415 F.3d 766 United States Court of
Appeals, Seventh Circuit. UNITED STATES of
America, Plaintiff-Appellee, v. Paul A. KRUEGER,
Defendant-Appellant. No. 04-2539. Argued Feb. 15, 2005. Decided July 28, 2005. SUBSEQUENT HISTORY: Appeal after remand: U.S. v.
Krueger, 150 Fed.Appx. 553 (7th Cir.(Wis.) Sep. 27, 2005), No. 04-2539) [*767] COUNSEL: Kelly B. Watzka (argued), Timothy W. Funnell,
Office of the United States Attorney, Milwaukee, WI, for Plaintiff-Appellee. Thomas E. Phillip (argued), Federal Defender Services, Green Bay,
WI, for Defendant-Appellant. JUDGES: Before BAUER, ROVNER, and WILLIAMS, Circuit
Judges. [*768] OPINION BY: ILANA DIAMOND ROVNER, Circuit Judge. When defendant-appellant Paul Krueger was stopped for speeding,
Wisconsin authorities discovered over two kilograms of marijuana in his truck.
Krueger was initially charged in state court for trafficking in marijuana, but
the state case was dismissed after federal authorities announced their intent
to prosecute Krueger for that offense. Shortly after he was taken into federal
custody and at the invitation of federal agents, Krueger waived his right to
remain silent and gave a detailed statement regarding his drug trafficking.
Krueger later moved to suppress that statement, contending that because he had
already invoked his Sixth Amendment right to an attorney as to the state
charges, federal agents were barred from questioning him without an attorney
present. See Michigan v. Jackson, 475 U.S. 625, 106 S.Ct.
1404, 89 L.Ed.2d 631 (1986). The district court denied the motion to suppress.
R. 25, 33. Krueger subsequently decided to plead guilty to possessing marijuana
with the intent to distribute, while reserving the right to appeal the Sixth
Amendment question insofar as his self-incriminating statement had an impact on
the district courts sentencing decision. At sentencing, the district court
found that Krueger was responsible for distributing between 100 and 400 kilograms
of marijuana and ordered Krueger to serve a prison term at the low end (57
months) of the range specified by the U.S. Sentencing Guidelines. Krueger appeals, contending because his statement to the federal
agents was taken in violation of his Sixth Amendment right to counsel it should
have been suppressed, and also that his sentence is plainly erroneous under
United States v. Booker, 543
U.S. ----, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). We conclude that we need
not decide whether Kruegers statement was taken in violation of
Kruegers Sixth Amendment rights, because even if it was, the district
court was nonetheless free to consider it for sentencing purposes. As for
Kruegers sentence, we shall direct a limited remand to the district court
so that it may determine whether it would be inclined to sentence Krueger to a
lesser prison term knowing in light of Booker that the Sentencing Guidelines
are advisory rather than mandatory. See United States v. Paladino, 401 F.3d 471, 483-84
(7th Cir.2005). A. Admitted Facts as to Kruegers Guilt We begin with a description of the facts that led to Kruegers
arrest and that underlie his conviction. Krueger admitted nearly all of these
facts in his written plea agreement. R. 34. Marinette County, Wisconsin law enforcement officers received
information from a confidential informant (CI) that Krueger
traveled to Milwaukee every two weeks to purchase marijuana and transported it
back to Marinette County in northeastern Wisconsin, making stops along the way
to sell to customers in the Outagamie and Marinette County areas. According to
the CI, Krueger had bragged about dealing 450 pounds of marijuana per year. On
June 24, 2003, the CI advised Marinette County Deputy Sheriff Rick Berlin that
on the morning of June 25, Krueger would be returning to Marinette County from
Milwaukee in his truck with a large quantity of marijuana. Deputy Berlin
subsequently relayed that information to his patrol officers, along with a
description of Kruegers truck and an instruction to make your own
case (i.e., find a justification for stopping the vehicle) if the truck
was spotted. [*769] On the morning of June 25, 2003, Deputy Barry Degnitz was
conducting stationary radar surveillance in Marinette County and conducted a
traffic stop of Kruegers vehicle, which was traveling above the posted
speed limit. Degnitz advised dispatch that he had stopped Kruegers
vehicle. He then approached the driver, who identified himself as Krueger.
