217 F.3d 646, 00
Cal. Daily Op. Serv. 4922, 2000 Daily Journal D.A.R. 6591 United States Court of
Appeals, Ninth Circuit. Mario ERNESTO
NAVAS, Petitioner, v. IMMIGRATION AND
NATURALIZATION SERVICE, Respondent. No. 98-70363. Argued and Submitted
Nov. 1, 1999 Filed June 20, 2000 SUBSEQUENT HISTORY: Declined to Extend by: Dinu v.
Ashcroft, 372 F.3d 1041 (9th Cir. Jun. 18, 2004) (NO. 02-74208, 03-72220) Distinguished by: Shoafera v. I.N.S., 228 F.3d 1070 (9th
Cir. Sep 07, 2000) (NoO. 98-70565) Kaptsov v. Ashcroft, 64 Fed.Appx. 84 (9th Cir. May 1, 2003) Catimbang v. Ashcroft, 98 Fed.Appx. 701 (9th Cir. May 28, 2004),
No. 03-71957) [*651] COUNSEL: L. Walker Van Antwerp,
III, Los Angeles, California, for the petitioner. Heather Phillips, United States Department of Justice, Office of
Immigration Litigation, Washington, D.C., for the respondent. Petition for Review
from the Board of Immigration Appeals. JUDGES: Before: BRIGHT, [FN1] REINHARDT, and TROTT,
Circuit Judges. FN1. The Honorable Myron S. Bright, Senior
Circuit Judge of the United States Court of Appeals for the Eighth Circuit,
sitting by designation. OPINION BY... REINHARDT, Circuit Judge: Mario Ernesto Navas seeks review of the BIAs decision
denying both asylum and withholding of deportation. Navas fled El Salvador at
age 17 after members of the Salvadoran military murdered his aunt, shot at him,
threatened him with death, and assaulted his mother. Previously, in 1988,
Navass uncle, a member of the Frente Farabundo Marti para la
Liberacion [*652] Nacional (FMLN), a guerilla group opposed to the
government, was murdered because of his membership in that group. The IJ and,
in turn, the BIA denied Navass application for asylum and withholding
of deportation. The BIA based its decision upon two grounds: first, that Navas
had not demonstrated persecution; and second, that, even if the incidents in
question rose to the level of persecution, they were not committed on account
of Navass political opinion. Because the evidence would compel any
reasonable fact-finder to reach a contrary conclusion with respect to both
points, we reverse. FACTUAL BACKGROUND Mario Ernesto Navas is a 26 year old native and citizen of El
Salvador. He arrived in this country on September 8, 1992, and applied for
asylum and withholding of deportation pursuant to Section 208 and 243(h) of the
Immigration and Nationality Act (INA&) two months later. See 8 U.S.C.
§§ 1158 and 1253(h). The facts upon which Navass claim is based are simple.
Navas left El Salvador as a seventeen-year old because he feared that the same
members of the Salvadoran military who had murdered his aunt and attacked him
would in turn murder him. On June 9, 1992, Navas was walking towards his aunts
house when he saw three men leaving her home. He recognized the three men as
members of the military forces that were stationed in his home town. When Navas
saw the three men, they also spotted him. They chased him and shot at him.
However, Navas was able to escape and hide out until the next day, when his
mother went to his aunts home and found that his aunt had been
murdered. [FN2] On the same day that his mother found his aunts body,
the three soldiers who Navas had seen leaving his aunts house went to
his mothers home in search of him. When they discovered that he was
not there, they beat his mother and threatened to kill both mother and son
unless Navas left the country. Navas left El Salvador that same nightone
day after the murder of his aunt. FN2. The record contains a death certificate
for Navass aunt, Victoria Manuela Navas Guerra. At the asylum hearing held in early January 1997, Navas testified
that his family had been politically active prior to his aunts
murder. His aunts husband, Navass uncle, had been a member
of the Frente Farabundo Marti para la Liberacion Nacional (FMLN&), a
guerilla group opposed to the Salvadoran government and had been murdered
because of his membership in that group. Navas himself had been politically
active while in El Salvador, although he was only seventeen when he left the
country. According to Navas, he helped distribute political propaganda in his
home town. He also testified that the three soldiers who threatened him knew
that he had distributed political materials. [FN3] FN3. In his written asylum application, Navas
indicated that neither he, nor any member of his family, belonged to, or was
associated with, any group or organization in El Salvador. He also responded
that neither he nor any family member had ever been threatened, mistreated,
arrested, detained, or interrogated by the authorities in El Salvador. However,
Navas testified during his deportation proceeding that he did not reveal any
political affiliations or abuse by authorities because he feared such
information would affect his application adversely. As for the comments that no
one in his family had been abused or persecuted by the government,
Navass own answers to other questions in which he mentioned the
murder of his aunt by the military make it clear that Navas simply
misunderstood the question or erred in filling out of the form. Most important
for our purposes, neither the IJ nor the BIA made any adverse credibility finding.
