HOUSE OF LORDS REGINA v. SECRETARY
OF STATE FOR THE HOME DEPARTMENT, Ex
parte VENABLES REGINA v. SAME, Ex
parte THOMPSON (CONJOINED APPEALS) Official version
at: [2001]
EWCA Civ 1698 Authoritative Law Reports version
at: [1998] A.C. 407 [This is one of a
small number of post-WW II cases transcribed in full-text, including
annotations and submissions by counsel, by volunteers for academic study
and political discussion in relation to urgent criminal-law issues and their relevance
to comparative and private international law, and posted on this free Web site. United States users see 17
U.S.C §107; Canadian users see Copyright Act 50-year duration and fair
dealing exceptions Public documents, arguments and judicial opinions read or submitted in open court are generally not subject to copyright.] COUNSEL: David Pannick Q.C. and Mark Shaw for the Secretary of
State. Edward Fitzgerald Q.C. and Ben Emmerson for the first applicant. Brian Higgs Q.C. and Julian Nutter for the second applicant. SOLICITORS: (Court of Appeal) Solicitors: Treasury Solicitor; John
Howell & Co., Sheffield; Paul Rooney & Co., Liverpool. (House of Lords) Treasury Solicitor; Graysons, Sheffield; Paul
Rooney & Co., Liverpool. JUDGES: Lord Woolf M.R., Hobhouse and Morritt L.JJ. Lord Goff of Chieveley, Lord Browne-Wilkinson, Lord Lloyd of Berwick, Lord Steyn and Lord Hope of Craighead DATES: 1996 July 1, 2, 3; 30 1997 Jan. 27, 28, 29, 30; June 12 Prisons Prisoners rights Release
on licence Child offenders convicted of murder Detention
during Her Majestys pleasure Secretary of State fixing
tariff period by application of policy adopted for adult life prisoners
Whether policy appropriate Secretary of State taking
representations of public opinion into account Whether relevant
Whether sufficient disclosure of material taken into account
Children and Young Persons Act 1933 (23 & 24 Geo. 5, c. 12), ss.
44(1) (as amended by Children and Young Persons Act 1969 (c. 54), s. 72(4),
Sch. 6), 53(1) (as substituted by Murder (Abolition of Death Penalty) Act 1965
(c. 71), s. 1(5)) Criminal Justice Act 1991 (c. 53), ss. 35(2)(3),
43 The applicants were convicted of the murder of a young child,
committed when they were both 10, and sentenced to be detained during Her
Majestys pleasure pursuant to section 53(1) of the Children and Young
Persons Act 1933, as substituted.1 Following sentence, the trial judge, in a
report to the Secretary of State, stated that in his view the minimum period of
detention necessary to satisfy the requirements of retribution and deterrence
was, given their youth, eight years. The Lord Chief Justice, agreeing that a
shorter period was appropriate than that for an adult, recommended a tariff of
10 years. The Secretary of State, in the exercise of his powers under section
35 of the Criminal Justice Act 1991,2 as applied by sections 43 and 51, and in
accordance with a policy statement made by him in July 1993, informed the
applicants of the judicial recommendations and invited representations as to
the appropriate length of the tariff. He informed them of extensive material
that he had received from members of the public by way of petitions and
correspondence, together with similar expressions of opinion supplied by a
national newspaper, in support of a long or whole-life tariff. In July 1994, he
informed each applicant that he had fixed a tariff of 15 years as appropriate
to satisfy the requirements of retribution and deterrence. In accordance with
his policy, it followed that the first review date for each applicant would
take place after 12 years detention. In proceedings by way of
judicial review the applicants sought orders of certiorari to quash the
decisions. They further sought declaratory relief that their sentences under
section 53(1) of the Act of 1933, as substituted, were not punitive but 1 Children and Young Persons Act 1933, s. 53(1), as amended: see
post, p. 498C-D. 2 Criminal Justice Act 1991, s. 35(2)(3): see post, p. 485A-B. S. 43: see post, p. 485C-E. S. 51: see post, p. 485G. [*408] reformatory and preventative in character and that in any event
the Secretary of States decisions were vitiated by unfairness. The
Divisional Court, declining to grant declaratory relief, concluded that a
tariff based on the policy adopted in the case of an adult mandatory life
prisoner could not be applied to a child detained during Her Majestys
pleasure under section 53(1) of the Act of 1933, as substituted, and quashed
the decisions. The Court of Appeal dismissed an appeal by the Secretary of
State and cross-appeals by the applicants. On appeals by the Secretary of State and cross-appeals by the
applicants: – Held, (1) allowing the applicants cross-appeals (Lord
Goff of Chieveley and Lord Lloyd of Berwick dissenting), that a sentence of
detention during Her Majestys pleasure passed on a young offender
under section 53(1) of the Children and Young Persons Act 1933 was not properly
to be equated with a mandatory sentence of life imprisonment imposed on an
adult convicted of murder and Parliament in the Criminal Justice Act 1991 had
not intended to assimilate those sentences; that a sentence under section 53(1)
required the Secretary of State to consider from time to time whether the
continued detention of the young offender was justified and, while he might in
his discretion set a provisional and reviewable tariff as to the period of
detention to be served by a young offender by way of punishment and deterrence,
the policy adopted by him in 1993 whereby that period would in no circumstances
be varied by reason of matters occurring subsequently to the commission of the
offence was unlawful and (per Lord Browne-Wilkinson and Lord Hope of Craighead)
contrary to the requirement of section 44(1) of the Act of 1933 that the
welfare of the child be taken into account; and that the decision of the
Secretary of State in pursuance of that unlawful policy to fix a tariff of 15
years in the cases of the applicants had been inconsistent with his duty to
keep their detention under continuous review and should be quashed (post, pp.
496C-D, 498F,499G-H, 500D-E, 501F, 502F-G, 524C-F, 529F-530B, 532A-G, 534C
-E,535A-C, 536F). (2) Dismissing the Secretary of States appeals (per Lord
Goff of Chieveley, Lord Steyn and Lord Hope of Craighead), that the Secretary
of State in fixing a tariff in respect of the period of detention to be served
by an offender by way of punishment and deterrence was exercising a function
comparable to that of a sentencing judge; that, while a sentencing judge might
take into account general considerations of public confidence in the
administration of justice, natural justice would require him to ignore as
irrelevant public petitions or public opinion as expressed in the media; and
that in giving weight to public protests about the level of the tariff to be
fixed to the detriment of the applicants the Secretary of State had misdirected
himself and his exercise of discretion had been unlawful (post, pp.
490G-491A,525H-526H, 537D-538A). Decision of the Court of Appeal, post, pp. 413D et seq.; [1997] 2
W.L.R. 67; [1997] 1 All E.R. 327 reversed in part. The following cases are referred to in their Lordships
opinions: Associated Provincial Picture Houses v. Wednesbury Corporation
[1948] 1 K.B. 223; [1947] 2 All E.R. 680, C.A. Attorney-General ex rel. Tilley v. Wandsworth London Borough
Council [1981] 1 W.L.R. 854; [1981] 1 All E.R. 1162, C.A. [*409] British Oxygen Co. Ltd. v. Board of Trade [1971] A.C. 610; [1970]
3 W.L.R. 488; [1970] 3 All E.R. 165, H.L.(E.) C. (A Minor) v. Director of Public Prosecutions [1996] A.C. 1;
[1995] 2 W.L.R. 383; [1995] 2 All E.R. 43, H.L.(E.) Duport Steels Ltd. v. Sirs [1980] 1 W.L.R. 142; [1980] 1 All E.R.
529, H.L.(E.) Findlay, In re [1985] A.C. 318; [1984] 3 W.L.R. 1159; [1984] 3 All
E.R. 801, H.L.(E.) Hinds v. The Queen [1977] A.C. 195; [1976] 2 W.L.R. 366; [1976] 1
All E.R. 353, P.C. Practice Direction (Crime: Life Sentences) [1993] 1 W.L.R. 223;
[1993] 1 All E.R. 747, C.A. Prem Singh v. United Kingdom (unreported), 21 February 1996;
1994/503/589, E.C.H.R. R. (A Child) v. Whitty (1993) 66 A.Crim.R. 462 Reg. v. Abbott [1964] 1 Q.B. 489; [1963] 2 W.L.R. 1011; [1963] 1
All E.R. 738, C.C.A. Reg. v. Chambers; Reg. v. Sorsby (1967) 51 Cr.App.R. 254, C.A. Reg. v. Fairhurst [1986] 1 W.L.R. 1374; [1987] 1 All E.R. 46, C.A. Reg. v. Secretary of State for the Home Department, Ex parte Doody
[1993] Q.B. 157; [1992] 3 W.L.R. 956; [1993] 1 All E.R. 151, C.A.; [1994] 1
A.C. 531; [1993] 3 W.L.R. 154; [1993] 3 All E.R. 92, H.L.(E.) Reg. v. Secretary of State for the Home Department, Ex parte
Handscomb (1987) 86 Cr.App.R. 59, D.C. Reg. v. Storey [1973] 1 W.L.R. 1045; [1973] 3 All E.R. 562, C.A. Rex v. Port of London Authority, Ex parte Kynoch Ltd. [1919] 1
K.B. 176, C.A. Thynne v. United Kingdom (1990) 13 E.H.R.R. 666 Wynne v. United Kingdom (1994) 19 E.H.R.R. 333 The following additional cases were cited in argument in the House
of Lords: Hussain v. United Kingdom (1996) 22 E.H.R.R. 1 Kanda v. Government of Malaya [1962] A.C. 322; [1962] 2 W.L.R.
1153, P.C. Reg. v. Flemming [1973] 2 All E.R. 401, C.A. Reg. v. Ford (1976) 62 Cr.App.R. 303, C.A. Reg. v. Forshaw (1984) 6 Cr.App.R.(S.) 413, C.A. Reg. v. Nicola G. (1992) 14 Cr.App.R.(S.) 349, C.A. Reg. v. Parole Board, Ex parte Wilson (unreported), 20 March 1985,
D.C. Reg. v. Secretary of State for the Home Department, Ex parte Dowd
(unreported), 24 November 1994, D.C. Reg. v. Secretary of State for the Home Department, Ex parte H.
[1995] Q.B. 43; [1994] 3 W.L.R. 1110; [1995] 1 All E.R. 479, C.A. Reg. v. Secretary of State for the Home Department, Ex parte
McCartney, The Times, 25 May 1994; Court of Appeal (Civil Division) Transcript
No. 667 of 1994, C.A. Reg. v. Secretary of State for the Home Department, Ex parte
Pierson [1998] A.C. 539; [1996] 3 W.L.R. 547; [1996] 1 All E.R. 837, C.A. Reg. v. Secretary of State for the Home Department, Ex parte Prem
Singh, The Times, 27 April 1993, D.C. Reg. v. Secretary of State for the Home Department, Ex parte Riaz
(unreported), 16 December 1994, D.C. Reg. v. Secretary of State for the Home Department, Ex parte
Walsh, The Times, 18 December 1991, D.C. State, The v. OBrien [1973] I.R. 50 [*410] The following cases are referred to in the judgments in the Court
of Appeal: C. (A Minor) v. Director of Public Prosecutions [1996] A.C. 1;
[1995] 2 W.L.R. 383; [1995] 2 All E.R. 43, H.L.(E.) Findlay, In re [1985] A.C. 318; [1984] 3 W.L.R. 1159; [1984] 3 All
E.R. 801, H.L.(E.) Hussain v. United Kingdom (1996) 22 E.H.R.R. 1 Kanda v. Government of Malaya [1962] A.C. 322; [1962] 2 W.L.R.
1153, P.C. Practice Direction (Crime: Life Sentences) [1993] 1 W.L.R. 223;
[1993] 1 All E.R. 747, C.A. Reg. v. Abbott [1964] 1 Q.B. 489; [1963] 2 W.L.R. 1011; [1963] 1
All E.R. 738, C.C.A. Reg. v. Civil Service Board, Ex parte Cunningham [1992] I.C.R.
816; [1991] 4 All E.R. 310, C.A. Reg. v. Collins (1995) 16 Cr.App.R.(S.) 156, C.A. Reg. v. Fairhurst [1986] 1 W.L.R. 1374; [1987] 1 All E.R. 46, C.A. Reg. v. Ford (1976) 62 Cr.App.R. 303, C.A. Reg. v. Forshaw (1984) 6 Cr.App.R.(S.) 413, C.A. Reg. v. Secretary of State for the Home Department, Ex parte
Causabon-Vincent, The Times, 19 July 1996, D.C. Reg. v. Secretary of State for the Home Department, Ex parte Doody
[1994] 1 A.C. 531; [1993] 3 W.L.R. 154; [1993] 3 All E.R. 92, H.L.(E.) Reg. v. Secretary of State for the Home Department, Ex parte H.
[1994] Q.B. 378; [1994] 2 W.L.R. 190; [1994] 1 All E.R. 794, D.C.; [1995] Q.B.
43; [1994] 3 W.L.R. 1110; [1995] 1 All E.R. 479, C.A. Reg. v. Secretary of State for the Home Department, Ex parte Handscomb
(1987) 86 Cr.App.R. 59, D.C. Reg. v. Secretary of State for the Home Department, Ex parte Prem
Singh, The Times, 27 April 1993, D.C. Reg. v. Secretary of State for the Home Department, Ex parte Riaz
(unreported), 8 December 1994, D.C. Singh v. United Kingdom (unreported), 21 February 1996;
1994/503/589, E.C.H.R. Thynne v. United Kingdom (1990) 13 E.H.R.R. 666 The following additional cases were cited in argument in the Court
of Appeal: Reg. v. Fuat [1973] 1 W.L.R. 1045; [1973] 3 All E.R. 562, C.A. Reg. v. Parole Board, Ex parte Wilson (unreported), 20 March 1985,
D.C. Reg. v. Secretary of State for the Home Department, Ex parte
Benson (unreported), 9 November 1988, D.C. Reg. v. Secretary of State for the Home Department, Ex parte
Chapman, The Times, 25 October 1994, D.C. Reg. v. Secretary of State for the Home Department, Ex parte
McCartney, The Times, 25 May 1994; Court of Appeal (Civil Division) Transcript
No. 667 of 1994, C.A. Reg. v. Secretary of State for the Home Department, Ex parte Pierson
[1998] A.C. 539; [1996] 3 W.L.R. 547; [1996] 1 All E.R. 837, C.A. Reg. v. Secretary of State for the Home Department, Ex parte
Walsh, The Times, 18 December 1991, D.C. State, The v. OBrien [1973] I.R. 50 [*411] The following additional cases, although not cited, were referred
to in the skeleton arguments in the Court of Appeal: Chandler v. Director of Public Prosecutions [1964] A.C. 763;
[1962] 3 W.L.R. 694; [1962] 3 All E.R. 142, H.L.(E.) Reg. v. Parole Board, Ex parte Bradley [1991] 1 W.L.R. 134; [1990]
3 All E.R. 828, D.C. Reg. v. Secretary of State for the Home Department, Ex parte Brind
[1991] 1 A.C. 696; [1991] 2 W.L.R. 588; [1991] 1 All E.R. 720, H.L.(E.) Wynne v. United Kingdom (1994) 19 E.H.R.R. 333 APPEALS from the Divisional Court of the Queens Bench
Division. By notice of motion dated 17 November 1994 the applicant, Jon
Venables, a minor then aged 12 years, sought (1) orders of certiorari quashing
the decision of the Secretary of State for the Home Department communicated on
22 July 1994 that he should serve at least 15 years in custody to satisfy the
requirements of retribution and deterrence in respect of his offence of murder
and the consequential decision that the applicants first review by
the Parole Board should not take place until he had served 12 years in prison;
(2) declarations that (a) the Secretary of State had acted unlawfully by fixing
a minimum punitive term in excess of that recommended either by the trial judge
or the Lord Chief Justice, (b) the applicant was and remained entitled to full
disclosure of the judicial recommendations, reports and factual summaries
before the Secretary of State when he reached his decision as to the tariff,
(c) alternatively, the applicant was entitled to make informed representations
on the basis of disclosure of the full text of any factual summary of his case
before the Secretary of State, and the full text of any psychiatric, probation
or social inquiry report before the Secretary of State when he reached his decision
on the tariff, (d) further, or alternatively, the Secretary of State should now
refer the applicants case back to the Lord Chief Justice and the
trial judge so as to afford the applicant an opportunity of making informed
representations to the judiciary and to the Secretary of State on the basis of
full psychiatric and social inquiry reports and then refix the tariff afresh,
(e) the applicants release should not be determined by reference to
the notion that he had served a minimum period of detention to satisfy the
requirements of retribution and deterrence in respect of his offence, and (f)
the applicants release should not be determined by reference to the
notion that his case should not be reviewed by the Parole Board until he had
served a minimum period fixed solely by reference to the requirements of
retribution and deterrence. By notice of motion dated 15 November 1994 the applicant, Robert
Thompson, a minor then aged 12 years, having received the Secretary of
States decision to the same effect as that in the case of Jon
Venables, sought orders by way of judicial review in the same terms as those
sought by Jon Venables. On 2 May 1996 the Divisional Court (Pill L.J. and Newman J.)
having heard both applications together, ordered that the decisions made by the
Secretary of State should be quashed. By notices of appeal dated 7 May 1996 and with leave of the
Divisional Court the Secretary of State appealed on the grounds that the
Divisional Court (1) erred in holding that (a) the decisions setting the
applicants [*412] tariffs were made pursuant to an unlawful policy which provided
for the fixing of tariffs in respect of young persons convicted of murder and
sentenced to detention during Her Majestys pleasure in the same
manner as for adults so convicted and sentenced to mandatory life sentences and
(b) the Secretary of States policy unlawfully failed to provide
sufficient flexibility to enable the period of detention to be regularly
reviewed; (2) erred in law in failing to hold that (a) by section 35(2) read
with section 43(2) of the Criminal Justice Act 1991 Parliament had left it to
the Secretary of States discretion to decide what policies to adopt
in relation to the detention and possible release of a young person convicted
of murder; (b) it was within the Secretary of States discretion to
decide that like a mandatory life prisoner a young person should serve a
minimum period of punishment before release into the community since the same
statutory scheme applied to each category of sentence; (3) failed to recognise
that the Secretary of State was following the practice of his predecessors
since 1983 in deciding on a tariff period for young offenders convicted of
murder, and in the instant case, was following the advice of the trial judge
and the Lord Chief Justice; (4) failed to recognise that it was inconsistent
with the notion of a tariff to require reconsideration of its duration by
reference to matters which did not relate to the circumstances of the offence
committed; (5) erred in so far as the court considered that the Secretary of
State had failed to comply with his responsibilities to maintain public
confidence in the criminal justice system, since the Secretary of State had
lawfully performed his functions in the exercise of the wide discretion
conferred on him by section 35(2) of the Act of 1991 and had a set a tariff
which was in relation to the maintenance of that confidence. By a respondents notice by way of cross-appeal each
applicant appealed against the Divisional Courts refusal to grant the
declaratory relief sought on the grounds, inter alia, (1) it was inappropriate
and inconsistent to impose on children and young persons sentenced to detention
during Her Majestys pleasure a period to mark the requirements of
retribution and deterrence since such requirements were not legitimate
objectives of such a sentence, the main rationale of which was preventative and
therapeutic; (2) further, or alternatively, such a sentence was predominately
reformatory and preventative. The applicants further sought by their respondents
notice to contend that the Divisional Courts orders of certiorari
should be upheld on the alternative or additional grounds that (1) it was inconsistent
with the sentence imposed on the applicants to fix, by reference to retribution
and deterrence, a tariff to be served before review of the merits of the
detention; (2) even if retribution and deterrence were appropriate requirements
it was unlawful to quantify at the outset and to fix a minimum period to be
served irrespective of subsequent progress and to do so solely by reference to
the requirements of retribution and deterrence; (3) even if the fixing of the
tariff was legitimate, to do so in the present cases was unlawful because (a)
the period fixed was not fixed in accordance (i) with the principle that a
punitive sentence imposed on a child should be for the minimum period possible
and should take account of the childs rehabilitative needs, (ii) the
judicial recommendations; (b) the period was fixed by scaling down that [*413] perceived to be
appropriate for an adult murderer; (c) the Secretary of State wrongly took into
account as a relevant factor petitions from the public which urged him to
increase the tariff period recommended by the judiciary, and failed to have
regard to relevant factors in so far as he reached his decisions without the
benefit of any social inquiry or psychiatric report on the first applicant or
to take account of the mitigating factors found by the trial judge; (d) the
decisions were reached unfairly in so far as the full text of the materials
before the Secretary of State was not disclosed to the applicants until after
they were reached. The facts are stated in the judgment of Lord Woolf M.R. David Pannick Q.C. and Mark Shaw for the Secretary of State. Edward Fitzgerald Q.C. and Ben Emmerson for the first applicant. Brian Higgs Q.C. and Julian Nutter for the second applicant. Cur. adv. vult. 30 July 1996. The following judgments were handed down. LORD WOOLF M.R. This is an appeal from a decision of the
Divisional Court (Pill L.J. and Newman J.) of 2 May. The Divisional Court
quashed two decisions of the Home Secretary contained in letters dated 22 July
1994 written to Jon Venables and Robert Thompson (the
applicants). The decisions were in the same terms. They set the
period which would in the normal way elapse before the applicants were
considered for release by the Home Secretary from detention during Her
Majestys pleasure. This sentence followed their conviction for murder
on 24 November 1993 after a trial before Morland J. and a jury at Preston Crown
Court. The circumstances of the murder were exceptionally horrific and
for this reason attracted a vast amount of media attention. They were
exceptional because of the treatment of the victim, James Bulger, who was only
two years old at the time. They were also exceptional because at the time of
the offence both Venables and Thompson were 10&12frac; years of age. The period which is to elapse before the applicants would be
considered for release was set by the Home Secretary at 15 years. This was to
meet the requirements of retribution and deterrence and is known as
the tariff or penal element. I
emphasise that the 15-year period was not fixed by the Home Secretary as the
period which the applicants are actually to spend in detention. That period can
be substantially longer. Fifteen years is the minimum period which will
normally elapse prior to release. It is a period fixed by the Home Secretary to
enable his department and the applicants to know when the first review should
take place. This review will commence three years before the expiry of the
tariff to enable the Home Secretary to decide by the time it expires whether it
is appropriate to release the applicants from detention on licence. This is
necessary as the duration of Her Majestys pleasure is unspecified. The Divisional Court was only entitled to interfere with the
decision of the Home Secretary if his determination of the tariff would mean
that he had or would exercise his discretion to release in a way which was not
in accordance with the law as laid down by Parliament. The Divisional Court [*414] did not reach its
decision because it would have fixed a different period as to the tariff. It
did so because it considered that as a result of the tariff being fixed at a
period as long as 15 years in the case of the applicants, the Home Secretary
was preventing himself from exercising the discretion to release the applicants
conferred on him by Parliament as the law by statute required. I emphasise this
to make clear that the issues which the Divisional Court and this court are
required to adjudicate are not as to sentencing policy. The Home Secretarys case in a nutshell is that
Parliament has given him exactly the same breadth of discretion in the case of
children and young persons who are sentenced for murder as he has in relation
to adults who are sentenced to life imprisonment. Therefore he is exercising
that discretion perfectly lawfully as long as he complies with the guidance
given by the House of Lords as to the extent and nature of his discretion in
the case of adults in Reg. v. Secretary of State for the Home Department, Ex
parte Doody [1994] 1 A.C. 531. The Divisional Court did not accept that this
is the position. The kernel of Pill L.J.s reasoning (with whose
judgment Newman J. agreed) appears in the following passage which comes towards
the end of his judgment: The justification for a tariff in
the case of a mandatory life prisoner is that the true and judicially imposed
tariff is life and that stating a term of years by way of a tariff is a form of
remission which the Secretary of State is entitled to grant. The nature of
detention during Her Majestys pleasure does not permit of such an
approach. There is no judicially imposed tariff from which to remit. However,
the essence of the requirement upon the Secretary of State with respect to a
child or a young person detained during Her Majestys pleasure is to
keep the need for detention under regular review. Mr. Fitzgerald appeared both before the Divisional Court and this
court on behalf of Venables. His argument is adopted by Mr. Higgs who appears
for Thompson. Mr. Fitzgerald goes further than the Divisional Court in his
criticism of the approach adopted by the Secretary of State. His case can be
summarised. (1) The sentence of detention during Her Majestys
pleasure does not order detention for life as the punishment merited by the
crime of murder; rather it authorises indeterminate detention only for as long
as is necessary to meet objectives that are either wholly or predominantly
reformatory and preventative. (2) At least in the case of a 10-year-old offender the only
legitimate objective of detention during Her Majestys pleasure is not
retribution or deterrence but the reformation of the offender and the
protection of society. (3) As an alternative to (1) and (2), if it is permissible for the
Home Secretary to have regard to retribution and deterrence it is wrong to
determine the date of the review by reference to those objectives alone and so
as to exclude for the period of the tariff a periodic review of the wider
merits of continuing detention including the way in which the offender
progresses and matures as time passes. [*415] (4) As an alternative to (3) if it is legitimate to fix a tariff
at the outset to reflect punishment and deterrence it is not appropriate to
take into account in the case of a child or a young person the views of the
public as to the period of detention which is appropriate or to adopt an
approach which is greatly in excess of that which is adopted by the judiciary. (5) The Home Secretary had come to his decision unfairly because
he did not make full disclosure of the material on which he relied and did not
have sufficient information as to the applicants background to
entitle him to come to the decision which he did. In order to determine the issues which Mr. Fitzgeralds
contentions raise, it is necessary to look with some care at the relevant
statutory provisions. In doing so it is convenient to commence with the
historical development of the powers of imprisonment for life of adults and
then turn to the comparable powers in relation to children and young persons. The position as to adults The statutory provisions relating to adults currently make a
distinction between sentences for a fixed period (determinative sentences) and
sentences for life imprisonment (indeterminative sentences). They also make a
distinction between sentences for life which are discretionary and those which
are mandatory, that is to say prescribed by law. In the case of determinative sentences in relation to adults,
there is a long tradition of prisoners obtaining remission for good behaviour.
The way the provisions operate is to give a defendant automatic credit for a
fixed proportion of his sentence so that he is entitled to early release unless
that remission is forfeited either in whole or in part because of bad conduct. Discretionary, unlike the mandatory sentence life sentence for
murder, can be imposed for different reasons. Either, because the offence is so
serious that it is the only appropriate sentence or because a lesser fixed term
sentence would amount to appropriate punishment but there is also a risk of
repetition or mental instability so that an indeterminate period of
imprisonment is required to protect the public from the risk of further
offences. A prisoner sentenced in this way will only be released after he has
served the period required as a punishment (the tariff period) when it is also
safe for him to be released. In the case of both categories of life imprisonment, life only
very rarely in practice means life. In both cases the prisoner can be released
on licence. If the terms of the licence are not observed, and in particular, if
the defendant commits a further offence, he is liable to be recalled. The first statute to which it is necessary to refer is the
Homicide Act 1957. It created a category of non-capital murder for which there
was a prescribed mandatory sentence of imprisonment for life. This was followed
by the Murder (Abolition of Death Penalty) Act 1965 which made imprisonment for
life mandatory for all murders. It also gave the trial judge a power to
recommend to the Home Secretary the minimum period which should elapse before
the release of the prisoner on licence. In addition the prisoner convicted of
murder could not be released on licence unless the Home Secretary had
previously consulted the Lord Chief Justice [*416] and the trial judge if available. The
involvement of the judiciary at that stage was to avoid the Home Secretary
being too lenient. The Criminal Justice Act 1967 established the Parole Board. I set
out section 61 because it applies to children or young persons sentenced to
detention during Her Majestys pleasure the same provisions as to
their release as apply to adults. The section is in these terms: (1) The Secretary of State may, if
recommended to do so by the Parole Board, release on licence a person serving a
sentence of imprisonment for life or a person detained under section 53 of the
Children and Young Persons Act 1933 (young offenders convicted of grave
crimes), but shall not do so in the case of a person sentenced to imprisonment
for life or to detention during Her Majestys pleasure or for life
except after consultation with the Lord Chief Justice of England together with
the trial judge if available. The next step in the history was a parliamentary statement
involving a radically different approach by the then Home Secretary Mr. Leon
Brittan made on 30 November 1983. The relevant parts of the statement begin: Life sentence prisoners The release of life sentence
prisoners is at the discretion of the Home Secretary, subject to a favourable
recommendation by the Parole Board and to consultation with the Lord Chief
Justice and, if he is available, the trial judge: see Hansard (H.C.
Debates), 30 November 1983, col. 506. The statement adds that in future because of public concern about
violent crime, serious murderers can normally expect to serve at least 20 years
in custody. The statement goes on to indicate that the Home Secretary would
continue to look to the judiciary for advice on the time to be served
to satisfy the requirements of retribution and deterrence and to the
Parole Board for advice on risk. It also indicates that the first
review by a local review committee would take place three years before the
expiry of the period necessary to meet the requirements of retribution and
deterrence so that this would give sufficient time for preparation for release
if the Parole Board recommended it, having considered risk. The following two paragraphs then follow: These new procedures will separate
consideration of the requirements of retribution and deterrence from
consideration of risk to the public, which always has been, and will continue
to be, the pre-eminent factor determining release. They will enable the prison
and other staff responsible for considering and reporting on life sentences
cases, the local review committee and the Parole Board, to concentrate on risk.
The judiciary will properly advise on retribution and deterrence. But the
ultimate discretion whether to refuse will remain with me. . . . When a date for a first, or
subsequent, formal review is set for several years ahead, the Home Office will
review the case on the basis of reports of the kind now prepared for formal
reviews, at regular, and in any event not longer than three-year, intervals.
Moreover, governors will be told to report at once any exceptional development [*417] requiring action.
These procedures will ensure that I can consider any special circumstances or
exceptional progress which might justify changing the review date. But except
where a prisoner has committed an offence for which he has received a further
custodial sentence, the first formal review date will not be put back. In any
event, ministers will review every case when a life sentence prisoner has been
detained for 10 years. I draw particular attention to the final paragraphs of the
statement because they do indicate that although consideration by the Parole
Board would normally be deferred until after the tariff period had expired, the
Home Secretary was mindful of the importance of monitoring progress and that it
would be possible to depart from the normal procedure if this was appropriate;
(a) if there are any special circumstances, (b) if there is exceptional
progress by the prisoner, (c) after 10 years. This was very much in accordance with the well known principles of
administrative law which permit the adoption of a standard policy as long as
the policy includes an appropriate provision enabling a departure from the
policy in special circumstances. In the absence of such a provision the policy
can amount to an unlawful fettering of the discretion given by the statute. At least from this time on it was clearly established that in
relation to both prisoners subject to mandatory and discretionary life
sentences, there was a distinction between the penal or tariff element of the
sentence for which the advice of the judiciary would be sought as to the
appropriate period for deterrence and retribution and the risk element of the
sentence, for which their advice would not be obtained. The 1983 parliamentary statement was followed by a Parliamentary
Statement by the then Home Secretary, Mr. Douglas Hurd, on 23 July 1987. This
followed the decision of the Divisional Court in a case concerning
discretionary life sentences: Reg. v. Secretary of State for the Home
Department, Ex parte Handscomb (1987) 86 Cr.App.R. 59. It primarily dealt
with discretionary life sentences. I will refer to it because the Home
Secretary sets out fully the procedure with regard to those sentences and then
applies the same procedure to mandatory sentences. The relevant paragraphs
read: Following the consultation with the
Lord Chief Justice it has been agreed that the most satisfactory way of
obtaining the judicial view is to ask the trial judge to write to me, through
him, in every case where a discretionary life sentence is passed giving his
view on the period necessary to meet the requirements of retribution and
deterrence. This view will be related to the determinate sentence that would
have been passed but for the element of mental instability and/or public risk
which led the judge to pass a life sentence and will also take account of the
notional period of the sentence which the prisoner might expect to have been
remitted for good behaviour had a determinate sentence been passed. The date of
the first formal review by the Parole Board machinery will then be fixed in
accordance with the judicial view on the requirements of retribution and [*418] deterrence: and the
review will, as before, normally take place three years before the expiry of
that period . . . Although the issues before the
Divisional Court related only to prisoners serving discretionary life
sentences. I have decided that the date of the first formal review of the cases
of prisoners serving mandatory life sentences should also be fixed as soon as
practicable after conviction and sentence. The procedure under which the views
of the trial judge and the Lord Chief Justice about the requirements of
retribution and deterrence are obtained will be the same as that proposed for
discretionary life sentence cases: see Hansard (H.C. Debates), 23
July 1987, cols. 346-347. It will be observed that apparently at this stage the tariff was
fixed in accordance with the judicial view. The next step in the history to which it is necessary to refer, is
a decision of the European Court of Human Rights in Thynne, Wilson and
Gunnell v. United Kingdom (1990) 13 E.H.R.R. 666. In this case the European Court
in relation to discretionary life sentences, held that once the prisoner had
served the penal element of his sentence, he was entitled to have the remaining
period of his detention under judicial control. This did not apply to mandatory
life sentences because in their case the punishment for the offence of murder
was considered to require life imprisonment which was not necessarily the case
with discretionary life sentences where the sentence could be imposed because
of mental instability or the risk of further offending on the part of the
defendant. To give effect to this decision of the European Court, the
Criminal Justice Act 1991 was passed. This Act did not only deal with the
position of prisoners serving discretionary life sentences, it also divided
determinate sentences into short term and long term, four years being the
dividing line between them. Short term prisoners were to be released after they
had served one-half of their sentence and long term prisoners had to be
released after serving two-thirds of their sentence: see section 33. In addition the Home Secretary had a discretion under section
35(1) to release a long term prisoner after he had served one half of his
sentence if recommended to do so by the board. The position as to discretionary life prisoners was dealt with by
section 34. The section gave a power to the court which sentenced such an
offender to specify the penal part of the sentence and in doing so to take into
account the seriousness of the offences involved and the provisions of the Act
dealing with early release of long term prisoners to which I have already
referred. The reason why it is necessary to take into account the early release
provisions, is that if they were not taken into account the penal element of
the sentence in the case of a discretionary life prisoner would be longer than
the period which would actually be served by a prisoner serving an equivalent
determinate sentence. Section 34 gives the responsibility for determining when,
after the penal element of the sentence has been served, the risk to the public
no longer requires the prisoner to remain in custody, to the Parole Board. Once
this is the situation, the board has power to direct the prisoners
release and it is then the duty of the Home Secretary to release him on
licence. Furthermore once the penal [*419] period of the sentence has expired, the
prisoner has the right to require the Home Secretary to refer the case to the
board. In this way the decision of the European Court that the executive should
not determine these matters is honoured. Section 35(2) and (3) deal with the position of mandatory life
prisoners in the following terms: (2) If recommended to do so by the
Board, the Secretary of State may, after consultation with the Lord Chief
Justice together with the trial judge if available, release on licence a life
prisoner who is not a discretionary life prisoner. (3) The Board shall not make
a recommendation under subsection (2) above unless the Secretary of State
referred the particular case, or the class of case to which that case belongs,
to the Board for its advice. Section 35 maintains the Home Secretarys discretion in
relation to mandatory life sentences. However, that the provisions of the Act
were influenced by the Thynne case was made clear by the minister of state,
Dame Angela Rumbold, in a statement to the House of Commons on 16 July 1991. Having
referred to discretionary sentences, the minister said: The nature of the mandatory sentence
is different. The element of risk is not the decisive factor in handing down a
life sentence. According to the judicial process the offender has committed a
crime of such gravity that he forfeits his liberty to the state for the rest of
his days . . . If necessary, he can be detained for life without the necessity
of a subsequent judicial intervention. The presumption is, therefore, that the
offender should remain in custody until and unless the Home Secretary concludes
that the public interest would be better served by the prisoners release than
by his continued detention. In exercising his continued discretion in that
respect the Home Secretary must take account, not just of the question of risk,
but how society as a whole would view the prisoners release at that juncture.
The Home Secretary takes account of the judicial recommendation but the final
decision is his: Hansard (H.C. Debates), 16 July 1991, cols. 309-310. The ministers references to the offender forfeiting his
liberty for the rest of his life and the presumption in the case of mandatory
sentences of life imprisonment should be noted because on the approach of the
Divisional Court they would not apply in the case of those sentenced to be
detained during Her Majestys pleasure. This statement is also
relevant to comments which I have to make about the fact that in this case the
Home Secretary has taken into account in deciding on a tariff of 15 years the
demands of the public contained in petitions and other documents that a long
period should be fixed. The minister in the above statement appears to be
saying that the publics perception is relevant at the juncture
when the Home Secretary is considering release and not when fixing the penal
period. The Doody case [1994] 1 A.C. 531 followed. It was concerned with
the Home Secretarys discretion in relation to mandatory life
sentences for adults. It did not deal expressly with sentences of detention
during Her [*420] Majestys
pleasure. Lord Mustill in his speech with which the other members of the House
agreed adopted the following approach to a number of issues which are relevant
to this appeal. (1) The Home Secretarys decision relating to the release
of life prisoners can only be interfered with by the court on an application
for judicial review if it can be shown that it has been reached by a faulty
process in one of the ways amenable to judicial review. (2) The Home Secretary is not obliged to adopt the judicial view
as to the appropriate tariff period in relation to mandatory life sentences
although if he departed from it he is required to give reasons for doing so. (3) The Home Secretary before fixing the tariff is required to
afford the prisoner the opportunity of submitting in writing representations as
to the tariff period. To enable a prisoner to do this he should inform the
prisoner of the period recommended by the judiciary and of any other opinion
expressed by the judiciary which is relevant to the Home Secretarys
decision as to the appropriate penal period but not as to the risk element. The
general approach of Lord Mustill is apparent from these two short passages from
his speech: Since the person affected usually
cannot make worthwhile representations without knowing what factors may weigh
against his interests fairness will very often require that he is informed of
the gist of the case which he has to answer: p. 560. I think it important that there
should be an effective means of detecting the kind of error which would entitle
the court to intervene, and in practice I regard it as necessary for this
purpose that the reasoning of the Home Secretary should be disclosed:
p. 565. The relationship between the judiciary and the Home Secretary is
made particularly clear by the following passage in Lord Mustills
speech, at pp. 558-559: I question the proposition that the
judges are specially qualified to asses the penal element of a mandatory life
sentence: I emphasise mandatory, because there are grounds for saying that in
fixing the penal element of the discretionary sentence . . . the judge is
simply pronouncing the tariff sentence which he would have imposed but for the
element of risk, and that this is the kind of function in which the judiciary
has unrivalled experience. But the position as to mandatory sentences is very
different. Until Mr. Brittan completely changed the rules in 1983 the idea of a
separate determinate penal element co-existing with the life sentence would
have been meaningless. It is true that for the past 10 years the judges have
been asked to advise upon it, and it may be that some consistent judicial
practice now exists. Nevertheless, it is the Home Secretary who decides, and
who has developed (with his predecessors) his own ministerial ideas on what the
public interest demands. I can see no reason why the anomalous task of fixing a
tariff penal element for an offence in respect of which the
true tariff sentence is life imprisonment is one for which the Home Secretary
and his junior ministers, informed by his officials [*421] about the existing
departmental practice, are any less experienced and capable than are the
judges. In any event, however, even if the respondents argument is
correct so far, it must in my opinion fail because Parliament has not by
statute conferred on the judges any role, even as advisers, at the time when
the penal element of a mandatory sentence is fixed. But for the fact that the
Home Secretary decided, when formulating the new scheme, to retain in a
modified shape the existing practice of inviting the opinion of the judges,
they would never enter the picture at all. The Secretary of State is compelled,
or at least entitled, to have regard to broader considerations of a public
character than those which apply to an ordinary sentencing function. It is he,
and not the judges, who is entrusted with the task of deciding upon the
prisoners release, and it is he who has decided, within the general
powers conferred upon him by the statute, to divide his task into two stages.
It is not, and could not be, suggested that he acted unlawfully in this respect
and I can see no ground whatever for suggesting that by doing so he deprived
himself entirely of his discretion at the first stage, and delivered it into
the hands of the judges. The Doody case was followed in turn by a further statement in
Parliament by the present Home Secretary, Mr. Howard, on 27 July 1993. Having
referred to the previous statements Mr. Howard continued in these terms,
Hansard (H.C. Debates), 27 July 1993, cols. 863-864: Under those procedures, shortly
after a person has received a mandatory life sentence, the Secretary of State
invites the judiciary to give its views on the period to be served to satisfy
the requirements of retribution and deterrence. The judiciarys views
presently comprised the advice of the trial judge and the Lord Chief Justice.