While Degnitz was running Kruegers license and vehicle information through
the computer in his squad car, Deputy Jamie Curran along with her
drug-detecting canine, a Belgian Malinois by the name of Corey, and Deputy
Berlin arrived at the scene. Krueger was asked to step out of his vehicle so
that the dog could sniff around the vehicles exterior for drugs. When the
canine exhibited interest in the truck, Berlin asked Krueger if there were any
drugs in the vehicle. Krueger initially denied having any drugs but eventually
admitted that he had some smoke in the pocket of his shirt located
inside the cab of the truck. Degnitz searched the cab and found marijuana and a
pipe in the location Krueger had described. Krueger was then placed in the
backseat of Degnitzs vehicle. Corey the canine had alerted to both the passenger door
of the truck and the drivers side of the tailgate. When he was placed on
the bed of the truck, Corey pushed the cover off of a cooler located in the
back of the truck. The cooler was removed from the truck bed and the canine
again alerted to the container by scratching. A subsequent search of the cooler
revealed a .357 revolver, wrapped in an article of clothing. Located directly
beneath the gun was a backpack containing five large plastic bags of marijuana
(with an approximate total weight of 4.8 pounds), as well as another plastic
bag containing $3,310.56 in cash. Berlin advised Krueger of his Miranda rights, which he verbally
agreed to waive. Krueger stated that the marijuana in his vehicle was for his
personal use, although he refused to identify his source. He admitted that
there were a couple of bags of marijuana at his residence but stated it
was all shake. (According to Wikipedia, a free-content online
encyclopedia, shake is a term used to describe the small bits of
marijuana, usually leaves, that break off and accumulate at the bottom of a
plastic bag containing marijuana when the bag is handled roughly. See http://en.wikipedia.org; see also R. 19 at
78.) After Krueger refused to consent to a search of his residence, Berlin
obtained a search warrant. During the search of the residence, deputies
recovered a total of 1.8 pounds of marijuana individually packaged in smaller
quantities in plastic bags and other containers along with various
paraphernalia related to marijuana trafficking and consumption, including
scales and numerous plastic ziplock bags of multiple sizes. B. Kruegers Uncounseled Statement as to his Marijuana
Trafficking Following his arrest on June 25, 2003, Krueger was initially
charged in Wisconsin state court with trafficking in marijuana. An attorney
with the state public defenders office was assigned to represent Krueger
and did, in fact, represent him in the state proceeding. Federal authorities took an interest in the case, however, after
Marinette County officials referred the matter to Special Agent Kenneth Handy
of the federal Bureau of Alcohol, Tobacco, Firearms and Explosives
(ATF) and Handy in turn referred it to the United States
Attorney for the Eastern District of Wisconsin. The U.S. Attorney eventually
advised the Marinette County District Attorney that he would be pursuing
federal charges [*770] against Krueger for the same conduct underlying the state
charge. On August 7, 2003, a U.S. Magistrate Judge issued a federal warrant for
Kruegers arrest pursuant to a sworn criminal complaint charging him with
possessing marijuana with the intent to distribute, in violation of 21 U.S.C.
§§ 841(a)(1) and 841(b)(1)(D), as well as possessing
a firearm in furtherance of a drug trafficking crime in violation of 18 U.S.C.
§ 924(c)(1). R. 1, 4. On the morning of August 8, 2003, Krueger appeared for a hearing
in the Marinette County District Court, where the state charges against him
were dismissed. Immediately after that proceeding, Krueger was arrested on the
federal charges. A Marinette County deputy sheriff then drove Krueger to Green
Bay, Wisconsin, where he was transferred to the custody of ATF Special Agents
Handy and Sandra DeValkenaere. Deputy Berlin, who had followed his colleague
and Krueger to Green Bay, joined the ATF agents as they walked Krueger through
the initial stages of federal processing. Between 1:00 and 1:30 p.m., once Krueger had been interviewed by a
federal pretrial services officer, Handy and DeValkenaere drove him to the
Brown County Courthouse, where Handy had arranged for Krueger to be held
pending his first appearance in U.S. District Court at four oclock that
afternoon. They parked their vehicle on the street in front of the courthouse
and allowed Krueger to begin eating a lunch that Berlin and DeValkenaere had
obtained for him from McDonalds. While Krueger ate, Agent Handy advised
him of his rights under Miranda v. Arizona, 384 U.S. 436, 86 S.Ct.
1602, 16 L.Ed.2d 694 (1966), and inquired whether he would be willing to
cooperate with the ATFs investigation by identifying his source of
marijuana and other people that he knew to be involved in drug trafficking,
including his customers. Krueger refused to cooperate at first, but eventually agreed to
name one individual. Handy and DeValkenaere told Krueger they were not
interested in piecemeal cooperation, however. At several points, Handy
threatened to terminate the discussion and take Krueger to his holding cell. Fine,
youre done with your lunch, lets go, he said finally. R. 19 at
101. But as Handy opened his car door and began to get out of the vehicle,
Krueger relented and agreed to tell the agents what they wanted to know. At
that point, the agents invited Deputy Berlin, who had followed them to the
courthouse and whose car was parked next to theirs, to join them, as he was
likely to be more familiar with anyone that Krueger might implicate. Krueger
was again advised of his Miranda rights, and he waived those rights, including
his right to the advice of counsel, by signing a written WAIVER OF RIGHT TO
REMAIN SILENT AND OF RIGHT TO ADVICE OF COUNSEL form supplied by the agents.
That form included the following statement: I do not want a lawyer at this time. I understand and know what I
am doing
. I hereby voluntarily and intentionally waive my rights, and
I am willing to make a statement and to answer questions. Gov. Ex. 1 from evidentiary hearing held on Oct. 10, 2003. Krueger then spoke with the officers for approximately two hours.
During the interview, he discussed the extent of his marijuana trafficking,
revealing that for a period of between five and six years, he had been
purchasing five to seven pounds of marijuana every other week from an Hispanic
individual named Luis who lived on the south side of Milwaukee.