To the contrary, the IJ found that the petitioner was severely
traumatized by the events that precipitated his flight. See infra at
following paragraph of text. Where the BIA does not make an explicit adverse
credibility finding, we must assume that the applicants factual
contentions are true. Gaya Prasad v. INS, 101 F.3d 614, 616 (9th Cir.1996). [*653] Since
Navass flight to the United States, the surviving members of his
family have left his home town in El Salvador and are now here. [FN4] In El
Salvador, however, the soldiers who murdered his aunt, beat his mother and
threatened his life have been incorporated into the national civil police. As a
result, Navas fears the consequences of returning to El Salvador. In fact, the
IJ noted Navass emotional state at the time of testimony:
For the record, the respondent has shown that this is an emotional
experience for him. He is crying
and I think the record should
reflect that the respondent does show that he is severely traumatized by the
event that occurred
. FN4. Navas testified that his brother is a
United States citizen, his mother is a permanent resident, and his father is in
the process of becoming a permanent resident. At the time of the hearing, there
was a petition pending for Navas. As part of the administrative record, Navas submitted extensive
materials documenting the prevalence of human rights violations in El Salvador
by both the government and its opponents. These documents substantially
corroborate Navass account. For example, the 1992 report, The Work of
Americas Watch, notes with respect to El Salvador the steady diet of
assassinations, abductions and violations of the laws of war
. [T]he
army and security forces remained responsible for numerous cases of torture,
illegal detention, and indiscriminate attacks on the civilian
population. The Work of Americas Watch, 213 (1992). According to the
report, available evidence demonstrates that some military actions
have been aimed directly at civilians living in conflict zones, apparently to
punish them for presumed guerilla sympathies. Id. at 217. The report
also notes the complete immunity with which the military typically acted. On January 16, 1992, the government of El Salvador and the FMLN
signed a peace accord ending 12 years of civil conflict. By the end of 1992,
however, the implementation of the accord was in serious jeopardy. Although the
reports in the record acknowledge that human rights abuses diminished,
politically motivated killings and death threats continued to be commonplace.
In fact, the pattern of attacks against those engaged in opposition political
activity increased. [FN5] Attacks on FMLN leaders raised suspicions of
political motivation, particularly in light of the fact that the attacks went
largely unpunished. As the 1993 Americas Watch report puts it, [t]he
near-complete and on-going paralysis of the judicial system continued to ensure
that the Salvadoran state, if not guilty of direct involvement in abuses, was
complicit by failing to investigate or to take preventive action.
[FN6] The reports conclusion is supported by the fact that members in
training of the new National Civil Police included former members of the
National Guard and Treasury Police, who were unlikely to police either
themselves or their former colleagues rigorously. FN5. The record includes exhaustive yearly
reports by Americas Watch published in 1992, 1993, 1995, and 1996. The 1993
report cites the observations of the United Nations Observer Mission in El
Salvador (ONUSAL) regarding the large number of death threats and murders
carried out by the army and security forces. FN6. As the report states, the
judicial system
seems most efficient when it is protecting members
of the military from the consequences of their own crimes. Another
report cites ONUSALs observation that 75 of the most prominent cases
involving arbitrary executions, attempted executions, and death threats between
1992 and 1994 resulted in neither trial nor punishment for the culprits. Even in 1995, when the FMLN participated in elections as a legal
political party, the National Civil Police (PNC) continued to be implicated in
killings, torture, and arbitrary detention. Arbitrary executions and death
threats still went unpunished. In its 1996 report, Americas Watch notes that,
although human rights abuses diminished somewhat, vigilante killings and police
[*654] abuse
continued. Moreover, municipal police forces continued to be associated with
serious human rights abuses. Despite all of the uncontested evidence, both testimonial and
documentary, the Immigration Judge (IJ) denied Navass
application for asylum and withholding of deportation pursuant to Section
241(a)(1)(B) of the INA, 8 U.S.C. § 1251(a)(1)(B). In an oral
decision, the IJ concluded that what the respondent testified to
probably happened, and that the issue was whether a claim for asylum
could be predicated upon those events. [FN7] The IJ concluded that it could
not, finding that [t]he respondent fears returning because three men
believed he witnessed a murder, a criminal act, and that is not a basis to be
granted asylum in the United States. The IJ did, however, grant Navas
voluntary departure. FN7. In reaching his decision, the IJ
incorrectly stated that no death certificate or other evidence was admitted to
support Navass testimony. In fact, Navas submitted a death
certificate for his aunt, as well as a series of human rights reports from
reputable human rights organizations. In addition, the IJ rejected Navass
claim of possible membership in a political group or participation in political
activities, and held that the fact that his uncle had been a member of the FMLN
was irrelevant, since the FMLN was now part of the Salvadoran government. He
reached this conclusion despite the fact that the uncontested human rights
reports in the administrative record documented continuing attacks on FMLN
members after the peace accords. Navas appealed the IJs decision to the Board of
Immigration Appeals (BIA), which affirmed the IJs decision
on March 4, 1998. The BIA held first that the respondent failed to
demonstrate that a reasonable person in his circumstances would fear
persecution on account of one of the five enumerated grounds for
asylum, and second that, as a necessary result, Navas
failed to satisfy the higher standard of proof for eligibility for
withholding of exclusion and deportation. More specifically, the BIA
concluded that Navas had failed to demonstrate that he was the victim of acts
that constituted persecution, and that no evidence in the record suggested that
the reason behind the soldiers actions with respect to Navas was that
they imputed a political opinion to him. Rather, the BIA agreed with the
IJs conclusion that the murder of Navass aunt by three
military personnel was not politically motivated, and that the
murderers interest in finding Navas relate[d] to his
ability to identify them, not to a desire to harm him on account of one of the
enumerated grounds of persecution. Navas then petitioned this court for review on March 30, 1998,
pursuant to 8 U.S.C. § 1105(a). In this case, we review the
BIA opinion, rather than the Immigration Judges, because the BIA
conducted an independent review of the record and provided its own grounds for
affirming the IJs decision. Ghaly v. INS, 58 F.3d 1425, 1430
(9th Cir.1995). LEGAL BACKGROUND A. General Framework The Attorney General may, in her discretion, grant asylum to an
applicant determined to be a refugee, within the meaning of section
101(a)(42)(A) of the Immigration and Nationality Act, 8 U.S.C.