Their advice is one factor among others which the Secretary of State considers
before he sets the date for the first review by the Parole Board of the case
for releasing the prisoner on licence. This review is timed to take place three
years before the expiry of the minimum period which the Secretary of State
considers necessary to satisfy the requirements of retribution and deterrence
or, where that period is 20 years or more, 17 years after sentence. At present,
a prisoner is not told the contents of the judicial recommendation, nor the
length of the period which the Secretary of State has determined to be the
minimum necessary to satisfy the requirements of retribution and deterrence.
However, where the period so determined is less than 20 years, the prisoner can
deduce its length by adding three years to the date which he is given for his
first review; and where it is 20 years, he can deduce its length from the terms
of the notice informing him that his first review will take place 17 years
after sentence. But where the period is more than 20 years, the prisoner is not
able to establish its total length. The House of Lords judgment requires me to
inform the prisoner of the recommendations made by the judiciary as to the
period necessary to satisfy the requirements of retribution and deterrence and
of the substance of any opinions expressed by the judiciary which are relevant
to my decision as to the appropriate minimum period to be [*422] served to satisfy
those requirements. In addition, I am required to afford the prisoner the
opportunity to submit written representations. Although I am not required to
adopt the judicial advice, I must give reasons where I or a minister acting
under my authority decides to depart from it. I propose to give effect to this
judgment by informing all persons who are now serving a mandatory life sentence
and any persons who may subsequently be so sentenced, as soon as is reasonably
practicable, of the substance of the judicial recommendations which were made
in their case as to the period to be served by them in order to satisfy the
requirements of retribution and deterrence. I am consulting the Lord Chief
Justice about the precise way in which this will be done. In addition, I have
decided to disclose to both existing and future mandatory life sentence
prisoners the Secretary of States decision, taken after consideration
of the judicial advice, on the appropriate period in question. In accordance
with the judgment, reasons will be given to the prisoner for any departure from
the judicial view. As the judgment makes clear, successive Secretaries of State
have been, and I continue to be, willing to consider any written
representations by prisoners as to the minimum period to be served by them to
satisfy the requirements of retribution and deterrence. In future, prisoners
will be afforded the opportunity to submit such written representations at the
beginning of the sentence and before I have formed a view as to the minimum
period for retribution and deterrence. I take this opportunity to emphasise
that the view which I or a minister acting under my authority takes, at the
beginning of a mandatory life sentence, of the period necessary to satisfy the
requirements of retribution and deterrence is an initial view of the minimum
period necessary to satisfy those requirements. It therefore remains possible
for me, or a future Secretary of State, exceptionally to revise that view of
the minimum period, either by reducing it, or by increasing it where I, or a
successor in my office, concludes that, putting aside questions of risk, the
minimum requirements of retribution and deterrence will not have been satisfied
at the expiry of the period which had previously been determined. The Home Secretary went on to say that if he was to increase the
minimum period, it would give the prisoner an opportunity to make
representations. The Home Secretary then refuted the suggestion which had been
made by Lord Mustill in his speech that there was an illogicality involved in
the statement made by Dame Angela Rumbold by saying that he wholly endorsed the
latters description of the way in which he currently exercised his
discretion and intended to do so in future. The Home Secretary concluded in
these words: Accordingly, before any such prisoner
is released on licence, I will consider not only (a) whether the period served
by the prisoner is adequate to satisfy the requirements of retribution and
deterrence and (b) whether it is safe to release the prisoner, but also (c) the
public acceptability of early release. This means that I will exercise my
discretion to release only if I am satisfied that to do so will not threaten
the maintenance of public confidence in the system of [*423] criminal justice.
Everything that I have said about the practice of the Secretary of State in
relation to mandatory life sentence prisoners applies equally to persons who
are, or will be, detained during Her Majestys pleasure under section
53(1) of the Children and Young Persons Act 1933, as well as to persons who
have been, or will be, sentenced to custody for life under section 8 of the
Criminal Justice Act 1982. There are a number of comments which it is relevant to make about
this statement. First and most importantly the final paragraph of the statement
was the first direct intimation of the approach of the Home Secretary to
children who were detained during Her Majestys pleasure. This makes
it clear that the policy is to treat them even if they are only 10 years of age
in the same way as adults sentenced to mandatory life sentences. That this
should be the first statement to deal with this is surprising since this is
what had happened in practice since Mr. Brittans statement. Second,
the references in Mr. Brittans statement to which I drew attention
suggesting a degree of flexibility are no longer present except perhaps in
cases were the penal element is 20 years or more. At least after 17 years there
will always be a review irrespective of the longer length of the tariff. It is
however to be noted that the Home Secretary refers to an initial
view of the minimum period. Third, the element of preserving the
publics confidence in the system in determining the date of release
is being kept separate from the element of punishment and deterrence. Children and young persons convicted of murder Having considered how the position developed in relation to adult
prisoners, it is now possible to turn to the position as to children and young
persons, concentrating in particular on those sentenced to be detained during
Her Majestys pleasure. The relevant ages have varied but that of a
child can be taken as being 10 to 14 and that of a young person 14 to 18. The concept of detention during Her Majestys pleasure
has a very considerable history. Mr. Fitzgerald relies upon that history as
indicating that it is inappropriate to treat those detained in this way in the
same way as if they had been sentenced to life imprisonment. Mr. Fitzgerald
refers to the use of the phrase in relation to disposal under the Act of 1800
(39 & 40 Geo. 3, c. 94) entitled An Act for the Safe Custody of
Insane Persons Charged with Offences and later Acts on the same
subject. If a person was found to be insane by a jury lawfully empanelled for
that purpose, they were to be kept in strict custody until His
Majestys Pleasure shall be known (section 2). It was also
provided that in all cases of insanity so found, it shall be lawful
for His Majesty to give such order for the safe custody of such person so found
to be insane, during his Pleasure, in such place and in such manner as to His
Majesty shall seem fit. This language was adopted when Parliament decided by section 103
of the Children Act 1908 to abolish sentences of death in relation to children
and young persons. The Children Act 1908, section 103 provides: Sentence of death shall not be
pronounced on or recorded against a child or young person, but in lieu thereof
the court shall sentence [*424] the child or young person to be detained during His
Majestys pleasure, and, if so sentenced, he shall, notwithstanding
anything in the other provisions of this Act, be liable to be detained in such
place and under such conditions as the Secretary of State may direct, and while
so detained shall be deemed to be in legal custody. The language of section 53 of the Children and Young Persons Act
1933 reflects the provisions of the Act of 1908. The terms of section 53 of the
Act, as amended, at the material times were: (1) A person convicted of an offence
who appears to the court to have been under the age of 18 years at the time the
offence was committed shall not, if he is convicted of murder, be sentenced to
imprisonment for life, nor shall sentence of death be pronounced on or recorded
against any such person; but in lieu thereof the court shall (notwithstanding
anything in this or any other Act) sentence him to be detained during Her
Majestys pleasure, and if so sentenced he shall be liable to be
detained in such place and under such conditions as the Secretary of State may
direct. (2) Where a child or young person is convicted on indictment of any
offence punishable in the case of an adult with imprisonment for 14 years or
more, not being an offence the sentence for which is fixed by law and the court
is of opinion that none of the other methods in which the case may legally be
dealt with is suitable, the court may sentence the offender to be detained for
such period [not exceeding the maximum term of imprisonment with which the
offence is punishable in the case of an adult] as may be specified in the
sentence; and where such a sentence has been passed the child or young person
shall, during that period . . . be liable to be detained in such place and on
such conditions as the Secretary of State may direct. (3) A person detained
pursuant to the directions of the Secretary of State under this section shall,
while so detained, be deemed to be in legal custody . . . Section 53(1) which makes it clear beyond doubt that a sentence of
detention during Her Majestys pleasure is not the same as a sentence
of imprisonment for life. It is a sentence in lieu of such
a sentence. The section does not provide any express guidance as to what
Parliament intends as to the duration of such a sentence. It leaves that to the
Home Secretary to determine on behalf of Her Majesty. However the important
point for our purposes is that it only continues so long as that is Her Majestys,
that is in practice the Home Secretarys, pleasure. Under section
53(2) the court can also sentence a child or young person to a sentence of
detention for life since such a period includes life for
the purposes of that section: see Reg. v. Abbott [1964] 1 Q.B. 489.
Such a period of detention would however be a discretionary sentence. In
addition it would in practice be a sentence which it would be inappropriate to
regard as involving, as does a mandatory life sentence, the implication that a
young offender has forfeited any expectation of release. Mr. Pannick on behalf of the Home Secretary draws a parallel
between the discretionary sentences of detention for life and life imprisonment
and between the mandatory sentences of detention during Her Majestys
pleasure and life imprisonment. He submits the two discretionary sentences [*425] are treated in the
same manner by the legislation and the same approach should be adopted as to
the two mandatory sentences. He draws attention to the fact that in the case of
both mandatory sentences after release the offender remains on licence for
life. Mr. Pannick argues that the correctness of the Home
Secretarys approach is confirmed by section 35(2) and (3) of the
Criminal Justice Act 1991 when read with the relevant parts of sections 43 and
51 of the same Act. These provisions he submits make it clear that the duration
of the two sentences are from a practical point of view indistinguishable. The
terms of section 35(2) and (3) are: (2) If recommended to do so by the
Board, the Secretary of State may, after consultation with the Lord Chief
Justice together with the trial judge if available, release on licence a life
prisoner who is not a discretionary life prisoner. (3) The Board shall not make
a recommendation under subsection (2) above unless the Secretary of State has
referred the particular case, or the class of case to which the case belongs,
to the Board for its advice. Section 43 assimilates the position of adult prisoners and
children and young persons sentenced to detention by providing: Young offenders. 43(1) Subject to
subsections (4) and (5) below, this Part applies to persons serving sentences
of detention in a young offender institution, or determinate sentences of
detention under section 53 of the Act of 1933, as it applies to persons serving
equivalent sentences of imprisonment. (2) Subject to subsection (5) below, this
Part applies to persons serving (a) sentences of detention during
Her Majestys pleasure or for life under section 53 of the Act of
1933; or (b) sentences of custody for life under section 8 of the Act of 1982,
as it applies to persons serving sentences of imprisonment for life. Section 51 contains interpretation provisions in respect of Part
II of the Act of 1991. The section includes a provision which provides that in
this Part life prisoner has the meaning given by
section 34(7) above (as extended by section 43(2) above). Section 51(1)
also includes a definition of a discretionary life prisoner
as having the meaning given by section 34 above (as extended by
section 43(2) above). Section 43(2) does provide a further link
between the provisions in the Act dealing with young offenders and those
dealing with adult prisoners. I accept there is a clear relationship between the provisions as
to adults and those which relate to young offenders but it does not follow from
this that the symmetry is necessarily exact so that the only difference between
the mandatory sentences is the conditions in which the two age groups are to be
housed while in custody. The provisions of sections 43 and 51 of the Act of
1991 are only for the purpose of Part II of the Act. This means the statutory
source of the Home Secretarys discretion to order the release is the
same in the case of both classes of offenders but it does not mean that the
sentences from which they are being released are necessarily the same. Mr. Fitzgerald is therefore right in saying that Her
Majestys pleasure remains a separate and different sentence from that
of a mandatory life [*426] sentence. It is a sentence which still has something of the
flavour of its use in connection with so called lunatics of retaining the individual
in detention so long as there is reason to do so. In the case of an adult
murderer as the sentence is one for life it is explicit from the sentence
itself that the subject of the sentence is to forfeit for the period of life
any right to be released. The terms of the sentence itself provide the
justification for the continued imprisonment. It can be said as the minister of
state did that there is a presumption of continued incarceration. In the case
of a sentence of detention during Her Majestys pleasure there is no
such explicit or implicit consequence to be derived from the language of the
sentence. As one would expect of a sentence relating to a child or young person
the sentence is more merciful. The subject of the sentence is not by its language
deprived of all expectation of release. There can still be an expectation of
release, not on a predetermined date, but when the Home Secretary determines
that there is no reason for the detention to continue. The distinction is no
more than that which flows from the fact that in the case of one sentence the
discretion is to bring custody to an end despite the fact that the sentence is
for life while in the case of the other sentence there is a discretion to
continue custody which may result in custody lasting even for life. The
distinction between the discretions remains even though in both cases on
release the release is conditional for life and conditional on compliance with
the conditions of the licence. The distinction which I draw between the two mandatory sentences
expresses in my own words the distinction which was recognised by Evans L.J. in
Reg. v. Secretary of State for the Home Department, Ex parte Prem Singh (unreported), 20
April 1993, and by both the Commission and the European Court of Human Rights
in Hussain v. United Kingdom (1996) 22 E.H.R.R. 1. A different view from
that of Evans L.J. was taken by Kennedy L.J. in Reg. v. Secretary of State
for the Home Department, Ex parte H. [1994] Q.B. 378 but that can be explained by
the fact that the case only concerned the release provisions under the Act of
1991 when the statutory provisions themselves make it clear the same statutory
provisions are to apply to both sentences. I therefore accept that in many situations the distinction may not
have any practical implications and the differences between the two mandatory
sentences will be reduced normally to that as to the conditions in which the
sentence is served. Nonetheless the distinction to which I have referred
remains and should be remembered by the Home Secretary since it can affect the
way the Home Secretary is required to exercise his discretion. The Act of 1991 was at least in part intended to bring our law
into line with the jurisprudence of the European Court of Human Rights. The
consequence of this analysis of the sentence of detention during Her
Majestys pleasure means that Parliament has not done so. The same is,
however, probably true if Mr. Pannicks arguments are correct.
Further, it would be wrong on the basis of this general intention to change the
underlying nature of the sentence of young offenders so it becomes materially
more punitive by a side wind. There are two other statutory provisions to which I need to make
reference. The first is section 44 of the Children and Young Persons Act 1933.
In subsection (1) it provides: Every court in dealing with a child
or young person who is brought before it, either as . . . an offender or
otherwise, shall have [*427] regard to the welfare of the child or young person and shall in a
proper case take steps for removing him from undesirable surroundings, and for
securing that proper provision is made for his education and
training. Although this section is referring expressly to courts and not to
the Home Secretary, if he chooses to adopt a practice which involves his
performing the same role as a court then the section is clearly of relevance as
indicating the importance that Parliament attaches to the welfare of children
and young persons. Under the other statutory provision, section 50 of the
Children and Young Persons Act 1933, a child under the age of 10 years cannot
be guilty of any offence. Mr. Fitzgerald attaches importance to this because of
the applicants age at the time of the crime. On the other hand, a
child between the age of 10 and 14 can only be found guilty if he appreciates
what he has done is seriously wrong and the applicants were found guilty. The facts The applicants were born in August 1982. The murder was committed
in February 1993 when they were 10&12frac;. At the trial in November 1993,
no defence of diminished responsibility was advanced and the psychiatric
evidence given was called by the prosecution to establish that the applicants
were capable of knowing the difference between right and wrong. After they were convicted, because the sentence was mandatory
under section 53(1) of the Act of 1933 no psychiatric or social inquiry reports
were adduced for the purposes of mitigation. However the trial judge made a
report to the Home Secretary dated 29 November 1993. The report was in the
standard form. It summarised the facts of the offence and pointed out that the
applicants did not give evidence and indicated that both boys were of average
intelligence with no mental abnormality. The judge referred to two detailed
reports which he had. One in the case of Thompson obtained by his solicitor and
the other in the case of Venables obtained by the Crown. The judge indicated: Very great care will have to be
taken before either defendant is allowed out into the general community. Much
psychotherapeutic psychological and educational investigation assistance will
be required. Not only must they be fully rehabilitated and no longer a danger
to others but there is a very real risk of revenge attacks upon them from
others. In answer to the question as to the trial judges view on
the actual length of detention necessary to meet the requirements of
retribution and general deterrence for the offence the judge said: If the defendants had been adults I
would have said that the actual length of detention necessary to meet the
requirements of retribution and general deterrence should have been 18
years. The judge then briefly described the background of the boys and
continued: In my judgment the appropriate
actual length of detention necessary to meet the requirement of retribution and
general deterrence [*428] for murder, taking into account all its appalling circumstances
and the age of the defendants when it was committed is eight years (subject to
my comments . . . above) eight years is very, very many years for a
10- or 11-year-old. They are now children. In eight years time they
will be young men. Lord Taylor of Gosforth C.J. commented: I have well in mind the trial judge
is in a better position than I to assess these two boys and their crime, also I
agree that a much lesser tariff should apply than in the case of an adult. I
think the minimum period for punishment and deterrence should be 10
years. The doctors who were responsible for the report on Thompson were
concerned for his future and wrote to the Home Secretary and the Secretary of
State for Health indicating their reasons for concern and stated: Unfortunately the adversarial nature
of the criminal proceedings meant that the bulk of our assessment, including
our clinical hypothesis about the possible motivation for this crime, was never
seen by the jury, read by the judge or reported in the press. They indicated that they felt that there was an urgent need for
further psychiatric examination and assessment. The Home Secretary replied on
20 December 1993 indicating that a clear sentence plan would be drawn up for
Thompson based on a full assessment which would include a full psychiatric
assessment. At the beginning of January 1994 each of the applicants was
informed of the substance of the recommendations as to the tariff made by the
judge and Lord Taylor of Gosforth C.J. In February 1994 representations as to the
tariff were made by lawyers on behalf of Venables and in March 1994 by lawyers
on behalf of Thompson. I was concerned that those lawyers who make the
representations might be without any right to legal aid for this purpose and
therefore without any entitlement to payment. That would be an unsatisfactory
situation. However, as a result inquiries were made at the request of the court
(for which we are grateful) and it appears that the position was improved from
1 May 1996 and that legal aid is now available under an extension of the green
form scheme. On 16 June 1994 a letter was written to each of the applicants by
Mr. Newton on behalf of the Home Secretary. The letter referred to reports in
the media about representations made to the Home Office by members of the
Bulger family and other members of the public. It indicated that a petition had
been received from about 250,000 members of the public indicating that the
applicants should not be released in any circumstances and should be detained
for life. The letter also mentioned some 4,400 letters from members of the
public in support of the family. In addition there was reference to a Member of
Parliament who had submitted a petition at the request of relatives of the
Bulger family signed by nearly 6,000 people indicating that the minimum
sentence should be 25 years and to 21,000 coupons published by the Sun
newspaper which had been received in support of a whole life tariff. In
addition there had been various letters and small petitions over 1,000 of which
were in favour of a [*429] whole life tariff and only 33 of which agreed with the judiciary
or suggested a lower tariff. The Home Secretarys decision letters stated that the
Home Secretary: had regard to the circumstances of
the offence, the recommendations received from the judiciary, the
representations made on your behalf and the extent to which this case could be
compared with other cases. He also had regard to the public concern about
this case which was evidenced by the petitions and other correspondence
to which I have just referred and to the need to maintain
the public confidence in the system of criminal justice. The Secretary of State
takes fully into account the fact that you were only 10 years old when the
offence was committed. He further acknowledges that a much lesser tariff should
apply than in the case of an adult. (Emphasis added.) The letter indicates that like the trial judge he was not able to
reach any conclusion with regard to the relative responsibility of the
applicants. The letter then sets out the views of the trial judge and Lord
Taylor of Gosforth C.J. and continues by stating: The Secretary of State had regard to
these views. He takes the view that this was an exceptionally cruel and
sadistic offence against a very young and defenceless victim committed over a
period of several hours. The Secretary of State believes that if the offence
had been committed by an adult then the appropriate tariff would have been in
the region of 25 years and not 18 years as suggested by the trial judge. For
these reasons and bearing in mind your age when the offence was committed the
Secretary of State has decided to fix a tariff of 15 years in your case. The
Secretary of State is satisfied that such a tariff is consistent with tariffs
fixed in other cases. The letter concludes by stating that the Secretary of State is
prepared to consider any further representations which you or your
representatives might wish to make about the length of the tariff and in the
light of such fresh representations, to reduce the tariff if appropriate. On 12 October 1994 further representations were made on behalf of
Venables by a letter of that date. The letter indicated that judicial review
would be sought on behalf of Venables. It added that the procedure adopted in
fixing the period was unfair and that Venables had not been adequately informed
of the information before the judiciary and the Home Secretary when they made
their decision. The letter therefore asked the Secretary of State to reconsider
the whole matter and for this purpose to consult the judiciary afresh. The
letter points out that the psychiatric report before the judge had been limited
and there had been no detailed mitigation. Similar representations were made in
relation to Thompson also in a letter of 12 October 1994. By letters dated 24
January 1995 written on behalf of the Home Secretary, he indicated that he
could not see that there was any reason to depart from his previous decision. In an affidavit Mr. Newton, who is the author of the letters
written on behalf of the Home Secretary, indicates that the Secretary of State
when he made his decision had only a medical report on Thompson which he did
not regard as containing information which assisted him. Mr. Newton [*430] drew attention to the
fact that the report stated that it is not possible on the basis of the
information currently available to reach a reliable conclusion about
Thompsons state of mind at the time of the alleged offence. The
affidavit also refers to the criticisms which were made of the Secretary of
State reaching a decision when fresh information may come to light in the
future relating to the offences or the state of mind of the applicant, in
particular psychiatric reports and then states: The Secretary of State is always
prepared to consider such fresh information and to reduce the tariff if
appropriate. This applies equally to any social inquiry or psychiatric reports
commissioned by the applicants and containing information relevant to the
length of tariff. (Emphasis added.) Mr. Newton also made clear as is accepted by Mr. Pannick on behalf
of the Home Secretary that the Secretary of State would only be influenced by
fresh information which comes to light which is relevant to the
circumstances of the offence, or the applicants state of mind when
the offences were committed. Other changes in circumstances are not
regarded as being relevant. The reason for this approach, as I understand it,
is that the Home Secretary regards subsequent events, such as changes in the
character and personality of the offender, as irrelevant when determining the
appropriate tariff. This approach means that if a detainees character
changes beyond recognition for the better this cannot bring forward the first
review date. Again it means that if an offender while in detention acted in a
conspicuously brave manner this would not be regarded as relevant to changing
the tariff. Mr. Pannick suggests that could constitute a compassionate ground
for release under the special power contained in section 36 of the Act of 1991.
I am not sure about this but in any event this approach substantially limits
the scope of the suggestions made in the statement and by Mr. Newton in his
evidence and in letters that the Secretary of States decision is not
immutable and his statement that: The Secretary of State has had
regard to the need for rehabilitation of the applicants. But on the facts of
these cases, and in the light of the gravity of the offences and the need for
punishment for them, he does not consider that the aim for rehabilitation can
override the need for 15 years detention as punishment. Moreover the
fixing of a tariff of 15 years does not preclude the need for periodic
monitoring of rehabilitation of the applicants. While there is excellent monitoring and a care plan designed to
achieve the best outcome which is possible for the applicants despite their
circumstances, the results of this enlightened approach is apparently not to
affect the operation of the tariff or the date of the first review. Later in the affidavit Mr. Newton states: The Secretary of State did not seek
to apply a mathematical formula. He selected that tariff which he thought was
appropriate as punishment in the light of the gravity of the offence and all of
the circumstances of this case, having particular regard to the age of the
applicants. [*431] The affidavit also makes clear that in fixing the tariff the
Secretary of State has had regard to public opinion and to public concern about
the particular cases. After the fixing of the tariff, a full psychiatric report was
obtained in January 1995 on Venables. This indicated that he was making excellent
response to the therapeutic work and current family support that he was
receiving. It also indicates there would be major concern for
(Venables) to have to progress through young offender institutions to
prison which is what is likely to happen if the present tariff is
maintained. Similar comments are made in a further psychiatric report obtained
on behalf of Venables by a distinguished professor of child psychiatry at the
University of London. He regards the tariff as long as 15 years as likely to
have a damaging effect on the ability of a child of the age of the applicants
to think constructively about preparing for the adult life. He also considers
the adverse consequences of Venables being transferred either to a young
offenders institution or to prison. In response to questions by the parties it is stated on behalf of
the Home Secretary that in the case of detainees under 14 years of age, 15
years is the longest tariff imposed. However there was one case of a tariff of
14 years set for a murderer aged 12. In that case the judge had recommended a
tariff of 12 years and the Lord Chief Justice had recommended 14 years. Having set out the background material necessarily at some length,
I return to the issues. In doing so it is convenient to have in mind that the
criticisms which are made of the decisions of the Home Secretary can be
conveniently assessed under three heads. 1. The tariff policy which the Home Secretary has adopted is
unlawful in the case of young offenders because it conflicts with statutory
discretion which he is given to release young offenders. (The lawfulness of the
policy.) 2. If the tariff policy is lawful it has been applied too
inflexibly so that it unlawfully fetters this discretion. (The application of
the policy.) 3. In applying the policy and fixing the tariff in the case of the
applicants: (a) irrelevant material in the form of petitions and other
documents calling for a long tariff period was unfairly or irrationally taken
into account; or (b) information which should have been disclosed to the
applicants was not disclosed; or (c) information which should have been
obtained was not obtained or taken into account. (The fairness of the
decision.) The lawfulness of the policy In the case of adult offenders who are found guilty of murder the
decision in the Doody case [1994] 1 A.C. 531 makes it clear that the policy is
lawful. Mr. Fitzgeralds primary submission for saying that the policy
cannot be applied to young offenders is based on the statutory description of
the sentence and its history. He submits that either punishment should play no
part in the sentence or only a limited role and therefore a policy relying
substantially on a period representing punishment and deterrence is
inappropriate. I do not agree that punishment and deterrence necessarily have a
limited role to play in the case of the detention of a young offender for [*432] murder during Her
Majestys pleasure. Even without the sidenote to section 53 of the Act
of 1933, which reads punishment of certain grave crimes,
the sentence clearly involves a punitive element. The sentence after all was
originally introduced as a substitute for capital punishment. The idea that
there should be no room for punishment for murder when there is clearly
provision for punishment for lesser offences would make nonsense of the
legislation. The weight to be given to the need for punishment in the case of
any particular offender, as against other legitimate considerations, is a
matter for the Home Secretary to determine when deciding in the exercise of his
discretion when a particular individual young offender should be released. As
long as the Home Secretary exercises his discretion in a manner which accords
with the requirements of the law, the courts cannot interfere with the
significance which he attaches to the need for punishment. The policy cannot
therefore be faulted for the importance it attaches to the need for punishment. Obviously an allowance must be made for the age of the offender when
determining the tariff since the more mature the offender the less excuse for
offending. But this can be and is allowed for when fixing the tariff in
accordance with the policy. The need for rehabilitation is also a relevant
consideration. This can in part be catered for in the regime provided for the
offender while in detention and it can also influence the decision as to when
to release when punishment no longer requires continued detention. Again the fact that the mandatory sentence of detention for young
offenders has the distinction from the mandatory sentence of life imprisonment
which I have described does not mean that the same tariff based approach cannot
be deployed in relation to both. The distinction between the sentences can be
accommodated in the application of the policy. This involves paying greater
attention to the need for flexibility when circumstances require. In addition
if the sentence does not involve the presumption to which the minister of state
referred there should be a greater readiness to depart from the two stage
policy. This is especially so in the case of a very young offender if otherwise
there could be an inappropriate result. There appears to me no reason why the
policy should not cater for this though under the next head it is necessary to
consider the relevance of the absence of any recognition in the evidence of the
Home Secretary of this requirement. The application of the policy The Home Secretarys discretion as to release is very
wide. It is the type of discretion which calls out for the development of
policy as to the way it will in general be exercised. This should assist in
providing consistency and certainty which are highly desirable in an area
involving the administration of justice where fairness is particularly
important. Furthermore in general I cannot see any legal objection to the
Home Secretary applying the two limb approach as modified and developed from
time to time, which was regarded as unobjectionable in the Doody case [1994] 1 A.C. 531
in relation to adults, to young offenders as happened from 1983 although this
was not mentioned to Parliament until a later date. This is because it allows a
young offender to know the period during which he is unlikely to be released
and when he should prepare himself to [*433] put forward representations. The objection
which is most often made by those subject to an indeterminate sentence is its
uncertainty. They need a target date. It is also sensible from the
administrators point of view. It avoids conducting reviews which will
serve no purpose at times when there is no question of the offender being
released from custody which will only give rise to unjustified expectations on
the part of the detainee. In addition it identifies the penal element which perfectly
properly the young offender can normally be expected to serve by way of
punishment. Just as in exercising his discretion in an individual case the
Home Secretary is required to exercise his discretion in the manner which
accords with the law so he must also do so in determining his policy. If the
position was otherwise the existence of policy would enable the discretion to
be exercised in a way which would not be permissible in the absence of the
policy. This means that the policy must not be so inflexible that it cannot
accommodate the range of different situations to which it will have to apply.
Here, in the case of young offenders, from the child just over the age of
criminal responsibility to the 17-year-old. In addition the policy must not be so rigid that it does not allow
for the exceptional case which requires a departure from the policy, otherwise
it could result in fettering of the discretion which would be unlawful. The reason for the significance of the unlawful fettering of
discretion is accurately described by Professor Sir William Wade in
Administrative Law, 7th ed. (1994), p. 360, under the heading
Over-Rigid Policies: It is a fundamental rule for the
exercise of discretionary power that discretion must be brought to bear on
every case: each one must be considered on its merits and decided as the public
interest requires at the time. When the 1993 statement is compared with that of 1983 it is
apparent that the policy of 1993 is more rigid. In the case of young offenders
to put off the commencement of a general review of their position theoretically
as long as 15 years appears to be totally unreasonable. Even, in the case of
offenders of the age of the applicants, to put it off for 12 years appears to
me to be unacceptable and contrary to the proper exercise of the discretion. If
the tariff was fixed at a figure as high as this but there was to be a general
reconsideration during the period of the tariff I would take a different view.
The policy would then allow for the changes of circumstances which will
inevitably occur in the case of young offenders as they grow up to be taken
into account. The inconvenience that this would cause would be limited because
of the monitoring that already takes place. How it could work is indicated in
the policy statement of 1983. Exceptional progress may be what is required for a departure from
the tariff but where it occurs it cannot be excluded as irrelevant without
fettering the discretion unlawfully in the case of applicants of this age. On
Mr. Newtons evidence this fettering now would or at least could occur
because of the restriction on what is regarded as relevant when reconsidering
the tariff. The need for reconsideration is especially important if limited
information is available to the Home Secretary at the time when he reaches his
decision on tariff. The absence of full reports is understandable because [*434] to meet the views
expressed in Reg. v. Secretary of State for the Home Department, Ex parte
Handscomb, 86 Cr.App.R. 59 the tariff is fixed expeditiously. However when
a decision is taken on limited material this makes reconsideration all the more
important. After what period the reconsideration should take place is a matter
for the Home Secretary but it cannot be postponed altogether for as long as 12
years for no good reason in the case of offenders of the age of these
applicants. Mr. Fitzgerald in argument referred to five years and I would find
this acceptable but I emphasise each case turns on its own circumstances and
the nature of the new material which becomes available. The position of adults is different. Their circumstances do not
change to the same extent as those of children. A child of 10 by the time he
reaches the age of 15 may have changed beyond recognition. I do not say that
progress will entitle the younger offender to a review let alone release. All
that is required is a willingness to reconsider the date of review if there is
material available to the Home Secretary indicating that this is desirable. The
statute gives the Home Secretary a discretion which allows him to exercise his
power of release at any time. He cannot decline to consider exercising a
discretion which he has throughout the period of the detention irrespective of
the circumstances of an exceptional case. The tariff policy is perfectly
permissible as an aid to the exercise of this discretion but it cannot excuse
an unwillingness to depart from the policy. The explanation for the Home Secretary adopting this approach to
the policy could be a misapprehension as to the legal position to which it
applies. His approach appears to be that there is no distinction between the
mandatory sentences in the case of a child or young person detained during Her
Majestys pleasure and an adult whereas as I have indicated above
there is a distinction. The likelihood of the misapprehension is confirmed by
Mr. Newtons evidence which is totally lacking in any acknowledgement
of such a distinction. The failure to recognise the distinction between the two sentences
may also be the explanation for Mr. Newtons approach to fresh
evidence which comes into existence after the tariff has been determined. The difference between the judicial figures and that of the Home
Secretary in this particular case as to the tariff are so different as to raise
a doubt as to whether there is a difference of approach as to what the tariff
covers. Unless the tariff is to bear some relationship to what punishment the
judiciary would impose what is the purpose of consulting them? This is
underlined when it is remembered that the tariff is a net figure, taking into
account the right to remission, so the true difference is greater than appears
from comparing 8 or 10 with 15. However I do not consider it is open for a
court to interfere on this ground alone for the reasons indicated by Lord
Mustill in the Doody case [1994] 1 A.C. 531 once it is accepted that
punishment is part of the sentence. The scale of the tariff selected in the case of the applicants is
still of significance. It is another feature which highlights the exceptional
nature of the position of the applicants. To the fact that at the time of their
offence they were just over the age of criminal responsibility and the nature
of their offence there has to be added the fact that the tariff considered
appropriate was longer than had ever been selected for an [*435] offender of their
age. Even the nearest example was less for an offender two years older and two
years is a substantial difference at this age. When the limited evidence which
was available about the applicants is also taken into account together with the
public interest in the tariff figures which was quite out of proportion to the
significance of the tariff there was an almost irresistible case for
considering whether the tariff approach should not exceptionally be departed
from. On the evidence this was not considered. It should have been. A departure
from the tariff would allow the development of these young offenders to be
considered. It would allow the full information to be obtained. It would avoid
the Home Secretary publicly being in significant disagreement with the
judiciary which could only tend to undermine the public confidence in the
criminal justice system. It appears that either the ability to depart from the
policy was not appreciated or if it was appreciated not considered. In deciding whether consideration should have been given to
departing from the policy in this case it is helpful to ask two questions. The
first is whether if there was no policy would it be sensible to have come to
this decision. To this question I unhesitantly say No. In
addition to the features I have already identified which are disadvantages
which follow from the application of the policy there is the crushing nature of
the inevitable penal element of the sentence which puts off reconsideration for
the same period as would a determinative sentence of 27 years. (I am taking
into account the Home Secretarys discretion to consider release after
half the sentence and deducting three years. I appreciate there would in any
event be a review after 17 years.) Fifteen years is 150 per cent. of the
applicants lives so far. It is necessary to consider what effect this
has on the rehabilitation which is the part of any sentence. How do the
applicants and those whose task it is to be responsible for them cope with
this? It is inconsistent with the very flexibility which must have been
intended by Parliament in giving such a wide and untrammelled discretion to the
Home Secretary. The other question is: does the existence of the policy justify
not at least considering departing from the policy? Again the answer I give is
No. If there is ever going to be a justification for
departing from the policy cases with the features of these cases must be at the
top of the list justifying departure. As will be apparent from what I have to
say under the third head, the application of the policy is going to produce
injustice. The fairness of the decision Here it is clear that the Home Secretary took into account the
petitions and other documents presented to him urging the fixing of a higher
tariff than that fixed by the judiciary. This could well provide part of the
explanation for the striking difference in the figures of the judiciary and the
Home Secretary for the penal element. This I regard as being a departure from
the standards of fairness the exercise of a discretion of this sort requires. I
also regard this as the taking into account material which is not relevant at
that stage but, if it is ever relevant, is relevant to the question of release
after the tariff period has been served. The fixing of a tariff involves determining the appropriate
punishment within the scale of punishments which the Home Secretary applies [*436] generally. Those
punishments should as the Home Secretary advocates take into account the need
to ensure that the public has confidence in the criminal justice system if they
are to be made public as happened in this case. I also accept that the Home
Secretary is entitled to have his own scale which differs from that of the
judges and that he is free to consider that the particular case requires
particularly heavy punishment. However notwithstanding the width of his discretion
he cannot apply his own policy unfairly or irrationally. To take into account the petitions etc. is unfair because it is
material which has come into existence in a way which it is impossible for the
applicants to test or match. The petition may or may not have been conducted
fairly. We do not know. We do not know how many people would have been prepared
to sign the petition if they had been told that the tariffs only
purpose is to put off the date when the Home Secretary can consider the question
of release at which time the Home Secretary would be able to take into account
current public feeling. We also do not know what would be the response to a
petition and public campaign on behalf of the applicants. In addition to take into account public feeling of this nature for
the purpose of increasing the tariff means that if the mood of the public were
to change prior to the tariff being served a longer sentence than would
otherwise be necessary would be served. This cannot be right and no doubt
explains why the policy hitherto was to treat the attitude of the public as
something separate from the tariff. To include it in the tariff could result in
double accounting. The scale of punishment would in any event take into account
the need for the public to have confidence in the scale. Unless care was
exercised, to take into account the public clamour for a heavy penal element in
a particular case could result in the influence of the same factor being
repeated. While the Home Secretary is not confined in his consideration of
the tariff to the material a court would regard as relevant, he should at least
bear in mind when performing a role similar to that of the courts how the
courts perform that role. A court would regard it as quite improper for this
type of material to be put before a court. I do not believe any prosecutor
would seek to do this. Indeed to run a campaign designed to increase the
punishment in a particular case could amount to an interference with the due
administration of justice. This being the position as to the courts I find it
difficult to see the justification for the Home Secretary taking a different
view. I certainly do not consider Lord Mustill had this type of material in
contemplation when he referred to the need to maintain the publics
confidence in the justice system. The material which the Home Secretary should have before him when
fixing the tariff has to be judged against the extent to which the tariff is
capable of being reconsidered and the length of the tariff in the particular
case. If it is not an initial view which will in due course be fully reviewed
and the period is as long as 15 years in the case of children of this age then
I can only describe the approach in these cases as perfunctory and as falling far
below the standards that a court would adopt if contemplating sentencing a
child for a period of 15 years detention. A court would require full
social and psychiatric reports. [*437] Mr. Pannick submits that what has happened, which is to sentence these
children on a short summary of the views of the trial judge, is not unfair is
demonstrated by the fact that Lord Taylor of Gosforth C.J. was prepared to act
on the same material. While this is a proper point for an advocate to make it
is without substance. If Lord Taylor of Gosforth C.J.s figure was to
be the decision I have no doubt that he would not perform the role in this way.
The Home Secretary is well aware that Lord Taylor of Gosforth C.J. can in
practice provide only a birds-eye view as to tariff, primarily to
achieve consistency. He personally has to consider well over 200 new cases each
year in addition to those which come back for the purposes of review. He is
entitled to expect the Home Secretary to obtain any additional information
which is needed and to ensure that the detainee has a proper opportunity to
make any necessary representations as would happen if the matter comes before a
court. That brings me to the final point. In this case there should have
been full disclosure of the nature of all the material before the Home
Secretary which was to be taken into account. The applicants needed to know
what was not available to him. Mr. Fitzgerald submitted that it was assumed
there would be available the full reports which were absent. For these to be
considered after the decision has been reached is not the same as for them to
be taken into account before the decision is reached. There is natural
reluctance in the case of any administrative decision to change it in the
absence of very clear evidence and the applicants were entitled to a proper
decision taken on the relevant material. The remedy In view of the conclusions to which I have come the proper course
is for this appeal to be dismissed so the decisions can be taken again. This
will involve first deciding whether there should be a tariff in these cases. If
it is decided there should be a tariff it will be necessary to decide that
tariff and whether there should be the possibility of review at some stage
prior to the expiry of the tariff period and if so what steps should be taken
to make that possibility a reality. What I have said earlier in this judgment indicates that there is
real need for reconsideration of how we are administering cases which will
inevitably result in young children being detained for long periods in
detention. The history of the statements made to Parliament suggests the policy
in relation to child murderers may have been adopted as an after thought to
that in the case of adults without the detailed consideration required. Why
otherwise the delay in referring to it for 10 years? Approximately 90 years ago
an enlightened Parliament recognised that a flexible sentence of detention is
what is required in these cases with a very wide discretion being given to the
person Parliament thought best suited to oversee that discretion so that the
most appropriate decision as to release could be taken in the public interest.
The subsequent statutes have not altered the nature of the discretion. Yet by a
series of policy decisions that flexibility has in relation to these cases all
but disappeared. This does not accord with what Parliament has laid down. Nor
does it result in this case in a just result. [*438] HOBHOUSE L.J. Both these appeals raise the same questions. The
points for decision can be grouped under three headings. The first is whether
there is any element of punishment involved in a sentence under section 53(1)
of the Children and Young Persons Act 1933. The Divisional Court held that
there was. The second heading is whether the Secretary of State is entitled to
adopt the same approach to the exercise of his discretion whether or not to
release a defendant detained under section 53(1) as for a defendant who, as an
adult, has been convicted of murder and mandatorily sentenced to life
imprisonment under section 1 of the Murder (Abolition of Death Penalty) Act
1965. The answer to this question depends upon whether the court accepts that a
sentence under section 53(1) is a life sentence and the view it takes of the
provisions of the Criminal Justice Act 1991. The Divisional Court held that the
Secretary of State was not so entitled and quashed the decisions. The third
heading, which the Divisional Court did not have to consider, concerns the
decision-making process whether the procedure was faulty and whether
it involved any irrationality. The applications for judicial review relate to the decision
letters of the Secretary of State dated 22 July 1994 in which he informed each
defendant of his decision on the period to be served in your case to
meet the requirements of retribution and deterrence. The letters
conclude: For these reasons, and bearing in
mind your age when the offence was committed, the Secretary of State has
decided to fix a tariff of 15 years in your case. The Secretary of State is
satisfied that such a tariff is consistent with tariffs fixed in other cases.