Krueger also identified eight people, including [*771] his son, who
regularly purchased marijuana from him. Krueger appeared in district court later that afternoon and was
released on a cash bond. C. Motion to Suppress Approximately three weeks later, a federal grand jury indicted
Krueger on a single charge that he had knowingly possessed marijuana with the
intent to distribute, in violation of 21 U.S.C. §§ 841(a)(1)
and 841(b)(1)(D). R. 8. [FN1] Krueger subsequently moved to suppress the
statement that he made on August 8, 2003, after he was transferred from state
to federal custody, contending that the statement was obtained in violation of
his Sixth Amendment right to counsel. Krueger argued that because he was
represented by an attorney on the state charges that were dismissed earlier
that day, because the federal authorities were in communication with state
authorities regarding Krueger and were on notice that he was represented in the
state proceeding, and because the federal complaint pursuant to which he was
transferred to the custody of Special Agents Handy and DeValkenaere was based
on the same facts as the state charges, Krueger had effectively invoked his
right to counsel as to the federal charge, thereby precluding the agents from
asking Krueger to speak with them, notwithstanding his subsequent decision to
waive his right to counsel. See Michigan v. Jackson, supra, 475 U.S. at 636, 106
S.Ct. at 1411 (if police initiate interrogation after a defendants
assertion, at an arraignment or similar proceeding, of his right to counsel,
any waiver of the defendants right to counsel for that police-initiated
interrogation is invalid). R. 23 at 5-7. FN1. The government decided not to pursue the
section 924(c)(1) firearm charge against Krueger after concluding that his
possession of the firearm was not in furtherance of his marijuana trafficking. After conducting an evidentiary hearing on the motion to suppress,
Magistrate Judge Patricia Gorence recommended that the district court deny the
motion, R. 25 at 18-20, and the district judge accepted that recommendation, R.
33 at 12- 23. Judge Griesbach rejected Kruegers contention that his prior
invocation of his right to counsel in the state proceeding extended to the
factually related federal complaint that brought him into the custody of
Special Agents Handy and DeValkenaere. R. 33 at 18. Consequently, Michigan v.
Jackson would have barred the federal agents from initiating a discussion with
Krueger only if his right to counsel had already attached in the federal case
and Krueger had invoked that right. Although the court agreed that
Kruegers right to counsel had attached with the filing of the federal
criminal complaint, Krueger had not yet invoked that right when he was taken
into federal custody and awaiting his first appearance in the district court.
R. 33 at 21-23. As a result, Handy and DeValkenaere were free to question him
unless and until he did request an attorney. Kruegers written waiver of
his Sixth Amendment right to counsel was therefore valid. R. 33 at 23. D. Plea Agreement Following the denial of his motion to suppress, Krueger entered
into a detailed written plea agreement with the government. R. 34. In that
agreement, the parties agree[d] to recommend to the sentencing court that,
based on evidence available to the government and admissible against the
defendant, the government is able to establish by a preponderance of the [*772] evidence that
the drug quantity attributable to the defendant is at least 100 kilograms of
marijuana. Id. at 5-6 ¶ 14. However, Krueger reserved
the right to raise on appeal the issue of whether or not the district
court may properly rely upon the defendants August 8, 2003 statement in
determining the applicable Sentencing Guideline range, given the Sixth
Amendment claim raised by the defendant in pretrial motions. Id. at 9
¶ 27; see also R. 48 at 8. At the conclusion of a change-of-plea hearing on December 19,
2003, the district court accepted Kruegers plea of guilty. E. Sentencing For most narcotics offenses, the Sentencing Guidelines prescribe a
base offense level tied to the quantity of narcotics that the defendants
relevant criminal conduct involved. See U.S.S.G.
§§ 2D1.1(a)(3), 2D1.1(c). The pre-sentence report
(PSR) prepared for Kruegers sentencing included a finding
that Krueger was responsible for trafficking at least 100 but less than 400
kilograms of marijuana, a finding that resulted in a base offense level of 26.
PSR at 7 ¶ 27; see U.S.S.G. § 2D1.1(c)(7).
The parties did not disagree as to the quantity of marijuana attributed to
Krueger: his own statement of August 8, indicating that he had purchased
between five and seven pounds of marijuana every other week for five to six
years, supported a finding that he was responsible for a minimum of 295
kilograms; and it was no doubt for that reason that Krueger had stipulated in
the plea agreement that the government could prove him responsible for at least
100 kilograms of marijuana. R. 34 at 5-6 ¶ 14. The focus of
the parties and the court at sentencing instead focused on whether there was a
basis for the quantity finding independent of Kruegers August 8 statement. The government took the position that the court did not need to
rely on Kruegers August 8 statement in order to find him responsible for
at least 100 kilograms of marijuana. The government reasoned that the following
evidence, obtained from various sources other than Kruegers statement and
set forth in the PSR, was sufficient to establish that he had distributed at
least 100 kilograms of marijuana: (1) 2.191 kilograms of marijuana was found in
Mr. Kruegers truck at the time of his arrest, and another 1.883 kilograms
was discovered when his home was searched later that same day. In addition,
$3,310.56 was found in the truck at the time of Kruegers arrest; and
assuming that the cash represented the proceeds of marijuana sold at a price of
$90 per ounce (the price identified by one of Kruegers customers), it
corresponded to another 1.043 kilograms of marijuana, for a total of 5.117
kilograms. PSR at 5 ¶ 18. (2) The confidential informant who tipped off
Wisconsin authorities to Krueger had indicated that Krueger had been traveling
to Milwaukee every other week for several months and purchasing approximately
20 pounds of marijuana on each occasion. Excluding the day of Kruegers
arrest, and counting backward for a period of three months, these biweekly
20-pound purchases would yield a total of 54.43 kilograms. PSR at 5
¶ 19. (3) When Krueger made his biweekly trips to
Milwaukee to purchase marijuana, his habit was to stop along the way and stay
with longtime friend Reuben Stoegbauer in or near Appleton, Wisconsin. On
August 27, 2003, several weeks after Krueger had given his statement, one or
more law enforcement officials went to speak [*773] with
Stoegbauer. Recall that a gun was found in Kruegers truck at the time of
his arrest, and this formed the basis for the charge in the original complaint
against Krueger that he had possessed a firearm in furtherance of a drug
trafficking offense, in violation of 18 U.S.C. § 924(c)(1).