§ 1101(a)(42)(A). Refugee status is established by evidence
that an applicant is unable or unwilling to return to his home country because
of a well-founded fear of future persecution on account of race, religion, nationality,
membership in a particular social group, or political opinion. See INS v.
Cardoza-Fonseca, 480 U.S. 421,
428, 107 S.Ct. 1207, 94 L.Ed.2d 434 (1987); Singh v. Ilchert, 63 F.3d 1501, 1505
(9th Cir.1995). A well-founded fear of future persecution may be established by
proving either past persecution or good reason to fear
future persecution. [FN8] [*655] Vilorio-Lopez
v. INS,
852 F.2d 1137, 1140 (9th Cir.1988). If the applicant establishes statutory
eligibility for asylum, the Attorney General must, by a proper exercise of her
discretion, determine whether to grant that relief. FN8. Ordinarily, a showing of past persecution
simply establishes a presumption of a well-founded fear of future persecution,
which may be rebutted by a showing that country conditions have so changed as
to render the applicants fear no longer reasonable. See text
accompanying notes 23-24. In certain circumstances, however, eligibility for
asylum may be based on past persecution alone, even if there is little or no
likelihood of future persecution, where an applicant or his family
has suffered under atrocious forms of persecution
. Acewicz
v. INS,
984 F.2d 1056, 1062 (9th Cir.1993). To be eligible for a grant of asylum, the applicant must simply
demonstrate a well-founded fear of persecution. He need not prove, however,
that it is more likely than not that his fear will be realized. As the Supreme
Court put it, [o]ne can certainly have a well-founded fear of an
event happening when there is less than a 50% chance of the occurrence taking
place. As one leading authority has pointed out: Let us
presume that it is known that in the applicants country of origin
every tenth adult male person is either put to death or sent to some remote
labor camp
. In such a case it would be only too apparent that anyone
who has managed to escape from the country in question will have
well-founded fear of being persecuted upon his eventual
return. INS v. Cardoza-Fonseca, 480 U.S. 421, 431, 107
S.Ct. 1207, 94 L.Ed.2d 434 (1987) (quoting 1 A. Grahl-Madsen, The Status of
Refugees in International Law 180 (1966)). In contrast, a more stringent
standard applies to requests for withholding of deportation, in part because an
applicant who meets that standard is not only eligible for, but entitled to,
such relief. The Attorney General is required to withhold deportation of an
applicant who can establish a clear probability that he
would be persecuted were he to be deported to his home country. See Korablina
v. INS,
158 F.3d 1038, 1045-46 (9th Cir.1998). In order to demonstrate a clear
probability of persecution, a petitioner must prove that it is
more likely than not Ƣ that he will be
persecuted on account of a statutorily-protected ground. Id. at 1046. The applicant bears the burden of proof with respect to
eligibility for asylum and withholding of deportation. 8 C.F.R.
§§ 208.13(8), 208.16(b). Specific corroborating
documentation is not required, however, for an applicant to meet his burden.
See Sangha v. INS, 103 F.3d 1482, 1487 (9th Cir.1997). Rather, because refugee
status is inherently difficult to prove and documentation hard to obtain, an
applicant may establish his case through testimony alone. See Sangha, 103 F.3d at 1487; Garrovillas
v. INS,
156 F.3d 1010, 1016 (9th Cir.1998). B. The Requirements for Asylum Eligibility In order to establish eligibility for asylum on the basis of past
persecution, an applicant must show: (1) an incident, or incidents, that rise
to the level of persecution; [FN9] (2) that is on account of
one of the statutorily-protected grounds; and (3) is committed by the
government or forces the government is either unable or [*656]
unwilling to control. [FN10] Only the first and second
factorsnamely, whether the incidents that occurred constitute
persecution and whether the persecution was on account of a
protected groundare at issue in this petition for review. In other
words, to be eligible for relief, Navas must show not only that he was persecuted,
but also that the persecution he suffered was on account of a protected
categorynamely, race, religion, nationality, membership in a social
group, or political opinion. [FN11] FN9. Persecution is the infliction
of suffering or harm upon those who differ (in race, religion, or political
opinion) in a way regarded as offensive. Kovac v. INS, 407 F.2d 102, 107
(9th Cir.1969); Sangha, 103 F.3d at 1487. While we have not attempted to
furnish a list of all actions that constitute persecution, we have held that
actions such as mob stonings, Lopez-Galarza v. INS, 99 F.3d at 957,
repeated vandalism, Surita, 95 F.3d 814, 817, threatening notes and
calls, Korablina, 158 F.3d 1038, 1042, and harm arising out of employment and
education, id. at 1045, may constitute persecution, as defined by the statute.
Physical harm has been consistently treated as persecution. See Duarte de
Guinac v. INS, 179 F.3d 1156, 1161 (9th Cir.1999). Moreover, an applicant may
suffer persecution because of the cumulative effect of several incidents, which
considered individually would not rise to the level of persecution. See Shirazi-Parsa
v. INS,
14 F.3d 1424, 1428 (9th Cir.1994). FN10. The statute defines a refugee as any
person outside of their country of nationality who is unable or
unwilling to avail himself or herself of the protection [their
country]. 8 U.S.C. § 1101(a)(42)(A). As such, our
cases have held that the statute protects people from persecution by
nongovernmental groups in cases in which the government is unable or unwilling
to control the persecuting agent. Sangha, 103 F.3d at 1487; Arteaga v. INS, 836 F.2d 1227 (9th
Cir.1988); McMullen v. INS, 658 F.2d 1312, 1315
(9th Cir.1981) superseded on other grounds by 8 U.S.C.