The Secretary of State is prepared to consider any fresh representations which
you or your representatives might wish to make about the length of the tariff
and, in the light of such fresh representations, to reduce the tariff if
appropriate. In writing these letters, the Secretary of State was following the
policy and procedure which he had outlined in his parliamentary answer of 27
July 1993 after the decision of the House of Lords in the Doody case [1994] 1 A.C.
531. That parliamentary answer was primarily concerned with adults who had been
convicted of murder and had received a mandatory sentence of life imprisonment.
The answer concluded with these words, Hansard (H.C.) Debates, 27 July 1993,
col. 864: Everything that I have said about
the practice of the Secretary of State in relation to mandatory life sentence
prisoners applies equally to the persons who are, or will be, detained during
Her Majestys pleasure under section 53(1) of the Children and Young
Persons Act 1933 as well as to persons who have been, or will be, sentenced to
custody for life under section 8 of the Criminal Justice Act 1982. I Introduction Before turning to the specific points raised for decision on these
appeals, it is desirable to put them in their factual and legal context. [*439] The trial and its aftermath The murder of James Bulger was a truly horrific crime. This was
because it involved the abduction of a two-year-old child from a shopping
centre, taking him over a period of about two hours whilst he was showing
increasing distress to the place where he was killed and there subjecting him
to a sadistic and brutal attack until he was dead. The perpetrators were two
boys themselves aged no more than 10&12frac; years old. It was the
conclusion of the trial judge, Morland J., that the abduction was carried out
for the purpose of killing the victim and the two boys had earlier made two
unsuccessful attempts to abduct other children. Why this crime provoked an extreme public reaction can be easily
understood. The crime itself threatened the security of all mothers of young
children. The crime was exceptionally cruel. The crime offended against the
assumptions made by most members of the public about the criminal capabilities
of pre-adolescent boys. The killing itself attracted enormous publicity as did
the ensuing trial and the sentencing process. As the two defendants had been
found guilty by the jury, the judge had only one sentence open to him: that
each defendant be detained under section 53(1) during Her Majestys
pleasure. Since this was a mandatory sentence no submissions about the sentence
were heard and no further reports called for or made. The trial judge sentenced the defendants on 24 November 1993. In
his sentencing remarks he described the defendants killing of James
Bulger as an act of unparalleled evil and barbarity; James
Bulger was battered to death without mercy; your
conduct was both cunning and very wicked. He told them that they
would be detained for very, very many years. After he had
passed sentence he made some broader comments which commenced: How it
came about that two mentally normal boys aged 10 of average intelligence
committed this terrible crime is very hard to comprehend. It
therefore came as something of a surprise to many members of the general public
when they read in their newspapers (from what source the affidavits do not say)
that the judge had recommended to the Secretary of State a period of detention
of no more than eight years; they did not feel that that was very,
very many years. They might be released before they were 20. A press
campaign ensued in which extreme views were expressed, including that the
defendants should remain in custody for the rest of their natural lives. The
family of James Bulger made representations. A petition with 250,000 signatures
was presented. Several hundred thousand letters were received by the Home
Department. The situation in which the Secretary of State and his advisers
found themselves was wholly exceptional. A climate of opinion had been built up
in which it was very difficult to make an adequate decision on what was
required for retribution and deterrence. The situation had become overlaid by a
range of public pressures which lost sight of the two defendants as immature
individuals and got bound up with when, many years later, it might become
publicly acceptable to release the murderers of James Bulger from custody on
licence. It also lost sight of the fact that the practical significance of any
statement by the Secretary of State would simply be to the date upon which the
Parole Board would first be allowed to express a view about the defendants:
section 35(3) of the Act of 1991. It appears [*440] that there was no specific attempt to
obtain or marshal whatever mitigation evidence might be
available or to evaluate the maturity or immaturity of the defendants
personalities; they were still only 11 years old. This is the context in which
the letters of 22 July 1993 came to be written. The pragmatic development of English law It is essential to the understanding of the area of law and
practice raised for consideration by these appeals to appreciate that its
development has not proceeded from predetermined principles. It has rather been
pragmatic and empirical. Contributions have been successively made by the
legislature, by the Home Department and by the judges and, in addition, by the
European Court of Human Rights at Strasbourg under the European Convention for
the Protection of Human Rights and Fundamental Freedoms (1953) (Cmd. 8969). The
history has been set out in a number of places. It suffices to refer the reader
to the speech of Lord Mustill in the Doody case [1994] 1 A.C. 531, 551-556.
Important though they are, I will not in this judgment trace again the stages
by which the present position has been reached. I will concentrate upon the
Acts of 1933 and 1991, their effect and the principles they embody. Sentences and custody In English criminal practice, sentencing has to take place as soon
after conviction as is practicable. The power to defer sentence is
circumscribed and rarely exercised. The sentencing judge may have to adjourn
for pre-sentence reports: section 3(1) of the Act of 1991. It may take some
time to obtain these but, subject to that need he will proceed to sentence
straight away. The sentence has to take into account not only the seriousness
of the crime and the need to deter but also the personal circumstances of the
offender and the mitigation available to him, for example, his attitude to his
offence: section 28(1) of the Act of 1991. The sentence is a sentence passed on
an individual and has to be justified for that individual as well as for the
crime. The sentence is passed having regard to the state of affairs
existing at the time sentence is passed. In principle things which occur
subsequently are irrelevant to the propriety of that sentence. They fall within
the control of those responsible for the custodial regime of the offender.
Where the offender is eligible for early release, they will be taken into
account as relevant to the decision whether to allow early release. But, apart
from this, the requisite service of a custodial sentence can only be reduced as
an exercise in executive mercy, now incorporated in various statutory
provisions: see, for example, section 28 of the Prison Act 1952 and section 36
of the Act of 1991. This is the way in which the system accommodates the
exceptional release from custody of those not eligible for early release. Later
eventualities are not the concern of the sentencing judge and are not relevant
to retribution and deterrence. In the theory of penology, there have been recurrent arguments in
favour of indeterminate sentences: thus, it has at times been suggested that
the courts should not be concerned at all with sentence and that the [*441] disposal of offenders
should be left to experts in the field of the treatment of criminals giving
them the power to decide in the light of the response of the offender to the
treatments they have chosen how long he should be detained in custody. However
such policies have as a general rule proved unacceptable and unworkable in
practice. The sentencing of those convicted of crimes has to be and to be seen
to be the imposition of a punishment not merely a prescription for a social
disease. Save in special situations, they fail to meet the needs of the
offender and the criminal justice system. They give rise to serious feelings of
grievance and injustice in the offender as well as the public. Offenders have a
need, in their own interest as well as in the interests of justice, to know
what their punishment is to be. In relation to indeterminate as well as
determinate sentences it is widely accepted that it assists an offender and his
rehabilitation that he should know, either at the time sentence is passed or,
if not, as soon as possible thereafter, what his punishment is. This policy has
been recognised in legislation and parliamentary answers as well as by the
courts. However there is superimposed upon this system an essentially
executive system for the early release of offenders from custody. For reasons
which lie beyond the scope of this judgment it has been a consistent feature of
penal policy to retain and use a power to release those in custody before the
end of their sentence. Over the years the rules have varied as has their
administration. In Part II of the Act of 1991, for determinate sentences, they
have been formalised in sections 33 and 35(1), with consequential provisions
for licences and recall in sections 37 to 40. For indeterminate sentences, in the present context life
sentences, that is to say, sentences which apply for the remainder of the
natural life of the offender, any release is by definition early release.
Therefore such release is in principle a matter for the exercise of an executive
discretion. However there has grown up a distinction between discretionary and
mandatory life sentences. This has come about partly as a result of the
abolition of the death penalty for murder and its replacement by a mandatory
life sentence and partly by an express recognition that discretionary life
sentences are only justified in two circumstances. One is where the offences
are so serious that in the judgment of the sentencer the determinate period to
be served in custody should be as long as the remaining life of the offender.
The other is where it is necessary to protect the public from serious harm from
the offender and in the opinion of the sentencing judge that the offender
should not be released until that risk has been eliminated or acceptably
reduced: sections 2 and 34 of the Act of 1991. The sentencing judge therefore
now states, at the time that he sentences an offender to a discretionary life
sentence, how long a determinate sentence he would have passed, whether life or
a lesser period of years: sections 2 and 34 of the Act of 1991 and Practice
Direction (Crime: Life Sentences) [1993] 1 W.L.R. 223. Further by section 34 of
the Act of 1991 the procedure for the release of discretionary life prisoners
has been further formalised so as to remove any element of executive discretion
and make it depend wholly upon the assessment of the sentencing judge and the
direction of the Parole Board. This exercise makes use of the concept of assessing the period of
custody required for punishment, or retribution and deterrence. This is the
equivalent of the sentence that would have been passed under Part I of the [*442] Act of 1991: sections
2, 3 and 28. But the period is the period of actual custody that would have to
be served taking into account the provisions for early release applicable to
determinate sentences: see the cross-reference to sections 33(2) and 35(1) in
section 34(2)(b). It will be thus between one-half and two-thirds of the
equivalent determinate sentence. It is this principle which has been adopted by successive Home
Secretaries in relation to mandatory life sentences. The Act of 1991 has
preserved the discretion of the Secretary of State to decide whether or not to
release any person who has received a mandatory life sentence. Section 35(2)
requires that he shall only do so after the release of the offender has been
recommended by the Parole Board and after he has consulted the Lord Chief
Justice; these are restrictions on his power to release. Where he has an
unqualified statutory discretion is in deciding whether to refer any case to
the Parole Board: section 35(3). However Home Secretaries have taken the view
that they should formalise the discretion to refer. In doing so they have
undoubtedly been influenced by the view expressed by judges and others that
those sentenced need to know when their cases will first be considered by the
Parole Board: Reg. v. Secretary of State for the Home Department, Ex parte
Handscomb, 86 Cr.App.R. 59, 79. It is to this that the decision relates.
But, as with discretionary life sentences, the Secretaries of State have
adopted as their criterion the period of custody required for retribution and
deterrence. This is logical because it corresponds to the period which should
be served before the question of early release should arise. Any reference
before that should be premature. But the criterion introduces an element of
assessment directly analogous to the judicial exercise of sentencing. It is
also an exercise which, for the reasons previously referred to, is undertaken
by the Secretary of State shortly after conviction, its purpose being to
provide certainty for the offender so he can come to terms with his future. It will be appreciated that this policy raises three problems. The
first is that the Secretary of State, having been given a general discretion
which it is his duty to exercise, cannot by his own statements preclude himself
from exercising it. Thus the policy has to include an element of flexibility
and to recognise that whatever may be said he is still retaining a residual
discretion. Secondly, there is a potential illogicality in saying at one and
the same time that the punishment for murder is custody for the remainder of
the offenders natural life and at the same time recognising that some
shorter period may meet the requirements of retribution and deterrence. This
conflict was commented upon by Lord Mustill in the Doody case [1994] 1 A.C.
531, 557, but in the parliamentary answer of 27 July 1993 the Home Secretary
reaffirmed the principle of the mandatory sentence for life. At no time is
there a right to be released. Thirdly, the criterion adopted by the Secretary
of State has drawn him into an exercise directly comparable to that performed
under our constitution by judges. What are the implications of this was the
subject of the Doody case and is in my judgment central to the decision of
these appeals. With this introduction I now turn to the questions arising under
the Act of 1933. [*443] II The Children and Young Persons Act 1933 There are two points which arise under section 53 of this Act:
whether it includes any provision for punishment and whether the order under
section 53(1) is a life sentence. The two points are interlinked and it is not
convenient to discuss them separately even though the Divisional Court decided
the first against the defendants and the second in their favour. English law, in common with other developed legal systems, has
rules which govern the attribution of criminal responsibility to those who have
not achieved adulthood. As is observed in the report published by Justice,
Children and Homicide: February 1996, different countries
have different rules. The rules of English law have recently been reconsidered
by the House of Lords in C. (A Minor) v. Director of Public Prosecutions [1996] A.C. 1. A
child under the age of 10 is not criminally responsible for his acts. Between
10 and 14, he is only criminally responsible if the prosecution prove that at
the time of doing the act the child knew that what he was doing was seriously
wrong. After a child reaches the age of 14 he has full criminal responsibility
in English law although his age may be relevant in other respects. These defendants being aged between 10 and 14 the prosecution had
to discharge the appropriate burden of proof at the trial. The defendants were
convicted because they were proved to have had a sufficient understanding to be
held responsible for their acts and they therefore fell to be convicted of the
crime which they had committed. There are those who do not wish to accept this
conclusion; but it was the verdict of the jury after hearing the evidence and
being properly directed on the law. The question of passing sentence upon an offender only arises once
he has been convicted. These defendants fell to be sentenced because they had
been found criminally responsible and convicted of murder. This situation is to
be contrasted with that of those who are suffering from mental incapacity or
madness. Those who are unfit to plead are not convicted and no finding of guilt
is made against them. Those who raise the defence of insanity at their trial
are entitled to be acquitted. Such persons are still liable to be detained.
Historically this was the context in which persons were ordered to be detained
during Her Majestys pleasure. They were persons who were required to
be detained for their own safety and the safety of the public. They were not
convicts. Despite the fact that the phrase during Her
Majestys pleasure suggests some power of the sovereign
falling outside the scope of the ordinary law and not regulated by statute,
that impression had become obsolete by the end of the last century. It was an
expression used to refer to orders for detention which were not subject to any
time limit other than, by implication, the natural life of the person subject
to the order and which required the exercise of discretionary powers by those
having responsibility for such detention. The power of release was the subject
of and defined by express statutory provision. It was no longer implicit in the
use of the phrase itself. Any release was pursuant to a statutory provision
permitting such release. Thus we will see in all the relevant Acts express
provisions governing the release of the detainee. [*444] The use of the expression detained during Her
Majestys pleasure in the Children Act 1908 and the Act of
1933 has led to some confusion. As previously explained the premise upon which
any offender, child or adult, falls to be sentenced is that he has committed a
crime for which he is criminally responsible. Such responsibility being
established, punishment will always be a legitimate element in such a sentence;
normally it will be the only or primary element. There is nothing in the Act of
1908 nor the Act of 1933 which negatives the power of the sentencing court to
pass a punitive sentence. Indeed, the drafting of those Acts contemplates that
more lenient disposals will be inadequate as punishment. Section 104 of the Act
of 1908 stated: Where a child or young person is
convicted on indictment of an attempt to murder, or of manslaughter, or of
wounding with intent to do grievous bodily harm, and the court is of opinion
that no punishment which under the provisions of this Act it is authorised to
inflict is sufficient, a court may sentence the offender to be detained for
such period as may be specified in the sentence; . . . (Emphasis
added.) This is specifically a provision for punishment. It is absurd to
read section 103 of the same Act dealing with those convicted of murder rather
than attempted murder or manslaughter as saying that they are not to be
punished. Yet that was the primary submission of Mr. Fitzgerald in the present
cases. The conclusion that section 53 of the Act of 1933 provides for
punishment is clear from its wording whether or not one has regard to the
sidenote. It is also clear that the order for detention under section 53
covers either the whole of the natural life of the offender in the case of his
conviction for murder or the period specified by the court under section 53(2)
in the case of some lesser offence which may be life or some lesser period of
years: Reg. v. Abbott [1964] 1 Q.B. 489. Under section 53(1) (like section 103
before it) the order continues to apply for the remainder of the life of the
offender. Under section 53(2) (like section 104) the order continues for the
duration of the period stated by the sentencing judge, either a term of years
or the remainder of the offenders life. This has been recognised by
later legislation which refers to detention of young offenders for
life: section 61(1) of the Criminal Justice Act 1967 and section
43(2)(a) of the Act of 1991. Here again the argument of Mr. Fitzgerald
encounters an absurdity. Why should the sentence passed on a murderer under
section 53(1) not be a life sentence when for lesser offences an offender can
be given a life sentence under section 53(2)? It must also be remembered that
the Acts of 1908 and 1933 applied to 17-year-olds as well as to 10-year-olds
and in this respect made no distinction between them. The discretionary element in relation to the duration of the young
offenders actual custody enters by way of giving the Secretary of
State a statutory power to release on licence. This power was originally
contained in section 105 of the Act of 1908 and can be traced through section
53(4) of the Act of 1933 and section 61(1) of the Criminal Justice Act 1967 to
section 35 of the Act of 1991. It is a power which permits the Secretary of [*445] State at any time
during the operation of the order to release the offender on licence,
conditionally or unconditionally. But the licence is always liable to be
revoked and the offender must in that event return to custody. The power to
release is premised upon the fact that the offender is subject to an order for
his detention. Release does not discharge the order. Thus where the offender
has been sentenced to detention during Her Majestys pleasure under
section 53(1) or to detention for life under section 53(2), he remains subject
to that sentence for the remainder of his natural life. In this respect the
offender is in the same position as an offender sentenced to a life
imprisonment under the Act of 1965. He has received a life sentence. Release on
licence does not alter the status of the offender. The fact that a convicted murderer, whatever his age, is made
subject to a mandatory life sentence in the relevant Acts in contrast to the
range of sentences available for those convicted of lesser, though also grave,
offences is attributable to the special position given by English law and
culture (in common with very many other legal systems and cultures) to those
who have deliberately and unjustifiably taken the lives of others. Whether or
not this approach is still right is the subject of on-going debate but it is a
matter for Parliament not the courts: the courts have to work within the
existing law. The submissions of Mr. Fitzgerald in the present case and the
assumptions made by others about the purpose and effect of the Acts of 1908 and
1933 overlook what is the special and most important part of these sentencing
provisions. It has consistently been the policy of English law that juvenile
offenders should be detained under different conditions and in different
institutions from adult prisoners. Paragraphs 698 and 699 of the Report of the
Royal Commission on Capital Punishment 1949-1953 (Cmnd. 8932) are of interest
in this connection. Discussing the distinction between the sentences of
imprisonment for life and detention during Her
Majestys pleasure, the Report says, at pp. 244-245, paras.
698-699: This difference of terminology does
not make any difference to the actual duration of the sentence . . . the
distinction between detention and imprisonment is a real one, for it may
sometimes be desirable that a young offender should serve his sentence, or part
of it, in a Borstal institution, or even in an approved school, and not in a
prison. In English law the critical age governing whether an offender may
be sent to prison is considered to be 21; and there are further graduated
provisions regarding custodial sentences for ages down to 15. Those in custody
who have not reached the age of 21 are not described as being prisoners or as
being in prison, a distinction preserved by, inter alia section 1(5) of the Act
1965: see also sections 1A to 1C of the Criminal Justice Act 1982, as added by
section 123 of the Criminal Justice Act 1988. They are detainees and, for
example, for those between the ages of 14 and 20 the place of their detention
under these provisions of the Act of 1982 is a young offender institution not a
prison. That these distinctions are sometimes more apparent than real as
regards those over 16 is not due to a lack of statutory intention. At younger
ages and for those of the age of [*446] these defendants, the distinctions have real
importance and practical effect: for example, Reg. v. Collins (1995) 16
Cr.App.R.(S.) 156. See now also the Criminal Justice and Public Order Act 1994. Under section 53, whether it be under subsection (1) or subsection
(2), the Secretary of State is required to decide both where and under what
conditions the offender shall be detained. As is illustrated by the present
cases this duty is conscientiously and carefully discharged by those
responsible for deciding upon the care plan for the offender. The present
defendants have, pursuant to expert advice, been provided with a custodial
regime which has full regard to their age and immaturity and reflects their
needs, including the need for rehabilitation, and this will continue until they
reach an age when this is no longer necessary. The purpose of section 53 and
its related provisions is not to excuse the offender from punishment but to
ensure that the custodial punishment is served in appropriate conditions which
will assist his rehabilitation and not, so far as is possible, expose him to
further corruption. It is this feature, not the date of release (which is
separately provided for), which is the hallmark of the sentence of detention
under section 103 or 104 and section 53(1) or (2). The correct understanding of the Acts of 1908 and 1933 is clear
and it is regrettable that different views should have achieved currency both
here and abroad. They provide for punishment. In respect of convicted
murderers, sections 103 and 53(1) require the passing of a life sentence. I do
not agree with what has been said by Evans L.J. in Reg. v. Secretary of
State for the Home Department, Ex parte Prem Singh, 20 April 1993,
followed by Pill L.J. in the present case. I also do not agree with the similar
view expressed by Lord Woolf M.R., ante, pp. 425H-426E, which I have read in
draft. I have gained the impression from the submissions of Mr. Pannick for the
Secretary of State that he is not eager to emphasise the character of the
sentence under section 53(1) as a life sentence, no doubt because it gives rise
to arguments under article 3 of the 1953 Convention and article 37 of the
United Nations Convention on the Rights of the Child (1992) (Cm. 1976): see Singh
v. United Kingdom (unreported), 21 February 1996; 1994/503/585, paragraphs 62 and
following. However its adoption is central to the last paragraph of the
parliamentary answer and the drafting of the Act of 1991 and it represents the
correct understanding of section 53(1). The correct view of the powers of punishment under section 53 is
implicit in a number of cases of which I will cite only two. The first is Reg.
v. Ford
(1976) 62 Cr.App.R. 303, where under section 53(2) deterrent sentences had been
passed on young offenders for gang robberies and thefts. Scarman L.J., giving
the judgment of the court, said, at p. 307: If one is confronted with
circumstances of such gravity that a general deterrent sentence is necessary,
then it appears to us plain that the court may well be of the opinion that no
other method other than a long period of detention is suitable. Whilst rehabilitation is a relevant consideration it does not
apply to the exclusion of the need to deter by punishment. In Reg. v. Forshaw (1984) 6 Cr.App.R.(S.) 413, which concerned
an appellant aged 15 who had pleaded guilty to manslaughter and had been [*447] sentenced to five
years detention under section 53(2), Lord Lane C.J., delivering the
judgment of the court, said, at p. 415: It is important that punishment
should be inflicted upon people who commit crimes of this sort. It is important
from this young mans point of view that he should expiate his
offence. It is important to remind others of the dangers of carrying knives,
let alone the danger of taking them from their sheaths and using them. It is
important that the publics requirement that offenders should be made
to suffer for their misdeeds should be satisfied. If that requirement is not
satisfied, then people are apt to take matters into their own hands. These wise words identify a number of the factors which lead to
the need to pass a sentence which punishes the responsible young offender who
has committed a serious crime despite his age. If those convicted are not
punished the criminal law and the criminal justice system will cease to carry
confidence and fail to serve the purpose of fulfilling the need to demonstrate
that those who commit crimes are punished. If they are not punished by the law,
members of the public may unlawfully and disproportionately take that task upon
themselves: punishment may thus in this respect also protect the offender. It
is often necessary to punish in order to deter others who might be inclined to
offend. Punishment may also often be an important part of the rehabilitation of
an offender. It can puzzle an offender as much as it puzzles the general public
if he does not receive the appropriate punishment. Punishment enables him to
expiate his crime and assists his rehabilitation. This factor is as important
for the young as for the older, but repentant, offender. III The Criminal Justice Act 1991 The Act of 1991 made radical changes to various aspects of the
criminal law of this country. Part I of the Act restructured in a comprehensive
fashion the powers of courts to deal with offenders. Part II made radical
changes in the scheme for early release of prisoners. Part III included
provisions relating to children and young persons. In Part I, section 2 provides that, where a court passes a
custodial sentence other than one fixed by law, the length of the sentence must
be commensurate with the seriousness of the relevant offence or offences save
where the relevant offence was a violent or sexual offence in which case the
court should pass such sentence as in its opinion is necessary to protect the
public from serious harm from the offender. In such a case the court is
required to state that this is what it is doing and give its reasons. Thus the
Act like others before it recognises the role of custodial sentences in
providing protection to the public from those likely to reoffend and it
expressly distinguishes between this part of the custodial sentence and that
required to reflect the seriousness of the offence or offences for which the
offender was being sentenced. An example of a sentence containing a protective
element is a discretionary life sentence. In Part II of the Act, section 34
introduced a scheme for those sentenced to a discretionary sentence of life
imprisonment. The judge identifies and states the penal [*448] element in the
sentence, that is to say, the part of the sentence which relates to the
seriousness of the offence, either a period of years or the natural life of the
offender. It is this which Lord Taylor of Gosforth C.J. in Practice
Direction (Crime: Life Sentences) [1993] 1 W.L.R. 223 referred to as
the period of detention imposed for punishment and deterrence, taking
into account the seriousness of the offence. Section 34 goes on to
provide that once that period has been served the question of the release of
the offender shall be determined by the Parole Board if it is satisfied that it
is no longer necessary for the protection of the public that the offender
should be confined: see also section 32(6). The release of those who have been sentenced to a mandatory
sentence of life imprisonment is covered by section 35(2) and (3). It gives the
Secretary of State a discretion to release such an offender on licence. But, as
previously observed, it limits his discretion. He is precluded from releasing
such an offender unless he has received a recommendation to do so from the Parole
Board and even then he may not do so unless he has first consulted with the
Lord Chief Justice together with the trial judge if available. Further, the
Parole Board is precluded from making any such recommendation unless the case
of the offender has been referred by the Secretary of State to the Board for
its advice. Thus, the Secretary of State is given an unqualified discretion
which operates at two stages. The first is when he decides to refer the case to
the Parole Board. The second is when, after having received a recommendation to
release (pursuant to a referral) and having consulted the Lord Chief Justice,
he exercises his discretion to release the offender: cf. section 34 where he
has no discretion. By his parliamentary answer of 27 July 1993, the Secretary of
State has undertaken to exercise his discretionary powers under section 35
following certain principles. Thus, he has recognised in relation to mandatory
life sentences the same distinction between the punitive element and the risk
element. In doing so he was continuing the practice adopted by Mr. Leon Brittan
in 1983. In his speech in the Doody case [1994] 1 A.C. 531, 551-557, Lord Mustill
commented upon the inconsistency between the principle that the crime of murder
required that the offender should forfeit his right to liberty for the
remainder of his natural life and the idea that custody for some limited period
of years would suffice to meet the penal element in the sentence. The
parliamentary answer was made in response to what had been said in the Doody case. The Secretary
of State did not accept the inconsistency and said both that he would continue
the previous procedure of taking the judges advice and giving his
decision on the minimum period to be served to satisfy the requirements
of retribution and deterrence and that a person convicted of murder
has committed a crime of such gravity that he forfeits his liberty to
the state for the rest of his days. The Secretary of State thus chose
to preserve the principle of the sentence for life. He has not qualified the
full breadth of his statutory discretion not to release any such person. He has
simply preserved, as part of the procedure which he chooses to follow in
deciding when to refer a case to the Parole Board, an assessment of the period
of custody which will meet the requirements of retribution and deterrence. I have elaborated the effect of Parts I and II of the Act of 1991
to demonstrate that they include a code for both sentencing and the release [*449] of offenders. In Part
II, under the heading Special Cases, section 43 makes
provision for young offenders. Section 43(2) expressly provides that Part II
shall apply to persons serving sentences of detention during Her
Majestys pleasure or for life under section 53 of the Act of 1933 as
it applies to those serving sentences of imprisonment for life. Section 43(3)
states that references to life prisoners in Part II of the
Act and to prison or imprisonment shall
be construed accordingly, that is to say, the references to prisoners include
young offender detainees and to life imprisonment include detention under
section 53(1) or (2) during Her Majestys pleasure or for life.
Further, section 51(1) defines the term life prisoner by
reference, inter alia, to section 43(2) and therefore as including young
offenders sentenced to detention during Her Majestys pleasure. The
statutory intention is clear and is not open to argument. Young offenders
sentenced under section 53(1) of the Act of 1933 to be detained during Her
Majestys pleasure are governed, as regards their release, by section
35. The breadth of the Secretary of States discretion is the same in
both classes of case. The Secretary of State was entitled in his answer of July
1993 to confirm that what he had said in relation to mandatory life
sentence prisoners applies equally to persons who are or will be detained
during Her Majestys pleasure under section 53(1) of the Children and
Young Persons Act of 1933. Mr. Fitzgeralds argument that the Secretary of State
does not have the same statutory discretion in respect of young offenders
detained during Her Majestys pleasure under section 53(1) as he does
in respect of mandatory life prisoners is contrary to the terms of the Act.
Whatever room for argument may or may not have existed at earlier stages of the
legislative history under different Acts, the matter is now concluded by the
express and unambiguous provisions of the Act of 1991. The arguments and
material upon which Mr. Fitzgerald sought to rely in aid of the construction of
a statute which was ambiguous do not assist him: the statute is unambiguous. In
any event they did not lead to the conclusion for which he was arguing. In my judgment the conclusion of the Divisional Court cannot be
supported. However it is still necessary to consider whether these applications
for judicial review should succeed on some other ground. IV The decision-making process: faulty procedure This is the aspect of the case which causes me anxiety. But it is
necessary first to identify what is the permissible role of the court in
relation to the procedure which the Secretary of State has followed. The
governing authority is the decision of the House of Lords in the Doody case [1994] 1 A.C.
531. One of the questions there considered was whether the Secretary of State
by his practice of consulting the judges about the requirements of retribution
and deterrence had surrendered any part of his broad general discretion under
the Act of 1991. Lord Mustill concluded, at pp. 558-559, that he had not: Nevertheless, it is the Home
Secretary who decides, and who has developed (with his predecessors) his own
ministerial ideas on what [*450] the public interest demands. I can see no reason why the
anomalous task of fixing a tariff penal element for an
offence in respect of which the true tariff sentence is life imprisonment is
one for which the Home Secretary and his junior ministers, informed by his
officials about the existing departmental practice, are any less experienced
and capable than are the judges. In any event, however, even if the
respondents argument is correct so far, it must in my opinion fail
because Parliament has not by statute conferred on the judges any role, even as
advisers, at the time when the penal element of a mandatory sentence is fixed.
But for the fact that the Home Secretary decided, when formulating the new
scheme, to retain in a modified shape the existing practice of inviting the
opinion of the judges, they would never enter the picture at all. The Secretary
of State is compelled, or at least entitled, to have regard to broader
considerations of a public character than those which apply to an ordinary
sentencing function. It is he, and not the judges, who is entrusted with the
task of deciding upon the prisoners release, and it is he who has
decided, within the general powers conferred upon him by the statute, to divide
his task into two stages. It is not, and could not be, suggested that he acted
unlawfully in this respect and I can see no ground whatever for suggesting that
by doing so he deprived himself entirely of his discretion at the first stage,
and delivered it into the hands of the judges. The House of Lords therefore decided that, despite the fact that
the Secretary of State was undertaking an exercise which was directly analogous
to the judicial determination of a sentence and separating it from his discretionary
decision to release a life prisoner, nevertheless his unqualified discretion
was preserved. However, the House of Lords had also to deal with the requirement
to follow proper procedures and held that the fact that the Secretary of
States discretion was not qualified did not relieve him from the
obligation to be fair in the procedures which he followed. Thus, the House of
Lords declared, at pp. 567-568: 1. The Secretary of State is
required to afford to a prisoner serving a mandatory life sentence the
opportunity to submit in writing representations as to the period he should
serve for the purposes of retribution and deterrence before the Secretary of
State sets the date of the first review of the prisoners sentence. 2. Before
giving the prisoner the opportunity to make such representations, the Secretary
of State is required to inform him of the period recommended by the judiciary
as to the period he should serve for the purposes of retribution and
deterrence, and of any other opinion expressed by the judiciary which is
relevant to the Secretary of States decision as to the appropriate
period to be served for these purposes. 3. The Secretary of State is obliged to
give reasons for departing from the period recommended by the judiciary as the
period to which he should serve for the purposes of retribution and
deterrence. Lord Mustill expressly contemplated that the decision of the House
gave scope, albeit limited, for the judicial review of decisions of the
Secretary of [*451] State upon the requirements of retribution and deterrence for
individual mandatory life prisoners, at p. 566: Only if it can be shown that the
decision may have been arrived at through a faulty process, in one of the ways
now so familiar to practitioners of judicial review, will they have any serious
prospect of persuading the court to grant relief. An example of the exercise of the jurisdiction to review the
decision of the Home Secretary on the grounds of procedural unfairness is
provided by Reg. v. Secretary of State for the Home Department, Ex parte
Riaz
(unreported), 8 December 1994, D.C. In his speech Lord Mustill explained why he considered that proper
procedures were necessary, at pp. 561-565: The decision is simply to fix the
penal element. On occasions this will involve a divergence from the judges; on
others not. In each case the requirements of fairness and rationality will be
the same. So also are the familiar requirements that the decision-maker should
take into account all relevant considerations, amongst which are the opinions
of the judges; that he should not take into account irrelevant considerations;
and that his decision should be rational: p. 561. . . . I would simply ask whether a
life prisoner whose future depends virtually on the decision of the Home
Secretary as to the penal element and who has a right to make representations
upon it should know what factors the Home Secretary will take into account. In
my view he does possess this right, for without it there is a risk that some
supposed fact which he could controvert, some opinion which he could challenge,
some policy which he could argue against, might wrongly go
unanswered: p. 563. . . . I think it clear that the
prisoner needs to know the substance of the judges advice, comprising
not only the term of years which they recommended as the penal element, but
also their reasons: for the prisoner cannot rationalise his objections to the
penal element without knowing how it was rationalised by the judges
themselves: p. 564. the requirement is only that the
prisoner shall learn the gist of what the judges have said: p. 564. It is not, as I understand it,
questioned that the decision of the Home Secretary on the penal element is
susceptible to judicial review. To mount an effective attack on the decision,
given no more material than the facts of the offence and the length of the
penal element, the prisoner has virtually no means of ascertaining whether this
is an instance where the decision-making process has gone astray. I think it
important that there should be an effective means of detecting the kind of
error which would entitle the court to intervene, and in practice I regard it
as necessary for this purpose that the reasoning of the Home Secretary should
be disclosed. If there is any difference between the penal element recommended
by the judges and actually imposed by the Home Secretary, this reasoning is
bound to include, either explicitly or implicitly, a reason why the Home
Secretary has taken a different view: p. 565. [*452] Lord Mustill cited two cases in relation to the need to act fairly
and give reasons: Kanda v. Government of Malaya [1962] A.C. 322 and Reg.
v. Civil Service Board, Ex parte Cunningham [1992] I.C.R. 816. Neither of these
cases concerned life prisoners nor the exercise of a discretion that is as wide
as that of the Secretary of State under section 35. It is implicit in what Lord
Mustill said that, if, having regard to the circumstances including the breadth
of the discretion, the reasons given by the Secretary of State are not
rational, judicial review would be available and the decision would be liable
to be quashed. In my judgment an unsatisfactory state of affairs is disclosed by
the documents and procedures followed in the present case. As I stressed at the
outset, this is an exceptional case. The Secretary of State was having to
approach the exercise of his discretion in extremely difficult circumstances
and the full glare of inflamed public opinion. He was dealing with defendants
who at the time of the offence were only just past the threshold of criminal
responsibility. In the event the Home Secretary adopted the exceptional course
of increasing the period to be served to meet the requirements of retribution
and deterrence so as nearly to double the assessment of the trial judge and so
as to arrive at a figure 50 per cent. higher than that considered appropriate
by Lord Taylor of Gosforth C.J. The decision was his, but, as stated by Lord
Mustill, it means that the procedures he followed before arriving at that
conclusion merit close consideration. Morland J. sentenced the defendants on 24 November 1993. His
confidential report to the Secretary of State was dated 29 November 1993. It
included in paragraph 5 a summary of the evidence in the case and his
conclusions as to what in all probability had happened. It
concluded with his view that he could not determine the relative culpability of
the two defendants. In paragraph 6, he summarised the defences which had been
run by the defendants referring also to certain of the answers they gave in
interview. In paragraph 7, he dealt with the very limited psychiatric evidence
which was called at the trial. In paragraph 10, he made his recommendation on
the actual length of detention necessary to meet the requirements of
retribution and general deterrence. He said: If the defendants had been adults, I
would have said that the actual length of detention necessary to meet the
requirements of retribution and general deterrence would have been 18 years. .
. . [In the next three sentences the judge briefly refers to serious defects in
the backgrounds from which the defendants came.] . . . In my judgment the
appropriate actual length of detention necessary to meet the requirement of
retribution and general deterrence for the murder taking into account all these
appalling circumstances and the age of the defendants when it was committed is
eight years. . . . eight years is very, very many years for
a 10- or 11-year-old. They are now children. In eight years time they
will be young men. Lord Taylor of Gosforth C.J. on 4 December 1993, whilst
recognising that the trial judge was in a better position than he to assess the
two boys and their crime and agreeing that a much lesser tariff should apply
than in the [*453] case of an adult, considered that the minimum period for
punishment and deterrence should be 10 years. It will be appreciated that the trial judges report did
not solely involve the making of a recommendation. It properly included the
trial judges own assessment of the salient features of the case and
of the effect of the evidence which he had heard during the trial. On 7 January
1994 letters were written on behalf of the Secretary of State to, nominally,
the defendants. The letters purported to inform the defendants, pursuant to the
decision in the Doody case [1994] 1 A.C. 531, of the substance of the
judicial recommendations which were made in your case. The letter
fairly summarised the judges recommendations, giving the gist of
paragraph 10 and quoting Lord Taylor of Gosforth C.J.s remarks in
full. It also stated that the trial judge had not felt able to determine the
relative culpability of the two defendants. But it did not include the trial
judges summary of the facts and the view that he had taken of them. The position was therefore that, although those representing the
defendants would be well aware of the evidence given at the trial and the
submissions made to the judge and jury at the trial, they would not be aware of
how the trial judge had summarised them, which features he had chosen to
include or stress, nor what comments he had made or what inferences he had
drawn. We have been told, and this is in accordance with the affidavit
evidence, that the Home Secretary reached his decision to increase the penal
period to 15 years without having seen any of the trial papers or having read
the judges summing up. It appears that the Home Secretary, for his
information about the offences and their seriousness and the level of
premeditation and responsibility of the defendants was entirely dependent upon
the judges summary. This is a remarkable situation for two reasons. First, this is a
case in which the Secretary of State was considering increasing the period
recommended by a very substantial margin. This he is of course entitled to do
in an appropriate case. But if he was going to do so it is essential that he
should be fully informed of all the material facts and circumstances. Otherwise
he cannot know whether, to quote Lord Mustill, he has taken into account
all relevant circumstances. The Court of Appeal on a
reference by the Attorney-General seeking the increase of a sentence would
certainly not reach a decision without fully considering the actual facts and
circumstances of the case before it and having the assistance of
submissions upon those facts. On the face of it, the Secretary of State was
reaching an important decision concerning the custody of these defendants
without in the special circumstances of this case feeling obliged to inform
himself fully of all the relevant circumstances. Similarly, he appears to have
made no inquiries about the degree of the responsibility of these 10-year-olds.
There are gradations of responsibility: see, for example, section 22 of the
Homicide Act 1957. The Secretary of State appears to have had no material upon
which to form a view as to the level of the personal responsibility which
should be ascribed to these defendants on account of their age, immaturity and
personal circumstances nor is it possible to tell from the letters what in fact
his view was. This leads me to the second comment. The defendants and their
representatives were never informed at this stage of the terms in which the [*454] judge had summarised
the facts of the case and what inferences he had drawn notwithstanding that it
was this very information which was to form the basis for the Secretary of
States decision. Any short summary, however impartial and fair (as
was the summary of Morland J.), has inevitably to be selective and include the
summary writers perceptions of the effect of the evidence. In the present
case what the judge had chosen to say was material. For instance, it was the
prosecution case at the trial, accepted by the judge, that there was a
considerable element of premeditation and that the crime had not been
spontaneous or adventitious. It had been the case of one of the defendants, not
accepted by the judge, that the killing had not been part of the original plan
and had only come about later. I do not consider that, in the circumstances of
this case, the information which the defendants and their representatives were
given prior to 22 July 1994 was adequate to enable them to make full
representations nor did it comply with the guidance given by Lord Mustill in
the Doody case. Under the same heading, one of the defendants has a further ground
of complaint. In the interval between the time the defendants were sentenced
and July 1994, the Secretary of State received an apparently unsolicited report
from a psychiatrist who had been advising those representing that defendant. It
bore upon the view to be taken of the seriousness of the defendants
offence. Until after these proceedings were started, his representatives were
wholly unaware of the existence of this additional report or what it said and
had no opportunity to comment upon or respond to it. In my judgment, this
should not have occurred. The next aspect which causes me concern is the treatment by the
Secretary of State of material supplied to him through the media which was of a
quality which no person exercising an assessment of what was required for
retribution and deterrence would properly take into account and which was only
properly relevant to a different question. This is not to say that the
Secretary of State cannot properly take into account the need to uphold public
confidence in the criminal justice system. Both Lord Lane C.J. and Lord Mustill
have said, as is obvious, that this is an element in a proper sentencing
process. Lord Scarman in In re Findlay [1985] A.C. 318, 333, said: Deterrence, retribution, and public
confidence in the system are factors of importance. The Parole Board, through
its judicial and other members, can offer advice on these aspects of the
question. But neither the board nor the judiciary can be as close, or as
sensitive, to public opinion as a minister responsible to Parliament and to the
electorate. He has to judge the public acceptability of early release and to
determine the policies needed to maintain public confidence in the system of
criminal justice. Similarly the Secretary of State is not as narrowly constrained as
would be a judge in what he can take into account: for example, Reg. v.