However, Krueger evidently insisted that he had only recently acquired the gun
and that he planned to hang it on a wallin other words, that his
possession of the gun was unrelated to his marijuana trafficking. See R. 49 at
17. Krueger apparently suggested that Stoegbauer could back him up on this.
When officials followed up with Stoegbauer, Stoegbauer evidently told them
enough to convince the government to drop the section 924(c) firearm charge.
See id. at 17-18. More pertinently with respect to the drug quantity
calculation, Stoegbauer also volunteered that he was one of Kruegers
marijuana customers. Stoegbauer revealed that he had been purchasing four-ounce
quantities of marijuana from Krueger every other week for ten years at $90 an
ounce. Those purchases added up to 29.484 kilograms of marijuana. Stoegbauer
also provided officials with the names and addresses of six other individuals
whom he identified as regular customers of Krueger. PSR at 5-6
¶ 20. (4) The foregoing quantities of marijuana
totaled roughly 90 kilograms. To reach the 100-kilogram threshold, the
government cited two additional pieces of evidence. First, the confidential
informant who brought Krueger to the attention of the authorities had said that
Krueger bragged to him about dealing 450 pounds (204 kilograms) of marijuana
per year. Second, Stoegbauer had identified six other individuals who were
regular customers of Krueger. Although the government declined to derive a
particular drug quantity from either piece of evidence, it reasoned that one
could fairly infer from both that Krueger was responsible for at least another
ten kilograms of marijuana. PSR at 5-6 ¶ 20. Krueger did not concede that the governments alternate
evidentiary basis for the drug quantity determination was sufficient, apart
from his August 8 statement, to support a finding that he was responsible for
at least 100 kilograms. [FN2] However, he did not identify any particular
shortcoming in the other evidence relating to his trafficking. At the
sentencing hearing, Kruegers counsel was studiously neutral on the
subject. It is evident from the attorneys remarks that Krueger wished to preserve
his right to appeal the denial of the motion to suppress his August 8 statement
and therefore did not want to concede that the court could hold him responsible
for 100 or more kilograms of marijuana without relying on that statement. But
Kruegers counsel again did not cite any particular flaw in the alternative
basis that the government proffered for the 100-plus kilogram finding. FN2. In his written objections to the PSR,
Kruegers counsel said that I do not agree with all of the inferences
and extrapolations in the [governments] alternative theory for relevant
conduct
nor do I agree that the two theories are separable factually
or legally. PSR, attachment (April 18, 2004 letter from defense counsel to
probation officer) at 1-2. For his part, Judge Griesbach inquired whether the alternative
evidentiary basis for the drug quantity was truly independent of Kruegers
August 8 statement. Stoegbauer gave his statement to the authorities after
August 8, when Krueger himself had discussed his marijuana sales [*774] with federal
agents; and by the time he was interviewed, Stoegbauer was aware that Krueger
had been arrested. This caused the judge to wonder whether Stoegbauer might
have known that Krueger had already revealed the extent of his marijuana
trafficking. If he did know, then Stoegbauer might have been more forthcoming
about Kruegers criminal activity than he otherwise would have been, and to
that extent, Stoegbauers statement might be viewed as the fruit of
Kruegers August 8 statement. Neither Kruegers counsel nor the AUSA
could shed any light on that possibility; neither attorney had spoken with
Stoegbauer, and neither could say whether he knew how much Krueger had already
told the ATF agents about his drug dealing. After adopting the factual findings set forth in the PSR, Judge
Griesbach determined that Kruegers relevant conduct included trafficking
in excess of 100 kilograms of marijuana. R. 49 at 20. The judge noted that
Kruegers August 8 statement alone supported a finding of at least 295
kilograms. Id. But the court also agreed that apart from Kruegers own
statement, there was other evidence supporting a finding of at least 100
kilograms: Im satisfied that the report of the CI as
recounted in the pre-sentence report and the statement of Mr. St[o]egbauer
would provide an alternate basis for me to conclude that the amount of
marijuana that Mr. Krueger sold over the period of time leading up to his
arrest was in excess of 100 kilograms. It was significantly in excess of that. Id. The judge added the following qualification to his finding: Now Im not making any determination as to
whether Mr. St[o]egbauers testimony would have been available absent Mr.
Kruegers statement. I dont know all that. But I can making the finding and I will make
the finding that even absent Mr. Kruegers statement, that the confidential
informant and the statement recounted by Mr. St[o]egbauer would be another way
in which to arrive at the relevant conduct. Id. at 20-21. The finding that Krueger had distributed in excess of 100
kilograms of marijuana resulted in a base offense level of 26 under the
Sentencing Guidelines. U.S.S.G. § 2D1.1(c)(7). The Guidelines
specified a two-level enhancement based on Kruegers possession of a
firearm. Id. § 2D1.1(b)(1). Three levels were then
subtracted based on Kruegers timely acceptance of responsibility (after
the court granted the governments motion for the extra acceptance point).
§ 3E1.1. The resulting adjusted offense level of 25, combined
with Kruegers criminal history category of I, called for a sentencing
range of 57 to 71 months. However, the statutory maximum sentence was 60 months,
thus confining the courts discretion to a range of 57 to 60 months. See
§ 5G1.1(c)(1). Before imposing a sentence on Krueger, Judge Griesbach remarked on
the limits of his discretion under the Guidelines, observing that [c]ourts
do not have discretion to sentence outside of the guidelines except under very
rare circumstances and that these are the guidelines that I am to
apply, and they prescribe a sentence within the range of 57 months to, as I
said, 71 months, which is a little under five years to almost six years, but
the [statutory] maximum here is five years. R. 49 at 24-25. When asked for
their views, counsel for the government as well as Krueger urged the court to
impose the minimum Guidelines sentence. Id. at 25, 27. The judge
agreed with the parties that the minimal guidelines sentence here is
appropriate. Id. at 31. Krueger was therefore [*775] ordered to
serve a prison term of 57 months, followed by two years of supervised release.