§ 1253(h). Government action is not necessarily required;
instead, police inaction in the face of such persecution can suffice to make
out a claim. R.J. Singh, 94 F.3d at 1357; Surita v. INS, 95 F.3d 814, 817; Andriasian
v. INS,
180 F.3d 1033, 1042-43 (9th Cir.1999). In particular, arrests by police,
without more, may not be sufficient to rebut claims that the government is
unable or unwilling to stop persecutors, Chitay-Pirir v. INS, 169 F.3d 1079, 1081
(7th Cir.1999), especially where the punishment may amount to no more than a
slap on the wrist. R.J. Singh, 94 F.3d at 1357. FN11. In order to succeed in proving
eligibility for asylum, an applicants well-founded fear of
persecution must be both subjectively genuine and objectively reasonable. See Korablina, 158 F.3d at 1044. An
applicant satisfies the subjective component by credibly testifying that he
genuinely fears persecution. Id. He satisfies the objective component in one
of two ways: by establishing either past persecution or good reason to fear
future persecution. In this case, the BIAs decision was predicated on
what it perceived as a failure to meet the objective component of that test by
establishing past persecution. The Supreme Court held in Elias-Zacarias that an asylum applicant
must satisfy two requirements in order to show that he was persecuted
on account of a political opinion. First, the applicant
must show that he held (or that his persecutors believed that he held) a
political opinion. See Elias-Zacarias, 502 U.S. at 482-83, 112 S.Ct. 812. [FN12]
Second, the applicant must show that his persecutors persecuted him (or that he
faces the prospect of such persecution) because of his political opinion. See id. at 483-84, 112 S.Ct.
812. As this court has made clear, the statute covers persecution on account of
political opinion even where the persecutor acts out of mixed motives. Put
another way, the protected ground need only constitute a motive for the persecution
in question; it need not be the sole motive. Borja v. INS, 175 F.3d 732, 735
(9th Cir.1999) (en banc); Singh, 63 F.3d at 1509. FN12. The Court in Elias-Zacarias and this
court have elaborated on this requirement in two ways. First, the Supreme Court
left open the possibility that it would suffice for an applicant to show that
his persecutors imputed a political opinion to him, even if he did not in fact
hold any political opinion. See Elias-Zacarias, 502 U.S. at 482, 112
S.Ct. 812. Since Elias-Zacarias was decided, this court has held on several
occasions that imputed political opinion is a basis for asylum. See, e.g., Vera-Valera
v. INS,
147 F.3d 1036, 1038 (9th Cir.1998); Sangha v. INS, 103 F.3d 1482, 1489
(9th Cir.1997). Second, the Court did not preclude the possibility that
political neutrality might constitute a political opinion. See Elias-Zacarias, 502 U.S. at 483, 112
S.Ct. 812. Since then, this court has stated unequivocally that its pre-Elias-Zacarias decisions holding
that persecution on account of political neutrality in an environment in which
political neutrality is fraught with hazard, is a basis for
asylum. See Sangha, 103 F.3d at 1488-89. That is the law of this circuit. Cf. Rivera
Moreno v. INS, 213 F.3d 481 (9th Cir.2000) (acknowledging and applying the
doctrine of hazardous neutrality as the law of this circuit
although questioning in dictum its validity) (per Aldisert, J., sitting by
designation). A finding that persecution was on account of a protected category
must be based on facts in evidence. See Elias-Zacarias, 502 U.S. at 483, 112
S.Ct. 812; Sangha, 103 F.3d at 1486. The applicant need not provide direct evidence
that his [*657] or her persecutors were motivated by political opinion, Elias-Zacarias, 502 U.S. at 483, 112
S.Ct. 812, but need only introduce some evidence of [the
persecutors motive], direct or circumstantial. Id. (Emphasis added). In
some cases, the factual circumstances alone may provide sufficient reason to
conclude that acts of persecution were committed on account of political
opinion, or one of the other protected grounds. See Sangha, 103 F.3d at 1490.
Indeed, this court has held persecution to be on account of political opinion
where there appears to be no other logical reason for the persecution at issue.
See Sangha, 103 F.3d at 1490; Nasseri v. Moschorak, 34 F.3d 723, 730 (9th
Cir.1994), overruled on other grounds by Fisher v. INS, 79 F.3d 955 (9th
Cir.1996) (en banc). If an asylum applicant establishes that he has been subjected to
persecution in the past, a presumption arises that a well-founded fear of
future persecution exists. 8 C.F.R. § 208.13(b)(1)(i). The
burden then shifts to the INS to show by a preponderance of the evidence that
country conditions have changed to such an extent (as applied to the
individuals case) that the applicant no longer has a well-founded
fear that he would be persecuted if he were to return. [FN13] Id. If the INS fails to
make this showing, the applicant is statutorily eligible for asylum. Maini
v. INS,
212 F.3d 1167 (9th Cir.2000). FN13. In order to conclude, on the basis of
changed country conditions, that an applicants fear of persecution is
no longer reasonable, the BIA must engage in an individualized
analysis that demonstrates that changed conditions
have eliminated the basis for [the applicants] individual
fear of future persecution. Osorio v. INS, 99 F.3d 928, 932-33
(9th Cir.1996); see also Berroteran-Melendez v. INS, 955 F.2d 1251, 1257
(9th Cir.1992) (cautioning against blind application of
country conditions information to individual cases). General information about
improving conditions may not be enough to rebut an applicants specific
basis for a well founded fear of persecution. Duarte de Guinac, 179 F.3d at 1163. A similar approach applies with respect to withholding of
deportation. A showing of past persecution gives rise to a presumption that the
applicant has shown a clear probability of future persecution so as to entitle
him to withholding of deportation. See 8 C.F.R.