Secretary of State for the Home Department, Ex parte Causabon-Vincent, The Times, 19 July
1996. But it appears that the Secretary of State was in the present case
prepared to take into account a large amount of material which in effect
amounted to taking a hopelessly unscientific poll from members of [*455] the public without
any satisfactory checks or without any confidence as to the factual or legal
basis upon which the responses were made. If the Secretary of State is choosing
to assume the role of deciding the period necessary for these defendants for
retribution and deterrence, he should not only disregard but be seen to
disregard material of this kind. On 16 June 1994 letters were sent on behalf of the Secretary of
State to those representing the defendants informing them of the petitions
which he had received and the quantities of newspaper coupons and other
correspondence. The letter enumerated them as if they were the results of a
poll. The defendants and those representing them were thus informed of the
attempts that had been made by members of the public to influence his decision
and that there were those who were urging the Secretary of State to adopt life
as a tariff or a period as long as 25 years. What causes serious anxiety is
that the Secretary of State has at no stage either by affidavit or in the
decision or other letters stated that he gave this material no weight. The most
it could properly do was indicate that he must consider his decision
particularly carefully conscious of a need to justify his decision, whether he
was going to accept the judicial recommendations or depart from them. The quality of this material was such that it should not be given
any weight at all in the assessment of the period required for retribution and
deterrence. It might relate to another aspect of the discretion of the
Secretary of State whether ultimately to licence the release of the
defendants having regard to the public acceptability of such release; but this
is a decision which will not, on any view, have to be taken for many years to
come by which time a different climate of public opinion may or may not
prevail. I am concerned that the Secretary of State may have elided the one
with the other. The procedure followed by the Secretary of State in making the
decisions communicated in his letters on 22 July 1994 was in my judgment
unsatisfactory for the following reasons. (1) He did not sufficiently inform those representing the
defendants of the factual basis, including the inferences of fact, upon which
he was going to exercise his discretion so as to give those representing the
defendants an adequate opportunity to controvert supposed facts or challenge
opinions expressed upon them. (And see further below.) (2) The Secretary of State failed to exclude, and did not state he
was excluding, material of a quality inappropriate to be taken into account in
reaching the relevant decision and further he did not exclude the use of that
material in relation to a question to which it was irrelevant. (3) The Secretary of State, in view of the fact that he was minded
substantially to increase the assessment of the judges, did not adequately
inform himself of the full facts and circumstances of the case and did not
consider whether his decision was premature or inappropriate having regard to
the exceptional character of the case. One can add to these criticisms of the procedure, ones
concern at the apparent absence of State provision for those who will be
affected by the Secretary of States decision to obtain legal aid at
the stage of evaluating the relevant material and responding to it in the
manner visualised by Lord Mustill. They would have that assistance on an appeal
against [*456] sentence (where such
an appeal is available) and, after the Secretary of State has made his
decision, on a subsequent application for judicial review (as has now
occurred). But they have no assistance at the critical stage before the
Secretary of State makes his decision. It has also been suggested on behalf of the defendants that the
decision was on its face irrational. I do not accept this criticism. It was
based upon the comment that the Secretary of State made about the trial
judges view that 18 years would have been an adequate period in
respect of adult offenders who had committed the same offence. Speaking for
myself, I am not surprised that the Secretary of State took the view that for a
murder such as this, which was premeditated, brutal and sadistic and derived
from a course of conduct which was persisted in over a period of hours, if
committed by two adults, a longer period than 18 years would have been required
for retribution and deterrence. The Secretary of State referred to his own view
that a period of 25 years would be required. His view was not unreasonable. It was submitted on behalf of the defendants that on this basis,
15 years was out of line with the guidance contained in decisions of the Court
of Appeal (Criminal Division) for the reduction in the length of sentences to
take account of the extreme youth of the offender. There is more force in this
submission but it does not show that the assessment of 15 years in these cases
is necessarily wrong nor does it show that it was manifestly unreasonable. The
Secretary of State has expressly stated in his decision letters that he has
taken into account the age of the defendants and his reference to the
respective periods of 25 and 15 years shows that he clearly has done so. His
decision was not on its face disproportionate for this terrible crime. However, taking into account the age of the defendants also
involves taking into account their immaturity and the fact that at the age of
10&12frac; although criminally responsible, their degree of responsibility
may be reduced. It is not clear what account the Secretary of State took of
this consideration nor that he took any steps to inform himself of the relevant
facts. Nor is there any indication that the Secretary of State considered
whether in the exceptional circumstances of this case he should not have
exercised his discretion to refrain from giving a specific decision in the form
that he did until he was better informed and the true level of responsibility
of the defendants had been better assessed. This links in with another difficulty. Essentially the Secretary
of State is seeking to determine a minimum period. It is in effect the minimum
period that is to elapse before he refers the case to the Parole Board for
their recommendation. On any view this will not be for some considerable time.
It leaves open whether his decision was not in principle unsound and premature
in an exceptional case such as this. Applying what he said in the parliamentary
answer, he has applied a rigid criterion. He does not appear to have considered
whether in the exercise of his over-riding discretion, which he is under an
obligation to retain, he should not have exceptionally chosen to adopt a more
flexible approach better able to accommodate the extremely unusual features of
this case and suitable to the unsatisfactory character and incompleteness of
the material on which he was having to base his decision. [*457] The Secretary of State has been able to refer in his evidence to
another apparently not dissimilar case (of which we have only very limited
details) in which the Secretary of State accepted the Lord Chief
Justices recommendation of 14 years for an offender who was 12 years
old at the time of the commission of the crime. The Secretary of State was
therefore able to say in his letter of 22 July 1994 that he was satisfied that
15 years in the instant case was consistent with tariffs fixed in
other cases. But here again there is an element of procedural
unfairness. The Secretary of State is treating as important the decisions of
Secretaries of State in other cases. It is right that he should do so. But
those decisions, let alone the actual facts upon which they were based, are not
a matter of general knowledge nor are they readily available to those
representing other offenders. So here again the Secretary of State is basing
his decision on material of which the defendants have no prior knowledge and
upon which, and the use of which, they have no opportunity to comment. Applying
what Lord Mustill has said, this is not acceptable. A final criticism of the Secretary of States decision
was based upon section 44(1) of the Act of 1933. This provides: Every court in dealing with a child or
young person who is brought before it, either as an offender or otherwise,
shall have regard to the welfare of the child or young person and shall in a
proper case take steps for removing him from undesirable surroundings, and
securing that proper provision is made for his education and
training. It is submitted that although this statutory provision does not as
such apply to the Secretary of States exercise of his discretion
under section 35 of the Act of 1991, it should nevertheless be a factor in his
decision and his reasons should disclose how he has taken it into account. In my judgment section 44 does not assist the defendants
case. First, it is primarily directed to factors such as the place and
conditions of detention. In that respect, the undisputed evidence is that the
Secretary of State and those acting on his behalf have given effect to such
principles both conscientiously and effectively. Secondly, in so far as it
affects any question of the duration of the custody of the defendants, it is
academic. On any view of the period during which these defendants must be
detained to meet the requirements of retribution and deterrence, they must be
detained until they reach 18 indeed, save on the trial
judges view, until after they are 21. This being so, section 44 has
no application to the question with which we are concerned. V Conclusion In view of my decision under the second head relating to the
construction and effect of the Acts of 1933 and 1991, I consider that the
reasoning of the Divisional Court cannot stand. In so far as Lord Woolf M.R.
has based his decision on the same view of section 53(1), I must respectfully
dissent. Accordingly, unless the decision of the Secretary of State is to be
quashed on some other ground, the defendants motions must be
dismissed. However I have concluded that faulty procedures were [*458] followed in taking
the decisions recorded in the decision letters in July 1994 and they raise the
concern that the Secretary of State failed to have regard to the full extent of
his discretion. In these circumstances I consider that the decisions should be
quashed and, in the result, the appeals dismissed. I recognise that the Secretary of State and those advising him
were faced with a difficult question. On his behalf, it has also been said
repeatedly that his was an initial view and that he is willing to review his
decision in the light of any new evidence affecting retribution and deterrence,
an approach which is appropriate once it has been decided that those are the
criteria to apply. There are therefore forceful arguments in leaving matters to
such a review. It can also be reasonably urged that since these proceedings
have been launched, the defendants representatives have seen much
additional material, for example, the full reports of the judges, and have had
the opportunity to make extensive further submissions, apparently without
having caused the Secretary of State to change his mind. But one cannot be
confident that the present decisions, if allowed to stand, will not in practice
lead to a postponement of further consideration this was after all
one of the purposes of the procedures referred to in the parliamentary answers
nor can one be confident that any further review will not be
infected by the faulty procedures which preceded the decisions of July 1994. I am satisfied that in these exceptional cases, the just and
appropriate order for the court to make is one which requires the Secretary of
State to make his decisions afresh and to give his reasons for his new
decisions. Whether or not he comes to the same conclusions as before is for the
Secretary of State to decide. But the procedures followed in the making of the
original decisions were so seriously flawed and lacking in fairness and are so
open to criticism, that I have concluded that it is not safe to allow them to
stand. The Secretary of State must, in accordance with the law as stated by
Lord Mustill, adopt fair procedures, inform himself of and take into account
the relevant circumstances, exclude what is irrelevant and, here, have regard
to his full statutory discretion. The passage of time since July 1994 and the
more appropriate climate may well assist a better decision-making process. In conclusion, I would add that there are clearly cogent arguments
in favour of the reconsideration by the legislature and the executive of the
present state of the law and practice concerning the treatment of those subject
to mandatory sentences, especially young offenders, and the fulfilment by the
United Kingdom government of its obligations under international conventions.
The submissions of Mr. Pannick before us on behalf of the Secretary of State
accepted as much. It is also clear that such reconsideration is becoming
increasingly urgent. MORRITT L.J. The circumstances in which these appeals arise have
been fully described in the judgments of Lord Woolf M.R. and Hobhouse L.J. and
I do not need to repeat them. The questions to be answered are (1) whether, as
the Divisional Court held, the Secretary of State acted unlawfully in applying
to the applicants, being persons sentenced to be detained during Her
Majestys pleasure, the same policy [*459] as he applies in the case of persons
serving mandatory life sentences; and if so (2) whether his decision as to the
application of that policy to the applicants was reached in a manner which was
procedurally unfair so as to be liable to be quashed on that account. Counsel for the applicants submitted that the resolution of the
first question depends on three issues which he helpfully analysed. The first
is whether the sentence to detention during Her Majestys pleasure is
solely preventive and reformatory. The second is whether if retribution and
deterrence is a legitimate objective of such a sentence the tariff period for
that purpose and hence the date of the first review may be set at the outset of
the sentence by reference to those objectives alone. The third is whether, even
if retribution and deterrence is a legitimate objective and if the tariff may
be determined at the outset, it should be fixed so as to be for the shortest
possible duration and so as to balance the requirements of retribution against
the welfare of the child. It seems to me that those issues depend on the
legislative history and treatment of the sentence of detention during Her
Majestys pleasure on a child or young person and the extent of the
relevant statutory powers conferred on the Secretary of State. Detention during Her Majestys pleasure originated in the
prerogative treatment of those found unfit to plead to a criminal charge due to
insanity. By the end of the 19th century it had become largely statutory. It
was introduced in respect of children and young persons by the Children Act
1908. Section 103 provided that sentence of death should not be pronounced or
recorded against a child or young person but in lieu thereof the court shall
sentence the child or young person to be detained during His Majestys
pleasure, and, if so sentenced, he shall . . . be detained in such place and
under such conditions as the Secretary of State may direct, and whilst so
detained shall be deemed to be in legal custody. Section 104 contained power to impose such a sentence in the case
of a child or young person who was convicted of an attempt to murder, of
manslaughter or wounding with intent to do grievous bodily harm if the court
considered that the punishment otherwise authorised by the Act was
insufficient. By section 105 the Secretary of State was empowered at
any time to discharge the child or young person so sentenced on a
revocable licence in such form as the Secretary of State might determine. It is
common ground that the express statutory power to release on licence overrode
any prerogative or other power to release implicit in the description of the
sentence. Accordingly no implication as to the nature or duration of the
sentence can be made from its description. It was (and is) a sentence for life
subject to release on a revocable licence at the discretion of the Secretary of
State. Those provisions were repealed and re-enacted in the Children and
Young Persons Act 1933, section 53. The provisions of subsection (1) of that
section were amended by the Murder (Abolition of Death Penalty) Act 1965 and
the express power to release contained in subsection (4) was repealed by the
Criminal Justice Act 1967 so that the power to release children and young
offenders serving such a sentence might be assimilated [*460] into the general
arrangements for the creation of the Parole Board and the release of prisoners
on licence introduced by the latter Act. Section 53 of the Children and Young
Persons Act 1933 as so amended and in force at the times relevant to this case
provided: (1) A person convicted of an offence
who appears to the court to have been under the age of 18 years at the time the
offence was committed shall not, if he is convicted of murder, be sentenced to
imprisonment for life, nor shall sentence of death be pronounced on or recorded
against any such person; but in lieu thereof the court shall (notwithstanding
anything in this or any other Act) sentence him to be detained during Her
Majestys pleasure, and if so sentenced he shall be liable to be detained
in such place and under such conditions as the Secretary of State may direct.
(2) Where a child or young person is convicted on indictment of any offence
punishable in the case of an adult with imprisonment for 14 years or more, not
being an offence the sentence for which is fixed by law and the court is of
opinion that none of the other methods in which the case may legally be dealt
with is suitable, the court may sentence the offender to be detained for such
period not exceeding the maximum term of imprisonment with which the offence is
punishable in the case of an adult as may be specified in the sentence; and
where such a sentence has been passed the child or young person shall, during
that period . . . be liable to be detained in such place and on such conditions
as the Secretary of State may direct. The Criminal Justice Act 1967 authorised the establishment of the
Parole Board. Section 60 empowered the Secretary of State if recommended so to
do by the board to release on licence persons serving sentences of imprisonment
other than for life and section 61 entitled him to do so in the case of a
person serving a sentence of imprisonment for life or a person detained under
section 53 of the Children and Young Persons Act 1933 if recommended by the
board and after consultation with the Lord Chief Justice and the trial judge if
available. These provisions were amended and re-enacted in the Criminal Justice
Act 1991. The latter Act contains the provisions relevant to the actions of the
Secretary of State in this case. The material provisions of the Criminal Justice Act 1991 are: 34(1) A life prisoner is a
discretionary life prisoner for the purposes of this Part if (a) his
sentence was imposed for a violent or sexual offence the sentence for which is
not fixed by law; and (b) the court by which he was sentenced for that offence
ordered that this section should apply to him as soon as he had served a part
of his sentence specified in the order. (2) A part of a sentence so specified shall
be such part as the court considers appropriate taking into account
(a) the seriousness of the offence, or the combination of the offence and other
offences associated with it; and (b) the provisions of this section as compared
with section 33(2) above and section 35(1) below. (3) As soon as, in the case
of a discretionary life prisoner (a) he has served the part of his
sentence specified in the order (the relevant part); and
(b) the Board has directed his release under this [*461] section, it shall be
the duty of the Secretary of State to release him on licence . . . Power to release long-term and life
prisoners. 35(1) After a long-term prisoner has served one-half of his
sentence, the Secretary of State may, if recommended to do so by the Board,
release him on licence. (2) If recommended to do so by the Board, the Secretary
of State may, after consultation with the Lord Chief Justice together with the
trial judge if available, release on licence a life prisoner who is not a
discretionary life prisoner. (3) The Board shall not make a recommendation
under subsection (2) above unless the Secretary of State has referred the
particular case, or the class of case to which that case belongs, to the Board
for its advice . . . Young offenders. 43(1) Subject to
subsections (4) and (5) below, this Part applies to persons serving sentences
of detention in a young offender institution, or determinate sentences of
detention under section 53 of the Act of 1933, as it applies to persons serving
equivalent sentences of imprisonment. (2) Subject to subsection (5) below, this
Part applies to persons serving (a) sentences of detention during
Her Majestys pleasure or for life under section 53 of the Act of 1933;
or (b) sentences of custody for life under section 8 of the Act of 1982, as it
applies to persons serving sentences of imprisonment for life . . . Interpretation of Part II. 51(1) In
this Part life prisoner has the meaning given by
section 34(7) above (as extended by section 43(2) above) . . . In my view the current legislation and its provenance clearly
demonstrates a number of material propositions. It shows that whatever
Parliament might have considered to be the purposes of a sentence on a child of
detention during Her Majestys pleasure when enacting the Children Act
1908 by 1991 Parliament intended that it should include purposes of retribution
and deterrence. The terms of section 53(2) of the Children and Young Persons
Act 1933 clearly envisage that the punishment of such persons is one of the
purposes of sentences for the crimes to which it applies. This was emphasised
by Lord Lane C.J. in Reg. v. Forshaw (1984) 6 Cr.App.R.(S.) 413, 415, and further
exemplified in Reg. v. Fairhurst [1986] 1 W.L.R. 1374. It would be surprising
if punishment was one of the purposes of the sentence for the lesser offences
to which section 53(2) applies but not for the graver offence for which section
53(1) makes provision. Moreover if punishment was not one of the purposes it is
hard to see what was the point of requiring the Secretary of State to consult
the Lord Chief Justice and the trial judge under section 35(2) of the Criminal
Justice Act 1991 as well as requiring the recommendation of the Parole Board
before a release on licence. Section 43(2) of the Criminal Justice Act 1991
equates a child serving a sentence of detention during Her Majestys
pleasure with the mandatory life prisoner for whom the sentence is, in part, intended
to be punishment; further as the relevant provisions apply to a young person of
17 as well as to one of 10 it is unlikely that Parliament could have intended
that punishment should not have been a purpose of the sentence. Accordingly I
would resolve the first issue [*462] formulated by counsel for the applicants in the negative.
In my view Parliament did not intend that a sentence of detention during Her
Majestys pleasure imposed on a child or young person should be solely
preventive and reformatory. In consequence I would dismiss the cross-appeal. The determination of the second issue as formulated by counsel for
the applicants depends on the nature and extent of the discretion conferred on
the Secretary of State by section 35(2) of the Criminal Justice Act 1991. In
considering that point it is necessary to have regard to the position of the
discretionary life prisoners for whom section 34(1) makes provision. In their
case the section contemplates that the part of their life sentence, which was discretionary
anyway, as the judge at trial may have specified as appropriate to the offence
should be served before any question of release on licence is normally
considered. That part is what the judge considered was required for the
purposes of punishment and deterrence: Practice Direction (Crime: Life
Sentences) [1993] 1 W.L.R. 223. It seems to me to be plain that section
35(2), which confers the relevant power on the Secretary of State in wide
terms, cannot have been intended to preclude the Secretary of State adopting
and applying a comparable policy in the case of a life prisoner, as defined,
who is not a discretionary life prisoner. The statutory definition of that
person includes a young offender serving a sentence of detention during Her
Majestys pleasure under section 53(1) of the Children and Young
Persons Act 1933. As I have already indicated I do not think that the
description of the sentence of detention during Her Majestys pleasure
carries any inference that its nature or duration is different to the life
sentences passed on adult offenders who the Act treats as the same. A number of objections to this conclusion were raised by counsel
for the applicants. It was submitted that the imposition of a tariff for the
purpose of punishment and deterrence, thereby postponing the time at which the
Parole Board would consider a release, would frustrate the reformative nature
of the sentence by precluding any earlier consideration of the
offenders progress. But, for the reasons I have already given, the
sentence is not wholly reformative and in the case of the lesser offences for
which section 34 provides Parliament has clearly enacted just such a scheme.
Arising from the same objection it was contended that the statutory power did
not authorise the Secretary of State to fix the earliest time at which the
Parole Board might consider a release on licence without regard to the progress
towards rehabilitation made by the offender and whether it would be safe to
release him on licence. But this objection falls with the first and for similar
reasons. The regime envisaged by section 34 for those detained for lesser
offences requires the offender to serve the part specified by the judge as
requisite for the purposes of punishment and deterrence before any question of
his release is considered by the Parole Board and therefore by the Secretary of
State. In the affidavit sworn on behalf of the Secretary of State by Mr.
Newton he points out that the applicants are undergoing an in-depth psychiatric
assessment and that any fresh information which comes to light will be
considered by the Secretary of State. However this assurance is qualified by
the condition that such fresh information is relevant to the circumstances [*463] of the offences or
the applicants state of mind when they were committed and therefore to the
length of the tariff. This attitude is confirmed by the concluding passage of
the decision letters. Thus the Secretary of State does not accept any
obligation to consider fresh information relevant to the progress towards
rehabilitation which either applicant may show as a part of the normal process
of maturation. The concern of the applicants is wholly understandable; but, in
agreement with Hobhouse L.J., I am unable to accept that the Secretary of State
is not legally entitled to adopt the policy and take the view he has.
Accordingly I would resolve the second issue as formulated by counsel for the
applicants in the affirmative. The nature of the discretion conferred on the Secretary of State
was considered by the House of Lords in Reg. v. Secretary of State for the
Home Department, Ex parte Doody [1994] 1 A.C. 531. That case concerned an
adult who had been convicted of murder and the provisions of section 61(1) of
the Criminal Justice Act 1967 which was re-enacted in the same terms in section
35(2) of the Criminal Justice Act 1991. The issues included the questions
whether the prisoners were entitled to be told what the recommendations as to
the length of the tariff given by the trial judge and of the Lord Chief had
been and their reasons and whether the Secretary of State was entitled to
depart from those recommendations and if so whether he should give his reasons
for doing so. Lord Mustill with whom the other members of the Judicial Committee
agreed specifically decided that the Secretary of State was entitled to depart
from the recommendations of the judges. He said, at pp. 558-559: Until Mr. Brittan completely changed
the rules in 1983 the idea of a separate determinate penal element co-existing
with the life sentence would have been meaningless. It is true that for the
past 10 years the judges have been asked to advise upon it, and it may be that
some consistent judicial practice now exists. Nevertheless, it is the Home
Secretary who decides, and who has developed (with his predecessors) his own
ministerial ideas on what the public interest demands. I can see no reason why
the anomalous task of fixing a tariff penal element for an
offence in respect of which the true tariff sentence is life imprisonment is
one for which the Home Secretary and his junior ministers, informed by his
officials about the existing departmental practice, are any less experienced
and capable than are the judges. In any event, however, even if the respondents
argument is correct so far, it must in my opinion fail because Parliament has
not by statute conferred on the judges any role, even as advisers, at the time
when the penal element of a mandatory sentence is fixed. But for the fact that
the Home Secretary decided, when formulating the new scheme, to retain in a
modified shape the existing practice of inviting the opinion of the judges,
they would never enter the picture at all. The Secretary of State is compelled,
or at least entitled, to have regard to broader considerations of a public
character than those which apply to an ordinary sentencing function. It is he,
and not the judges, who is entrusted with the task of deciding upon the
prisoners release, and it is he who has decided, within the general
powers conferred upon him by the statute, to divide his task into two stages.
It is not, and could not be, suggested that he acted unlawfully in this respect
and [*464]
I can see
no ground whatever for suggesting that by doing so he deprived himself entirely
of his discretion at the first stage, and delivered it into the hands of the
judges. If the decision in Ex parte Handscomb, 86 Cr.App.R. 59 is
to a contrary effect, then with due respect to a very experienced court, I must
disagree. It seems to me that a number of the submissions made on behalf of
the applicants are inconsistent with the nature of the discretion Parliament
has conferred on the Secretary of State as described by Lord Mustill. First it
was suggested that because that case concerned an adult convicted of murder and
sentenced to prison for life the observations of Lord Mustill were inapplicable
to the case of a young offender sentenced to be detained during Her
Majestys pleasure. I do not agree. The provisions of the Criminal
Justice Act 1991 which I have quoted earlier show that Parliament intended the
regime it laid down to apply to both adults and young offenders and that that
regime included tariffs to indicate the part of the sentence required for
punishment and deterrence. It follows that, contrary to the submission made on
behalf of the applicants, the Secretary of State is entitled to depart from the
recommendations of the judges. Then it was suggested that the Secretary of State was not entitled
to take account of the broader considerations of a public
character constituted by public concern or, more specifically, public
concern as demonstrated by the petitions submitted to the Secretary of State in
this case and described in the judgment of Lord Woolf M.R. But, in my view, the
decision of the House of Lords shows that he is; and in relation to both
stages, that is fixing the tariff and deciding whether or not to release after
the tariff has been served. It is true that the material in this case is open
to the criticisms made by Lord Woolf M.R. and Hobhouse L.J. But public concern
is not necessarily either logical, fully informed or free from prejudice. It is
the fact that the concern is public that gives it significance; what weight, if
any, to attach to it is a matter for the Secretary of State. Accordingly
however alien such a consideration may be to a judge sentencing an offender it
is not one which, in my view, the Secretary of State is legally precluded from
taking into account. Then it was contended that the Secretary of State was not entitled
to fix the tariff at 15 years and wrongly disregarded the need for
rehabilitation and the shortest possible tariff. But it is not suggested that
the decision of the Secretary of State was perverse in either of these
respects. It must be inherent in the Secretary of States ability not
to adopt the judicial recommendations that he may increase the tariff above
what the judges had thought appropriate. Reliance was also placed on section 44(1) of the Children and
Young Persons Act 1933, which has been quoted by Lord Woolf M.R. But, as it
seems to me, that subsection is dealing with courts and not the Secretary of
State and the conditions of detention rather than its duration. In any event it
was not disputed that the Secretary of State has, as the Master of the Rolls
has pointed out, put in place an excellent monitoring and care plan designed to
achieve the best outcome for the applicants despite their circumstances. [*465] In the light of all these matters I conclude that the third issue
as formulated by counsel for the applicants should be answered in the negative.
Their case depended, as their counsel accepted, on placing a sentence of
detention during Her Majestys pleasure in a wholly separate category
from that of mandatory life prisoners and imposing fetters on the discretion of
the Secretary of State in relation to the former which do not exist in the case
of the latter. This was the basis of the decision of the Divisional Court. For
the reasons I have endeavoured to explain I think that such a case is
inconsistent with the intention of Parliament as expressed in the legislation
to which I have referred. Accordingly I agree with Hobhouse L.J. on this issue
and respectfully disagree with Lord Woolf M.R. and the Divisional Court. I
would answer the first question I referred to at the beginning of this judgment
in the negative. In these circumstances the question of procedural unfairness,
which the Divisional Court did not deal with as on the view they took on the
first question it did not arise, must now be resolved. The complaint of the
applicants is that there was inadequate disclosure to them or their advisers of
the material which would be considered by the Secretary of State when he decided
the tariff to be served and that the Secretary of State reached his decision
without considering all relevant matters. The extent of the disclosure required was one of the issues
considered by the House of Lords in Reg. v. Secretary of State for the Home
Department, Ex parte Doody [1994] 1 A.C. 531. This was considered by Lord Mustill,
where he said, at p. 564: In the present instance, the opinion
of the judges (or opinions, if the Lord Chief Justice differs from the charge
judge) are weighed in the balance when the Secretary of State makes his
decision. Beyond the fact that the opinion is not invariably decisive (as
witness the statistics previously cited) there is no means of knowing how it
figures in the Home Secretarys reasoning. That it does so figure is
quite plain from the statements made by successive ministers from which I have
quoted. This being so, I think it clear that the prisoner needs to know the
substance of the judges advice, comprising not only the term of years
which they recommended as the penal element, but also their reasons: for the
prisoner cannot rationalise his objections to the penal element without knowing
how it was rationalised by the judges themselves. This does not mean that the
document(s) in which the judges state their opinion need be disclosed in their
entirety. Those parts of the judges opinions which are concerned with
matters other than the penal element (for example any observation by the judges
on risk) need not be disclosed in any form, and even in respect of the relevant
material the requirement is only that the prisoner shall learn the gist of what
the judges have said. This will not necessarily involve verbatim quotation from
the advice, although this may often be convenient. If the Home Secretarys
duty is approached in this way I doubt whether the fact that in the past the
advice has been given in documents intended to be confidential will often prove
to be troublesome; and in the few cases where problems do arise it may well be
that, upon request, the judges are prepared to waive the confidentiality of the
documents. [*466] The first complaint of the applicants is that the Secretary of
State did not disclose the full text of the trial judges letter, in
particular that part of it which contained his summary of the facts. In my view
there is substance in this complaint. The judges summary went further
than merely to set out the relevant facts as demonstrated at the trial. As the
judgment of Hobhouse L.J. demonstrates he made important inferences of his own
which would not have been apparent from the parts of the letter which were
disclosed to the applicants. The applicants had no opportunity to refute or
comment on those inferences. Then it is submitted that the applicants were not warned that the
Secretary of State might set a tariff higher than that recommended by the trial
judge and Lord Taylor of Gosforth C.J. I do not regard this complaint as having
any substance. It is inherent in the nature of the discretion conferred on the
Secretary of State by section 35(2) and the statements of policy made by the
Secretary of State from time to time that the tariff may be increased. But, in
addition, it must have been apparent to the applicants and their advisers that
a longer tariff than the judges had recommended was likely to be considered. In
the letter from Mr. Newton, writing on behalf of the Secretary of State on 16
June, it was specifically stated: if he [the Secretary of State]
decides to set a period different from that recommended by the judiciary (the
details of which have already been sent to you) you will also be informed the
reason why he has done so. The letter went on to give details of representations made to the
Home Office most of which sought the imposition of a tariff longer than that
recommended by the judges. The applicants submitted that the Secretary of State failed to
take account of all relevant considerations in that he made his decision
without having more than the form as completed by the trial judge and the
comments thereon of Lord Taylor of Gosforth C.J. It is suggested that he should
have had all the trial papers and such psychiatric and pre-sentencing reports
as would have been available had the trial judge been passing a determinate
sentence on an adult. It was suggested on behalf of the Secretary of State that
there was nothing in this point because Lord Taylor of Gosforth C.J. was able
to make his recommendation on the same information in this respect as the
Secretary of State had. I do not think that that is a sufficient answer for we
are not concerned with the advice tendered by Lord Taylor of Gosforth C.J. In my view there is substance in this complaint too. The wider the
discretion conferred on the Secretary of State the more important it must be
that he has all relevant material to enable him properly to exercise it. The
fact is that in this case the Secretary of State did not ensure that he was at
least in possession of such material as would be available to a judge sentencing
an offender to a determinate term a good deal shorter than the tariff period he
had in mind. I do not suggest that the parallel is exact but in my view it
cannot be right that the Secretary of State should exercise this very wide and
onerous discretion with less. [*467] For these reasons I agree with both Lord Woolf M.R. and Hobhouse
L.J. that the decision of the Secretary of State should be quashed on the
grounds that the manner in which it was reached was procedurally unfair. This
will enable the Secretary of State to reconsider the matter having obtained all
relevant information, having disclosed all material matters to the applicants
and having considered any representations they may wish to make in the light of
all such information and other matters. No doubt in the course of that reconsideration he will reflect on
whether the policy should be applied at all to persons of the age of the
applicants at the time they committed the dreadful offences of which they were
convicted. If the policy is to be applied it is to be expected that he will
have in mind many of the other matters raised in the course of argument on this
appeal including the weight, if any, to be attached to public concern evidenced
by the petitions and other correspondence Lord Woolf M.R. has described in the
light of the possibility of the double counting to which he has referred and
the inherent weaknesses in such petitions and correspondence to which Hobhouse
L.J. has drawn attention. In my view the decision, in the light of all those
matters, is entrusted by Parliament to the Secretary of State alone subject
only to the requirement that he reaches his decision in a manner which is
procedurally fair. Appeals and cross-appeals dismissed with costs to be taxed if not
agreed and one-half thereof to be paid by each respondent in the appeals. Leave to amend form 86A to include declaration as requested. Applications for declarations (9) and (10) refused. Leave to appeal refused. Legal aid taxation as required. The Secretary of State appealed and the applicants cross-appealed.
The appeals were conjoined. David Pannick Q.C. and Mark Shaw for the Secretary of State. As
required by Reg. v. Secretary of State for the Home Department, Ex parte
Doody
[1994] 1 A.C. 531, 564A-E, the Secretary of State informed the applicants of
the gist of the advice from the judiciary on tariff, and invited them to make
representations on tariff. The applicants representatives knew the
facts of the offences and did make representations about them. They also knew
the views expressed by the trial judge in open court when sentencing the
applicants. In those circumstances, there was no breach of fairness and no
relief should be granted by way of judicial review: see Reg. [*468] v. Secretary of
State for the Home Department, Ex parte Pierson [1998] A.C. 539,
556C-F, 557F-558A. There was no unfairness to the first applicant in the Secretary of
State not disclosing the psychiatric report about the second applicant by Dr.
Vizard and Mr. Hawkes to his advisers. The report related to the second
applicant and expressed no conclusion. The Secretary of State did not regard it
as containing information that assisted him. The first applicant has not
suggested that the report contained information of relevance to his tariff on
which he would have wished to make comments. There was no procedural unfairness in that the Secretary of State
did not disclose information about an earlier case. He was entitled to have
regard to the tariff set in comparable cases in deciding what tariff to set in
a particular case. He had no obligation to disclose such information to the
applicants. He has no duty to disclose the confidential advice received from
his civil servants: see Reg. v. Secretary of State for the Home Department,
Ex parte Doody [1993] Q.B. 157, 198A-B, 203A-B. The Secretary of State did not act in an irrational or
procedurally unfair manner in not obtaining material to assist him in forming a
view about the level of responsibility to be attributed to the applicants having
regard to their age, immaturity and personal circumstances. When deciding on
the appropriate tariff period, he had sufficient material to enable him to make
a properly informed decision and had no duty to obtain further material.
Neither the trial judge nor the Lord Chief Justice suggested that further
material had to be obtained before the period was fixed. The Secretary of State
was under no duty to look at reports ordinarily available to the court, such as
social welfare reports. It was proper for him to adopt a backward-looking
approach: that the tariff depended on what the applicants had done and the
circumstances in which they had done it. He did not have to have regard to
future matters. As to whether the Secretary of State acted in an irrational or
procedurally unfair manner in taking account of petitions from members of the
public, Parliament by section 35(2) of the Criminal Justice Act 1991 has
conferred a broad discretion on the Secretary of State in relation to the
release of murderers on life licence because it thought that it should be for
him to decide what policies to adopt and apply so as to maintain public
confidence in the criminal justice system: see In re Findlay [1985] A.C. 318,
333B-C and Reg. v. Secretary of State for the Home Department, Ex parte
Doody
[1994] 1 A.C. 531, 559B-C. What weight to give such representations is a matter
for the Secretary of State. He was entitled to regard the petitions and other
material as evidence of public concern about the case. The applicants contention on issues arising on the
cross-appeals is inconsistent with the terms of the Act of 1991 and the
intentions of Parliament. Section 35(2) of the Act (as applied by section
43(2)) confers a broad discretion on the Secretary of State to decide the
circumstances in which it is appropriate to release from detention a young
person convicted of murder: see In re Findlay [1985] A.C. 318,
333C, 338E-G; Reg. v. Secretary of State for the Home Department, Ex parte
Doody
[1994] 1 A.C. 531, 559A-G and Reg. v. Secretary of State for the Home
Department, Ex parte Pierson [1998] A.C. 539, 555D. [*469] The discretion conferred on the Secretary of State by section
35(2) permits him to adopt a policy involving the punishment (prior to release
on life licence) of young offenders convicted of murder. Section 53(2) of the
Act of 1933 allows for the punishment of young offenders convicted of serious
crimes other than murder: see Reg. v. Forshaw (1984) 6
Cr.App.R.(S.) 413 and Reg. v. Fairhurst [1986] 1 W.L.R. 1374. It would make no
sense if section 53(1) were to prohibit punishment for young offenders
convicted of murder and sentenced to detention during Her Majestys
pleasure. If punishment were prohibited, a murderer could (if reformed) be
released much sooner than a young offender given a determinate sentence for a
far less serious offence. Section 53 has the side-note Punishment of
certain grave crimes. When the Secretary of State says that he applies the same policy
for the release of a young offender as for an adult convicted of murder, this
means that he imposes a tariff, on the expiry of which the dangerousness of the
offender is considered with a view to his possible release. If this is a lawful
exercise of the discretion conferred by section 35(2), it cannot be a basis for
objecting to the policy that it is the same policy as is applied to the
possible release of adult murderers. The special nature of the sentence of
detention during Her Majestys pleasure relates primarily to the place
and conditions of detention. The imposition of a tariff does not mean that the
welfare and rehabilitation of the young offender are ignored. Section 43(2) of the Act of 1991 allows the Secretary of State to
adopt a policy that young offenders convicted of murder must serve a period as
punishment prior to consideration being given to their possible release on life
licence. It would be odd if section 35(2) implicitly prohibited such a decision
in relation to young offenders serving a sentence of detention during Her
Majestys pleasure. Other categories of detained offender serve a
penal period prior to consideration being given to their release, whether they
are serving a determinate term or an indeterminate term. Section 35(2) does not
prohibit such an approach for adult murderers. In relation to discretionary
life prisoners who receive an indeterminate sentence, section 34 provides for a
penal period to be stated by the trial judge at the outset of the sentence.
Only after that punitive period has been served can the Parole Board consider
whether it is safe to release the offender on life licence. Under section 53(2)
of the Act of 1933, a young offender may be sentenced to detention for life for
an offence less grave than murder: see Reg. v. Abbott [1964] 1 Q.B. 489. In
such a case, the offender would, under section 43(2) of the Act of 1991, be
treated as a discretionary life prisoner under section 34 and so would have to
serve a tariff (set by the trial judge) as punishment prior to the Parole Board
considering whether it would be safe to release him on life licence. Parliament
cannot have intended to prohibit the Secretary of State from setting a tariff
under section 35(2) in the case of a young offender convicted of murder. The
Secretary of State was aware of his discretion to depart from his policy if it
was appropriate to do so but was entitled to conclude, as did the trial judge
and the Lord Chief Justice, that the circumstances of these offences of murder
required a long period of detention as punishment for what the applicants did. [*470] There are good public policy reasons why he should notify the
offender and his family (and other interested persons, such as the
victims family) about the tariff in his case as soon as practicable.
A tariff of 15 years was not perverse in the circumstances of this case.
Because the Secretary of State was entitled to require the applicants to serve
a period of punishment before release, he was also entitled to have a policy
that he would not seek the views of the Parole Board on the risks of release
until near (three years before) the time when that tariff period had expired.
The Parole Board does not advise on tariff. That is why, in discretionary lifer
cases, Parliament itself has required by section 34(3) to (5) of the Act of
1991 that cases should be considered by the Parole Board after the offender has
served the tariff period. Subsequent events may be relevant to the proper period of
punishment, for example, if psychiatric or other evidence reveals a mitigating
factor or throws new light on the nature of the offence or the
offenders state of mind at the time of the offence. If such further
evidence becomes available, the Secretary of State will consider whether to
amend the tariff. The progress made by the offender, or his reaction to his
punishment, may justify early release on compassionate grounds under section 36
of the Act of 1991. Such progress is also material to the later assessment of
the risk posed by the offender to the public. But the Secretary of State is
entitled to regard such matters as not affecting the punishment, which is based
on the nature of the offence and the circumstances in which it was committed.