R. 42 at 2-3. The court also ordered Krueger to pay a fine of $500 and a
special assessment of $100. Id. at 5. II. A. Sixth Amendment Michigan v. Jackson holds that if the police initiate
interrogation of a defendant after he has asserted his Sixth Amendment right to
the assistance of counsel at an arraignment or a similar proceeding, any waiver
by the defendant of his right to counsel for purposes of that interrogation is
invalid. 475 U.S. at 636, 106 S.Ct. at 1411. In order for the Jackson
prohibition to apply, two conditions must be met: first, the defendants
right to counsel must have attached, and second, the defendant must have
invoked that right. See United States v. Spruill, 296 F.3d 580, 586-87
(7th Cir.2002) (quoting United States v. Avants, 278 F.3d 510, 515
(5th Cir.2002)); United States v. McKinley, 84 F.3d 904, 908 (7th Cir.1996). Once
these conditions are satisfied, Jackson precludes the police from initiating a
discussion with the defendant outside the presence of his counsel, even if the
defendant is amenable to their overtures. The question presented in this case is whether a defendants
invocation of his right to representation in a state prosecution can trigger
the Jackson bar against interrogation as to a subsequent federal prosecution on
a related charge. There is no question that Kruegers right to counsel had
attached and that he had invoked that right in Wisconsin state court: a public
defender had been appointed for Krueger, and on the very day that the state
charges against Krueger were dismissed in deference to the federal prosecution,
Krueger appeared in court with his defender. As to the state charges, then, the
Jackson prohibition was in full force. But Krueger was not questioned about the
state charge: when Handy and DeValkenaere initiated their discussion with
Krueger, the state charges had been dismissed, and Krueger was awaiting his
first appearance in federal court. A defendant cannot invoke his right to
counsel once as to all crimes that the authorities might wish to question him
about in the future, McNeil v. Wisconsin, 501 U.S. 171, 175, 111
S.Ct. 2204, 2207, 115 L.Ed.2d 158 (1991); rather, the Sixth Amendment right to
counsel is offense specific, ibid.; Texas v. Cobb, 532 U.S. 162, 167-68, 121
S.Ct. 1335, 1340, 149 L.Ed.2d 321 (2001). Even if there is a factual
relationship between prior and subsequent charges, Jackson will not necessarily
prohibit the police from talking to the defendant about the later charge. id. at 168, 121 S.Ct. at
1340-41. Generally speaking, only if the two offenses may be considered the
same crime for double jeopardy purposes might Jackson come into play.
Id.
at 173, 121 S.Ct. at 1343. Without doubt, there is a substantial overlap between the state
and federal crimes with which Krueger was charged, but the hurdle for Krueger
is that the two sets of charges were brought by separate sovereigns. The
Supreme Court has held that the Double Jeopardy Clause does not preclude both
the federal and state governments from prosecuting a defendant based on the
same set of facts, even if the charged crimes have virtually identical
elements. See Heath v. Alabama, 474 U.S. 82, 89, 106 S.Ct.
433, 437-38, 88 L.Ed.2d 387 (1985) (coll.cases); see also, e.g., United
States v. Ray, 238 F.3d 828, 835 (7th Cir.2001). Rather, pursuant to the
doctrine of dual sovereignty, [FN3] each sovereign [*776] is free to
charge the defendant under its own law. Heath, 474 U.S. at 88-90,
106 S.Ct. at 437-38. Because the Supreme Court has held that term
offense has the same meaning for purposes of the Jackson Sixth
Amendment analysis as it does for double jeopardy purposes, Cobb, 532 U.S. at 173, 121
S.Ct. at 1343, one might conclude that a defendants invocation of his
right to counsel as to a charge brought by a state government will not be
treated as the invocation of his right as to the federal charge, irrespective
of the common factual basis for the two charges. See United States v. Avants, 278 F.3d 510, 517
(5th Cir.2002); United States v. Coker, 298 F.Supp.2d 184, 190-91
(D.Mass.2003); contra United States v. Mills, 412 F.3d 325, 326-27
(2d Cir.2005) (concluding that [u]nder Cobb, the Sixth Amendment right of
counsel extends to offenses considered to be the same offense as
those to which the right has already attached even when they are prosecuted by
different sovereigns). FN3. The dual sovereignty doctrine is
founded on the common-law conception of crime as an offense against the
sovereignty of the government. When a defendant in a single act violates the
&145;peace and dignity of two sovereigns by breaking the laws of
each, he has committed two distinct
&145;offences. Heath, 474 U.S. at 88, 106
S.Ct. at 437 (quoting United States v. Lanza, 260 U.S. 377, 382,
43 S.Ct. 141, 142, 67 L.Ed. 314 (1922)). Still, the dual sovereignty doctrine may not pose an
insurmountable obstacle for someone in Kruegers position: in United
States v. Red Bird, 287 F.3d 709 (8th Cir.2002), our colleagues on the Eighth
Circuit concluded that Jackson precluded a federal agent from initiating an
interview with the defendant about a possible federal charge when the defendant
had already been charged with essentially the same crime in tribal court. The defendant in Red Bird had been charged with rape, arraigned on
that charge, and assigned counsel in tribal court when an FBI agent, with the
assistance of a tribal investigator, located the defendant and initiated an
interview with him regarding the rape allegation. (Because the crime occurred
on a Native American reservation, the federal government also had jurisdiction
over the matter.) The defendant waived his Miranda rights and gave a statement
to the FBI agent. He was subsequently charged with sexual abuse in federal
court based on precisely the same facts underlying the rape charge in tribal
court. The district court suppressed his statement, concluding that the
defendants right to counsel had attached and had been invoked when he was