§ 208.16(b)(2); Vallecillo-Castillo v. INS, 121 F.3d 1237, 1240
(9th Cir.1996). In order to rebut the presumption, the INS must show that
country conditions have so changed that it is no longer more likely than not
that the applicant would be persecuted should he be forced to return. C. Standard of Review The BIAs factual determinations are reviewed for
substantial evidence, INS v. Elias-Zacarias, 502 U.S. 478, 481,
112 S.Ct. 812, 117 L.Ed.2d 38 (1992), while its legal determinations are
reviewed in accordance with the principles of deference outlined in Chevron
v. N.R.D.C., 467 U.S.
837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). See INS v. Aguirre-Aguirre, 526
U.S. 415, 119 S.Ct. 1439, 1445, 143 L.Ed.2d 590 (1999). Reversal is warranted
if the evidence would compel any reasonable factfinder to conclude that the
requisite fear of persecution has been shown. See Elias-Zacarias, 502 U.S. at 481,
484, 112 S.Ct. 812; Singh v. INS, 134 F.3d 962, 966 (9th Cir.1998); Sangha, 103 F.3d 1482, 1487
(9th Cir.1997). ANALYSIS 1. Persecution There are two issues in this case: first, whether the incidents in
question constitute persecution; and second, if so, whether that persecution
was on account of (imputed) political opinion. In resolving these questions,
given the absence of an adverse credibility finding by the BIA we must assume
that Navass factual contentions are true. See Gaya Prasad v. INS, 101 F.3d 614, 616
(9th Cir.1996). As a result, the issue is not whether the events [*658] in question
took place, but rather whether they establish persecution on account of
political opinion. We hold that the evidence would compel any reasonable
fact-finder to conclude that they do. With respect to the first issue, the conclusion that Navas has
demonstrated persecution is dictated by this courts earlier cases. In
asylum and withholding of deportation cases, we have consistently held that
death threats alone can constitute persecution. See Del Carmen Molina v. INS, 170 F.3d 1247 (9th
Cir.1999); [FN14] Garrovillas v. INS, 156 F.3d 1010, 1016 (9th Cir.1998); Gonzales-Neyra
v. INS,
122 F.3d 1293, 1296 (9th Cir.1997); Gonzalez v. INS, 82 F.3d 903 (9th
Cir.1996); Gomez-Saballos v. INS, 79 F.3d 912 (9th Cir.1996); Aguilera-Cota
v. INS,
914 F.2d 1375 (9th Cir.1990). This case involves considerably more; here, Navas
was not only threatened with death, but two members of his family were
murdered, he was shot at, and his mother beaten. [FN15] Under our precedent,
Navas has unquestionably demonstrated persecution. FN14. In Del Carmen Molina, we held that where
the petitioners uncontradicted testimony stated that some of her
cousins had been killed because they served in the military and that she had
received two threatening notes, she had proved past persecution. FN15. In addition, the record includes reports
that describe a widespread pattern of killings, assaults and threats by
government forces directed against those who either do or are presumed to
oppose it. 2. On Account of Imputed Political Opinion Therefore, as both sides acknowledge, the second issue
whether the persecution was on account of Navass (imputed) political
opinion, is the key to this proceeding. [FN16] The government argues that the
threats to Navas occurred because he witnessed a criminal act, not because of
hisor any other family memberspolitical opinion.
The government further contends that, in the absence of evidence connecting the
1992 murder of Navass aunt to the 1988 murder of her husband, or of
additional incidents occurring before the murder, Navas cannot be said to have
sustained the burden of demonstrating a causal connection between the harm
suffered and a political opinion on his part. We reject these arguments. FN16. The government also asserts that the
evidence in the record does not suffice to show an objective basis for
Navass fear of persecution because his testimony was brief and
lacking in detail. However, this court cannot affirm the BIA on a ground upon
which it did not rely. See, e.g., Securities and Exchange Commission v.
Chenery Corp., 332 U.S.
194, 196, 67 S.Ct. 1575, 91 L.Ed. 1995 (1947) ([A] reviewing court, in
dealing with a determination or judgment which an administrative agency alone
is authorized to make, must judge the propriety of such action solely by the
grounds invoked by the agency. If those grounds are inadequate or improper, the
court is powerless to affirm the administrative decision by substituting what
it considers to be a more adequate or proper basis.). Because
[this courts] review is confined to the BIAs
decision and the bases upon which the BIA relied, Martinez-Zelaya
v. INS,
841 F.2d 294, 296 (9th Cir.1988), we cannot affirm the BIAs decision
by concluding that Navass testimony is too sparse when there is no
suggestion of any such finding in the agencys decision. Moreover, the
governments new and belated argument appears to be makeweight at
best. The evidence is more than sufficient to carry Navass burden. While we have held that an applicant proves persecution on account
of political opinion where he demonstrates that he had such an opinion and that
his persecutors threatened him because of it, see Gonzales-Neyra, 122 F.3d at 1296;
see also Borja, 175 F.3d at 736, we have also held that this is not the only
way to establish the requisite link between persecution and political opinion.