In the context of the Act of 1991, the applicants cannot sustain the argument
that the absence of regular review of the tariff, and alteration of it in the
light of the offenders progress, frustrates the nature of a sentence
that contemplates the possibility of change. Section 34 of the Act of 1991
shows that the adoption of a tariff period that must be served prior to Parole
Board consideration of whether it is safe to release the offender on life
licence is not inconsistent in principle with an indeterminate sentence based
on changing factors. A discretionary lifer (who may be mentally unstable or
dangerous) serves such a sentence, but section 34 of the Act of 1991 recognises
that the sentence contains a punitive period. The punitive (tariff) period is
set at the outset and is not subject to regular review. Good progress in prison
does not reduce the length of that punitive period. The applicants have relied on the judgment of the European Court
of Human Rights in Strasbourg in Hussain v. United Kingdom (1996) 22 E.H.R.R. 1,
but the European Court was concerned with release post-tariff and recognised
that the sentence of detention during Her Majestys pleasure involved
a tariff being served prior to consideration of release by reference to risk:
see pp. 21-22, paras. 43-44 and pp. 24-25, paras. 53-54. In any event, the European
Convention on Human Rights is not part of the domestic law. Edward Fitzgerald Q.C. and Ben Emmerson for the first applicant.
The sentence to detention during Her Majestys pleasure is a special
type of indeterminate sentence devised for juveniles convicted of murder and
modelled on the sentence imposed on criminal lunatics. Its express
indeterminacy distinguishes it from the sentence of imprisonment for life
imposed on adult murderers. It was therefore wrong for the Secretary of State
to treat it as a sentence of the same type as the mandatory life [*471] sentence imposed on
adult murderers. The correct interpretation of the sentence is as one that does
not order lifelong detention but rather authorises detention for only as long
as proves necessary and therefore necessarily anticipates periodic review as
the offender progresses and matures: see per Lord Woolf M.R., ante, pp.
425H-426D, Hussain v. United Kingdom, 22 E.H.R.R. 1; The State v.
OBrien [1973] I.R. 50, 59-70 and Reg. v. Secretary of State for the
Home Department, Ex parte Prem Singh, The Times, 27 April 1993. Any contrary
interpretation would contradict the express language of section 53(1) of the
Act of 1933 (compare sections 100, 103 and 104 of the Children Act 1908) and
render English law in conflict with article 3 of the European Convention for
the Protection of Human Rights and Fundamental Freedoms (1953) (Cmd. 8969): see
Hussain v. United Kingdom, pp. 24-25, para. 53; Morris, The Habitual
Criminal (1951), p. 37 and Radzinowicz and Hood, A History of English Criminal
Law (1986), vol. 5, p. 273. Moreover, it would attribute too much significance
to the fact that Part II of the Act of 1991 provides that the same release
procedures should apply to both sentences. The fact that the same statutory
procedures must be gone through before release is authorised does not mean that
the sentences are the same, nor that the same substantive criteria apply.
Section 35(2) of the Act of 1991 has no significance in determining what the
criteria are. The criteria that govern continuing detention must be derived
from the rationale of the sentence itself. The Secretary of State cannot start
from the premise that the offender has forfeited his liberty for life as
punishment for the crime of murder, as in the case of a mandatory life
sentence. He must consider from time to time whether continued detention is
justified and, in doing so, review all the circumstances that apply at that
time, including the offenders progress in custody. Because the sentence
defies analysis in purely retributive terms, considerations of reform and
rehabilitation of the offender must always play a part in the consideration of
his case at each of these periodic intervals. As to whether the Home Secretary can lawfully apply the tariff
policy to the applicants, first, in the case of two such young
detainees considerations of retribution and general deterrence should not be
taken into account in determining the period of actual custody they should
serve; secondly, even if these are relevant factors in determining the period
of actual custody, they should not be the exclusive determinants of the first
review date so as to rule out review of the merits of continuing detention by
reference to other relevant factors, such as the applicants ongoing
progress in custody, for as long as 15 years. The period of actual custody
should be determined primarily by reference to considerations of prevention and
reformation, as befits a sentence expressly modelled on the non-punitive
sentence imposed on criminal lunatics. That approach accords with the
essentially preventative approach to release decisions concerning both Borstal
detainees and section 53(2) detainees by the courts and executive prior to
1980. In the case of offenders as young as 10, the very flexibility of the
sentence enables the Secretary of State not to adopt an approach based on
considerations of retribution or the still less appropriate objective of
general deterrence, and in this case he should have excluded them. Such an
approach would better accord with the requirements of [*472] article 3 of the
European Convention on Human Rights and Fundamental Freedoms (1953) (Cmd.
8969), article 37(b) of the United Nations Convention on the Rights of the
Child (1989) 28 International Legal Materials 1448 and rule 17.1(d ) of the
Beijing Rules (United Nations Standard Minimum Rules of the Administration of
Juvenile Justice (1985)). Even if it is legitimate to fix a tariff in a
juvenile detainees case, such a tariff has a different status from
that in a mandatory lifers case and should be fixed on different
criteria, just as the courts have imposed different criteria for the fixing of
the tariff in discretionary lifer cases from those in mandatory lifer cases:
see Reg. v. Secretary of State for the Home Department, Ex parte Handscomb (1987) 86 Cr.App.R.
59; Reg. v. Secretary of State for the Home Department, Ex parte Walsh, The Times, 18
December 1991 and Reg. v. Secretary of State for the Home Department, Ex
parte McCartney, The Times, 25 May 1994; Court of Appeal (Civil Division)
Transcript No. 667 of 1994. In the case of juvenile detainees the fixing of the
tariff is a quasi-judicial act to fix for the first time the punitive period
where none has been predetermined: see The State v. OBrien [1973] I.R. 50,
59-60. Any punitive period that the Secretary of State fixes for the first time
as a primary sentencer should be the minimum possible and should balance the
welfare of the offender (see section 44(1) of the Act of 1933) against the
perceived requirements of punishment. The period fixed should not exceed that
recommended by the judiciary unless it is manifestly inadequate, for,
otherwise, it will not be the minimum possible. It should not be fixed by
determining the appropriate tariff for an adult and then making a discount for
youth. That approach fails to give effect to the totally different nature of
the two sentences. If the Secretary of State does fix a punitive period by
reference to the tariff for an adult, he must make a discount that truly
reflects a graduated scale from no penalties at all for 9&12frac;-year-olds
to full responsibility for those in their 20s. To give a 10-year-old 60 per
cent. of the adults punishment makes a wholly insufficient discount.
The Secretary of State must also give effect to any mitigating factors in the
detainees background such as were found by the trial judge. There is
no evidence that he did so. He should, further, ensure that he is fully informed
of the detainees psychiatric and social background, which he did not
do. [Reference was made to Reg. v. Storey [1973] 1 W.L.R. 1045, 1049A-1050G,
1051F-G; Reg. v. Forshaw, 6 Cr.App.R.(S.) 413, 415-416; Reg. v. Ford (1976) 62 Cr.App.R.
303; Reg. v. Flemming [1973] 2 All E.R. 401, 403G; Reg. v. Secretary of
State for the Home Department, Ex parte H. [1995] Q.B. 43; Reg. v. Nicola G. (1992) 14
Cr.App.R.(S.) 349 and Kanda v. Government of Malaya [1962] A.C. 322.] On the appeal the Court of Appeal rightly ruled that the Secretary
of State should not have had regard to public petitions for an increase in the
tariff of the kind that were submitted in this case and that he failed to have
regard to relevant circumstances by increasing the judicial tariff without
considering any social inquiry or psychiatric reports on the first applicant.
Since the trial judge found substantial mitigation in the applicants
background, the Secretary of State could not rationally or fairly increase the
tariff without properly informing himself of the social and psychological
background. The Court of Appeal rightly found that the failure of the Secretary
of State to make full disclosure of the materials [*473] before him, including
the factual summary of the judge and the full text of his recommendations,
constituted a breach of the rules of natural justice. The proper remedy is to quash the Secretarys decision
and order him to take it again. The offer now made to consider any further
representations is manifestly inadequate. That leaves intact the decision to
impose a 15-year tariff and puts the burden on the applicants to persuade the
Secretary of State to change a decision that has now become public and been
publicly defended. The proper remedy for an unfair decision-making process is
an order of certiorari, so that the process is genuinely gone through de novo:
see Reg. v. Parole Board, Ex parte Wilson (unreported), 20 March 1985; Reg.
v. Secretary of State for the Home Department, Ex parte Dowd (unreported), 24 November
1994 and Reg. v. Secretary of State for the Home Department, Ex parte Riaz (unreported), 16
December 1994. The decision in Reg. v. Secretary of State for the Home
Department, Ex parte Pierson [1998] A.C. 539 is not authority for the
proposition that certiorari will be refused because an offer to reconsider is
made after the occurrence of some procedural unfairness in the decision-making
process. Brian Higgs Q.C. and Julian Nutter for the second applicant,
adopting the submissions of the first applicant. Where an infant defendant is
to be detained until Her Majestys pleasure be known the setting of a
tariff period is as inappropriate as it would be in the case of a lunatic or a
person of unsound mind. It is inconceivable that either of the applicants will
be released until they are rehabilitated and it is safe to effect release. An
order for detention during Her Majestys pleasure necessarily contains
a penal element, but in the circumstances argument as to whether it does so is
wholly or largely academic, for to a child every day spent in rehabilitative
custody is necessarily punishment as well. The effect of such punishment cannot
be predicted or calculated. The decision as to when the time has been reached
by which a child in such detention has been punished enough cannot be made
other than retrospectively. The question that the Secretary of State should ask
himself in the circumstances is not, prospectively, how long the child should
serve as a punishment but, at such time as he is deemed or found to be
rehabilitated and is no longer a risk to the public and is otherwise fit to be
released, whether he has at that time been sufficiently punished. Of course,
confidence in the system must be maintained, but the development of boys of
this age should be under constant review. Pannick Q.C. in reply. The Act of 1908 is irrelevant because so
much has happened since: the distinction that has grown up between mandatory
and discretionary sentences and so on. One should look at what Parliament has
done in 1991-92. The courts cannot rewrite the tariff scheme by judicial
review: see Reg. v. Secretary of State for the Home Department, Ex parte
Doody
[1994] 1 A.C. 531, 559F. [Reference was also made to Reg. v. Secretary of
State for the Home Department, Ex parte Handscomb, 86 Cr.App.R. 59; The
State v. OBrien [1973] I.R. 50 and In re Findlay [1985] A.C. 318.] There is nothing in the history of section 53(1) that could lead
to the conclusion that punishment is prohibited. An 11-year-old may be more deserving
of punishment than a 17-year-old. [*474] As to discount for youth, it is an error to
suppose that the judicial approach is anything other than advice. Parliament
could have imposed the responsibility on the Parole Board but gave it instead
to the Secretary of State, someone close to and sensitive to public opinion. In
deciding on the length of the tariff, the Secretary of State takes account of
the youth of the offender. The distinctions made by the applicants with regard to the
material receivable by the Secretary of State are unsustainable: he has to
maintain public confidence in the judicial system and for him to have to say to
those who petition him that he is prohibited from taking the petition into
account would undermine that confidence. Their Lordships took time for consideration. 12 June 1997. LORD GOFF OF CHIEVELEY. My Lords, The sentence of the judge On 24 November 1993 two young boys, Robert Thompson and Jon
Venables, were convicted of the murder of a two-year-old boy, James Bulger. The
murder had taken place on 12 February 1993, when Thompson and Venables were
10&12frac; years old. Since a child under 10 cannot be guilty of a criminal
offence in English law, they were only just over the age of criminal
responsibility. They were 11 years old at the time of their trial, which took
place before Morland J. and a jury. After conviction, the judge sentenced each
of them to be detained during Her Majestys pleasure, such a sentence
being mandatory in the case of young offenders convicted of murder: see section
53(1) of the Children and Young Persons Act 1933. Before sentencing them, the judge said: Robert Thompson and Jon Venables,
the killing of James Bulger was an act of unparalleled evil and barbarity. This
child of two was taken from his mother on a journey of over two miles and then,
on the railway line, was battered to death without mercy and then his body was
placed across the railway line so that his body would be run over by a train in
an attempt to conceal his murder. In my judgment, your conduct was both cunning
and very wicked. The sentence that I pass upon you both . . . is that you shall
be detained during Her Majestys pleasure in such a place and under
such conditions as the Secretary of State may direct and that means that you
will be securely detained for very, very many years until the Home Secretary is
satisfied that you have matured and are fully rehabilitated and are no longer a
danger to others. After sentencing them the judge continued, in their absence: How it came about that two mentally
normal boys aged 10 of average intelligence committed this terrible crime is
very hard to comprehend . . . The judges report to the Home Secretary On 29 November 1993 the judge completed a report on a standard
form headed: Mandatory Life Sentence Case. Trial
Judges Report to the [*475] Home Secretary. In section 5 of the report the
judge provided, as required, a description of the offence and the circumstances
in which it was committed, together with his assessment of the relative
culpability of the two defendants, which was that he was unable to determine
their relative culpability. In section 10 he gave, again as required, his view
on the actual length of detention necessary to meet the requirements of
retribution and general deterrence for the offence (known as the
penal element or the tariff). He wrote: If the defendants had been adults I
would have said that the actual length of detention necessary to meet the
requirements of retribution and general deterrence should have been 18 years .
. . In my judgment the appropriate actual length of detention necessary to meet
the requirement[s] of retribution and general deterrence for the murder, taking
into account all its appalling circumstances and the age of the defendants when
it was committed, is eight years . . . Eight years is very, very many
years for a 10- or 11-year-old. They are now children. In eight
years time they will be young men. The advice of the Lord Chief Justice On 4 December 1993 Lord Taylor of Gosforth C.J. advised the Home
Secretary that the penal element should be increased from eight years to 10
years. He wrote: I have well in mind that the trial
judge is in a better position than I to assess these two boys and their crime;
also I agree that a much lesser tariff should apply than in the case of an
adult. But I think the minimum period for punishment and deterrence should be
10 years. The decision of the Home Secretary Having received this advice from the trial judge and the Lord
Chief Justice, the Home Secretary, acting pursuant to his discretion under
section 35 of the Criminal Justice Act 1991, and a policy statement dated 27
July 1993 (Hansard (H.C. Debates), cols. 861-864: written answer), proceeded to
consider the question of the penal element in the sentence for the two boys,
and decided that it should be increased to 15 years. In his decision letters,
dated 22 July 1994, it was stated that the Home Secretary had regard, inter
alia, to: the public concern about this case,
which was evidenced by the petitions and other correspondence the substance of
which were disclosed to your solicitors by our letter of 16 June 1994, and to
the need to maintain confidence in the system of criminal justice. The letter dated 16 June 1994 referred in particular to a
petition, signed by some 278,300 members of the public (with some 4,400 letters
in support) urging that the two boys should remain in detention for life; a
petition, signed by nearly 6,000 members of the public, asking for a minimum
period of detention of 25 years; and over 20,000 coupons, cut out of a popular
newspaper, together with over 1,000 letters, demanding [*476] a life tariff. There
were only 33 letters agreeing with the judiciary, or asking for a lower tariff. The proceedings for judicial review Applications were then made on behalf of both Thompson and
Venables to quash the decision of the Home Secretary on the penal element, and
in addition to quash the consequential decision of the Home Secretary that the
first review of their cases by the Parole Board should not take place until
they had served 12 years in custody. In addition, it was submitted on behalf of
Venables that the decision of the Home Secretary was in certain respects
reached unfairly and in breach of the rules of natural justice. The decision of the Divisional Court The matter came before a Divisional Court consisting of Pill L.J.
and Newman J. They concluded that a sentence on a young offender to be detained
during Her Majestys pleasure pursuant to section 53(1) of the Act of
1933 created not only a power but a duty in the Secretary of State to keep the
question of continued detention under review throughout the period of
detention. They further held that Part II of the Criminal Justice Act 1991, in
which such a sentence was assimilated with a sentence of mandatory life
imprisonment, did not affect this characteristic of a sentence of detention during
Her Majestys pleasure. They accordingly held that the practice of the
Home Secretary, expressed in a policy statement made by the present Home
Secretary, Mr. Michael Howard, in July 1993 (Hansard (H.C. Debates), 27 July
1993, cols. 861-864: written answer), that young offenders sentenced to
detention during Her Majestys pleasure should, like adults upon whom
mandatory life sentences have been imposed, have to serve an identified penal
element in their sentence before their release could be considered, was
unlawful. They nevertheless rejected a submission that such detention was
exclusively preventative and rehabilitative, and that punishment and deterrence
should play no part in the Home Secretarys decision upon a release
date. In delivering the judgment of the court, Pill L.J. said that the
duty on the Secretary of State required him: not to make a fixed decision as to
minimum length of detention at the commencement of the detention or to have an
intention which can be changed only exceptionally. . . . The rationale is in
the requirement to have regard to the age of young offenders and, especially in
the case of children, their change beyond recognition during the running of a
tariff period. When I say that the tariff of 15 years in this case is
inappropriate, I am expressing a view not as to its merit by way of length but
the lack of merit in fixing it at this stage. Mr. Fitzgerald [counsel for
Venables] did accept that the tariff figure recommended by Morland J. did not
exclude the underlying purpose of the sentence. It would provide a review after
five years. In the result the Home Secretarys decisions of 22 July
1994 were quashed. The court expressed no opinion on the points concerned with
unfairness [*477] or breach of natural
justice because, in the light of their decision, those points did not arise for
decision. The decision of the Court of Appeal The Secretary of State then appealed against that decision to the
Court of Appeal and the two applicants raised by way of respondents
notices the issues of unfairness and breach of natural justice. The Court of
Appeal dismissed the appeal. A majority (Hobhouse and Morritt L.JJ., Lord Woolf
M.R. dissenting) held that the conclusion of the Divisional Court on what I
shall call the main issue that the concept of a penal element in the
sentence which must be served could not stand with the continuing duty of the
Secretary of State to keep the detention of the detainee under continuous
review must be rejected as inconsistent with the intention of
Parliament as expressed in Part II of the Act of 1991. Lord Woolf M.R., in his
dissenting judgment on this point, took a different view. He too rejected the
argument that punishment formed no part of a sentence to detention under
section 53(1); and he accepted that it was not unlawful for the Secretary of
State to adopt, in relation to young offenders so sentenced, a policy involving
the identification of a penal element in the sentence which the detainee would have
to serve. He said, ante, pp. 432H-433B: This is because it allows a young
offender to know the period during which he is unlikely to be released and when
he should prepare himself to put forward representations. The objection which
is most often made by those subject to an indeterminate sentence is its
uncertainty. They need a target date. It is also sensible from the
administrators point of view . . . In addition it identifies the
penal element which perfectly properly the young offender can normally be
expected to serve by way of punishment. In his opinion, however, the difference between a mandatory
sentence of life imprisonment and a mandatory sentence of detention for a young
offender can be accommodated in the application of the policy. This required
that the policy must not be so inflexible that it cannot accommodate the range
of situations to which it has to apply, nor must it be so rigid that it does
not allow for exceptional cases; otherwise it will result in an unlawful fetter
on the discretion. In the present case, to postpone review for 12 years was
unacceptable, though it would be different if there were to be a general
reconsideration during the period of the tariff. If the decision to fix the
tariff was taken on limited material, that would make reconsideration all the
more important. The position of adults was different, because their
circumstances do not change to the same extent as do those of children. In the
present case there was an almost irresistible case for considering whether the
tariff approach should not exceptionally be departed from. It appears that
either the ability to depart from the tariff was not appreciated or, if it was
appreciated, it was not considered. In the circumstances, it was necessary for the majority to
consider whether there had been procedural unfairness or a breach of natural
justice by the Secretary of State; and Lord Woolf M.R. also considered these [*478] questions. All three
members of the court considered that such breaches had occurred, though they
were not all agreed on their identity. In the result, therefore, it was on
these grounds that the Divisional Courts decision was upheld and the
Secretary of States appeal was dismissed. I shall in due course refer
to the matters in question when I come to consider this aspect of the case. The appeal to the House of Lords Before your Lordships, therefore, the Secretary of State was the
appellant on the issues of procedural unfairness and breach of natural justice,
and the two applicants were cross-appellants on the main issue. I propose
however to consider first the main issue which arises on the cross-appeals, and
then to turn to the issues arising on the appeals. An overview Before I turn to consider the main issue, I wish to preface my
consideration of it with certain introductory comments. In the present case, we
see a marked divergence between the successive penal elements chosen as
appropriate for these two applicants. The judge selected a period of eight
years detention. He expressed the opinion that, had they been adults,
the appropriate period would have been 18 years, but reduced this to eight
years for these two children. In his sentencing remarks, he warned them that
they would be detained for very, very many years; and in
his Report to the Home Secretary he stated that eight years is very
very many years for a 10- or 11-year-old. It may justly be said that
eight years is a very long time for a boy of that age; but I doubt very much if
ordinary people would think that 8 years was very, very many
years. Hobhouse L.J., ante, p. 439E thought that, as a result of the
judges sentencing remarks, the public may well have been surprised
when it was later revealed in the press that the judge had recommended a period
of detention of no more than eight years. I am inclined to agree. At all
events, a press campaign then developed in which demands were made that the two
applicants should remain in detention or custody for the rest of their lives. Lord Taylor of Gosforth C.J., when he came to express an opinion
on the penal element, concluded that, despite the fact that the judge had had
the benefit of presiding over the trial and therefore a fuller opportunity of
assessing the two applicants, nevertheless the penal element in their sentence
should be increased to 10 years. Since he agreed with the judge that a much
lesser tariff should apply than in the case of an adult, it is not difficult to
infer that he thought that the period of 18 years chosen by the judge for the
hypothetical adult offender was considerably too low. It may not be without
significance that the period chosen by him would have the effect that the two
applicants cases would fall to be reviewed when they were 18 years
old, and their release would be possible when they were 21. He did not,
therefore, contemplate the possibility that the penal element requiring their
continued detention should persist after they had come of age. It is against this background that the choice by the Secretary of
State of a penal element of 15 years has to be seen. We know that he, like (in [*479] all probability) the
Lord Chief Justice, thought that the judges figure for an adult was
too short; he preferred a period of 25 years to the judges 18 years.
But he then proceeded to select a period of 15 years for the two boys. This is
a period which is 50 per cent. longer than that chosen by the Lord Chief
Justice, who had already significantly increased that chosen by the judge. Such
an increase must be regarded as very substantial; moreover it extended the
almost inevitable period of their detention for a number of years after the
time when they would become adults. It is obvious however that the Secretary of
State chose this figure in good faith as the appropriate figure for the penal
element, having reduced the figure from 25 years to 15 years to allow for the
fact that they were children. I have specifically referred to these matters, because it appears
to me that the real complaint of the two applicants is not so much against the
fact that the Home Secretary specified a penal element which had to be served
by them before they might be released under licence as against the length of
the period chosen by him. As appears from the judgment of the Divisional Court,
there was no complaint against the period recommended by the trial judge; and
it may be that the period recommended by the Lord Chief Justice might also have
been reluctantly accepted. However, the ground upon which the Divisional Court
held that the Home Secretarys decisions should be quashed was that he
had no power to impose any penal element. I shall bear these considerations in
mind when I address the question of statutory construction which arises on the main
issue in this appeal, to which I now turn. The relevant statutory provisions: the Children Act 1908 and the
Act of 1933 I start with the Act of 1908, and the subsequent consolidating
Act, the Act of 1933. It was under section 53(1) of the latter Act (as substituted
by section 1(5) of the Murder (Abolition of Death Penalty) Act 1965) that the
two applicants in the present case were sentenced to be detained during Her
Majestys pleasure; but since that subsection reflects without
material alteration section 103 of the Act of 1908, it is right that I should
begin with the earlier statute. Sections 103 to 105 of that Act provide: 103. Sentence of death shall not be
pronounced on or recorded against a child or young person, but in lieu thereof
the court shall sentence the child or young person to be detained during His
Majestys pleasure, and, if so sentenced, he shall, notwithstanding
anything in the other provisions of this Act, be liable to be detained in such
place and under such conditions as the Secretary of State may direct, and
whilst so detained shall be deemed to be in legal custody. 104. Where a child or young person
is convicted on indictment of an attempt to murder, or of manslaughter, or of
wounding with intent to do grievous bodily harm, and the court is of opinion
that no punishment which under the provisions of this Act it is authorised to
inflict is sufficient, the court may sentence the offender to be detained for
such period as may be specified in the sentence; and where such a sentence is
passed the child or young person shall, during that period, notwithstanding
anything in the other provisions of this Act, be liable to be detained in such
place and on such [*480] conditions as the Secretary of State may direct, and whilst so
detained shall be deemed to be in legal custody. 105(1) A person in detention
pursuant to the directions of the Secretary of State under the last two
foregoing sections of this Act may, at any time, be discharged by the Secretary
of State on licence. (2) A licence may be in such form and may contain such
conditions as the Secretary of State may direct. (3) A licence may at any time
be revoked or varied by the Secretary of State, and where a licence has been
revoked the person to whom the licence related shall return to such place as
the Secretary of State may direct, and if he fails to do so may be apprehended
without warrant and taken to that place. The Act of 1933 was a consolidating Act. We find the provisions of
103 to 105 of the Act of 1908 gathered into section 53 of the Act of 1933, with
minor alterations none of which are material for the present case. Section 53
in its original form provided: (1) Sentence of death shall not be
pronounced on or recorded against a person under the age of 18 years, but in
lieu thereof the court shall sentence him to be detained during His
Majestys pleasure, and, if so sentenced, he shall, notwithstanding
anything in the other provisions of this Act, be liable to be detained in such place
and under such conditions as the Secretary of State may direct. (2) Where a
child or young person is convicted on indictment of an attempt to murder, or of
manslaughter, or of wounding with intent to do grievous bodily harm, and the
court is of opinion that none of the other methods in which the case may
legally be dealt with is suitable, the court may sentence the offender to be
detained for such period as may be specified in the sentence; and where such a
sentence has been passed the child or young person shall, during that period,
notwithstanding anything in the other provisions of this Act, be liable to be
detained in such place and on such conditions as the Secretary of State may
direct. (3) A person detained pursuant to the directions of the Secretary of
State under this section shall, while so detained, be deemed to be in legal
custody. (4) Any person so detained as aforesaid may, at any time, be
discharged by the Secretary of State on licence. Such a licence may be in such
form and may contain such conditions as the Secretary of State may direct, and
may at any time be revoked or varied by the Secretary of State. Where a licence
has been revoked the person to whom the licence related shall return to such
place as the Secretary of State may direct, and if he fails to do so may be
apprehended without warrant and taken to that place. Section 53 was subsequently amended in certain respects. First,
following the abolition of the death penalty in 1965, section 53(1) was amended
(by sections 1(5) and 4 of the Act of 1965) to make a sentence of detention
during Her Majestys pleasure mandatory, in place of a mandatory life
sentence, for young offenders convicted of murder. Second, following the
introduction of the Parole Board by the Criminal Justice Act 1967, the power to
release young offenders sentenced under section 53 of the Act of 1933 was made
dependent upon a recommendation by the Board and, in the case of those
sentenced to imprisonment for life or to detention during [*481] Her Majestys
pleasure, prior consultation with the Lord Chief Justice and (if available) the
trial judge: see section 61 of the Act of 1967. Finally, the whole regime was
subject to major revision in Part II of the Act of 1991. The relevant
provisions of that Act are of great importance in the present case; but the
form of section 53 of the Act of 1933 (as previously amended) was left
untouched. Before I turn to the impact of the Act of 1991, I wish first to
consider section 53 itself. First of all, I am satisfied that the submission of Mr. Fitzgerald
for Venables that a sentence to detention during Her Majestys
pleasure under section 53(1) contains no element of punishment is
unsustainable. Section 104 of the Act of 1908, which is the direct precursor of
section 53(2) of the Act of 1933, expressly refers to cases in which punishment
provided for elsewhere in the Act is insufficient. It is plain, therefore, that
a sentence under section 104 involved punishment of the young offender; and
this is all the more obvious when it is seen that, among the lesser sentences
which might then be imposed, was a sentence of whipping (see section 107(g)).
That being so, it is inconceivable that a sentence of detention under section
103 for the greater offence of murder should not likewise involve punishment of
the offender. Furthermore, there is nothing in section 53 of the Act of 1933 to
indicate that any different conclusion should be drawn in respect of a sentence
of detention under section 53(1); on the contrary, consistently with that
conclusion, section 53 is headed by the words Punishment of certain
grave crimes. Since, therefore, a sentence of detention under section
53(1) involves punishment, it is difficult at first sight to see why, as a
matter of policy, the Home Secretary should not be entitled to identify a penal
element and require that it should be served before release on licence. I turn next to the conclusion of the Divisional Court that a
sentence of detention during Her Majestys pleasure under section
53(1) connotes not only a power but a duty in the Secretary of State
to keep the question of continued detention under review throughout the period
of detention, with the effect that the imposition of a penal element
which must be served before release is inconsistent with such a sentence. In my
opinion this conclusion flows from a misunderstanding of the applicable
legislation. I have read with great interest the paper prepared by Professor A.
W. B. Simpson for submission to the European Court of Human Rights in Prem
Singh v. United Kingdom (unreported), 21 February 1996. The theme of the paper is
that a sentence on a young offender (whether under section 103 of the Act of
1908 or section 53(1) of the Act of 1933) to detention during Her
Majestys pleasure should not be viewed as equivalent to a mandatory
life sentence. That the two should be differentiated is explained in the paper,
essentially because the introduction of such a sentence for young offenders
formed part of an elaborate legislative scheme which reflected a
general policy of treating young offenders quite differently from older
ones (p. 22). A similar policy no doubt underlay the amendment to
section 53(1) in 1965 to make a sentence of detention during Her Majestys
pleasure mandatory, in place of a mandatory life sentence, for young offenders
convicted of murder. But this policy relates to making a special
arrangement for the disposal of juvenile murderers (p. 26). It does
not relate to arrangements for their discharge; indeed it [*482] would be surprising
if it did so because, unlike the case of young offenders, detention during Her
Majestys pleasure as originally applied to lunatics was regarded as
purely preventative, and so was an interim order pending their release if they
recovered (pp. 13-14). In such cases, continuous review was no doubt necessary
(p. 13). But the same does not necessarily apply in the case of young
offenders, where the sentence involves punishment. At all events, the position is made clear in both the Act of 1908
and the Act of 1933, where the power of discharge is expressly provided for,
and is a power vested in the Secretary of State to discharge the young offender
at any time on licence, subject to revocation of that licence by him at any
time: see section 53(4) of the Act of 1933 (now repealed by section 103(2) of
and Part I of Schedule 7 to the Act of 1967), formerly section 105 of the Act
of 1908. Furthermore, these statutory provisions for discharge are likewise
applicable to sentences of detention under section 53(2) of the Act of 1933,
formerly section 104 of the Act of 1908. In my opinion, the adoption of the
expression during Her Majestys pleasure in
relation to one form of detention under the Acts of 1908 and 1933 cannot of
itself give rise to any impact upon discharge, when identical provision is
expressly made in each statute for a power of discharge applicable to both
forms of detention. Furthermore, no implication can in my opinion be derived from
these words that cases of detention for murder under section 53(1) of the Act
of 1933 (or under section 103 of the Act of 1908) should be kept under
continuous review. It would be most extraordinary if the presence of these
words in the sections applicable in cases of murder should have that effect,
when the absence of those words in section 53(2) (or section 104) should have
the effect that offenders sentenced to detention for life for lesser offences
under those provisions would be deprived of the benefit of any such review.
That no distinction can be drawn in this way between the two provisions is made
plain by the fact that, in the days before the time when identification of a
penal element in the sentence was considered desirable, the flexible regime
applicable to young offenders was considered to be equally appropriate to those
sentenced under section 53(2) and section 53(1). This is made plain in the
decision of the Court of Appeal (Criminal Division) in Reg. v. Storey [1973] 1 W.L.R. 1045.
There the Court of Appeal upheld a sentence of 20 years detention
imposed under section 53(2) on a 16-year-old boy held guilty of attempted
murder and robbery. In the course of his judgment, Lord Widgery C.J., at pp.
1049, stressed that section 53 created: an entirely flexible procedure in
which, as the subject develops and his character matures, the Home Secretary
can direct him to appropriate training and eventually secure his release when
that release is possible and consistent with the safety of the
public. This was as true of a young offender sentenced to life or a fixed
period of detention under section 53(2) as it was of one sentenced to detention
during Her Majestys pleasure under section 53(1). In this connection,
Lord Widgery C.J., at p. 1050, relied upon a passage from the judgment of [*483] Lord Parker C.J. in Reg.
v. Chambers (1967) 51 Cr.App.R. 254, 256, when he said of sentences under
section 53(2): Although these sentences take the
form of 10 years and 12 years fixed terms, it is quite clear that under the
Children and Young Persons Act [1933] the Home Secretary has an absolute
discretion at any time to let them out on licence. As the judge said, he was
giving these sentences in order in effect to make them into indeterminate
sentences whereby the Home Secretary could, whenever it was thought safe, let
these boys out. It follows that the flexible procedures then applied did not owe
their origin to the fact that some young offenders (those sentenced under
section 53(1)) were sentenced to be detained during Her Majestys
pleasure. On the contrary, they applied to all young offenders, whether
sentenced under section 53(1) or section 53(2). Indeed, it would have been most
surprising if any distinction had in this respect been drawn between the two
categories of young offenders. In more recent years, it has been recognised in the case of adult
prisoners that it is desirable to fix a penal element which has to be served
before release, a policy which has been recognised by your Lordships
House to be unobjectionable (see Reg. v. Secretary of State for the Home
Department, Ex parte Doody [1994] 1 A.C. 531, 559C, per Lord Mustill). As Lord Woolf
M.R. pointed out in his dissenting judgment in the Court of Appeal in the
present case, at p. 90, there can be no legal objection to the Home Secretary
applying the same approach to young offenders. As I have already recorded, he
said: This is because it allows a young
offender to know the period during which he is unlikely to be released and when
he should prepare himself to put forward representations. The objection which
is most often made by those subject to an indeterminate sentence is its
uncertainty. They need a target date. It would be very strange if the benefit (such as it is) of such a
policy should be available to young offenders sentenced to detention for life
under section 53(2), but not to those sentenced to detention during Her
Majestys pleasure under section 53(1). Certainly, I can derive no
such conclusion from the words during Her Majestys
pleasure. For these reasons, quite apart from the impact of the Act of 1991,
I am unable to accept the reasoning or conclusion of the Divisional Court on
this point. The relevant legislation: the Act of 1991 It is against that background that I now turn to the impact on
these cases of Part II of the Act of 1991, which in my opinion puts the matter
beyond all doubt. The Act made important changes in respect of the administration
of criminal justice in this country; but it is Part II of the Act, concerned
with the early release of prisoners, with which your Lordships are directly
concerned. In order to understand the relevant provisions of the Act, however,
it is necessary that I should first refer to developments in the policy applied
by successive Home Secretaries in [*484] relation to release on licence, and to a
decision of the European Court of Human Rights. First of all, in a statement made by Mr. Leon Brittan on 30
November 1983 (Hansard (H.C. Debates), cols. 505-507: written answer), he
stated that, in the case of life sentence prisoners, he looked to the judiciary
for advice on the period to be served to satisfy the requirements of
retribution and deterrence and to the Parole Board for advice on risk. This
appears to have been the origin of the penal element or
tariff. He further stated that the first review by the
local review committee would normally take place three years before the expiry
of that period, which would give time for preparation for release if the Parole
Board recommended it, having considered risk. The ultimate discretion when to
release would remain with the Home Secretary. This policy was further developed
in a statement by Mr. Douglas Hurd on 23 July 1987 (Hansard (H.C. Debates),
cols. 347-349: written answer), following the decision of a Divisional Court in
Reg. v. Secretary of State for the Home Department, Ex parte Handscomb (1987) 86 Cr.App.R.
59, which was concerned with discretionary life sentences. Next, following the
decision of your Lordships House in Reg. v. Secretary of State for
the Home Department, Ex parte Doody [1994] 1 A.C. 531, a statement was made by
Mr. Michael Howard on 27 July 1993 (Hansard (H.C. Debates), cols. 861-864:
written answer) giving effect to that decision (with which your Lordships are
not here directly concerned), in which he reiterated (with amendments) the
policy with regard to the penal element referred to in previous policy
statements in relation to mandatory life sentence cases, and concluded with the
following words: Everything that I have said about
the practice of the Secretary of State in relation to mandatory life sentence
prisoners applies equally to persons who are, or will be, detained during Her
Majestys pleasure under section 53(1) of the Children and Young
Persons Act 1933, as well as to persons who have been, or will be, sentenced to
custody for life under section 8 of the Criminal Justice Act 1982. Finally, I must refer to the decision of the European Court of
Human Rights in Thynne v. United Kingdom (1990) 13 E.H.R.R. 666, in which it
was held that, in the case of discretionary life sentence prisoners the penal
element in whose sentences has expired, their continued detention should be
subject to judicial control by virtue of article 5(4) of the Convention for the
Protection of Human Rights and Fundamental Freedoms (1953) (Cmd. 8969). It is against this background that the effect of Part II of the
Act of 1991 can be understood. Section 34 of the Act is concerned with the
release of discretionary life prisoners, and it is plain that this section has
been drafted to give effect to the decision of the European Court in
Thynnes case. Although the section is drafted with reference to the
requirement that a part of the prisoners sentence is to be served
before his release is considered, nevertheless that part is to be determined by
the court which sentenced him. Furthermore, once he has served that part of his
sentence, and the Parole Board has directed his release, it is the duty of the
Secretary of State to release him; and a discretionary life prisoner may
require the Secretary of State to refer his case to the Board at any [*485]
time after, inter alia, he has served the relevant part of his sentence. It
follows that, in the case of such prisoners, the question of his release has
been entirely judicialised, to use the current jargon. The case of mandatory life prisoners is dealt with in section
35(2) and (3), which provide: (2) If recommended to do so by the
Board, the Secretary of State may, after consultation with the Lord Chief
Justice together with the trial judge if available, release on licence a life
prisoner who is not a discretionary life prisoner. (3) The Board shall not make
a recommendation under subsection (2) above unless the Secretary of State has
referred the particular case, or the class of case to which that case belongs,
to the Board for its advice. It is apparent that, in such cases, the Secretary of State retains
his discretion both when to refer a case to the Parole Board and, if the Board
recommends his release, whether to release him as so recommended. Section 43 is concerned with young offenders. Subsections (1) (2)
and (3) provide: (1) Subject to subsections (4) and
(5) below, this Part [II] applies to persons serving sentences of detention in
a young offender institution, or determinate sentences of detention under
section 53 of the 1933 Act, as it applies to persons serving equivalent
sentences of imprisonment. (2) Subject to subsection (5) below, this Part
applies to persons serving (a) sentences of detention during Her
Majestys pleasure or for life under section 53 of the 1933 Act; or
(b) sentences of custody for life under section 8 of the 1982 Act, as it
applies to persons serving sentences of imprisonment for life. (3) References
in this Part to prisoners (whether short-term, long-term or life prisoners), or
to prison or imprisonment, shall be construed in accordance with subsections
(1) and (2) above. Subsections (4) and (5) refer respectively to short-term prisoners
under the age of 18 years, and persons under the age of 22 years who are
released on licence. It follows therefore that Part II of the Act (which is concerned
with the early release of prisoners) applies both to young offenders sentenced
to detention during Her Majestys pleasure under section 53(1) of the
Act of 1933 and to those sentenced to detention for life under section 53(2).
However, since the sentence on the former is a mandatory sentence, and the
sentence on the latter is discretionary, their cases fall to be considered
under different sections of the Act the former under section 35, and
the latter under section 34 (as is made plain by section 51(1) which provides
that life prisoner has the meaning given by
section 34(7) above (as extended by section 43(2) above) (emphasis
added)). The practical result is that young offenders sentenced to detention
for life fall within the judicialised regime in section 34, which makes express
provision for the fixing of a part of the sentence which must be served before
release, whereas those sentenced to detention during Her Majestys
pleasure fall to be considered by the Secretary of State under the broad
discretion now conferred upon him by section 35. Although the regime now
applicable [*486] under the statute to
the latter class of young offenders is that applicable in the case of adult
life prisoners subject to mandatory life sentences (i.e., adult murderers), it
would not, in my opinion, be strictly correct to describe such young offenders
as subject to a life sentence. What has happened is that Parliament has
recognised that sentences to detention during Her Majestys pleasure
under section 53(1) have sufficient similarity to sentences of life
imprisonment imposed upon adults to render it appropriate that the question of
release should in both cases be provided for in the same statutory provision.