arraigned on the rape charge in tribal court. [FN4] Both the tribal
investigator and the FBI were aware of the pending charge in tribal court and
knew that the defendant was represented in that proceeding, yet neither had
contacted the defendants attorney and sought permission to speak with the
defendant. Thus, the FBI agents subsequent interview with the defendant was
barred by Jackson. United States v. Red Bird, 146 F.Supp.2d 993 (D.S.D.2001). FN4. Under his tribes constitution, Red
Bird enjoyed a right to counsel in tribal court. 287 F.3d at 711. The Court of Appeals affirmed, rejecting the governments contention
that because the federal sexual abuse charge was not the same charge as the
rape charge in tribal court for double jeopardy purposes, it should be
considered distinct for purposes of the Sixth Amendment as well. In the Eighth
Circuits view, because the tribal charge had triggered the federal
inquiry, tribal authorities had worked in tandem with the FBI to
investigate the rape, the elements of the tribal and federal charges were
essentially the same, and [*777] because tribal sovereignty was unique
and limited in nature, it was not dispositive that the two charges were brought
by different sovereigns. Id. at 715. Like the district court, the Court
of Appeals concluded that because the defendants right to counsel had
attached and been invoked in the tribal proceeding, Jackson precluded the FBI
from instigating a discussion with him in the absence of his counsel. Id. at 715-16. Accord United
States v. Bowlson, 240 F.Supp.2d 678, 683-84 (E.D.Mich.2003) (where the
federal and state authorities investigations were inexorably
intertwined, Jackson barred federal agents from questioning
defendant about a bank robbery with which he had already been charged, and as
to which he was already represented by counsel, in state court, notwithstanding
federal governments power to charge him separately for the same robbery). The Second Circuit has likewise rejected the contention that the
dual sovereignty doctrine renders overlapping federal and state charges
distinct for Sixth Amendment purposes. Mills, 412 F.3d 325. The
court acknowledged Cobb s holding that the term offense should
be given the same meaning in the Sixth Amendment context as it is in the double
jeopardy setting. Id., at 329. The court also recognized that the Double
Jeopardy Clause will not bar two sovereigns from separately charging a
defendant based on the same set of facts, even when the charged crimes would
amount to the same offense under Blockburger v. United States, 284 U.S. 299, 52 S.Ct.
180, 76 L.Ed. 306 (1932). Mills, 412 F.3d at 329. Nonetheless, the court
found no support in Cobb for the notion that the dual sovereignty doctrine
permits a defendant to be questioned as to a federal charge when he has already
been charged with essentially the same crime in state court and his right to
counsel has attached to the state charge: Cobb makes clear that Sixth Amendment
violations are offense specific and, consequently, evidence obtained in
violation of the Sixth Amendment is not admissible in subsequent prosecutions
for the same offense as defined by Blockburger. The fact that Cobb
appropriates the Blockburger test, applied initially in the double jeopardy
context, does not demonstrate that Cobb incorporates the dual sovereignty
doctrine: The text is used simply to define identity of offenses. Where, as
here, the same conduct supports a federal or a state prosecution, a dual
sovereignty exception would permit one sovereign to question a defendant whose
right to counsel had attached, to do so in the absence of counsel and then to
share the information with the other sovereign without fear of suppression. We
easily conclude that Cobb was intended to prevent such a result. Id., at 330; see also David J. DAddio, Comment, Dual
Sovereignty and the Sixth Amendment Right to Counsel, 113 Yale L.J.1991, 1992
(2004) (arguing that dual sovereignty principles should not be imported into
Sixth Amendment jurisprudence, because to do so creat[es] the potential
for cooperating sovereigns to circumvent a defendants Sixth Amendment
right to counsel). The facts in this case make room for a similar theory. After
Krueger was charged in state court, state officials referred the case to ATF
Special Agent Handy and the U.S. Attorney for possible federal prosecution, and
the U.S. Attorney elected to pursue federal charges against Krueger. Once a
federal warrant was issued for Kruegers arrest, the state charges against
Krueger were dismissed and he was immediately arrested on the federal warrant
at the Marinette County Courthouse, driven to Green Bay by a [*778] state deputy,
and delivered into the custody of federal agents. As Judge Griesbach observed,
the transition between the state and federal prosecutions of Krueger was
virtually seamless: In essence, the United States Attorney, with
the agreement of the Marinette County District Attorney, took over the
prosecution of Krueger and the case was essentially transferred to federal
court. The transfer was accomplished by the issuance of a federal arrest
warrant and criminal complaint on August 7, 2003, followed by the dismissal of
the state charges when Krueger appeared at the Marinette County Courthouse the
following day. There was literally no lapse in time between the two
prosecutions. R. 33 at 20-21. Moreover, even after Special Agents Handy and
DeValkenaere had taken custody of Krueger, at least one state official remained
involved in the case. Recall that Deputy Sheriff Rick Berlin had followed Handy
and DeValkenaere to the Brown County Courthouse, where Krueger was to be held
pending his first appearance in federal court later, and had parked his car
behind theirs. When Krueger finally agreed to be interviewed by the federal
agents, Berlin was invited to join the interview as he was more likely to know
the individuals that Krueger would implicate in his marijuana trafficking.