An applicant can also establish persecution on account of imputed political
opinionthat is, on account of a political opinion attributed to him by
his persecutors. See Cordon-Garcia v. INS, 204 F.3d 985, 991 (9th Cir.2000);
[*659] Sangha v.
INS,
103 F.3d 1482, 1489 (9th Cir.1997). [FN17] To establish imputed political
opinion, an applicant must show that his persecutors actually imputed
a political opinion to him. Sangha, 103 F.3d at 1489.
This can be done, as we noted earlier, by a showing of the relevant
circumstances; accordingly, we have found persecution to be on account of
imputed political opinion where the applicant is a member of a politically
active family, other members of which have been persecuted in the past for
their political beliefs, [FN18] or where the persecutors conduct or
statements show that they are imputing a particular opinion to their victim. Id. at 1489. FN17. In Sangha, we held that where
members of the Bhindrawala Tiger Force, a terrorist group, came to the
petitioners house, but sought (and assaulted) only the
petitioners father, the fact that they ignored Sangha suggests
that [they] did not believe that Sangha held his fathers
views. Sangha, 103 F.3d. at 1490. FN18. Although the persecution of family
members is highly probative, the death of one family
member does not [automatically] trigger a sweeping entitlement to asylum
eligibility for all members of her extended family. Mgoian
v. INS,
184 F.3d 1029, 1036 (9th Cir.1999) (quoting Echeverria-Hernandez v. INS, 923 F.2d 688, 691
(9th Cir.1991), vacated on other grounds by Echeverria-Hernandez v. INS, 946 F.2d 1481 (9th
Cir.1991)). Rather, when evidence regarding a family history of persecution is
considered, the relationship that exists between the persecution of family
members and the circumstances of the applicant must be examined. Id.; see also Rodriguez
v. INS,
841 F.2d 865, 871 (9th Cir.1987) (a number of threats or acts of violence
against members of an aliens family may be enough to support the
conclusion that the aliens life or freedom is also endangered). Where police beat and threaten the spouse of a
known dissident, it is logical, in the absence of evidence pointing to another
motive, to conclude that they did so because of the spouses presumed
guilt by association. See, e.g., Sangha, 103 F.3d at 1490-91; Nasseri, 34 F.3d
at 729; Rodriguez-Roman, 98 F.3d at 429-30; see also Ramirez Rivas, 899 F.2d at 865-66
(rejecting the INSs argument that a petitioner must be
similarly situated in terms of political activity in order
to show that her familys beliefs will be imputed to her.) In the eyes
of those who persecute the spouse of a political activist, the
activists political sins are, by derivation, the spouses.
See Meza-Manay v. INS, 139 F.3d 759, 764-65 (9th Cir.1998); Lazo-Majano, 813 F.2d at 1435.
Cf. Belayneh v. INS, 213 F.3d 488 (9th Cir.2000) (rejecting claim of
persecution on account of imputed political opinion where the couple had been
divorced for over fifteen years, the record was devoid of any
suggestion that her former husbands views had been imputed
to her, the government had changed twice in the interim, and the only direct
persecution suffered by the petitioner herself occurred over a quarter-century
earlier). In determining whether or not an applicant has established
persecution on account of imputed political opinion, this court has considered
the applicants association with, or relationship to, people who are
known to hold a particular political opinion. [FN19] For example, in [*660] Ramirez
Rivas v. INS, 899 F.2d 864 (9th Cir.1990), we concluded that where the
petitioner in question and her parents were politically neutral, but other
members of the family participated in anti-government activities, Ramirez had
proven her entitlement to withholding of deportation, as well as statutory
eligibility for asylum, by presenting three kinds of evidence: her own
testimony regarding the persecution of politically active members of her
family; her testimony regarding the mistreatment of even politically neutral
members of her family; and information regarding the Salvadoran
governments treatment of persons associated with
guerillasin particular, the targeting of relatives and close
associates of members of guerilla associations by death squads. [FN20] See Ramirez
Rivas,
899 F.2d at 867-869. FN19. Alternatively, imputed political opinion
may also be established where, as a result of an individuals
non-political actions, the persecutor attributes certain political beliefs or
opinions to him. For example, we have found persecution to be on account of
imputed political opinion where, regardless of the petitioners
motives, he expressly refused to affiliate himself with a particular political
faction or to accede to its extortionate demands, and was then perceived by the
group as opposing it because of that refusal. Desir v. Ilchert, 840 F.2d 723, 728
(9th Cir.1988); Alonzo v. INS, 915 F.2d 546, 549 (9th Cir.1990). Similarly,
we have found persecution of those who work for or with political figures to be
on account of the political opinion of their employer even if the nature of
their work for or with that person is not in itself political. See Cordon-Garcia, 204 F.3d at 991-992
(holding that, where Cordon-Garcia taught literacy classes for the government,
her presumed affiliation with the Guatemalan
governmentan entity the guerillas opposeis the functional
equivalent of a conclusion that she holds a political opinion opposite to that
of the guerillas, whether or not she actually holds such an opinion); Velarde
v. INS,
140 F.3d 1305, 1312 (9th Cir.1998) (petitioners position as bodyguard
to Presidents family meant that guerillas were likely to
consider [her] a political opponent); Vera-Valera, 147 F.3d at 1039
(petitioners position as president of street vendors
cooperative, although not political in nature, gave rise to perception on the
part of his persecutors that his work represented political advocacy, and thus
established eligibility based upon imputed political opinion); Aguilera-Cota
v. INS,
914 F.2d 1375, 1379 (9th Cir.1990) (finding imputed political opinion based
upon government employment). Cf. Arriaga-Barrientos v. INS, 937 F.2d 411, 414
(9th Cir.1991) (as amended on denial of rehearing) (holding that in a country
with mandatory conscription, mere accedance to military service is
not a political statement). FN20. In that case, we also rejected the
BIAs argument that Ramirez could not reasonably fear persecution
because the authorities had an opportunity to persecute her from the time of
the death of her cousin in 1980 until her departure in 1983, but did not.