This is no doubt because in both cases a mandatory sentence of indeterminate
length has been imposed for murder, and if release is permitted on licence that
licence will remain thereafter revocable by the Secretary of State for the rest
of the offenders natural life as is made plain by section
37(3) of the Act, which is rendered applicable to young offenders detained
during Her Majestys pleasure by section 43(2) and (3) and section
51(1). There is nothing in the Act of 1991 to suggest that the discretion
vested in the Secretary of State by section 35 is to be the subject of any
special criteria when he considers the cases of young murderers sentenced to
detention under section 53(1) of the Act of 1933, as opposed to adult murderers
sentenced to mandatory life imprisonment in the ordinary way. Certainly there
is nothing in section 35 itself to suggest that that is the case. Furthermore,
there are contrary indications in the statute when provision is made for those
serving determinate sentences and those sentenced to discretionary life
imprisonment. The early release of young offenders sentenced to determinate
sentences of detention under section 53(2) is governed by section 33(1) and (2)
and section 35(1), applicable to short-term and long-term prisoners. It is true
that Parliament, in section 43(4) and (5) of the Act of 1991, made special
provision for young offenders; but that only emphasises the fact that, subject
to such special provisions, the cases of such young offenders are governed by
the provisions in the statute for adults serving similar terms of imprisonment:
see section 43(1). Even more striking, however, is the fact that the release of
young offenders sentenced to detention for life under section 53(2) of the Act
of 1933 falls to be considered under section 34, under which Parliament has
made express provision for a part of the sentence to be identified and served
before they can be released: see section 34(3). It is, in my opinion,
inconceivable that Parliament should have so provided in the case of those
sentenced to detention for life under section 53(2), while contemplating that
no penal element could be required to be served by young offenders convicted of
the graver offence of murder under section 53(1). Plainly, in my opinion,
Parliament proceeded on the basis that the Secretary of State was free to apply
(as he had done in the past) a sentencing policy under section 35 which
required the identification of a penal element which must be served before
release, and was as free to apply that policy to murderers who were young
offenders as he was in the case of adult murderers; and, having regard to the
legislative history to which I have already referred, Parliament was fully
entitled to do so. For these reasons, I find myself to be in agreement with the
majority of the Court of Appeal on the main issue. [*487] I wish to add that none of this means that the Secretary of State
is entitled to ignore the fact that the offender in question is a young offender.
It was, of course, for this reason that he reduced the penal element for the
two applicants from 25 years (considered appropriate for an adult who had
committed a similar offence) to 15 years. Moreover, the fact that the Secretary
of State specifies a penal element which has to be served by a young offender
sentenced to detention under section 53(1) of the Act of 1933 does not mean
that his welfare or rehabilitation are being ignored. On the contrary, a regime
is established for his detention which is specifically directed towards matters
of this kind. But it does mean that good progress during detention does not
have the effect of reducing the penal period. That is regarded as being
consistent with the nature of punishment. This is no doubt why, under the
statutory regime in section 34 which is applicable in the case of young
offenders sentenced to life imprisonment under section 53(2) of the Act of
1933, no provision is made for any such reduction, the only statutory power of
release during the penal period being on compassionate grounds: see section 36,
which is equally applicable to discretionary life prisoners and to mandatory
life prisoners (including young offenders sentenced to detention under section
53(1)). It would be very strange if the Secretary of State should be required,
when exercising his discretion under section 35(2), to take account of good
progress during detention with a view to reducing the penal period in the case
of a young offender who is a murderer, when that course has not been made
available by Parliament in the case of a young offender sentenced to detention
for life for a lesser offence, for example, one who has attempted to kill but
has only succeeded in maiming his victim. I cannot believe that Parliament
should have contemplated so extraordinary and anomalous a differentiation as
this. For the same reasons I do not, with all respect, feel able to
accept the reasoning of Lord Woolf M.R. in his dissenting judgment in the Court
of Appeal. Since there is no basis in the statute for departure, on the ground
of good progress during detention, from a penal element set under section 34 in
the case of a young offender sentenced to detention for life under section
53(2) of the Act of 1933, Parliament cannot have contemplated that the
Secretary of State should, in the exercise of his discretion under section
35(2), have been bound to consider departing, on the ground of good progress
during detention, from a penal period specified by him in respect of a young
offender sentenced to detention for the greater offence of murder under section
53(1). For these reasons I would dismiss the cross-appeals of the two
applicants. I turn therefore to the question whether the Home Secretary has
erred in the exercise of his discretion. The appeal of the Secretary of State I now turn to the appeal of the Secretary of State, and I must
first identify the grounds upon which the Court of Appeal, ante, pp. 413D et
seq. decided to quash his decisions. They were: (1) failure to disclose
material. (a) Failure to disclose the judges summary of the facts
contained in his report to the Home Secretary (per Lord Woolf M.R., Hobhouse
and Morritt L.JJ.). (b) Failure to disclose a psychiatric report about Thompson
[*488] which was sent to the
Home Secretary (per Hobhouse L.J.). (c) Failure to disclose information about
an earlier case relied on by the Home Secretary (per Hobhouse L.J.). (2)
Failure by the Home Secretary himself to obtain material such as psychiatric
and social inquiry reports, to enable him to form his own view about the
responsibility to be attributed to the applicants (per Lord Woolf M.R.,
Hobhouse and Morritt L.JJ.). (3) Taking into account petitions and other
material from the public demanding an increase in the tariff recommended by the
judiciary (per Lord Woolf M.R. and Hobhouse L.J.; Morritt L.J. disagreed). Of these various complaints, I have come to the conclusion that
there is substance in the last; and for that reason I would dismiss the appeal
of the Secretary of State. I do not consider that there was substance in the
other complaints; but, in view of my conclusion on the last one, I trust that I
will be forgiven if I give my reasons for rejecting the others comparatively
briefly. (1)(a) Failure to disclose the judges summary of the
facts. It is obviously desirable that, in cases such as these, the applicants
and their advisers should know the facts set out in the judges
summary, on which the Secretary of State will rely. It is therefore most
satisfactory that the Secretary of State should have adopted the practice of
disclosing the relevant judicial comments in full. In the present case, the
Secretary of State sought to act in accordance with the principle stated by
Lord Mustill in Reg. v. Secretary of State for the Home Department, Ex parte
Doody
[1994] 1 A.C. 531, 564, and so informed the applicants of the gist of the
advice received by him from the judiciary. However on 23 January 1995, in
accordance with the new policy, the applicants were sent the full text of the
judges observations excluding one paragraph relating to future risk
(which was later supplied on 19 May 1995). The applicants were then invited to
make any further representations they wished about their tariff. I should add
that, at the hearing before the Appellate Committee, your Lordships went
through the judges summary of the facts line by line with Mr.
Fitzgerald, and it transpired that the omitted matters complained of by him
were relatively slight. In all the circumstances, I can see no unfairness in
this respect on the part of the Secretary of State. (1)(b) Failure to disclose a psychiatric report. With great
respect to Hobhouse L.J., this point (which was not relied on by the applicants
before the Court of Appeal) is, in my opinion, without substance. The report
related to Thompson, and was voluntarily sent to the Secretary of State; but it
concluded that that no reliable view could be reached about Thompsons
state of mind at the material time, and the Secretary of State understandably
concluded that it did not assist him. There was, in my opinion, no unfairness
in not disclosing it. (1)(c) Failure to disclose information about an earlier case.
Again there is, in my opinion, no substance in this point, which was not
previously relied upon by the applicants. The Secretary of State is fully
entitled to have regard to other comparable cases, and there is no suggestion
that disclosure of a particular case would have enabled the applicants to
advance any further representations. (2) Failure by the Secretary of State himself to obtain material
in the form of psychiatric or other reports. In my opinion, there is no duty on
the [*489] Secretary of State to
obtain such reports in every case, though sometimes it may be desirable for him
to do so. In the present case, the Secretary of State had the benefit of the
assessment by the trial judge, who expressed his views to the Secretary of
State based upon detailed reports and upon the evidence. It must not be
forgotten that the judge had the benefit of presiding over the whole trial, and
hearing the whole evidence and submissions by counsel. It is plain that the
Secretary of State formed the opinion that he, like Lord Taylor of Gosforth
C.J., could safely proceed upon the basis of the judges assessment.
His view that he could do so was reinforced by the conclusion reached in the
psychiatric report voluntarily sent to him, in which the opinion was expressed
that no reliable conclusion could be reached about Thompsons state of
mind at the relevant time. In my opinion, the Secretary of State was entitled
to form this view and act upon it. In any event, the Secretary of State has
stated that if any information of a psychiatric nature comes to light which is
relevant to the tariff, it will be considered. In all the circumstances, I can
see no unfairness in this respect. (3) Having regard to petitions and other material. As I have
already indicated, I see great substance in this point. I will therefore
consider it in some detail. It is plain from his decision letters that the Secretary of State
did indeed have regard, when he made his decision to fix the penal element in
the applicants sentences at 15 years, to the petitions and letters to
which I have already referred. As stated in the decision letters, he did so as
evidence of the public concern about this case. That there was public concern about this terrible case, there can
be no doubt. Any humane person must have felt, not only the deepest sympathy
for little James Bulger and his family, but horror that two boys as young as
the two applicants should have perpetrated such a brutal crime. The Home
Secretary hardly needed the media to inform him of this. But events such as
this tend to provoke a desire for revenge, and call for the infliction of the
severest punishment upon the perpetrators of the crime. This elemental feeling
is perhaps natural, though in todays society there is a tendency for
it to be whipped up and exploited by the media. When this happens, it can
degenerate into something less acceptable. Little credit can be given to
favourable responses to a campaign that the two applicants should rot
in jail for the rest of their lives, especially when it is borne in
mind that those who responded may well have been unaware that, even after the
penal element in their sentences had been served, their release would not be
automatic but would be the subject of very careful consideration by the
responsible authorities. It was the submission of Mr. Fitzgerald for Venables that
material such as that which the Secretary of State had regard to in the present
case was no more than public clamour, and as such worthless. It should
therefore have been disregarded by the Secretary of State. In the Court of
Appeal this submission was accepted by Lord Woolf M.R. and Hobhouse L.J., but
rejected by Morritt L.J. I approach the matter as follows. Under section 35 of the Act of
1991, the Secretary of State has a discretion regarding the release of
mandatory life prisoners, including young offenders sentenced to detention
during Her [*490] Majestys
pleasure. In the case of such prisoners, there is no statutory provision
requiring the fixing of a penal element which must be served. That arises from
the policy that there should be such an element, first established by Mr. Leon
Brittan in 1983 (Hansard (H.C. Debates), 30 November 1983, cols. 505-507:
written answer), and subsequently continued by later Secretaries of State. It
may therefore be said that the same considerations apply to the implementation
of this policy as apply to the decision to release when taken in cases such as
these. Moreover, in Reg. v. Secretary of State for the Home Department, Ex
parte Doody [1994] 1 A.C. 531, 559, Lord Mustill, speaking of the Secretary
of States discretion with regard to release, spoke of the Secretary
of State as being entitled to have regard to broader considerations
of a public character than those which apply to an ordinary sentencing
function. Even so, when it comes to fixing the penal element, different
considerations apply. In doing so, the Secretary of State is not looking at the
whole picture at the material time when deciding whether in all the
circumstances it is appropriate for a life prisoner to be released, when considerations
of a broader character may properly be relevant. On the contrary, he is
deciding what in future will be the period of time which a prisoner must serve,
compassionate considerations apart, before he may be released, if it is then
thought fit. It is scarcely surprising that, in Ex parte Doody, at p. 557, Lord
Mustill said of this exercise that: Even if the Home Secretary still
retains his controlling discretion as regards the assessment of culpability the
fixing of the penal element begins to look much more like an orthodox
sentencing exercise, and less like a general power exercised completely at
large. Furthermore this approach derives strong support from the
statutory context in which the discretion is now to be found. For in the same
Part [II] of the same statute, the fixing of the penal element for
discretionary life prisoners is, by section 34 of the Act of 1991, performed by
the judges. They will undoubtedly act in a judicial manner when doing so; and
indeed that they should do so must have been the intention of Parliament when
entrusting this function to them. In so doing, they will disregard any evidence
of the kind now under consideration as irrelevant and prejudicial. It follows
that, if the Secretary of State was right to have regard to it, there will
exist an extraordinary and anomalous conflict between neighbouring sections,
sections 34 and 35, in the same statute. It is, in my opinion, impossible to explain this conflict on the
basis that a relevant distinction is to be drawn in this context between
discretionary and mandatory life sentences. In my opinion the only way in which
the conflict can be resolved is by recognising that, if the Secretary of State
implements a policy of fixing a penal element of the sentence of a mandatory
life prisoner pursuant to his discretionary power under section 35, he is to
this extent exercising a function which is closely analogous to a sentencing
function with the effect that, when so doing, he is under a duty to act within
the same constraints as a judge will act when exercising the same function. In
particular, should he take into account public clamour directed towards the
decision in the particular case which [*491] he has under consideration, he will be having
regard to an irrelevant consideration which will render the exercise of his
discretion unlawful. In so holding, I wish to draw a distinction in the present context
between public concern of a general nature with regard to, for example, the
prevalence of certain types of offence, and the need that those who commit such
offences should be duly punished; and public clamour that a particular offender
whose case is under consideration should be singled out for severe punishment.
It is legitimate for a sentencing authority to take the former concern into
account, but not the latter. In my opinion, by crossing the boundary from one
type of public concern to the other, the Secretary of State erred in the
present case. In reaching this conclusion, I find myself to be in substantial
agreement with the opinion expressed by Lord Woolf M.R. on this point. For these reasons, I would dismiss the appeal of the Secretary of
State. LORD BROWNE-WILKINSON. My Lords, Introduction The murder of James Bulger by the two applicants, Robert Thompson
and Jon Venables, was a cruel and sadistic crime. It is made even more horrific
by the fact that the applicants were only 10&12frac; years old at the time.
It is not surprising that the case has given rise to much public concern and,
indeed, outrage. There is room for a wide range of attitudes to the proper
treatment of the two murderers. At one extreme there are those who consider
that, even though the applicants were only 10&12frac; years old at the
time, the crime was so terrible that they should spend the rest of their life
in detention. At the other extreme, there are those who take the view that
punishment as such is inappropriate for those of such tender age as the
applicants and that the treatment that they should receive should be purely
remedial, save so far as the public need to be protected from risk. I suspect
that most people take a view somewhere between these two extremes. It cannot be too strongly emphasised that it is not for the courts
or for your Lordships House to determine how long these two boys
should be detained. Parliament has laid down in section 53(1) of the Children
and Young Persons Act 1933 (as substituted) that a child shall not be sentenced
to life imprisonment but in lieu thereof the courts shall sentence him to be
detained during Her Majestys pleasure. That is the sentence which has
been passed on these two applicants. It is accepted by all parties that the
decision how long the two applicants shall remain subject to detention is a
decision which lies within the discretion of the Secretary of State, i.e. the
Home Secretary. By decision letters dated 22 July 1994 the Secretary of State
determined that the applicants should be detained for a minimum of 15 years.
The question is not whether your Lordships agree that such a period is
appropriate. The only question is whether the Secretary of State acted lawfully
in fixing that period. The discretion to release Although there is dispute as to the meaning of the sentence of
detention during Her Majestys pleasure, no doubt
surrounds the [*492] discretion of the Secretary of State to release such a prisoner.
Under section 43(2) of the Criminal Justice Act 1991, the provisions of Part II
of the Act of 1991 (relating to the release of adult prisoners serving life
sentences) are made applicable to children who are serving sentences of
detention during Her Majestys pleasure. The Secretary of State may
release the detained child if recommended to do so by the Parole Board and
after consultation with the Lord Chief Justice and the trial judge if
available: section 35(2) of the Act of 1991. Before the Parole Board can make
any such recommendation, the Secretary of State has to refer the case to the
Board for its advice: section 35(3) of the Act of 1991. Therefore the release
of a child detained during Her Majestys pleasure is wholly dependent
on, first, the Secretary of State exercising a discretion whether or not to
refer the case to the Parole Board and, second, the Secretary of State deciding
whether or not to adopt any recommendation made by the Parole Board that the
detained person should be released. If the Secretary of State determines to release a person detained
during Her Majestys pleasure, such release is made on licence which
may either be conditional or unconditional. If unconditional, the licence
remains in force until his death unless, in the meantime, it has been revoked
by the Secretary of State on one of the grounds laid down in section 39 of the
Act of 1991: see section 37(3) of the Act of 1991. Under section 39(1) and (2)
once the Secretary of State has released on licence, apart from cases of
emergency, he can revoke that licence so as to recall the former detainee only
upon the recommendation of the Parole Board. If the detainee is recalled, he
has a right to have his case considered by the Board and, if the Board so
recommends, to be released by the Secretary of State on licence. Therefore the effect of a sentence of detention during Her
Majestys pleasure is: (a) the child is to be detained for an
indeterminate period, the duration of which is wholly within the discretion of
the Home Secretary; and (b) when the Home Secretary, on the recommendation of
the Parole Board, releases the detainee on licence, the detainee is liable to
be recalled throughout his life but such recall is subject to the decision of
the Parole Board and not within the discretion of the Home Secretary. The policy of the Secretary of State (a) The tariff Over the years, the Secretary of State has adopted a tariff policy
in exercising his discretion whether to release adults who have been sentenced
to life imprisonment. This was first publicly announced in Parliament by Mr.
Leon Brittan on 30 November 1983 (Hansard (H.C. Debates), cols. 505-507: written
answer). In essence, the tariff approach is this. The life sentence is broken
down into component parts, viz., retribution, deterrence and protection of the
public. The trial judge and the Lord Chief Justice advise the Secretary of
State as to the sentence which would be appropriate for the crime having regard
to the elements of retribution and deterrence. In the light of that advice (and
not being in any way bound by it) the Secretary of State makes his own decision
as to the minimum period which the prisoner will have to serve in order to
satisfy the requirements [*493] of retribution and deterrence. This is the tariff period. The
policy provides that, until three years before the tariff period expires, the
Secretary of State will not refer the case to the Parole Board for its advice
as to whether the prisoner should or should not be released. Moreover, until
the tariff period has expired the Secretary of State will not exercise his
discretion to release on licence. This basic approach to adult prisoners has developed over the
years. In particular, as a result of the decision of the European Court of
Human Rights in Thynne v. United Kingdom, 13 E.H.R.R. 666, a distinction has
had to be drawn between murderers for whom the sentence of life imprisonment is
mandatory under English law and others sentenced to life imprisonment where the
sentence is not mandatory and has been imposed by the judge because he
considers that the prisoner may, if released after a determinate sentence
appropriate to the crime, present a continuing risk to society (a discretionary
life sentence). The Strasbourg court held that under article 5(4) of the
European Convention for the Protection of Human Rights and Fundamental Freedoms
a discretionary life prisoner who had served the tariff period was entitled to
have the question whether his continuing detention thereafter on the grounds of
risk was justified determined by a court. In order to
comply with this decision, Part II of the Act of 1991 was passed by Parliament.
It provides that the treatment of discretionary life prisoners is (to use an
unpleasant but invaluable word) judicialised. In the case
of discretionary life prisoners, the tariff is fixed by the trial judge and the
risk after expiry of the tariff period is determined by the Parole Board, to
whom the Secretary of State is bound to refer the case. The Secretary of State
is bound to release the discretionary life prisoner if the Parole Board so
directs: see section 34. However, in Thynne, a distinction was drawn between discretionary
life prisoners and mandatory life prisoners. The Strasbourg decision in Thynne
did not affect mandatory life prisoners: the Secretary of States
discretion as to their release is preserved by section 35 of the Act of 1991,
as is his discretion whether or not to refer the case to the Parole Board.
Since, under section 53(1) of the Act of 1933, it is mandatory to sentence a
child murderer to detention during Her Majestys pleasure, the effect
of section 43 of the Act of 1991 is to preserve the Secretary of
States discretions in relation to a child detained during Her
Majestys pleasure. It follows that it is within the Secretary of States
discretion whether or not to release both mandatory life prisoners and children
detained during Her Majestys pleasure. The statement to Parliament
made by Mr. Howard, the Secretary of State, on 27 July 1993 (Hansard (H.C.
Debates), cols. 861-864: written answer) made it clear that the tariff
principle first enunciated publicly by Mr. Leon Brittan in 1983 would continue
to apply to adults sentenced to mandatory life imprisonment. The tariff period
(being the minimum period necessary to reflect the elements of retribution and
deterrence) would be fixed by the Secretary of State at the beginning of the
sentence after receiving judicial advice. The Secretary of State would then fix
the date for the first review (i.e. the first reference of the matter to the
Parole Board), as being a date three years before the expiry of the tariff. The
statement emphasised that the tariff was only being fixed as an initial view.
The Secretary of State said (col. 863): It therefore remains possible for
me, or a future Secretary of State, exceptionally to revise that view of the minimum
period, either by [*494] reducing it, or by increasing it where I, or a successor in my
office, concludes that, putting aside questions of risk, the minimum
requirements of retribution and deterrence will not have been satisfied at the
expiry of the period which had previously been determined. The statement further emphasised (col. 864) that the Secretary of
State endorsed the statement of policy made on 16 July 1991 by Dame Angela
Rumbold (Hansard (H.C. Debates), cols. 311-312): In a discretionary case, the
decision on release is based purely on whether the offender continues to be a
risk to the public. The presumption is that once the period that is appropriate
to punishment has passed, the prisoner should be released if it is safe to do
so. The nature of the mandatory sentence is different. The element of risk is
not the decisive factor in handing down a life sentence. According to the
judicial process, the offender has committed a crime of such gravity that he
forfeits his liberty to the state for the rest of his days if
necessary, he can be detained for life without the necessity for subsequent
judicial intervention. The presumption is, therefore, that the offender should
remain in custody until and unless the Home Secretary concludes that the public
interest would be better served by the prisoners release than by his
continued detention. In exercising his continued discretion in that respect,
the Home Secretary must take account, not just of the question of risk, but of
how society as a whole would view the prisoners release at that
juncture. The Home Secretary take[s] account of the judicial recommendation,
but the final decision is his. Up to this point, the Home Secretarys 1993 statement had
been dealing with the release of adults sentenced to mandatory life
imprisonment. However, at the end of this statement the Home Secretary said
this: Everything that I have said about
the practice of the Secretary of State in relation to mandatory life sentence
prisoners applies equally to persons who are, or will be, detained during Her
Majestys pleasure under section 53(1) of the Children and Young
Persons Act 1933, as well as to persons who have been, or will be, sentenced to
custody for life under section 8 of the Criminal Justice Act 1982 Accordingly, the tariff system, whereby the punitive and deterrent
element is set by the Secretary of State soon after the date of conviction,
applies in just the same way to children sentenced to detention during Her
Majestys pleasure as it applies to adult murderers. (b) Flexibility There are passages in the Court of Appeal judgment which suggest
that the only question in this case is whether the Secretary of State was
entitled to adopt any tariff policy in dealing with children sentenced to be
detained during Her Majestys pleasure. In my judgment that is not the
decisive point. What is crucial is whether the particular policy adopted is, in
relation to children, sufficiently flexible to permit the Secretary of State [*495] to take into account
all those factors to which he ought to have regard in exercising his discretion
in relation to children if he is to act lawfully. Mr. Leon Brittans 1983 statement contained the following
paragraph: When a date for a first, or
subsequent, formal review is set for several years ahead, the Home Office will
review the case on the basis of reports of the kind now prepared for formal
review, at regular, and in any event not longer than three-year, intervals.
Moreover, governors will be told to report at once any exceptional development
requiring action. These procedures will ensure that I can consider any special
circumstances or exceptional progress which might justify changing the review
date. But except where a prisoner has committed an offence for which he has
received a further custodial sentence, first formal review date will not be put
back. In any event, ministers will review every case when a life sentence
prisoner has been detained for 10 years. (Emphasis added.) Thus under the 1983 policy statement it was clear, even in the
case of adult life prisoners, that their position would be kept under
tri-annual review and that the Secretary of State would consider any special
circumstances or exceptional progress which might justify
bringing forward the review date and hence the earlier release of the prisoner,
i.e. the facts relating to the prisoners behaviour after the
commission of the offence could be taken into account. It was the presence of
this flexibility which proved decisive in In re Findlay [1985] A.C. 318. Policy in this regard seems to have changed since 1983. The
passage from the Secretary of States statement in 1993 which I have
quoted refers to exceptionally revising the tariff period
by reducing it. However, it was made clear to your
Lordships both from the evidence and in submissions that in making any change
to the tariff period the Secretary of State would only have regard to matters
relevant to the circumstances of the commission of the crime or the
applicants state of mind when the offence was committed. The
Secretary of State would not in any circumstances vary the tariff period by
reason of events occurring after the commission of the crime. Therefore, under the policy applied by the Secretary of State to
these applicants, the way in which they mature hereafter or behave is
irrelevant: however they develop, the tariff period will remain fixed at a
minimum of 15 years. The consequences of the Secretary of States decisions The position of these applicants is therefore as follows. Although
they were only 10&12frac; years old at the date of the crime, until they
have reached the age of 21 or 22 the Parole Board will not have an opportunity
to consider their progress in detention. During that period they will have
passed through puberty, adolescence and young manhood. Even when the Parole
Board considers the matter, the applicants will not be released until the age of
24 or 25 at the earliest. For 12 years (that is to say, throughout their
minorities) the welfare of the applicants themselves will be wholly irrelevant
to the question of their release and will not be considered. The [*496] only exception to
this will be if fresh facts emerge as to their state of mind when they were
10&12frac; and committed the offence. My Lords, it would be surprising if such a policy towards young
children (however heinous their offence) is lawful in this country. As the
speeches of my noble and learned friends Lord Steyn and Lord Hope of Craighead
demonstrate, ever since the Children Act 1908 there has been legislation in
this country requiring child offenders to be dealt with on a basis different
from that applicable to adults. In the case of children, Parliament has
directed that attention should be given not only to the requirements of
punishment and protection of the public from risk but also to the welfare of
the child offender. What was, in my view, tacit in the Act of 1908 was made
explicit by section 44(1) of the Act of 1933 (as amended by section 72(4) of
and Schedule 6 to the Children and Young Persons Act 1969) which provides: Every court in dealing with a child
or young person who is brought before it, either as . . . an offender or
otherwise, shall have regard to the welfare of the child or young person . .
. That subsection is still in force and is one of the basic
principles applicable to dealing with child offenders. It is clear from the
statutory direction that in dealing with children (whether by sentencing or
otherwise) a court is bound to take into account the welfare of the child. Mr.
Pannick, for the Secretary of State, felt unable to contend that the Secretary
of State in exercising his discretion in relation to child offenders was not
under the same duty. The relevant question In these circumstances, the first question to be determined is
whether the Secretary of State, by adopting a policy (not laid down by
Parliament) which precludes both himself and the Parole Board from having any
regard to the circumstances and welfare of the applicants for a period of 12
years, has acted within the discretionary powers conferred on him in relation
to children detained during Her Majestys pleasure. The answer to this
question depends upon the following points: (1) In what circumstances is it
lawful to adopt a non-statutory policy in exercising a statutory discretionary
power? (2) What are the factors relevant to the exercise of the discretion
conferred on the Secretary of State in relation to children detained during Her
Majestys pleasure? and (3) Did the Act of 1991 change the nature of
that discretion? I will consider these in turn. Discretion and policy the law When Parliament confers a discretionary power exercisable from
time to time over a period, such power must be exercised on each occasion in
the light of the circumstances at that time. In consequence, the person on whom
the power is conferred cannot fetter the future exercise of his discretion by
committing himself now as to the way in which he will exercise his power in the
future. He cannot exercise the power nunc pro tunc. By the same token, the
person on whom the power has been conferred cannot fetter the way he will use
that power by ruling out of [*497] consideration on the future exercise of that power
factors which may then be relevant to such exercise. These considerations do not preclude the person on whom the power
is conferred from developing and applying a policy as to the approach which he
will adopt in the generality of cases: see Rex v. Port of London Authority,
Ex parte Kynoch Ltd. [1919] 1 K.B. 176; British Oxygen Co. Ltd. v. Board of Trade [1971] A.C. 610. But
the position is different if the policy adopted is such as to preclude the
person on whom the power is conferred from departing from the policy or from
taking into account circumstances which are relevant to the particular case in
relation to which the discretion is being exercised. If such an inflexible and
invariable policy is adopted, both the policy and the decisions taken pursuant
to it will be unlawful: see generally de Smith, Woolf and Jowell, Judicial
Review of Administrative Action, 5th ed. (1995), pp. 506 et seq., paras. 11-004
et seq. The position is well illustrated by your Lordships
decision in In re Findlay [1985] A.C. 318 which was itself concerned
with the legality of the tariff policy announced in 1983 by Mr. Leon Brittan
(Hansard (H.C. Debates), 30 November 1983, cols. 505-507: written answer). Your
Lordships held that the policy was lawful because it provided for a departure
from the policy in exceptional circumstances. Lord Scarman said, at p. 336: The question, therefore, is simply:
did the new policy constitute a refusal to consider the cases of prisoners
within the specified classes? The answer is clearly no.
Consideration of a case is not excluded by a policy which provides that
exceptional circumstances or compelling reasons must be shown because of the
weight to be attached to the nature of the offence, the length of the sentence
and the factors of deterrence, retribution, public confidence, all of which it
was the duty of the Secretary of State to consider. . . . I see nothing wrong
in classifying offenders according to the character and gravity of their
offences and to the length of sentences imposed provided always that the
classification does not preclude consideration of other relevant factors such
as prison record, personal or family circumstances and the element of risk (or
its absence) in the event of early release. In my judgment this passage demonstrates that what saved Mr.
Brittans 1983 policy from being unlawful was that it contained within
it the flexibility, in exceptional circumstances, to have regard to relevant
circumstances and such circumstances included not only those factors relevant
to the culpability of the offence but also other relevant factors
such as prison record, personal or family circumstances. It is not necessary in this case to consider how far the 1993
policy (Hansard (H.C. Debates), 27 July 1993, cols. 861-864: written answer)
(which precludes consideration of matters occurring after the date of the
offence such as prison record and personal circumstances) is lawful in relation
to adult life prisoners. In this appeal, your Lordships are only concerned with
the lawfulness of the policy as applied to children sentenced to be detained
during Her Majestys pleasure. In relation to such children, the
question is whether it is lawful to adopt a policy which, even in exceptional
circumstances, treats as irrelevant the progress and development [*498] of the child who has
been detained. This is plainly the effect of the inflexible 1993 policy. The
answer to that question must depend upon the character of a sentence of
detention during Her Majestys pleasure. If such a sentence requires
the Secretary of State to have regard not only to those factors relevant in
considering an adult life prisoner (retribution, deterrence and risk) but also
to the progress and development of the child whilst detained, it seems to me
clear that the policy is unlawful since it excludes from consideration, even in
exceptional circumstances, a factor relevant to the decision whether or not to
release the child. The factors relevant to the exercise of the discretion The mandatory sentence of detention during Her Majestys
pleasure is imposed by section 53(1) of the Act of 1933 which, as currently in
force, provides: A person convicted of an offence who
appears to the court to have been under the age of 18 years at the time the
offence was committed shall not, if he is convicted of murder, be sentenced to
imprisonment for life, nor shall sentence of death be pronounced on or recorded
against any such person; but in lieu thereof the court shall (notwithstanding
anything in this or any other Act) sentence him to be detained during Her
Majestys pleasure, and if so sentenced he shall be liable to be
detained in such place and under such conditions as the Secretary of State may
direct. In the Court of Appeal, ante, p. 446D, Hobhouse L.J. concluded
that the sentence under section 53(1) was a life sentence. This view was not
supported by Mr. Pannick in argument before your Lordships and, as Lord Woolf
M.R. points out, at p. 82, is inconsistent with the express words of the
section: the section states in terms that the child shall not be sentenced to
imprisonment for life and provides that detention during Her Majestys
pleasure is to be in lieu of such imprisonment. The words
of the section itself make it clear that detention during Her
Majestys pleasure is wholly indeterminate in duration: it lasts so
long as Her Majesty (i.e. the Secretary of State) considers appropriate.
Therefore, in relation to a person sentenced to be detained during Her
Majestys pleasure the Secretary of State is not dealing with a
sentence of the same kind as the mandatory life sentence imposed on an adult
murderer, the duration of which is determined by the sentence of the court and
is for life. In cases of detention during Her Majestys pleasure the
duty of the Secretary of State is to decide how long that detention is to last,
not to determine whether or not to release prematurely a person on whom the
sentence of the court is life imprisonment. This factor by itself suggests that
there are risks in adopting the same policy in relation to two different
categories of offenders who are subject to two different sentences. Why did Parliament in 1908 introduce for child murderers a
mandatory sentence of indefinite duration instead of a sentence of detention
for life? Lord Steyn and Lord Hope of Craighead have set out the history of the
legislation which shows that since 1908 Parliament has adopted a different
policy towards child offenders from that adopted towards adults. In particular,
in the case of child offenders the courts have to have regard not [*499] only to retribution,
deterrence and prevention of risk but also to the welfare of the child offender
himself. This has been made demonstrably clear since 1933 by section 44(1) of
the Act of 1933 which I have already quoted and which Mr. Pannick accepts must
also guide the Secretary of State in the exercise of his discretion. That
subsection is still part of the law of England: it cannot just be ignored. It
provides that in dealing with a child or young person the court shall have
regard to the welfare of the child. In the face of that clear statutory
provision it seems to me inescapable that, in adopting a sentence of detention
during Her Majestys pleasure, the legislature have in mind a flexible
approach to child murderers which, whilst requiring regard to be had to
punishment, deterrence and risk, adds an additional factor which has to be
taken into account, the welfare of the child. This conclusion is reinforced by the fact that the United Kingdom
(together with 186 other countries) is a party to the United Nations Convention
on the Rights of the Child (Treaty Series No. 44 of 1992) (Cm. 1976), which was
drawn to our attention in a helpful brief lodged by Justice. The Convention
provides, inter alia: 3.1 In all actions concerning
children, whether undertaken by public or private social welfare institutions,
courts of law, administrative authorities or legislative bodies, the best
interests of the child shall be a primary consideration . . . 40.1 States
parties recognise the right of every child alleged as, accused of, or
recognised as having infringed the penal law to be treated in a manner
consistent with the promotion of the childs sense of dignity and
worth, which reinforces the childs respect for the human rights and
fundamental freedoms of others and which takes into account the childs
age and the desirability of promoting the childs reintegration and
the childs assuming a constructive role in society. The Convention has not been incorporated into English law. But it
is legitimate in considering the nature of detention during Her
Majestys pleasure (as to which your Lordships are not in agreement)
to assume that Parliament has not maintained on the statute book a power
capable of being exercised in a manner inconsistent with the treaty obligations
of this country. Article 3.1 requires that in the exercise of administrative,
as well as court, powers the best interests of the child are a
primary consideration. Article 40.1 shows that the child
offender is to be treated in a manner which takes into account the
desirability of promoting the childs reintegration and the
childs assuming a constructive role in society. The
Secretary of State contends that he is entitled to fix a tariff which will
endure throughout the childhood of the offender and that neither in fixing that
tariff nor in considering any revision of it will he have any regard to the
welfare of the child. Such a policy would infringe the treaty obligations of
this country. Therefore the Secretary of State in exercising his discretion as
to the duration of the detention of the child must at all times be free to take
into account as one of the relevant factors the welfare of the child and the
desirability of reintegrating the child into society. The extent to which this
is possible must depend, in the case of a young child at least, on the way [*500] in which that child
is maturing through his formative years. If the child is making exceptional
progress and it is clear that his welfare would be improved by release from
detention, that is one of the factors the Secretary of State must take into
account and balance against the other relevant factors of retribution,
deterrence and risk. The childs welfare is not paramount: but it is
one of the factors which must be taken into account. It follows that, unless the position has been altered by the Act
of 1991, the tariff policy adopted by the Secretary of State in 1993 is an
unlawful policy in relation to child murderers. First, it expressly applies to
children the approach of Dame Angela Rumbold (Hansard (H.C. Debates), 16 July
1991, cols. 311-312) that under the sentence of the court he forfeits
his liberty to the state for the rest of his days. The child murderer
sentenced to be detained during Her Majestys pleasure does no such
thing: under the sentence of the court, he forfeits his liberty only so long
as, taking all relevant matters into account, the state determines to detain
him. Second, by applying the adult murder policy (in relation to which the
welfare of the adult murderer is not a relevant factor) to the child murderer
(in relation to whom the welfare of the child murderer is a relevant factor)
the adoption of the policy in relation to child murderers is unlawful: it
requires a relevant factor to be left out of account. Third, and most
important, the policy precludes any regard being had to how the child has
progressed and matured during his detention until the tariff originally fixed
has expired. It therefore precludes the Home Secretary during that period from
giving weight to the circumstances directly relevant to an assessment of the
childs welfare. I am not suggesting that if, for other good reasons, the Home
Secretary thinks it desirable to adopt some form of tariff policy in relation
to the child detained during Her Majestys pleasure he cannot do so.
If he considers that it is advantageous to set a provisional tariff, I can see
no reason why he should not do so, provided that the policy is sufficiently
flexible to enable him to reconsider the position from time to time in the
light of the development and progress of the child. The Act of 1991 Part II of the Act deals with early release of
prisoners. So far as life prisoners are concerned, they are divided
into two categories, discretionary life prisoners and mandatory life prisoners.
The release of a discretionary life prisoner is
judicialised by section 34: the trial judge fixes
a part of his sentence specified in the order (subsection
(1)(b)) (the tariff); after the tariff has expired, the
Secretary of State is bound, if so requested, to refer the case to the Parole
Board (subsection (5)(a)) and if they recommend release to release the prisoner
(subsection (3)). By section 43(2) this judicialised regime is applied to those
sentenced under section 53(2) of the Act of 1933 to detention for life (as
opposed to detention during Her Majestys pleasure) since such
sentence is discretionary. Adult murderers under a mandatory life sentence are left under a
regime very similar to that which was applicable before 1991. Under section
35(2) of the Act of 1991 the Secretary of State, after consultation, has an
absolute discretion whether or not to release on licence. This non-judicialised
system is also applied to child murderers subject to [*501] the mandatory
sentence of detention during Her Majestys pleasure: section 43(2). An adult murderer serving a mandatory life sentence and a child
murderer detained during Her Majestys pleasure are both subjected to
the same procedural regime for release. Under section 37, the licence for
release (unless revoked) remains in force until death (subsection (3)) but the
licence can be revoked under section 39. It is first argued that since Part II of the Act of 1991 confers
the same powers and consequences of release to children detained during Her
Majestys pleasure as to adult mandatory life prisoners, the ambit of
the powers of the Secretary of State to release both classes of prisoner must
be the same. Since it is lawful for the Secretary of State to apply the 1993
tariff policy to adult murderers, it must be equally lawful to apply the same
policy to children detained during Her Majestys pleasure. I do not
accept this argument. The decision of the European Court of Human Rights in Thynne v.
United Kingdom, 13 E.H.R.R. 666 drew a distinction between discretionary life
prisoners and mandatory life prisoners. As to discretionary life prisoners, the
court held that the system for release had to be subject to judicial control in
order to satisfy the requirement of article 5(4) of the European Convention on
Human Rights and Fundamental Freedoms that a person deprived of his liberty
must have access to a court to determine the lawfulness of
his detention. However, the Strasbourg court treated those subject to mandatory
sentences as being in a different position: since detention for life was the
sentence prescribed by law and imposed by a court there was no need to have
further court intervention in order to satisfy the requirements of article
5(4). This same distinction was subsequently adhered to by the Strasbourg court
in Wynne v. United Kingdom (1994) 19 E.H.R.R. 333. It is common ground
that the different regimes applicable to discretionary and mandatory life
prisoners were introduced by the Act of 1991 so as to comply with the decision
in Thynne. Although the Strasbourg court had not at that stage considered the
position of children detained during Her Majestys pleasure, the Act
of 1991 groups them with mandatory life prisoners since in both cases their
sentences are mandatory. Against this background, I am unable to accept that Parliament by
making the same release provisions applicable to both mandatory life prisoners and
those subject to mandatory sentence during Her Majestys pleasure
intended to effect any change in the nature of the sentences themselves. The
Act of 1991 was not dealing with sentences at all. Any intention to alter the
indeterminate duration of detention during Her Majestys pleasure
would surely have been spelt out much more clearly. The mere fact that the
powers relating to the release of both categories of mandatory prisoner are
contained in the same statutory provisions does not mean that the same
considerations have to be taken into account in exercising those powers,
irrespective of the nature of the sentence. A more formidable argument was founded on the fact that, in
relation to a discretionary sentence to detention for life under section 53(2)
of the Act of 1933, the tariff period has to be fixed by the judge at trial. A
tariff so fixed cannot be varied subsequently by the judge so as to take
account [*502] of the
childs progress in detention nor can the child be released by the
Secretary of State having regard to his progress until the judicially fixed
tariff has expired. Would it not be strange, it is asked, that Parliament
should envisage that an unalterable tariff set at trial (and therefore by
definition unable to take account of the subsequent progress of the child)
should apply to a child sentenced to detention for life under section 53(2) of
the Act of 1933 but that the Secretary of State should be unable himself to set
such an unalterable tariff in relation to those detained during Her
Majestys pleasure under section 53(1)? There is here an anomaly but it is not sufficient to persuade me
that Parliament, by a side-wind, meant to change the nature of the sentence of
detention during Her Majestys pleasure into one where the development
of a child can be ignored during the tariff period. To effect such a change
would have represented a major policy shift not in any way foreshadowed by the
White Paper (Crime, Justice and Protecting The Public
(1990) (Cm. 965)) which preceded the passing of the Act of 1991. Nor do I think
that the anomaly is as great as it seems at first sight. In setting the
judicialised tariff period under section 34(2) of the Act of 1991, the judge is
directed to specify such a period as is appropriate taking
into account the seriousness of the offence. The section does not say that that
is the only matter to be taken into account. No doubt the judge, in fixing the
period, will also take into account all other normal sentencing considerations.