These facts certainly give rise to the appearance of coordination between state
and federal authorities. In view of that apparent coordination, an argument
could be made along the lines of Red Bird that the federal charges, although
brought by a different sovereign, were essentially the same ones that had been
asserted against Krueger in state court for purposes of the Sixth Amendment.
That would in turn suggest that Handy and DeValkenaere may have ran afoul of Jackson when they solicited
Kruegers cooperation, for there is no doubt that Kruegers right to
counsel had attached in the state proceeding and that Krueger had invoked that
right. However, this is not a subject that we need to explore further in
this case. As a matter of prudence and restraint, we decide constitutional
questions only if it is truly necessary to do so. See, e.g., United States
v. Westmoreland, 240 F.3d 618, 629 (7th Cir.2001); United States v. Bloom, 149 F.3d 649, 653
(7th Cir.1998). For the reasons that follow, we are satisfied that it is
unnecessary to decide the Sixth Amendment question that Kruegers motion to
suppress presented. We note first that Krueger preserved his right to appeal the
district courts ruling on this subject only insofar as his August 8
statement affected his sentence. R. 34 at 9 ¶ 27. The
district court relied on the August 8 statement as one of the bases for the
drug quantity finding, but it also found that there was an alternate
evidentiary basis for the finding. R. 49 at 20- 21. The evidence underlying
that alternate basis was set forth in the PSR, and the AUSA outlined that basis
at the sentencing hearing. Although Krueger, through his counsel, did not
concede that the cited evidence was sufficient, independent of his own
statement, to support a quantity finding of at least 100 kilograms, neither did
he identity any particular shortcoming in that evidence. The district court
ultimately found that the evidence was sufficient to establish Kruegers
responsibility for 100 or more kilograms apart from his August 8 statement. Id. at 20-21. True, the
district court made no determination as to whether Stoegbauers statement
as to the extent of Kruegers trafficking would have been available had
Krueger himself not already divulged that information to the ATF agents. Id. However, the record
as it stands does not give us reason to doubt that Stoegbauer still would have
given the agents that information. [*779] The evidence indicates that the
authorities would have contacted Stoegbauer even in the absence of
Kruegers August 8 statement, that Stoegbauer was immediately cooperative
when visited by a federal agent, and that he readily gave statements that
incriminated himself as well as Krueger. On its face, this evidence suggests
that Stoegbauers statement was not the fruit of Kruegers August 8
statement. The possibility that Stoegbauer might have known what his friend
Krueger told the agents on August 8 about the extent of his marijuana dealing,
and thus might have been more willing to incriminate Krueger, is not one that
the evidence set forth in the PSR suggests, nor is it one that the parties (or,
for that matter, the district court) raised in advance of the sentencing
hearing. Had it been, Stoegbauer could have been summoned to testify on that
point at sentencing. See id. at 8, 19. As it stands, the record gives us
no reason to believe that Stoegbauers statement was in any way the result
of or tainted by Kruegers August 8 statement. But even if the record is as muddy on this point as
Krueger suggests it is, Krueger Reply Br. at 1, there is yet another reason why
we do not need to determine whether Handy and DeValkenaere interrogated Krueger
in violation of his Sixth Amendment right to counsel. The premise of
Kruegers argument is that if his August 8 statement was obtained illegally,
the district court could not consider it for sentencing purposes. Yet, as the
government has pointed out, that is not necessarily the case. The exclusionary rule is, for the most part, inapplicable at the
sentencing stage of a criminal prosecution. See United States v. Brimah, 214 F.3d 854, 858-59
(7th Cir.2000) (joining nine other circuits in holding that in most
circumstances, the exclusionary rule does not bar the introduction of the
fruits of illegal searches and seizures during sentencing proceedings); Del
Vecchio v. Illinois Dept of Corrections, 31 F.3d 1363, 1388 (7th Cir.1994) (en
banc) (concluding that the exclusionary rule did not bar the consideration at
sentencing of a confession that was allegedly procured in violation of the
defendants Miranda rights). Thus, sentencing judges, who operate under a
charge to consider the broadest possible array of information about each
defendant, see 18 U.S.C. § 3661; U.S.S.G.
§§ 1B1.4, 6A1.3(a), may consider reliable evidence
that was obtained illegally in fashioning an appropriate sentence. See United
States v. Westmoreland, supra, 240 F.3d at 630; United States v. Troxell, 887 F.2d 830, 835
(7th Cir.1989) (quoting United States v. Plisek, 657 F.2d 920, 926
(7th Cir.1981)). Accordingly, even assuming that Kruegers August 8
statement was taken in violation of his Sixth Amendment right to counsel, the
district court was nonetheless free to rely on that evidence in making the
findings necessary to determine the sentencing range called for by the
Sentencing Guidelines. We have, it is true, left open the possibility that the
exclusionary rule might apply at sentencing where the authorities have
deliberately violated the defendants constitutional rights for the purpose
of acquiring evidence to boost his prospective sentence. Brimah, 214 F.3d at 858 n.
4.; but see United States v. Jewel, 947 F.2d 224, 238 (7th Cir.1991)
(Easterbrook, J., concurring) (noting the near impossibility of showing that
authorities obtained evidence specifically for use in sentencing, and going on
to observe that [i]t is awfully hard to see why motive should matter on
either prudential or doctrinal grounds). Krueger suggests that this might
be what happened here: as he sees it, the aim of the August 8 interview was to
[*780] gather evidence
that the government could use to boost the drug quantity determination and thus
his sentencing range. Krueger Reply Br. at 5. Prior to that interview, Krueger
points out, he was known to be responsible for the three kilograms of marijuana
that was found in his truck and in his residence; after the interview, the
amount ballooned to over 100 kilograms. Krueger Reply Br. at 6.