Id.
at 970. We held that with the occurrence of each additional incident of
persecution, the probability that Ramirez herself would be assumed to be a
sympathizer rose. Id. Similarly, in Gomez-Saballos v. INS, 79 F.3d 912, 917
(9th Cir.1996), we held that the fact that the petitioner and the person who
threatened to kill him were on opposite sides of a civil war, and that the
person who threatened to kill him was responsible for the execution of his
brother as a revolutionary, was sufficient to demonstrate persecution on
account of political opinion. In that case also, we found that the petitioner
had not just shown statutory eligibility for asylum, but in fact had
established a clear probability of persecution on account of his political
opinion, and therefore reversed the BIAs decision with respect to
both forms of relief. [FN21] Id. at 918.
FN21. We have also found persecution to be on account of imputed
political opinion in three recent cases. See Yazitchian v. INS, 207 F.3d 1164 (9th
Cir.2000) (finding persecution on account of imputed political opinion where
the Yazitchians persecutors accused them of being Dashnak supporters
and Yazitchians father and father-in-law had fought for the Dashnak
party); Chanchavac v. INS, 207 F.3d 584 (9th Cir.2000) (finding
persecution on account of imputed political opinion where the Guatemalan
military accused Chanchavac of being a guerilla when beating him); Cordon-Garcia
v. INS,
204 F.3d 985, 991 (9th Cir.2000) (finding persecution on account of imputed
political opinion where exclusive reason why guerillas pursued Cordon-Garcia
was that she taught literacy for the government). In this case, the question whether Navass persecution
was on account of imputed political opinion turns in part on whether the
persecution of other family members was politically motivated. The government
concedes that the murder of Navass uncle was political, but disputes
the fact that his aunts murder was. The circumstances of the latter
murder make it clear, however, that the killing of Navass aunt, like
the killing of her husband, must be deemed political. Navass aunt had
been married to a member of the FMLN who had been murdered because of his
opposition to the government. She in turn was murdered by members of the
governments military forcesan action consistent with the country-wide
pattern of the Salvadoran military acting to punish civilians for presumed
guerilla sympathies. We have held that [i]f there is no
evidence of a legitimate prosecutorial purpose for a governments
harassment of a person
there arises a presumption that the motive
for harassment is political. Singh v. Ilchert, 63 F.3d 1501, 1509
(9th Cir.1995). Here, there is no suggestion in the record that there was any
cause for the murder of Navass aunt by members of the military other
than her murdered husbands political activities and her relationship
[*661] to him. As a
result, the logical inference to be drawn from the circumstances is that the
murder of Navass aunt was also politically motivatedthat
the soldiers presumed sympathy for the FMLNs position on her part and
that they killed her for that reason. See Sangha, 103 F.3d at 1487. Navas himself had distributed political materials, and the
soldiers who murdered his aunt knew of his political activity. Those soldiers
went to his house on the day after the murder and when he could not be found,
they attacked his mother. Typically, where killings and other acts of violence
are inflicted on members of the same family by government forces, the
inference that they are connected and politically motivated is an appropriate
one. Hernandez-Ortiz v. INS, 777 F.2d 509, 517 (9th Cir.1985). Thus,
where two members of Navass family were the victims of
politically-motivated murders, and where Navass political activities
were known to his persecutors, the inference must be that Navass
persecution was, at least in part, on account of political opinion. We have held that [t]he plain
meaning of the phrase persecution on account of the victims
political opinion, does not mean persecution solely on account of the
victims political opinion. Borja, 175 F.3d at 734
(quoting Osorio v. INS, 18 F.3d 1017, 1028 (2d Cir.1994)) (emphasis added).
Rather, [p]ersecutory conduct may have more than one motive, and so
long as one motive is one of the statutorily enumerated grounds, the
requirements have been satisfied. Singh v. Ilchert, 63 F.3d 1501,
1509-10 (9th Cir.1995). Accordingly, because the persecution of Navas was
motivated at least in part by his (imputed) political opinions, he has
established persecution on account of those opinions. In its decision, however, the BIA found that the
soldiers actions were motivated solely by the desire to avoid
prosecution. That conclusion is patently erroneous, as any reasonable
factfinder would be compelled to conclude. The BIA portrayed the
soldiers actions in attacking Navass mother and threatening
Navas with death as simply attempts to eliminate a witness to the murder.
[FN22] The BIA erred in four respects in reaching this conclusion: first, by
attacking the mother and threatening the son, the murderers did not eliminate a
witness to their earlier crime. Instead, they committed another crime and
created another witness in the process. Second, the murderers did not threaten
retaliation if Navas went to the police, nor did they demonstrate any concern
that he might do so. Rather, they made their ultimatum quite
clearleave the country or die. Third, Navas introduced substantial
evidence into the administrative record that showed that well after the peace
accord was reached in 1992 (the same year as his departure from El Salvador),
the police and soldiers continued to violate human rights with impunity.
