. The majority, citing Abudu, states that the attorney
generals power to deny a motion to reopen based on factors other than
the movants failure to establish a prima facie case or the lack of
new evidence is limited to cases in which the ultimate grant of
relief is discretionary * * * not withholding of deportation. [485
U.S. at 105, 108 S.Ct. at 912] (emphasis added by majority). Thus,
the majority implies, Attorney General Thornburgh erred by resolving this
question as if withholding were a discretionary matter. I disagree. Attorney General Thornburgh resolved Dohertys
entitlement to withholding not as a discretionary matter but rather as a legal
question governed by the rules set out in § 243(h)(2). Even
if Abudu were the sole guide for our review, his decision regarding withholding
would not be reviewable under the third Abudu factor. The real issue is the
adequacy of the record and the rationality of the Attorney Generals
conclusion based on the record. Since the record and reasoning here were more
than adequate, a further hearing would be a waste of time and would serve only
to delay the final resolution of proceedings which have lasted seven years
since Dohertys arrest in 1983. IV For the foregoing reasons, I would dismiss both petitions for
review and affirm the orders of the Attorneys General. |