In relation to a child sentenced to detention for life the judge is bound by
section 44(1) of the Act of 1933 (which was not repealed or altered in any way
by the Act of 1991) to have regard to the welfare of the child. Therefore, in imposing
such a tariff he must take into account the need for flexibility in the
treatment of the child and, in so doing, will set the minimum tariff so as to
ensure that at the earliest possible moment the matter comes under
consideration of the Parole Board who will be able to balance the relevant
factors including the development and progress of the child. In my view, therefore, the Act of 1991 did not affect the nature
of the sentence of detention during Her Majestys pleasure or the
factors which are relevant to be taken into account by the Secretary of State
in exercising his discretion as to the duration of the sentence. Conclusion For these reasons, I reach the conclusion that in setting the
tariff of 15 years for these two applicants the Secretary of State was applying
an unlawful policy and his decisions should be quashed. The unlawfulness lies
in adopting a policy which totally excludes from consideration during the
tariff period factors (i.e. their progress and development) necessary to determine
whether release from detention would be in the interests of the welfare of the
applicants. Such welfare is one of the factors which the Secretary of State has
to take into account in deciding from time to time how long the applicant
should be detained. This does not mean that in relation to children detained
during Her Majestys pleasure any policy based on a tariff would be
unlawful. But any such tariff policy would have to be sufficiently flexible to
enable the Secretary of State to take into account the progress of the child
and his development. In relation to [*503] children, the factors of retribution,
deterrence and risk are not the only relevant factors: the welfare of the child
is also a relevant factor. Other points A number of other points were argued before your Lordships. In
view of the decision which I have reached, it is only necessary for me to
express a concluded view on one of those points. It will be clear from what I
have said that I reject the submission that there is no punitive element at all
involved in the sentence of detention during Her Majestys pleasure.
On this point I gratefully adopt the reasoning of Lord Goff of Chieveley. Finally, I would add a word on the issue whether it was
procedurally improper for the Secretary of State to take into account the
petitions and other material sent to him. The Court of Appeal and, I
understand, the majority of your Lordships take the view that this was
improper. I find it unnecessary to express any final view but I would sound a
word of caution. Parliament has entrusted decisions relating to the future of
these applicants to the executive, not to the judiciary. Whilst it is right for
the courts to ensure that in making his decision the Secretary of State acts in
accordance with natural justice, in my view the court should be careful not to
impose judicial procedures and attitudes on what Parliament has decided should
be an executive function. I understand it to be common ground that the
Secretary of State, in setting the tariff, is entitled to have regard to
broader considerations of a public character (Reg. v.
Secretary of State for the Home Department, Ex parte Doody [1994] 1 A.C. 531,
559, perLord Mustill) including public respect for the administration of justice
and public attitudes to criminal sentencing. How is the Secretary of State to
discover what those attitudes are except from the media and from petitions? To
seek to differentiate between the Secretary of State discovering public feeling
generally (which is proper) and taking into account distasteful public
reactions in a particular case (which is said to be unlawful) seems to me too
narrow a distinction to be workable in practice. Public attitudes are
ill-defined and are usually only expressed in relation to particular cases. I would, therefore, allow the cross-appeals and make no order on
the appeals. LORD LLOYD OF BERWICK. My Lords, Introduction A child below the age of 10 cannot be guilty of any offence in
English law. A child between the age of 10 and 14 can only be guilty of an
offence if it is proved by the prosecution, as it was in these cases, that he
knew that what he was doing was seriously wrong. The
punishment of those between the ages of 10 and 17 is governed by section 53 of
the Children and Young Persons Act 1933. Under section 53(1) a child or young
person who is convicted of murder is sentenced to be detained during
His Majestys pleasure . . . in such place and under such conditions
as the Secretary of State may direct. The sentence is mandatory, just
as it is in the case of an adult convicted of murder. Section 53(2) covers
other grave crimes, which would, in the case of an adult, carry a sentence of
14 years [*504] or more imprisonment. In such a case the court may pass a
determinate sentence of detention, not exceeding the maximum sentence of
imprisonment for an adult, or it may pass an indeterminate sentence, that is to
say a sentence of detention for life: see Reg. v. Abbott [1964] 1 Q.B. 489.
Unlike the sentence of detention under section 53(1) the sentence of detention
for life under section 53(2) is discretionary. The release of life sentence prisoners convicted of murder lies in
the discretion of the Home Secretary. On 30 November 1983 (Hansard (H.C.
Debates), cols. 505-507: written answer) the then Home Secretary, Mr. Leon
Brittan, announced a new policy covering the release of life sentence prisoners
convicted of murdering police officers, and certain other categories of
offender, including those guilty of the sexual or sadistic murder of children.
Such offenders could expect to serve at least 20 years in prison. The effect of
the new policy was to separate consideration of the punitive element in the
sentence, that is to say, the period of imprisonment required for retribution
and deterrence, from the consideration of risk to the public. For the former he
would continue to ask the judiciary for advice. For the latter he would look to
the Parole Board. The Home Secretary would himself decide when to refer the
case to the Parole Board. This would usually be three years before the expiry
of the punitive element in the sentence. In the meantime the Home Office would
review each case at three-yearly intervals on the basis of reports of the kind
prepared for formal reviews. Nothing was said in the policy statement about
juvenile offenders sentenced under section 53(1) of the Act of 1933. It was not long before Mr. Leon Brittans new policy was
challenged. In In re Findlay [1985] A.C. 318, it was argued that the new
policy was unlawful. The classification of offences by reference to their
gravity was said to be inconsistent with each case being considered
individually on its merits. The gravity of the offence was only one factor. It
should not be considered to the exclusion of other relevant factors. This was
the argument which was accepted by Browne-Wilkinson L.J. in his dissenting
judgment in the Court of Appeal: see at p. 334. In the House, Lord Scarman
said, at p. 335, that he had difficulty in understanding how a Secretary of
State could properly manage the complexities of his statutory duty without a
policy. After referring to an observation of Templeman L.J. in Attorney-General
ex rel. Tilley v. Wandsworth London Borough Council [1981] 1 W.L.R. 854,
he continued: But the duty of the Secretary of
State in this case is, as I have already shown, a very complex one. Indeed, the
complexities are such that an approach based on a carefully formulated policy
could be said to be called for. There is, as I understand the law, nothing to
prevent such an approach, where it is appropriate. So there was no objection to the Home Secretary adopting a policy
in guiding the exercise of his discretion. On 23 July 1987 (Hansard (H.C. Debates), cols. 347-349: written
answer) Mr. Douglas Hurd made a further statement in the light of the decision
of the Divisional Court in Reg. v. Secretary of State for the Home
Department, Ex parte Handscomb, 86 Cr.App.R. 59. He announced that the first
formal review by the Home Office would take place as soon as [*505] practical after
conviction, instead of being postponed for three or four years as had been the
practice hitherto. The Home Secretary would then determine the date for the
first formal review by the Parole Board, which would normally be three years
before the earliest release date. Mr. Hurd made clear that in setting the first
review date he would take account not only of the requirement of retribution
and deterrence, but also, among other factors, the need to maintain public
confidence in the criminal justice system: I shall ensure that the timing of
the first formal review in such cases is fixed in accordance with my overall
policy for ensuring that the time served by prisoners serving sentences for the
worst offences of violence fully reflects public concern about violent
crime: col. 349. Then in 1990 came the decision of the European Court of Human
Rights in Thynne v. United Kingdom, 13 E.H.R.R. 666. That decision is not of
direct relevance, since it was concerned with adults serving discretionary life
sentences after the punitive period of their imprisonment had expired. The
court held that their continued detention was in violation of article 5(4) of
the European Convention on Human Rights and Fundamental Freedoms. Accordingly
it became necessary for the Government to legislate. Part II of the Criminal
Justice Act 1991 is headed Early Release of Prisoners. It
is based on the recommendations of the committee chaired by Lord Carlisle of
Bucklow Q.C. in their review of the parole system (The Parole System
in England and Wales (1988) (Cm. 532)). Section 34 was the
Governments specific response to the decision of the European Court
in Thynnes case. It imposes a duty on the Secretary of State to
release a discretionary life prisoner once he has served that part of his
sentence which is set by the court as the tariff for
retribution and deterrence, and once the Parole Board has directed his release.
In the case of discretionary life prisoners the Secretary of State no longer
has any discretion as to the release date. Section 35 is different. It covers long-term and life prisoners,
other than those serving a discretionary life sentence. Subsection (2) confers
on the Secretary of State the power to release a prisoner serving a mandatory
life sentence, if recommended to do so by the Parole Board, but only after
consultation with the judiciary. Subsection (3) prohibits the Board from making
a recommendation for release unless the Secretary of State has first referred
the case to the Board. There is nothing in section 35 which requires the
Secretary of State to refer the case to the Board at any particular time or at
all. It is left to the discretion of the Secretary of State. Section 43 concerns young offenders. Section 43(1) covers those
serving determinate sentences of detention under section 53(2) of the Act of
1933. It provides that Part II of the Act of 1991 shall apply to such persons
as if they were serving an equivalent sentence of imprisonment. Section 43(2)
covers those serving indeterminate sentences of detention under section 53,
that is to say, those who are detained during Her Majestys pleasure
under section 53(1) of the Act of 1933, and those detained for life under
section 53(2). It provides that Part II of the Act of 1991 shall apply to such
persons as if they were serving sentences of imprisonment for life. [*506] Finally, section 51(1) provides that life
prisoner in Part II means a life prisoner as defined in section
34(7), but extended to include those covered by section 43(2). It is on the interaction of section 35(2) and section 43(2) that
the outcome of the main issue in this appeal depends. But it is first necessary
to complete the background material, by referring to the next occasion on which
the Home Secretarys procedures for releasing life prisoners was
challenged. This came with the decision of the House in Reg. v. Secretary of
State for the Home Department, Ex parte Doody [1994] 1 A.C. 531. It was held in that
case that the Secretary of State must afford a person found guilty of murder an
opportunity to make effective representations as to the date of his first
referral to the Parole Board, and hence, by adding three years, his earliest
date of release. The offender must be informed of the tariff recommended by the
judges, and the gist of their advice to the Home Secretary. I return to these
points later. At this stage I wish only to draw attention to what Lord Mustill
had to say as to a further argument advanced by the applicants in that case,
namely, that the Home Secretary acted unlawfully by setting a tariff period in
excess of that recommended by the judiciary. It was submitted that the judges
were uniquely skilled and experienced in matching punishment to the needs of
retribution and deterrence, and that the Secretary of State should not
interfere. This argument was roundly rejected by the House. Lord Mustill said,
at p. 559: The Secretary of State is compelled,
or at least entitled, to have regard to broader considerations of a public
character than those which apply to an ordinary sentencing function. It is he,
and not the judges, who is entrusted with the task of deciding upon the
prisoners release, and it is he who has decided, within the general
powers conferred upon him by the statute, to divide his task into two stages.
It is not, and could not be, suggested that he acted unlawfully in this respect
and I can see no ground whatever for suggesting that by doing so he deprived
himself entirely of his discretion at the first stage, and delivered it into
the hands of the judges. If the decision in Ex parte Handscomb, 86 Cr.App.R. 59 is
to a contrary effect, then with due respect to a very experienced court, I must
disagree. Within a month of the decision of the House in Ex parte Doody, the Secretary of
State, Mr. Michael Howard, made a further policy statement (Hansard (H.C.
Debates), 27 July 1993, cols. 861-864: written answer). He announced that he
would give effect to the judgment of the House in Doody by arranging for
those convicted of murder to be informed of the substance
(gist) of the judicial recommendations. He continued: I take this opportunity to emphasise
that the view which I or a minister acting under my authority takes, at the
beginning of a mandatory life sentence, of the period necessary to satisfy the
requirements of retribution and deterrence is an initial view of the minimum
period necessary to satisfy those requirements. It therefore remains possible
for me, or a future Secretary of State, exceptionally to revise that view of
the minimum period, either by reducing it, or by increasing it where I, or a
successor in my office, concludes that, putting aside questions of risk, the
minimum requirements of [*507] retribution and deterrence will not have been satisfied at the
expiry of the period which had previously been determined: col. 863. He went on to outline the factors which he would take into account
before releasing a convicted murderer: . . . I will consider not only (a)
whether the period served by the prisoner is adequate to satisfy the
requirements of retribution and deterrence and (b) whether it is safe to
release the prisoner, but also (c) the public acceptability of early release.
This means that I will exercise my discretion to release only if I am satisfied
that to do so will not threaten the maintenance of public confidence in the
system of criminal justice: col. 864. Finally, he said that the practice which he had described would
apply also to persons detained during Her Majestys pleasure under
section 53(1) of the Act of 1933, as well as to persons sentenced to custody
for life under section 8 of the Criminal Justice Act 1982. This was the first
time that the practice in relation to juvenile offenders had been mentioned in
a policy statement. But it was not suggested that the 1993 statement marked any
change in the Home Secretarys previous practice in setting a tariff
for juvenile offenders convicted of murder. With that rather lengthy introduction I can now turn to the issues
in the appeal. The substantive issue The first question is whether the Home Secretary is entitled to
have a policy at all with regard to juvenile offenders convicted of murder,
whereby he determines in advance a minimum period which the offender must serve
before he is considered for release. The second question is whether he is
entitled to have the same policy as he has in the case of adult murderers. As to the first question, all three judges of the Court of Appeal
answered in the affirmative. I do not see how any other answer is possible,
bearing in mind the width of the discretion conferred on the Secretary of
State, the age range of those under consideration, namely, 10 to 21, and the
number of those convicted of murder within that age-range. Thus Lord Woolf M.R.
(who in the event was in a minority on the substantive issues) said, ante, p.
432: Again the fact that the mandatory
sentence of detention for young offenders has the distinction from the
mandatory sentence of life imprisonment which I have described does not mean
that the same tariff-based approach cannot be deployed in relation to both. The
distinction between the sentences can be accommodated in the application of the
policy. This involves paying greater attention to the need for flexibility when
circumstances require. A little later he said, ante, p. 432: The Home Secretarys
discretion as to release is very wide. It is the type of discretion which calls
out for the development of policy as to the way it will in general be
exercised. This should assist in providing consistency and certainty which are
highly desirable in an [*508] area involving the administration of justice where fairness is
particularly important. As to informing the young offender of the minimum period to be
served, views might differ. Lord Woolf M.R. had this to say, ante, p. 433: The objection which is most often made
by those subject to an indeterminate sentence is its uncertainty. They need a
target date. It is also sensible from the administrators point of
view. It avoids conducting reviews which will serve no purpose at times when
there is no question of the offender being released from custody which will
only give rise to unjustified expectations on the part of the detainee. In
addition it identifies the penal element which perfectly properly the young
offender can normally be expected to serve by way of punishment. These are wise words with which I wholly agree. But it is worth
repeating (it cannot be said too often) that the question is not whether the
policy is wise or unwise. The question is whether it is lawful. I need not quote from the majority judgments on this point. They
both affirm the lawfulness of the Home Secretarys policy. I have some difficulty in understanding the judgment of the
Divisional Court, given by Pill L.J. Having pointed out that the sentence on a
young offender should be kept under regular review, the Divisional Court
continued: That requirement does not prevent
the Secretary of State forming an initial and provisional view as to what
punishment and deterrence requires. That may well be helpful to him in performing
his later duties. He can take judicial advice before forming that view. What I
cannot accept is that in the case of an offender aged 10 or 11 he can fix a
tariff of 15 years as if the offender were an adult. This seems to be saying that it is not the policy that is wrong,
but the length of the tariff in this particular case. This is borne out by
other passages in the Divisional Courts judgment as follows: It is inconsistent with the
requirement to keep under review to fix a 15-year tariff at the beginning of a
sentence on a child of 11 . . . The need to keep an open mind, and to keep the
whole question under review, is stronger as the age of the offender at time of
sentence is younger. In the case of an offender aged 16 or 17, it will usually
be possible to express a firmer initial view than in the present
case. It is true that the Divisional Court went on to say that they were
not expressing any view as to the merits of the sentence by way of length, but
only as to the lack of merit in fixing it so early. But I find this difficult
to reconcile with what follows. The Divisional Court record, and appear to
accept, Mr. Fitzgeralds concession that the tariff figure of eight
years recommended by the trial judge would have accorded with the
underlying purpose of the sentence. It would not have been unlawful,
since it would have allowed for a review after five years. This seems to be an
acceptance by the Divisional Court that it is lawful to fix the tariff at the
beginning of the sentence, even in the case of a 10-year-old child, provided
the tariff is not too long. [*509] So I am driven to the conclusion that in the eyes of the
Divisional Court the real objection to the 15-year tariff was not the fixing of
the tariff at the beginning of the sentence, but the length of the tariff in
the case of these two children. If a tariff of eight years would have been
consistent with keeping an open mind and keeping
the whole question under review, why not a tariff of 15 years? I now turn to the argument on behalf of the two applicants. The
starting-point was that the sentence of detention during Her Majestys
pleasure is preventive and therapeutic by nature, and contains no punitive
element. The Divisional Court rejected this proposition; so did all the members
of the Court of Appeal, and so would I. Section 53 of the Act of 1933 is headed
Punishment of certain grave crimes. Section 53(2) which
enables the court to impose a determinate sentence, i.e. detention for a period
of years, is clearly punitive in character, or at least contains a punitive
element. In Reg. v. Fairhurst [1986] 1 W.L.R. 1374, a case which concerned
a number of appellants who had been sentenced to various periods of detention
under section 53(2) for crimes such as burglary, rape and arson, Lord Lane C.J.
said, at pp. 1376-1377: On the one hand there exists the
desirability of keeping youths under the age of 17 out of long terms of
custody. This is implicit in the provisions of the Criminal Justice Act 1982
already referred to. On the other hand it is necessary that serious offences
committed by youths of this age should be met with sentences sufficiently
substantial to provide both the appropriate punishment and also the necessary
deterrent effect, and in certain cases to provide a measure of protection to
the public. A balance has to be struck between these objectives. If a sentence under section 53(2) is punitive in character, or
contains a punitive element, as it obviously does, it would be preposterous if
the sentence for the gravest crime of all under section 53(1) did not contain a
punitive element. It was conceded by Mr. Higgs that this must be so in the case
of a young person of 17 convicted of murder, but he submitted that the position
was different for a child of 10. But the wording of section 53(1) is the same
in both cases. If a sentence of detention during Her Majestys
pleasure is capable of containing a punitive element in the case of a murderer
aged 17, it must also be capable, as a matter of language, of including a
punitive element in the case of a child aged 10. The age of the offender is, of
course, highly relevant to the length of the minimum period of detention. But
it cannot be said that at the age of 10 the sentence is purely rehabilitative
or therapeutic. Otherwise there would be no purpose in requiring the
prosecution to prove, as they did in these cases, that the applicants knew that
what they were doing was seriously wrong. If it be right that the sentence of detention during Her
Majestys pleasure contains a punitive element, then the rest seems to
follow. The Home Secretary was entitled to set a policy which covers the
imposition of a sentence on those within the age group 10 to 17, just as he can
have a policy for those in the age group 18 to 21 sentenced to custody for
life, and for those serving an adult sentence of life imprisonment, provided
always he considers each case on its own merits. No doubt opinions will [*510] differ greatly as to
the length of the appropriate tariff in a given case. But as to that, the only
opinion which matters is that of the Home Secretary. The decision is always one
of the utmost gravity, especially so in the present case. The courts cannot
interfere on the ground that 15 years was too long, or even that it was half as
long again as the tariff proposed by the Lord Chief Justice: see Reg. v.
Secretary of State for the Home Department, Ex parte Doody [1994] 1 A.C. 531,
559. The only ground on which the courts could interfere would be if the
sentence were beyond all reason, or irrational in the Wednesbury sense (Associated
Provincial Picture Houses Ltd. v. Wednesbury Corporation [1948] 1 K.B. 223).
This was not suggested. If it was intended to be suggested, I would not accept
the suggestion. That brings me to the second question. If it is lawful for the
Home Secretary to have a policy at all in relation to the 10 to 17 age group,
as it clearly is, is it lawful for him to have the same policy as he has in
relation to adults, or (presumably) the 18 to 21 age group, although the latter
comparison was hardly mentioned in the course of the hearing? It was pointed
out correctly that the origin of the expression
detention during Her Majestys pleasure lies in
the sentence first imposed on criminal lunatics in the time of George III
(Trial of Lunatics Act 1800 (39 & 40 Geo. 3, c. 94)), and its adoption by
Parliament in section 103 of the Children Act 1908, from whence it found its
way into section 53 of the Act of 1933. When in 1908 Parliament abolished the
death sentence for children and young persons, it might have chosen life
imprisonment or custody for life as the alternative punishment. But it did not.
It chose detention during Her Majestys pleasure. It was argued that,
by announcing that he would apply the same policy in the case of children and
adults, the Home Secretary obliterated this distinction. The last paragraph of
his 1993 policy statement was thus said to be unlawful. This was the ground on
which the Divisional Court decided against the Home Secretary. I return to this
argument later. Whatever merit the argument may have had in the past, it cannot
possibly survive the passing of the Act of 1991. It was common ground that the
relevant release power is contained in section 35(2) of the Act, which
provides: If recommended to do so by the
Board, the Secretary of State may, after consultation with the Lord Chief
Justice together with the trial judge if available, release on licence a life
prisoner who is not a discretionary life prisoner. In order to understand the operation of section 35(2) in relation
to young offenders, it is necessary to refer in greater detail to some of the
other provisions of Part II of the Act of 1991. As already mentioned, section
34 imposes a duty to release discretionary life sentence prisoners when certain
conditions have been satisfied. Section 33 imposes a duty to release short-term
and long-term prisoners after half and two-thirds of their sentences,
respectively, and section 35(1) grants a power to release a long-term prisoner
after one-half of his sentence. Then comes section 43 [*511] which is the
all-important section. It is necessary to set out this section in full: Young offenders. (1) Subject to
subsections (4) and (5) below, this Part applies to persons serving sentences
of detention in a young offender institution, or determinate sentences of
detention under section 53 of the 1933 Act, as it applies to persons serving
equivalent sentences of imprisonment. (2) Subject to subsection (5) below, this
Part applies to persons serving (a) sentences of detention during
Her Majestys pleasure or for life under section 53 of the 1933 Act;
or (b) sentences of custody for life under section 8 of the 1982 Act, as it
applies to persons serving sentences of imprisonment for life. (3) References
in this Part to prisoners (whether short-term, long-term or life prisoners), or
to prison or imprisonment, shall be construed in accordance with subsections
(1) and (2) above. (4) In relation to a short-term prisoner under the age of 18
years to whom subsection (1) of section 33 above applies, that subsection shall
have effect as if it required the Secretary of State (a) to release
him unconditionally if his sentence is for a term of 12 months or less; and (b)
to release him on licence if that sentence is for a term of more than 12
months. (5) In relation to a person under the age of 22 years who is released
on licence under this Part, section 37(4) above shall have effect as if the
reference to supervision by a probation officer included a reference to
supervision by a social worker of a local authority social services
department. Section 43(1) and (3) applies the provisions of section 33 (short-
and long- term prisoners) and section 35(1) (long-term prisoners) to those
detained under section 53(2) of the Act of 1933. There cannot be any doubt as
to that, since the provisions are applied with the modifications set out in
section 43(4) and (5). Similarly, section 43(2) and (3) apply section 35(2) to
two classes of offenders under the age of 22, namely, those detained during Her
Majestys pleasure under section 53(1) of the Act of 1933 and those
sentenced to custody for life under section 8 of the Act of 1982. They also
apply section 34 of the Act to those detained for life under section 53(2) of
the Act of 1933. Again there can be no doubt as to the intention, since the
provisions are applied with the modifications set out in section 43(5). But
section 35(2) can only apply at all to those detained during Her
Majestys pleasure if they are treated, for the purposes of section
35(2), as life prisoners. Hence the definition in section 51(1) of the Act of
1991 which provides that life prisoner has the meaning
given by section 34(7) of the Act as extended by section 43(2). Against this
statutory background, it hardly matters whether a sentence of detention during
Her Majestys pleasure is correctly described as a
life sentence or not. Since it is assimilated to a life
sentence for all purposes of release, it is certainly a sentence which covers
the offender for the rest of his natural life. Like an adult murderer, a juvenile
murderer released on licence can be recalled at any time: see section 37(3). In
these circumstances, the distinction urged on your Lordships between a sentence
which orders detention for life and a sentence which authorises detention for
life cannot be sustained. In the light of section 43(2) of the Act of 1991 it
is a distinction without practical [*512] difference. It is said that an adult
convicted of murder has forfeited his liberty for the rest
of his life. But this is only because, after release, he is liable to be
recalled. Exactly the same applies to a juvenile detained during Her
Majestys pleasure. Since Parliament has created a direct link between the mandatory
life sentence and sentence of detention during Her Majestys pleasure,
and provided the same release procedure for both, I cannot see how it can be
said to be unlawful for the Secretary of State to apply the same policy of
indicating the minimum period to be served for the purposes of retribution and
deterrence as soon as practicable after the sentence has been imposed. This is
made all the more manifest by comparison with the discretionary life sentence.
As already mentioned, a discretionary sentence for life can be imposed, and is
from time to time imposed, under section 53(2) of the Act of 1933: see Reg.
v. Abbott [1964] 1 Q.B. 489. That would bring the case within section 34 of
the Act of 1991. The judge then sets the tariff in accordance with the 1993 Practice
Direction (Crime: Life Sentences) [1993] 1 W.L.R. 223. If a judge can set a
tariff in respect of a sentence under section 53(2), as Parliament has
provided, how can it be unlawful for the Secretary of State to fix a tariff in
respect of the more serious conviction under section 53(1)? Contrary to the
view of the Divisional Court, I cannot accept that there was anything unlawful
in the last paragraph of the Home Secretarys 1993 policy statement.
On this aspect of the case I find myself in complete agreement with the views
expressed by Hobhouse and Morritt L.JJ. I cannot, with respect, agree with Lord Woolf M.R. that the Home
Secretary must have been guilty of an over-rigid application of his policy, or
must have misunderstood the nature of the tariff. The only evidence for this
conclusion is Lord Woolf M.R.s view, ante, p. 433E that 15 years
would appear to be totally unreasonable in the case of a
child of 10. But according to Mr. Newtons affidavit (on behalf of the
Secretary of State), the Home Secretary had particular regard for the age of
these offenders, and their need for rehabilitation. Indeed this appears in each
case from the decision letter itself. For if he had not had regard to their
age, he would presumably have imposed a tariff of 25 years. But the age of the
applicants, and their need for rehabilitation, were not the only factors. In
addition to the punitive element in the sentence, the Home Secretary was
entitled to have regard to other factors, and especially the need for
maintaining public confidence in the criminal justice system: see In re
Findlay
[1985] A.C. 318, 333B, per Lord Scarman, and Reg. v. Secretary of State for
the Home Department, Ex parte Doody [1994] 1 A.C. 531, 559B, per Lord Mustill. In
the light of these other factors it cannot be said that the Home Secretarys
initial view of 15 years was so far beyond what was reasonable as to point
inevitably to a wrong approach. If the figure had been 10 years (the tariff
suggested by the Lord Chief Justice) or even 12 years the argument could hardly
have got off the ground. I accept, of course, that a policy otherwise lawful may be
attacked on the ground of its over-rigid application. Each case must be
considered on its merits before the policy is applied. If, for example, the
Home Secretary had announced a policy that all children found guilty of murder
should be detained for at least seven years, such a policy might well have been
[*513] unlawful if it did
not allow for exceptions: see In re Findlay, per Lord Scarman, at p. 336G. But
the Home Secretarys decision in the present case cannot be faulted on
that ground. The minimum detention of 15 years was not fixed by reference to a
predetermined scale. It was decided by reference to the facts of the case, and
the circumstances of these two applicants. So there was no need to allow for
any exceptions. If the minimum period of detention were a
tariff sentence in the true sense of the word, there might
be grounds for criticism. But it is not. As Lord Mustill observed in Ex parte Doody, at pp. 556-558, the
use of the word tariff in that context is apt to be
misleading. Then it is said that the policy is over-rigid because it does not
allow for a reconsideration of the tariff on the ground of exceptional progress
during detention. This limitation is not, in fact, spelt out in the 1993 policy
statement. The statement expressly contemplates that the initial tariff period
may be reduced or increased. The argument therefore depends on the way the
policy is currently being applied. According to Mr. Newtons
affidavit, the Home Secretary does not currently consider exceptional progress
in detention as a ground for reconsidering the tariff. Is this enough to make
the policy as a whole unlawful? There is a danger here that the courts, by insisting on
flexibility in every aspect of the policy, may emasculate the policy itself,
and deprive it of all utility. If the Home Secretary is entitled to have a
policy at all in relation to young offenders by which he announces the tariff
period as soon as possible after the start of the sentence (as to which I
entirely agree with what Lord Woolf says) I cannot for my part accept that the
whole policy is undermined by the absence of a formal review during that
period. I say that for three reasons. In the first place, the progress of these two applicants in
detention, while not qualifying them for release until after 15 years, will
certainly be monitored during that period; no doubt exceptional progress will
be an important factor in deciding how soon thereafter they may be released.
Secondly, Parliament has itself provided for early release on compassionate
grounds: see section 36 of the Act of 1991. Thirdly, there is no special
provision for early release on the grounds of exceptional progress where a
young offender is serving a determinate sentence or a discretionary life
sentence under section 53(2) of the Act of 1933. Subject to section 43(4) and
(5) of the Act of 1991, Parliament intended that they should be dealt with in
the same way as adult offenders. So why should there be any provision for early
release on the grounds of exceptional progress in the case of young offenders
serving the equivalent of a mandatory life sentence? For these reasons, and
especially the third, I cannot agree that the Home Secretarys policy
announced in 1993 is unlawful on the ground that it lacks sufficient
flexibility, nor that its application in the case of these two applicants was
unlawful on that ground. Finally, I return to the argument accepted by a majority of your Lordships
that a sentence of detention during Her Majestys pleasure is, and has
always been, different in conception from a sentence of life imprisonment. The
argument is that when Parliament abolished the death sentence for children and
young persons in 1908, it might have substituted a sentence of life
imprisonment. Instead it substituted a sentence of [*514] detention during Her
Majestys pleasure. It is said that the Home Secretary failed to
appreciate this conceptual distinction when he announced in 1993 that he would
adopt the same practice in the case of children and young persons as in the
case of adult murderers, and when, in particular, he fixed the tariff for these
two applicants. I do not myself get much assistance from the legislative history
in this case. We know that one of the objectives of the Act of 1908 was to
ensure that children and young persons did not mix with adult prisoners in
ordinary jails. This is a sufficient explanation for why Parliament avoided the
use of the term imprisonment, and chose instead detention
in such place and under such conditions as the Secretary of State may
direct. We do not know why Parliament chose the words
during Her Majestys pleasure. If the intention had
been to secure that the sentence should be purely preventative and therapeutic,
as in the case of criminal lunatics, then there would indeed have been a
conceptual difference. But none of your Lordships are of that view. For my part
I cannot read anything more into the words during Her
Majestys pleasure than that they were intended to describe
a sentence which is indeterminate in length, like a life sentence. Nor is there
anything in the language of section 103 which required the sentence to be kept
under continual review, any more than a determinate sentence for less serious
offences under section 104. So I do not accept that a sentence of detention
during Her Majestys pleasure was conceptually different from a life
sentence in 1908, save in relation to the place and conditions of detention;
and if there ever was such a difference, it soon became obscured. For it seems
to have escaped the attention of the Departmental Committee which reported on
the Treatment of Young Offenders in 1927, Cmd. 2831, and the Ingleby Committee
which reported in 1960 (Report of the Committee on Children and Young Persons
(Cmnd. 1191)). It is unfortunate that Parliament continues to use archaic
language in a modern statute. Your Lordships are all agreed that
during Her Majestys pleasure does not mean what
it meant when the phrase originated nearly 200 years ago. What it meant in 1908
must remain a matter for speculation. Even if the legislative background
sounded with a more certain note, I would not myself allow the history of the
phrase to influence, still less control, the meaning which Parliament plainly
intended in 1991. Like my noble and learned friend, Lord Goff of Chieveley, I would
dismiss the applicants cross-appeals. Procedural issues As to the Home Secretarys appeal, I have the misfortune
to find myself again in a minority. I can deal briefly with two of the three points. It is said that
the Secretary of State had insufficient material on which to exercise his discretion.
For example, it is said that if he had been sentencing the applicants in court
he would have asked for psychiatric reports as to their level of responsibility
having regard to their age. At the very least he would have asked for a social
inquiry report. With all respect to the judges of the Court of Appeal who
expressed their views in strong terms (Lord Woolf M.R., ante, p. 436H described
the Secretary of States approach as [*515]
perfunctory), I cannot agree with this conclusion. The
Secretary of State was not bereft of material. He had the judges
report, which summarised the medical evidence. It is worth quoting the
following passage: Both Thompson and Venables were
healthy boys of average intelligence with no mental abnormality . . . However,
these two boys came from homes and families with great social and emotional
deprivation. They grew up in an atmosphere of matrimonial breakdown where they
were exposed to, saw, heard or suffered abuse, drunkenness and violence. I have
no doubt both boys saw video films frequently showing violent and aberrant
activities. The Secretary of State was entitled to accept the judges
report at its face value. He was not obliged to look for corroboration. If he
had been minded to disagree with the judges view of the mental state
of the applicants, then of course he would have been obliged to seek further
psychiatric advice, as Mr. Pannick accepted. But he was not. Moreover, if the
Home Secretary was obliged to seek further reports, so also was the Lord Chief
Justice, when he increased the judges tariff from eight years to 10
years. If the courts are going to tell the Home Secretary how to perform a
function which has been entrusted to him, and to him alone, by Parliament, then
there would appear to be no limit to the bounds of judicial review. Of course,
the court will interfere if the Home Secretary acts unlawfully or abuses his
powers, or behaves unfairly, or on any of the other well-established grounds of
judicial review. But there was nothing remotely unfair in the Secretary of
State assessing the tariff on the information which he already had, without
calling for further reports. Secondly, it is said that the Home Secretary ought to have made
full disclosure of all the material on which he relied, and in particular
should have disclosed the whole of the judges report, in order to
enable the applicants to make adequate representations, and to correct any
mistakes of fact. It was not enough, so it was said, that the Secretary of
State should have made known the recommendations of the trial judge and the
Lord Chief Justice, as required by the House in Reg. v. Secretary of State
for the Home Department, Ex parte Doody [1994] 1 A.C. 531; the applicants were entitled
to the full text of the judges report. Indeed the applicants were
said to be entitled to disclosure of all the materials before the Home
Secretary, including details of any comparable cases on which the Home
Secretary proposed to rely, and, I suppose, any comparable cases which might
assist the applicants. But this goes much too far. In my opinion the appropriate limit
was set in Ex parte Doody, which required no more than that the Home
Secretary should disclose the gist of the judges advice. That would
almost always be enough, as it was in this case, to enable the applicants to
know the case against them. We were informed that it is now the practice of the
Home Secretary to disclose the judicial comments in full, other than material
relating to future risk. This does not, of course, mean that the previous
practice was unlawful. The full report was disclosed to the applicants on 23
January 1995, when they were invited to make further representations if they
wished. This was as far, and maybe further, than the Home Secretary was obliged
to go. How could he sensibly disclose all [*516] the material which weighed with him when
considering the need to maintain public confidence in the rule of law? I come now to the third and last point of criticism. The relevant
paragraph in the decision letter dated 22 July 1994 reads: In making his decision, the
Secretary of State had regard to the circumstances of the offence, the
recommendations received from the judiciary, the representations made on your
behalf and the extent to which this case could be compared with other cases. He
also had regard to the public concern about this case, which was evidenced by
the petitions and other correspondence the substance of which were disclosed to
your solicitors by our letter of 16 June 1994, and to the need to maintain
public confidence in the system of criminal justice. The facts are that the Home Secretary received a petition signed
by 278,000 members of the public submitted by the victims family. The
petition called for a full-life sentence. The family also submitted some 4,400
letters. Another petition was signed by 5,900 members of the public calling for
a minimum of 25 years detention. On 28 June 1994 one of the
applicants solicitors wrote to the Home Office object[ing] most strongly to the
reception of political representations made to the
Secretary of State behind the back of the applicant and his family and without
a proper opportunity to respond. The solicitors asked to be sent the full text of any petition,
letters or representations received by the Secretary of State; in addition they
asked for all materials which would be before the Secretary of State when he
reached his decision. On 7 July 1994 the Home Office replied that the applicant
already had the full text of the petitions (other than the signatures) and that
it was not practicable to make all the letters available. No further
representations were received from the applicant before the Secretary of State
reached his decision. The complaint is, first, that the Home Secretary is not entitled
to have regard to public concern in relation to an individual case, and,
secondly, that he was not entitled to take account of the petitions and other
correspondence as evidence of public concern in the present case. I am bound to note that this complaint, however it may be put,
forms no part of the grounds on which relief is sought. The original complaint
related only to the failure to disclose the material. When the case came before the Divisional Court, Pill L.J. drew
attention to the massive representations which the Home
Secretary had received. He acknowledged the Secretary of States
responsibility to maintain public confidence in the system of justice.
The public can, he said, be expected to express
overwhelmingly their support for Mr. and Mrs. Bulger in the tragic loss they
have suffered and support measures to prevent such a crime happening again. I
am confident that many more than 300,000 people would share those
views. There was no suggestion at the hearing before the Divisional Court
or in the judgment that the Secretary of State had been wrong to take [*517] the petitions or the
correspondence into account as evidence of public concern. It therefore comes as something of a surprise to find the point
featuring so strongly in the judgments of Lord Woolf M.R. and Hobhouse L.J. in
the Court of Appeal. I quote from the judgment of Hobhouse L.J., ante, pp.
454-455: But it appears that the Secretary of
State was in the present case prepared to take into account a large amount of
material which in effect amounted to taking a hopelessly unscientific poll from
members of the public without any satisfactory checks or without any confidence
as to the factual or legal basis upon which the responses were made. If the
Secretary of State is choosing to assume the role of deciding the period
necessary for these defendants for retribution and deterrence, he should not only
disregard but be seen to disregard material of this kind. It was the quality of the material, to use his
own expression, at p. 111, which Hobhouse L.J. found so alien and, perhaps,
distasteful. Morritt L.J. took a different line, ante, p. 464: It is true that the material in this
case is open to the criticisms made by Lord Woolf M.R. and Hobhouse L.J. But
public concern is not necessarily either logical, fully informed or free from
prejudice. It is the fact that the concern is public that gives it
significance; what weight, if any, to attach to it is a matter for the
Secretary of State. Accordingly however alien such a consideration may be to a
judge sentencing an offender it is not one which, in my view, the Secretary of
State is legally precluded from taking into account. I find myself in agreement with Morritt L.J. If the Home Secretary
is entitled to take account of the need to maintain public confidence in the
criminal justice system, as everybody agrees, I can see no reason why he should
not take account of genuine public concern over a particular case. If he were
to ignore such genuine concern (and nobody has suggested that the petitions and
the correspondence were not genuine) it would have direct impact on public
confidence for the future. Judges also take account of public concern over the
level of sentencing; and so they should, as witness the increase over the last
20 years in the tariff for causing death by dangerous driving. In Reg. v.