Prosecution of the soldiers for their actions was, therefore, highly unlikely
in any event. Finally, as we have stated earlier, Navass evidence
regarding the historical background to the threats against his life establishes
that at least one of the reasons for the soldiers actions was his
familys political associations, as well as his own, and the
soldiers imputation of a political opinion to him. Accordingly, any
reasonable factfinder would be compelled to conclude that Navass
persecution was, at least in part, on account of imputed political opinion.
See, [*662] e.g., Ratnam
v. INS,
154 F.3d 990, 995-96 (9th Cir.1998) (finding that torture was conducted at
least in part on account of imputed political opinion, even though it also
served intelligence gathering purposes). FN22. Similarly, in Chanchavac, the INS argued that
the militarys motive for persecuting Chanchavac was to punish his
failure to join the militarys ranks, not to punish him for an imputed
political opinion, even though the Guatemalan military accused Chanchavac of
being a guerilla when beating him. 207 F.3d at 592. However, as the majority
put it, [t]here [was] absolutely no evidence that the militarys
motive for beating him was to punish him for not joining their ranks and it
would be improper for us to speculate about this possibility. Even if this
theory had support in the evidence, it would only prove that the Guatemalan
military had two motives when it persecuted Chanchavac. Chanchavac, 207 F.3d at 592. 3. Country Conditions Because Navas has established past persecution on account of
political opinion, the INS bears the burden of demonstrating by a preponderance
of the evidence that changed country conditions rebut the presumption of a
well-founded fear of future persecution. 8 C.F.R.
§ 208.13(b)(1)(i). In order to rebut that fear, the INS must
introduce evidence that, on an individualized basis, rebuts a particular applicants
specific grounds for his well-founded fear of future persecution. Osorio, 99
F.3d at 932-33. Here, however, the BIA did not consider the country conditions
issue. Accordingly, the question with respect to the asylum claim is whether to
remand to allow the BIA to consider country conditions or simply to reverse on
the question of eligibility and remand so that the Attorney General may
exercise her discretion. [FN23] FN23. In three recent cases, we have
determined the issue of eligibility and remanded solely for the Attorney
Generals exercise of her discretionary authority, even though the BIA
had not considered the question of changed country conditions. Maini v. INS, 212 F.3d 1167 (9th
Cir.2000); Prasad v. INS, 101 F.3d 614, 617 (9th Cir.1996); Vallecillo-Castillo
v. INS,
121 F.3d 1237, 1240 (9th Cir.1996). In general, we do not remand a matter to the BIA if, on the record
before us, it is clear that we would be compelled to reverse its decision if it
had decided the matter against the applicant. See Aguilera-Cota v. INS, 914 F.2d 1375, 1384
(9th Cir.1990) (citing Blanco-Comarribas v. INS, 830 F.2d 1039, 1043
(9th Cir.1987)); Kotasz v. INS, 31 F.3d 847, 851 (9th Cir.1994); Fergiste
v. INS,
138 F.3d 14 (1st Cir.1998); see also Akinmade v. INS, 196 F.3d 951, 958
(9th Cir.1999); Chanchavac, 207 F.3d at 591. [FN24] Nor is it consistent
with sound principles of administrative law for an agency to resolve a case on
one ground and subsequently, if that ground is held erroneous, assert that it could
have reached the same result on the basis of one or more alternative grounds.
Such a practice would lead to incremental decision-making and result, in some
cases, in a series of unnecessary and inefficient remands, to the detriment of
the party seeking relief. FN24. As we noted above, we cannot affirm the
BIAs decision on a basis on which it did not rely. Martinez-Zelaya, 841 F.2d at 296; Menezes
v. INS,
601 F.2d 1028, 1033 n.7 (9th Cir.1979). With respect to country conditions, however, it is reasonable for
the IJ and the BIA not to reach that issue, if they conclude that the applicant
has not shown past persecution. In such case, no presumption of a well-founded
fear arises and there is thus no reason for the IJ or BIA to consider whether the
presumption has been rebutted. Nevertheless, because the INS is required to
make a complete record during the administrative proceedings, we review that
record to determine whether there is room for doubt as to the proper result
with respect to the country conditions issue. Where, as here, we conclude that past persecution has been
established, but the INS has failed to introduce the requisite country
conditions information and thus has failed to meet its evidentiary burden on
that issue, we do not remand, because the ultimate outcome is clear. See
Aguilera-Cota, 914 F.2d at 1384. In this case, the reports in the record all
note the continuing immunity enjoyed by the police and military, as well as the
persistence of politically-motivated violence, notwithstanding the peace
accords. We emphasize, however, that the presence of evidence favorable to the
petitioner is not what is determinative here; rather, the basis for our
decision is the absence of evidence refuting the regulatory presumption. [*663] In view of the
above, we hold that Navas is statutorily eligible for asylum. Maini, 212 F.3d at 1177; Vallecillo-Castillo
v. INS,
121 F.3d 1237, 1240 (9th Cir.1996). 4. Withholding of Deportation While the standard for withholding of deportation is more stringent
than for eligibility for asylum, the finding of past persecution in this case
also triggers a presumption that Navas has shown a clear probability of future
persecution with respect to his withholding claim-a presumption that the INS
may also rebut by an individualized showing of changed country conditions. See
8 C.F.R. § 208.16(b)(2); Vallecillo-Castillo v. INS, 121 F.3d 1237, 1240
(9th Cir.1996). Again, there is nothing in the record that would serve to rebut
that presumption. Accordingly, we find that Navas is entitled to withholding of
deportation. Petition for review GRANTED; REMANDED for the exercise of the
Attorney Generals discretion with respect to the asylum claim, and
for the grant of withholding of deportation. Appellate Brief Brief for Respondent
(Aug. 06, 1998) |