Clearly, the purpose and result of the interview was to increase
Kruegers sentence. What other purpose could it serve? Id. But the record lends little or no support to the notion that Handy
and DeValkenaere deliberately violated Kruegers right to an attorney with
the intent to gather evidence that would increase his sentence. In fact, the
testimony concerning the August 8 interview suggests that the agents were
primarily interested in having Krueger name other persons who were involved in
his drug dealing. Indeed, that proved to be a sticking point between the agents
and Krueger: Krueger did not want to implicate anyone else (or at most, one
other person), whereas the agents were unwilling to talk with him unless he was
willing to name others. Krueger ultimately relented, and when he did, Deputy
Sheriff Berlin was invited to join the discussion because he was more likely to
know the individuals that Krueger would name. We do not suppose that the agents
were blind to the sentencing ramifications of what Krueger told them about the
extent of his marijuana sales. But the record as it stands does not suggest
that they purposely trampled his constitutional rights in order to lengthen his
prison sentence. Thus, even if Handy and DeValkenaere did run afoul of Michigan
v. Jackson and Kruegers right to the assistance of counsel when they
questioned him on August 8, the district court was not precluded from relying
on Kruegers statement at sentencing to ascertain the quantity of marijuana
for which he was responsible. We leave for another day the question of whether
and when Jackson might preclude interrogation as to a federal charge that is
based on the same facts underlying a state charge as to which the defendant has
already invoked his right to counsel. B. Booker and the Judges Sentencing Determinations For purposes of determining Kruegers offense level under the
Sentencing Guidelines, the district court made certain factual determinations
regarding Kruegers criminal conduct. These findings went beyond the facts
to which Krueger had stipulated in his plea agreement and were rendered by the
court based on a preponderance of the evidence. They obviously include the
courts finding as to the total amount of marijuana for which Krueger was
responsible as well as its finding that Krueger had possessed a firearm during
the drug offense. Both findings had the effect of increasing Kruegers
offense level and thus the Guidelines sentencing range. The Supreme Courts
decision in United States v. Booker, supra, 543 U.S. ----, 125
S.Ct. 738, 160 L.Ed.2d 621, does not preclude a sentencing judge from making
factual findings that have the effect of increasing the Guidelines sentencing
range, but it does render the Guidelines advisory in order to avoid the
constitutional problem that mandatory application of the Guidelines otherwise
would present. See id. at 750. Krueger did not make a constitutional objection to the factfinding
in which the district court engaged at sentencing. Although he arguably
objected to the court basing its findings on facts other than those which he
admitted in the plea agreement, see R. 49 at 7-8, he did not argue [*781] that the court
was without the power to make such findings. Accordingly, Krueger forfeited the
Booker challenge to his sentence that he makes on appeal, and our review is
confined to one for plain error. Nonetheless, the government concedes that, in retrospect, Booker
error did occur and that the error was plain: the district judge sentenced
Krueger believing that the Guidelines were mandatory. The pertinent question,
then, is whether Kruegers substantial rights were affected by the error.
See Fed.R.Crim.P. 52(b); United States v. Lee, 399 F.3d 864, 866
(7th Cir.2005). We cannot answer that question without knowing whether the
district court would have been inclined to sentence him more leniently had it
known that the Guidelines were advisory rather than mandatory. United States
v. Paladino, supra, 401 F.3d at 482. The judges remarks at sentencing as well
as the sentence it imposed suggest that he might have been so inclined. The
judge made a point of remarking on his lack of discretion under the Guidelines,
noting that the Guidelines had shifted the focus of any criminal
sentencing procedure from the normal concern and viewing of the individual,
along with the seriousness of the offense
, to almost an academic
or abstract calculation on guidelines, R. 49 at 24; the court
also sentenced Krueger at the bottom of the Guidelines range. We also note that
the judges sentencing discretion was even more confined here than it was
in the usual Guidelines case by virtue of the statutory maximum term of five
years. Under these circumstances, it is entirely possible that had the judge
realized that he had the discretion to sentence Krueger outside of the
Guidelines range, he might have sentenced Krueger to a lesser period of time in
prison than the 57-month term that he imposed. See Paladino, 401 F.3d at 482. Pursuant to the course we outlined in Paladino, we therefore order
a limited remand of the sentence to the district court so that the court may
consider whether it would reimpose the original sentence if it were directed to
resentence Krueger in light of Booker. 401 F.3d at 483-84. If the district
court answers that question in the negative, indicating that it would have
imposed a lesser sentence had it known that the Guidelines were merely
advisory, then plain error will have been established and we shall vacate the
sentence in order to permit re-sentencing. Id. at 484. If, on the
other hand, the district court concludes that it would reimpose the same
sentence, then we shall proceed to consider whether that sentence is plainly
erroneous in the sense of being unreasonable. Id., citing Booker, 125
S.Ct. at 765. III. For the reasons discussed above, we find no constitutional
infirmity in Kruegers sentence based on the district courts
consideration of evidence that may have been obtained in violation of the
Supreme Courts decision in Michigan v. Jackson. However, we direct a
limited remand of the sentence so that the district court may determine whether
it would have sentenced Krueger differently had it known that the Sentencing
Guidelines are advisory rather than mandatory. We retain appellate jurisdiction
pending the outcome of the limited remand we have ordered. |