Secretary of State for the Home Department, Ex parte Doody [1993] Q.B. 157,
197-198 Staughton L.J. suggested that a distinction should be drawn between
material received by the Home Secretary which is directed to penal policy in
general, and material directed to a particular case. The latter should be
disregarded. But how can such material be distinguished? The observations of
Hobhouse L.J., which I have quoted, read far too much into the decision
letters. The petitions and the letters were not, of course, evidence of
anything in any legal sense. But surely they demonstrated a certain level of
concern. It is to the Home Secretary that Parliament has entrusted the task of
maintaining public confidence in the criminal justice system, and as part of
that task gauging public concern in relation to a particular case when deciding
on the earliest release date. I do not regard it as the function of the courts
to tell him how to perform that task. [*518] I would therefore allow the Home Secretarys appeal on
the procedural issues. This means that of the 10 judges who have taken part in
these proceedings, I am the only one to have accepted Mr. Pannicks
submissions on all points. I would uphold the lawfulness of the Home
Secretarys decision to impose a minimum tariff of 15 years
detention in the case of these two applicants. That does not, of course, mean
that I would necessarily have imposed the same tariff myself, had I been Home
Secretary. But that is not the issue. LORD STEYN. My Lords, when they were both aged 10 years Venables
and Thompson committed a vicious and cold-blooded murder of a two-year-old boy.
The inexpressible grief of the family of the murdered boy will never cease. The
family, the local community and society generally are morally outraged. Venables
and Thompson will have to spend many years in detention. The only question is
whether the Home Secretary in deciding to fix a tariff
sentence of 15 years acted lawfully. It does not follow that after Venables and
Thompson have served any applicable tariff sentence they
will be released. That is a different question involving an assessment of the
risk of releasing them. There appears to be very little that can be said for
Venables and Thompson. But they have rights under our law: they are entitled to
the full measure of the protection from unlawful action by the executive
afforded by the common law even to prisoners convicted of murder. And in my
judgment the Home Secretarys decisions affecting them are unlawful. My conclusions on the principal issues In my view in making his decision to fix a tariff of 15 years the
Home Secretary exceeded the statutory powers which he has been given. I will
summarise at the outset my conclusions on the principal issues. Following the
same structure I will then explain my reasons for each conclusion. Contrary to the submissions of counsel for Venables, my view is
that a major purpose of a sentence of detention during Her Majestys
pleasure imposed upon a child under section 53(1) of the Children and Young
Persons Act 1933 is punishment. Consequentially on this holding I conclude,
contrary to the submissions of counsel for Venables, that in principle it is
within the power of the Home Secretary to fix a provisional and reviewable
tariff under section 53(1). But I have come to the conclusion that the decisions of the Home
Secretary as contained in his letters of 22 July 1994, which fixed a 15-year
tariff for both Venables and Thompson, were unlawful for substantive reasons as
well as a breach of the principles of procedural fairness. There are two
separate substantive reasons why I conclude that the Home Secretarys
decisions were unlawful. First, the Home Secretary regarded a sentence of
detention during Her Majestys pleasure under section 53(1) imposed on
a child convicted of murder as in law equivalent to a mandatory sentence of
life imprisonment imposed on an adult convicted of murder. His legal premise
was wrong: the two sentences are different. A sentence of detention during Her
Majestys pleasure requires the Home Secretary to decide from time to
time, taking into account the punitive element, whether detention is still
justified. The Home Secretary [*519] misunderstood his duty. This misdirection by itself
renders his decision unlawful. Secondly, the Home Secretary misdirected himself
by giving weight to public protestations about the level at which the tariff in
the cases of Venables and Thompson should be fixed. In doing so the Home
Secretary took into account in aggravation of the appropriate level of
punishment legally irrelevant considerations. This was a material defect in the
reasoning of the Home Secretary. It rendered his decisions unlawful. On the issues of alleged procedural unfairness, I have concluded
that the decisions of the Home Secretary were also procedurally flawed by the
credence and weight which he gave to public clamour for an increase in the
level of the tariff. This point overlaps with my second substantive conclusion.
It may be two sides of the same coin: either way the quality of the
decision-making was adversely affected in a material way. I will deal with this
point under the procedural heading quite briefly. I would reject the other
procedural complaints about the decision of the Home Secretary. Punishment Counsel for Venables submitted that the sentence of detention
during Her Majestys pleasure for murder committed by children has
always been a sentence designed solely for the reformation of youthful
offenders and for the protection of the public. He argued that punishment has
never had any part to play in respect of such a sentence. On this supposition
he submitted that the imposition of a tariff is always inappropriate in the
case of young murderers sentenced under section 53(1). In my view the premise
of this argument is wrong. The Children Act 1908 provided that a child or young
person charged with any offence might upon conviction be sentenced to, inter
alia, a whipping or detention. That was a provision for the punishment of
children for lesser offences than murder. When Parliament dealt with murder
committed by a child or young person, the sentence of detention during Her
Majestys pleasure cannot credibly have been intended to have been
entirely non-punitive. Moreover the fact that children between the ages of 10
and 14 years may be criminally responsible demonstrates that in law they may
deserve punishment. And that consideration must apply to murder as much as to
lesser offences. The applicability of a tariff to detention during Her
Majestys pleasure Counsel for the applicants had a more formidable argument against
the applicability of a tariff in cases governed by section 53(1). By way of
alternative submission counsel for Venables said that the sentence must be
regarded as partly punitive and partly rehabilitative. But because it is
indeterminate and provides for release at any time (section
53(4)), the concept of a predetermined initial punitive phase to be served
before release is inconsistent with the purpose of the sentence. Counsel for
Thompson also argued that a tariff was inappropriate. He said that the correct
approach is that at such time as the particular young offenders involved in
this case are found to be rehabilitated the Home Secretary should ask himself
whether they have been sufficiently punished. Initially I was attracted to a line of reasoning that any tariff
is contrary to the purpose and policy of a sentence under section 53(1). On
balance [*520] I have come to the
conclusion that this is not a correct analysis. If punishment is a purpose of
such a sentence, as it is, it is difficult to say that a Home Secretary charged
with the decision of giving content to what detention during Her
Majestys pleasure means in a particular case may not in his
discretion make a provisional and subsequently reviewable judgment as to what
ought to be the period to be served as punishment by a particular offender.
And, if that it so, it is clearly right that his decision should be notified to
the offender. In other words, I regard the discretionary power to set a
provisional and reviewable tariff as inherent in the statutory power entrusted
by Parliament to the Home Secretary since 1908, i.e. the power to decide how in
an individual case the power to detain during Her Majestys pleasure
should be exercised. The misconception as to the nature of the sentence The Home Secretary treated two sentences for murder as exactly
alike, namely (1) a mandatory sentence of life imprisonment passed on an adult
convicted of murder and (2) a mandatory sentence of detention during Her
Majestys pleasure passed on a child or young person convicted of
murder. He emphasised that in a policy statement to the House of Commons of 27
July 1993 (Hansard (H.C. Debates), cols. 861-864: written answer) in the
following words: Everything that I have said about
the practice of the Secretary of State in relation to mandatory life sentence
prisoners applies equally to persons who are, or will be, detained during Her
Majestys pleasure under section 53(1) of the Children and Young
Persons Act 1933 . . . In the same policy statement he contrasted the position of a
prisoner subject to a mandatory life sentence with that of a prisoner subject
to a discretionary life sentence. Once the minimum period fixed for retribution
and deterrence has been satisfied, and provided that he is no longer a risk, a
prisoner serving a discretionary life sentence is entitled to be released:
section 34 of the Criminal Justice Act 1991. But a more severe regime applies
to prisoners convicted of murder who are subject to mandatory life sentences.
The Home Secretary endorsed the practice that an adult
prisoner subject to a mandatory life sentence has forfeited his liberty to the
state for the rest of his days. He said that the
presumption is that such a prisoner should remain in
custody until the Home Secretary concludes that the public interest would be
better served by the prisoners release than by his continued
detention. This is how the Home Secretary also viewed the nature of a sentence
of detention during Her Majestys pleasure under section 53(1). It is now necessary to examine the correctness of the Home
Secretarys view of a section 53(1) sentence. In order to understand
the nature of a sentence of detention during Her Majestys pleasure it
is necessary to start with the position before the Act of 1908 was enacted. For
this purpose I gratefully draw on a report prepared by Professor A. W. B.
Simpson, the distinguished legal historian, and submitted to the European Court
in Prem Singh v. United Kingdom (unreported), 21 February 1996; 1994/503/589,
E.C.H.R. Until the Act of 1908 the formal law (as opposed to Home [*521] Office practice) made
no special provision for children or young persons convicted of murder. In
strict law youthful convicted murderers could be executed. But it became the
practice not to execute murderers who were under the age of 18 years. It is
probable that whenever a convicted murderer was reprieved on account of youth,
a life sentence of penal servitude would have been imposed, and the individual
would only have been released after serving a conventional period of 20 years
unless he was then thought to be still dangerous. This practice was consistent
with the notion that if children were criminally responsible they were amenable
to exactly the same punishments as adults. Gradually, that policy fell into
disfavour: the view gained ground that all juvenile offenders formed a distinct
category of offenders for whom special arrangements for disposal should be
made. The Act of 1908 was a reforming measure which throughout reflected this
change in attitude to young offenders. Thus it abolished the use of prisons for
offenders under 14; it abolished penal servitude for those under it; and it
permitted imprisonment for those between 14 and 16 only exceptionally. Section
103 formally abolished a sentence of death against a child or young person.
That left the important question of the substitute penalty. Following previous
practice regarding the punishment of children convicted of murder Parliament
could have provided for a sentence of life imprisonment, or for detention for
life. But Parliament chose not to do so. Instead the Act of 1908 provided that
the new sentence to be imposed on children (those between 8 and 14) and young
persons (those between 14 and 16) would be detention during His
Majestys pleasure. And the statute provided that, if so sentenced,
the child or young person would be liable to be detained in such place and
under such conditions as the Secretary of State directed. Professor Simpson
commented on this change in the following terms: If, as I think very probable, the
practice before 1908 when a young (under 18) murderer was reprieved was to
grant a conditional pardon, with commutation to penal servitude for life, then
the provision in the Act of 1908 involved a deliberate change in practice, and
shows an intention to set up a regime for young persons convicted of murder
which was significantly different from that for reprieved adults. At the time
this Act was passed the conception of detention during
H.M.s pleasure existed in statutory form only in relation
to criminal lunatics. When it was transferred to this new context, it formed
part of an elaborate legislative scheme which reflected a general policy of
treating young offenders quite differently from older ones. It would therefore
be a misunderstanding of the policy of the Act to view detention at
H.M.s pleasure under the 1908 Act as the same in all but name as the
life sentence of imprisonment imposed under conditional pardon granted to adult
reprieved murderers. This reasoning seems correct. Counsel for the Home Secretary,
despite express invitation to comment on the purpose of section 103 of the Act
of 1908, offered no argument to the contrary. Detention during His
Majestys pleasure, the term of sentence selected by Parliament in
1908 for children convicted of murder, was intended to involve (subject to
matters of the risk of releasing the individual) a less severe form of sentence
than [*522] imprisonment for
life. After all, a sentence of life imprisonment involves an order that an
individual be imprisoned for life. By contrast a sentence of detention during
Her Majestys pleasure merely authorises detention of an individual
for life. Subsequently, Parliament revisited this subject. Section 53(1) of
the Act of 1933 re-enacted section 103 in respect of persons under 18 convicted
of murder. The Act of 1933 was preceded by a detailed inquiry into the way in
which the criminal justice system treated children and young persons: Report of
the Departmental Committee on the Treatment of Young Offenders (1927) (Cmd.
2831). The report did not specifically deal with detention during His
Majestys pleasure: the matter had been settled in 1908. On the other
hand, the report described the Act of 1908 as a notable piece of
legislation, enshrining as it did in almost every section the principle that a
young offender shall receive different treatment from an adult . . .
(p. 8). And that philosophy of differentiating between sentences imposed on
adults and children and young persons was carried forward in the report and the
resulting statute of 1933. The Murder (Abolition of Death Penalty) Act 1965 repealed section
53(1) and (by section 1(5)) substituted the following section: A person convicted of an offence who
appears to the court to have been under the age of 18 years at the time the
offence was committed shall not, if he is convicted of murder, be sentenced to
imprisonment for life, nor shall sentence of death be pronounced on or recorded
against any such person; but in lieu thereof the court shall (notwithstanding
anything in this or in any other Act) sentence him to be detained during Her
Majestys pleasure, and if so sentenced he shall be liable to be
detained in such place and under such conditions as the Secretary of State may
direct. Before this provision was enacted the Ingleby Committee (Report of
the Committee on Children and Young Persons (1960) (Cmnd. 1191)) had made a
wide-ranging report on the position of children and young persons in the
criminal justice system. The report and the subsequent statute did not
specifically deal with detention during Her Majestys pleasure. The
report did, however, emphatically endorse the policy differentiating between
the sentencing of adults and juvenile offenders. The report observed that
originally the principle of equality before the law meant that children were
hanged, transported or imprisoned on the same principles as those applicable to
adults: paragraph 53(d). The report stated in categorical terms that the
conception of a standard or ordinary punishment applicable to everyone, child
or adult, had gone: paragraph 58. This is the culture in which section 53(1)
was re-enacted. In respect of persons convicted of murder who were between the
ages of 18 and 21 Parliament provided for a sentence of custody for life:
section 8 of the Criminal Justice Act 1982. This section expressly
distinguishes between the two forms of sentence. The new philosophy which was
adopted in 1908 has therefore repeatedly been reaffirmed by Parliament. The
effect of the relevant legislation is as follows. Parliament differentiated
between the two sentences. An order of detention during Her Majestys
pleasure involves merely an authority to detain indefinitely. That [*523] means that the Home
Secretary must decide from time to time, taking into account the punitive
element, whether detention is still justified. Life imprisonment involves an
order of custody for life. That means, as the Home Office has interpreted the
sentence of mandatory life imprisonment, that the Home Secretary must consider
whether and when release is justified. These are obviously wholly different
approaches. It was, of course, possible for Parliament subsequently to reverse
the policy adopted in 1908 and repeatedly reaffirmed. Counsel for the Home
Secretary said that Parliament did so by provisions in the Act of 1991.
Carefully distancing himself from the view that a section 53(1) sentence
is the same as a sentence of life imprisonment, counsel for
the Home Secretary said that the Act of 1991 shows that Parliament was
satisfied that a section 53(1) sentence had sufficient similarities to a
mandatory life sentence imposed on an adult murderer to make it appropriate to
deal with the question of release on life licence of prisoners in both
categories under the same provisions. As I understood the argument it involves
saying that Parliament in effect assimilated the two sentences and that in
fixing a tariff for Venables and Thompson the Home Secretary was entitled to
proceed on the basis that, like adults serving mandatory life sentences, they
had forfeited the rest of their lives to the state. This argument crucially
depends on two sections in the Act of 1991. Section 43(2) of the Act of 1991
provides that the provisions for release apply to section 53(1) sentences. This
is a reference to section 35(2) which provides that if the Parole Board so
recommends, the Home Secretary may, after consulting the Lord Chief Justice and
the trial judge, release on life licence a life prisoner who is not a
discretionary life prisoner. By section 35(2) life prisoner
includes a child or young person sentenced under section 53(1). These
provisions are perfectly consistent with the policy that a sentence of
detention during Her Majestys pleasure is a sentence different in
conception from a sentence of mandatory life imprisonment. These are procedural
provisions which do not alter the nature of the section 53(1) sentence. It is
true that there is similarity between a section 53(1) sentence and a sentence
of life imprisonment in the sense that all persons released on licence shall
remain in force until their death: section 37(3) of the Act of 1991. That is
unremarkable. It tells us nothing about the nature of a section 53(1) sentence. It is necessary to put counsels arguments in context. It
postulates that in 1991 Parliament reversed the policy it had adopted in 1908,
and reaffirmed subsequently, by assimilating the sentences of children and
young persons convicted of murder with adults convicted of murder. Given that
no dissatisfaction with the conception of a sentence of detention during Her
Majestys pleasure ever became public such a change of direction would
have been surprising. The merits of such a radical change, contrary to the
long-standing policy of differentiating between the sentences of adults and
children, were never debated in public or in Parliament. The Act of 1991 was
preceded by a White Paper published by the Government: Crime, Justice
and Protecting The Public, 1990 (Cm. 965). The White Paper contained
no proposal for assimilating the two sentences. Moreover, since 1908 there has
been an ever-increasing awareness of the need to treat juvenile criminals as a
separate class. It [*524] became an axiom of our criminal justice system. The reason for
this change in public perception was neatly encapsulated in the following
proposition: No civilised society regards children as accountable for
their actions to the same extent as adults (Howard, Criminal Law, 4th
ed. (1982), p. 343). This proposition is a quotation endorsed by Lord Lowry in C. (A
Minor) v. Director of Public Prosecutions [1996] 1 A.C. 1, 40C, in a speech
which carried the agreement of all his fellow Law Lords. Against this contextual
scene an express legislative proposal to assimilate section 53(1) sentences for
juvenile murderers with mandatory life sentences for adult murderers, or to
substitute for the sentence of detention during Her Majestys pleasure
for children a sentence of detention for life, would have been deeply
controversial. In effect counsel for the Home Secretary has put forward an
argument that Parliament achieved this radical result by an oblique legislative
method. If his argument were to be accepted it would amount to legislation by
stealth. But the truth is that the argument that in 1991 Parliament intended to
assimilate section 53(1) sentences and mandatory life sentences is
misconceived. It follows that in making his decisions the Home Secretary wrongly
equated the sentences of Venables and Thompson with that applicable to adults
convicted of murder. I will assume that the Home Secretary was entitled to
apply a practice that a prisoner serving a mandatory life
sentence has forfeited his life to the state and that the
presumption must be that the prisoner will spend the rest
of his days in prison. But in my judgment this practice is plainly not
legitimate in respect of the different sentence of detention during Her Majestys
pleasure. Section 53(1) is based on the premise that, to some extent, children
are less accountable for their actions than adults. Subject to continued
detention for reasons of risk, a section 53(1) was intended to be a more
merciful punishment than life imprisonment: see Lord Woolf M.R.s
observations on this point, ante, p. 426B-C. The Home Secretary misunderstood
the legal nature of the sentence in respect of which he was called upon to
exercise a discretion. He did take the ages of Venables and Thompson into
account. But he misinterpreted the sentence prescribed by law for children
convicted of murder. He did so to the detriment of Venables and Thompson. The
Home Secretarys decisions were therefore unlawful. For the same
reasons his policy statement of 27 July 1993 to the House of Commons (Hansard
(H.C. Debates), cols. 861-864: written answer) was unlawful so far as it
related to section 53(1) sentences. The public clamour for an increase in the tariff The Home Secretary rightly invited representations about the level
of the tariff from solicitors acting for the two young prisoners. The letter
written on his behalf included the following paragraph: The Bulger family have submitted a
petition, signed by some 278,300 members of the public, in the following terms:
We, the undersigned, urge the Home Secretary when considering the
tariff sentence to be imposed on Robert Thompson and Jon
Venables to take account of our belief that they should not be released in any
circumstances and should be detained for life. At the same time, the
family submitted [*525] some 4,400 letters to them from members of the public in their
support. Mr. George Howarth M.P. (Knowsley North) has submitted a petition at
the request of relatives of the Bulger family. It is signed by some 5,900
members of the public, and is in the following terms: We the
undersigned are of the opinion that the minimum sentence served by Robert
Thompson and Jon Venables should be 25 years. A total of 22,638 items
of correspondence has been received directly by the Home Office at the time of
writing. This comprises 21,281 Sun newspaper coupons in
support of a whole life tariff, and 1,357 letters and small
petitions. The coupons linked with the Sun newspaper
followed a campaign under headlines such as 80,000 call T.V. to say
Bulger killers must rot in jail. Each coupon contained the word
Dear Home Secretary I agree with Ralph and Denise Bulger that the
boys who killed their son James should stay in jail for LIFE. The decision letters of the Home Secretary dated 22 July 1994
contained the following paragraph: In making his decision, the
Secretary of State had regard to the circumstances of the offence, the
recommendations received from the judiciary, the representations made on your
behalf and the extent to which this case could be compared with other cases. He
also had regard to the public concern about this case, which was evidenced
by the petitions and other correspondence the substance of which were disclosed
to your solicitors by our letter of 16 June 1994, and to the need to maintain
public confidence in the system of criminal justice. (My emphasis.) The Home Secretary regarded the public concern about
this case as evidenced by the petitions and other
correspondence as evidence in favour of increasing the tariff. It is
clear from the earlier letter that the correspondence
included the 21,281 Sun coupons which were treated as part
of the 22,638 items of correspondence. It is perfectly understandable that the family of the murdered boy
felt very strongly about the sentence to be served by the killers of the little
boy. But it is quite another matter whether the Home Secretary was entitled to
take into account such protests, and other media-inspired protests, about the
level of the tariff. The Home Secretary in fixing a tariff may, like a
sentencing judge, take into account the general consideration of public
confidence in the criminal justice system. He may also take into account a more
specific feature such as public concern about the severity, or lack of
severity, of sentences imposed on children for crimes of violence. But may the
Home Secretary take into account public clamour about the tariff to be fixed in
a particular case? May he treat as relevant a newspaper campaign to obtain an
increase in the tariff? May he take into account a demonstration in Queen
Annes Gate to protest about the tariff to be imposed? For my part the matter can be decided on a twofold basis. First,
the material in fact taken into account by the Home Secretary was worthless and
incapable of informing him in a meaningful way of the true state of informed
public opinion in respect of the tariff to be set in the cases of [*526] Venables and
Thompson. By informed public opinion I mean public opinion
formed in the knowledge of all the material facts of the case. Plainly, the
evidence to which the Home Secretary referred did not
measure up to his standard. It was therefore irrelevant. But the Home Secretary
was influenced by it. He gave weight to it. On this ground his decision is
unlawful. But the objection to the course adopted by the Home Secretary is more
fundamental. The starting-point must be to inquire into the nature of the power
to fix a tariff which the Home Secretary exercised. Writing on behalf of the
Home Secretary the Home Office explained in correspondence placed before us
that: [The Home Secretary] must ensure that, at all times, he acts
with the same dispassionate sense of fairness as a sentencing judge.
The comparison between the position of the Home Secretary, when he fixes a
tariff representing the punitive element of the sentence, and the position of a
sentencing judge is correct. In fixing a tariff the Home Secretary is carrying
out, contrary to the constitutional principle of separation of powers, a
classic judicial function: see Lord Diplocks explanation of the
importance of the separation of powers between the executive and the judiciary
in Hinds v. The Queen [1977] A.C. 195, 212 and Dupont Steels Ltd. v. Sirs [1980] 1 W.L.R. 142,
157. Parliament entrusted the underlying statutory power, which entailed a discretion
to adopt a policy of fixing a tariff, to the Home Secretary. But the power to
fix a tariff is nevertheless equivalent to a judges sentencing power.
Parliament must be assumed to have entrusted the power to the Home Secretary on
the supposition that, like a sentencing judge, the Home Secretary would not act
contrary to fundamental principles governing the administration of justice.
Plainly a sentencing judge must ignore a newspaper campaign designed to
encourage him to increase a particular sentence. It would be an abdication of
the rule of law for a judge to take into account such matters. The same
reasoning must apply to the Home Secretary when he is exercising a sentencing
function. He ought to concentrate on the facts of the case and balance
considerations of public interest against the dictates of justice. Like a judge
the Home Secretary ought not to be guided by a disposition to consult how
popular a particular decision might be. He ought to ignore the high-voltage
atmosphere of a newspaper campaign. The power given to him requires, above all,
a detached approach. I would therefore hold that public protests about the
level of a tariff to be fixed in a particular case are legally irrelevant and
may not be taken into account by the Home Secretary in fixing the tariff. I
conclude that the Home Secretary misdirected himself in giving weight to
irrelevant considerations. It influenced his decisions. And it did so to the
detriment of Venables and Thompson. For this further reason I conclude that his decisions were
unlawful. Procedural unfairness For the reasons I have already given I would also hold that by
giving weight to public clamour about the tariff the Home Secretary acted in a
procedurally unfair way. In my judgment the remaining allegations of procedural unfairness
are not made out. [*527] It follows that for substantive reasons I would allow the
cross-appeals and for a procedural reason I would dismiss the appeals. In my
judgment declaratory relief is not necessary. LORD HOPE OF CRAIGHEAD. My Lords, two questions require to be
answered in this case. The first is whether the Secretary of State acted
unlawfully when he applied to the applicants, who had been sentenced to be
detained during Her Majestys pleasure under section 53(1) of the
Children and Young Persons Act 1933, the same policy as he applies to adult
mandatory life sentence prisoners in regard to the period to be served by them
in custody to satisfy the requirements of retribution and deterrence
the tariff period. The second is whether his decisions on the tariff, as set
out in the letters dated 22 July 1994 which were written on his behalf to the
applicants, were reached in a manner which was procedurally unfair to them and
was thus an improper exercise of the discretion which is vested in him by
section 35(2) of the Criminal Justice Act 1991. I have come to the view that
each of these two questions should be answered in the affirmative. The offence of which the applicants were convicted was, when
measured by the ordinary standards of human conduct, an exceptionally cruel and
sadistic one. As the writer of the two decision letters has pointed out, it was
committed over a period of several hours against a victim who was very young
and defenceless. It was all the more horrifying because the two perpetrators
were themselves of such a young age. If it had been committed by an adult an
exceptionally long tariff period would have been entirely justified. But the
applicants were not adults when they committed this offence. They were
children, and because they were only 10 years old at the time they were only
just within the age of criminal responsibility. Had the applicants been only a few months younger Jon
Venables was born on 13 August 1982, Robert Thompson was born on 23 August 1982
and the murder was committed ten years and six months later on 12 February 1993
they could not have been held responsible for this crime. As it was,
since they were over 10 but under 14 years old, and of an age when the understanding,
knowledge and ability to reason of children is still developing, the
presumption that they were doli incapax had to be rebutted in their case. The
fact that it was rebutted meant that they could be convicted of the crime, on
the view that they were fully responsible for their actions because they knew
that what they were doing was seriously wrong. But the fact that they were
under the age of 18 when the offence was committed meant that they could not be
sentenced to life imprisonment. The mandatory sentence which was passed in
their case was that they were to be detained during her Majestys
pleasure. It is this feature of the case which has presented and will continue
to present the Secretary of State with questions of unusual difficulty. It was
inevitable that the trial and the conviction of the applicants would attract
widespread publicity and that strong emotions would be aroused. The fact that
the tariff-fixing process has been conducted in public also and that it has
resulted in this litigation, one effect of which will be to prolong that
publicity, has greatly increased the difficulty of dealing with the case in a [*528] just way, which takes
proper account of the age of the applicants and the nature of the sentences
which were passed by the court. I believe that some measure of detachment from the pressure of
public opinion is essential if a just result which is consistent with the
rights of the applicants as children is to be achieved in this case. A judge
when passing a determinate sentence or when advising the Secretary of State
about the tariff to be served by a life prisoner is expected to be able to
resist that pressure. Indeed he can be relied upon to do so, in view of his
independence which is such a vital characteristic of the judiciary. It is so
much more difficult for the Secretary of State to do this as he is, in the
exercise of the discretion which is given to him by section 35(2) of the Act of
1991, in the end answerable to Parliament. But there are limits to his
discretion, as he cannot adopt a policy which is unlawful or act unfairly in
matters of procedure in the application of his policy to the case. It is at
this point that his decisions appear to have come into conflict with the rights
of the applicants who, although convicted of a crime of such extreme gravity,
were and are nevertheless still children. They are entitled to be dealt with
fairly according to a policy which is lawful as they begin to serve the
sentences which were imposed on them as required by the law. The policy Every system of criminal justice has had to face up to the problem
of how to deal with children who commit crimes. It is worth repeating here the
words with which Harper J. began his judgment in R. (A Child) v. Whitty (1993) 66 A.Crim.R.
462 in the Supreme Court of Victoria, which Lord Lowry quoted in his speech in
C. (A Minor) v. Director of Public Prosecutions [1996] A.C. 1, 40: No civilised
society, says Professor Colin Howard in his book entitled Criminal
Law, 4th ed. (1982), p. 343, regards children as accountable for
their actions to the same extent as adults.. . . The wisdom of
protecting young children against the full rigour of the criminal law is beyond
argument. The difficulty lies in determining when and under what circumstances
that protection should be removed. The protection comes in two forms the selection of the
age of criminal responsibility and the nature of the sentences which can be
imposed by the court. The two go hand in hand and can be balanced one against
the other. The public interest in holding even quite young children accountable
for their actions can be satisfied by requiring that a more lenient and
reformative penalty should be imposed in their case. It has for a long time been
recognised that the ordinary consequences of a conviction ought to be modified
where the offender is of less than full age. The position in England and Wales
prior to the intervention of more recent statutes as described in
Hales Pleas of the Crown (1800 ed.), vol. I, pp. 25 et seq., was that
in the case of persons under the age of seven years the presumption that they
were not criminally responsible was absolute, so they could not be convicted of
any crime. In the case of persons under the age of 14, and even more clearly
those under 12, the presumption was that [*529] they were doli incapax, but this was
rebuttable. If it was rebutted the court could delay judgment, so that the
Kings pleasure considering a pardon might be known. But if it chose
to proceed, the penalty was that appropriate to the offence in the ordinary way
whatever that might be. In the case of those over the age of 14 years there was
full criminal responsibility and the sentence was the same as that ordinarily
passed in the case of an adult offender, even if it was the death penalty.
These rules have now been modified (1) by raising the threshold of criminal
responsibility, first to eight years and then to 10 years: see section 50 of
the Act of 1933, as amended by section 16(1) of the Children and Young Persons
Act 1963; and (2) by introducing a system of penalties and other disposals
which have been designed specially for young offenders: see Part V of the
Children Act 1908, on which all subsequent statutes dealing with this matter
have been based. The age of criminal responsibility in England and Wales is lower
that it is in most other European countries, but that in itself does not seem
to me to be a ground for criticism. One has to look at the whole picture,
including the nature of the sentences which the court can impose and the way in
which they are administered, in order to see whether the effect of placing
criminal responsibility on children as young as the applicants are in this case
is objectionable. Nor is the fact that the United Kingdom stands alone in
Europe in requiring the court to impose an indeterminate sentence on children
and young persons convicted of murder which is not to be judicially supervised
necessarily a ground for criticism either, provided that the right policy is
applied to the working-out of these sentences. It is not for your Lordships to
say what that policy should be. This is a matter which must be left to the
Secretary of State, to whom the discretion in this matter has been entrusted by
Parliament. But the policy must be a lawful policy. It is this requirement
which ensures that children are treated in the way to which they are entitled.
It is the responsibility of the judges in the exercise of their supervisory
jurisdiction in matters of public law to intervene if the policy which is
applied to them is unlawful. The context for the decision which is under review in this case is
provided by Part III of the Act of 1933, in which section 53(1) of that Act
appears. That Part is entitled Protection of Children and Young
Persons in relation to Criminal and Summary Proceedings. Section 44
of the same Act, which also appears in Part III and has as its headnote the
words Principles to be observed by all Courts in dealing with
Children and Young Persons, states that every court in dealing with a
child or young person who is brought before it shall have regard to
the welfare of the child or young person. Protection and welfare thus
lie at the heart of the provisions in this Part of the Act, although many of
the sections which it contains are concerned also with punishment. Your
Lordships were not referred to any enactment which suggests that these
principles are not still applicable to the way children and young persons are
entitled to be treated by the courts. It was suggested that section 44 could
not apply to the provisions of section 53(1), as the sentence which is laid
down by that section is mandatory. But there is no indication in Part III of
the Act that this subsection is in a different position from the other
provisions which that Part of the Act contains. Where there is a discretion to
be [*530] exercised
and the discretion to make a recommendation under section 1(2) of the Murder
(Abolition of Death Penalty) Act 1965 is one example the welfare of
the child must be taken into account by the court. In my opinion the same
principles apply to the exercise by the Secretary of State of his discretion in
the case of section 53(1) detainees. That seems to me to follow from the fact
that the sentence which he is required to administer is one which has been laid
down by this Part of the Act. The principles of protection and welfare are therefore as relevant
to section 53(1) detainees as they are to those who are serving determinate
sentences. They apply to plans for the future of these detainees as well as to
the conditions under which they are presently being held. While punishment is
plainly one of the purposes to which section 53(1) is directed I agree
with your Lordships that Mr. Fitzgeralds argument to the contrary
must be rejected it cannot at any stage in the sentence be allowed
to override consideration for the detainees protection and welfare.
It is worth noting also that the United Nations Convention on the Rights of the
Child, which was ratified by the United Kingdom on 16 December 1991, draws
attention to the rights of the child who has committed an offence. Article 40.1
states that there is an obligation to take into account the desirability of
promoting the childs reintegration into society. Children who are
convicted of crime are entitled to be treated in a way which is consistent with
their age when the crime was committed. The sentence must be approached from
the outset with a view to their rehabilitation and reintegration into society,
once they have served the requirements of punishment and it is safe for them to
be released. Mr. Pannicks submission for the Secretary of State was
that the nature of the sentence under section 53(1) of the Act of 1933 did not
confine the discretion of the Secretary of State as to release under section
35(2) of the Act of 1991. It was on this ground that he sought to defend the
policy which the Home Secretary announced to Parliament on 27 July 1993
(Hansard (H.C. Debates), cols. 861-864: written answer), when he stated that
everything he had said about the practice of the Secretary of State in relation
to mandatory life prisoners applied equally to prisoners who were, or would be,
detained during Her Majestys pleasure under section 53(1) of the Act
of 1933 and to persons who had been, or would be, sentenced to custody for life
under section 8 of the Criminal Justice Act 1982. In his statement he
specifically endorsed this part of a statement to Parliament by the then
Minister of State, Dame Angela Rumbold, on 16 July 1991 (Hansard (H.C.
Debates), cols. 311-312): According to the judicial process,
the offender has committed a crime of such gravity that he forfeits his liberty
to the state for the rest of his days if necessary, he can be
detained for life without the necessity for subsequent judicial intervention.
The presumption is, therefore, that the offender should remain in custody until
and unless the Home Secretary concludes that the public interest would be
better served by the prisoners release than by his continued
detention. The theory as restated in that passage was said in Reg. v.
Secretary of State for the Home Department, Ex parte Doody [1994] 1 A.C. 531,
556B-C by Lord Mustill to be the only theory which could justify the [*531] retention of the
mandatory sentence of imprisonment for life for adult persons convicted of
murder, which the court must impose under section 1(1) of the Act of 1965. As
he pointed out in the same passage, the theory and the practice for convicted
murderers are out of tune, as the practice established by Mr. Leon Brittan, the
then Home Secretary, in 1983 (Hansard (H.C. Debates), 30 November 1983, cols.
505-507: written answer) is based on the proposition that within the life term
there is concealed a fixed period of years which is the penal element. It is
this practice which has led to the fixing of the tariff by
the Home Secretary. The release of the mandatory life sentence prisoner on life
licence is a measure of leniency, as the proper tariff
sentence for murder is life imprisonment. But I do not think that the same
theory, and the practice which has been developed from it, can be applied to
persons who have been sentenced to be detained during Her Majestys
pleasure under section 53(1) of the Act of 1933 as substituted by section 1(5)
of the Act of 1965. If the same theory could be applied to them as to adult
prisoners there would have been no point in providing for the imposition on
them of a different penalty. Yet section 1(5) of the Act of 1965 went out of
its way to require that a different sentence from that of life imprisonment
under section 1(1) of that Act was to be imposed in the case of children and
young persons. It did not just re-enact the provisions of section 53(1) of the
Act of 1933, which had re-enacted in almost precisely the same words the
provisions of section 103 of the Act of 1908, which was in these terms: Sentence of death shall not be
pronounced on or recorded against a child or young person, but in lieu thereof
the court shall sentence the child or young person to be detained during His
Majestys pleasure, and, if so sentenced, he shall, notwithstanding
anything in the other provisions of this Act, be liable to be detained in such
place and under such conditions as the Secretary of State may direct, and
whilst so detained shall be deemed to be in legal custody. What section 1(5) of the Act of 1965 did was to amend that section
by directing attention to the age of the person at the time when the offence
was committed. It provides that a person convicted of an offence: who appears to the court to have
been under the age of 18 years at the time the offence was committed shall not,
if he is convicted of murder, be sentenced to imprisonment for life, nor shall
sentence of death be pronounced on or recorded against [him] . . . There is here an express prohibition against the imposition on him
of a sentence of life imprisonment. And it is not just the word
imprisonment, which is plainly inappropriate in the case of
a child or young person, that has been removed by this direction. The word
life also has been removed. The sentence which is to be
imposed instead is that of detention, which is to be not
for life but during Her Majestys pleasure.
Moreover that direction is related specifically to the age of the person at the
time of the offence, not at the time of sentence. It does not matter how old
the person is at the time when he is convicted of the crime and is being
sentenced for his offence. Even if he is over 21, and thus liable to be
imprisoned as an adult prisoner, his sentence must be one of detention during
Her Majestys pleasure if he was under 18 years when he committed the
murder. [*532] In my opinion the
effect of section 1(5) of the Act of 1965 is that the sentence of detention
during Her Majestys pleasure is a separate and distinct sentence from
that of life imprisonment. It recognises the special characteristics of the
young offender, and especially of the child offender. There is built into the
sentence a measure of leniency in view of the age of the offender at the time
of the offence. The measure of that leniency is that, in his case, in the
working-out of the sentence punishment and welfare, present and future, are
both equally relevant. He is to be detained without limit of time, but
expressly on terms which do not deprive him of his liberty for the rest of his
days. I agree with Lord Woolf M.R., ante, p. 426C-D that the discretion as to
release which is to be exercised by the Secretary of State in the case of these
two sentences is a different one. In the case of the mandatory life sentence it
is a discretion to bring custody to an end. In the case of the detainee during
Her Majestys pleasure, it is a discretion to continue custody for as
long, but only for as long, as this is appropriate. This means that the
childs progress and development while in custody, as well as the
requirements of punishment, must be kept under review throughout the sentence.
A policy which ignores at any stage the childs development and
progress while in custody as a factor relevant to his eventual release date is
an unlawful policy. The practice of fixing the penal element as applied to
adult mandatory life prisoners, which has no regard to the development and
progress of the prisoner during this period, cannot be reconciled with the
requirement to keep the protection and welfare of the child under review
throughout the period while he is in custody. It may be said that this approach is so out of line with what
happens in the case of children and young persons who are sentenced to
determinate sentences, or to detention for life at the discretion of the trial
judge under section 53(2) of the Act of 1933, that it is not sustainable and
must be rejected. But I am not persuaded by this objection. The sentences which
are imposed in these cases are all judicial sentences. A determinate sentence
is one which has been selected by the trial judge, having due regard to the
provisions of section 44 of the Act of 1933. A discretionary life sentence also
is one which the trial judge has selected, and to which he has applied the
penal element as he is required to do by section 34(2) of the Act of 1991. In
neither case is the child or young person exposed to the determination of the
penal element by the Secretary of State after taking into account
considerations of policy. And if, as cannot be doubted, section 44 of the Act
of 1933 must be taken into account by the judge when passing the sentence which
he decides to impose, it would seem both illogical and unfair if the child or
young person were to be deprived of that protection in cases where the
mandatory sentence under section 53(1) was pronounced. Mr. Pannick submitted that it was clear that Parliament had not
adopted a special regime for those sentenced to detention under section 53(1)
of the Act of 1933 because it had expressly provided in section 43(2) of the
Act of 1991 that, for the purpose of release, the provisions relating to life
sentences were to apply also to section 53(1) sentences. There is no doubt that
section 43(2)(a) of the Act of 1991 does have that effect, but that does not
mean that the whole regime is the same. [*533] What section 43(2)(a) does is to apply the provisions of Part II
of the Act to those sentenced to detention under section 53(1) of the Act of
1933 as well as to those sentenced to life imprisonment that is, to
discretionary life imprisonment under section 53(2) of the same Act.
In the result those sentenced to discretionary life imprisonment under section
53(2) are classed as discretionary life prisoners. They require to be dealt
with under the same procedure for early release as adult life sentence
prisoners under section 34 of the Act of 1991. Those sentenced to detention
during Her Majestys pleasure are classed as life prisoners for the
purposes of that Part of the Act. In this respect, but in this respect only,
they are to be dealt with in the same way as adult mandatory life sentence
prisoners under section 35(2) and (3) of the Act of 1991, which provides: (2) If recommended to do so by the
[Parole] Board, the Secretary of State may, after consultation with the Lord
Chief Justice together with the trial judge if available, release on licence a
life prisoner who is not a discretionary life prisoner. (3) The Board shall not
make a recommendation under subsection (2) above unless the Secretary of State
has referred the particular case, or the class of case to which that case
belongs, to the Board for its advice. Where I part company with Mr. Pannicks argument is with
respect to the conclusion which he sought to draw from the assimilation of the
section 53(1) detainee with the adult mandatory life prisoner for the purposes
of the Act of 1991. He said that this meant that the Secretary of State was
entitled to apply the same criteria in regard to the exercise of discretion
about the release of prisoners in each of these two categories. His argument
was that Parliament was satisfied that the two sentences had sufficient
similarities to make it appropriate to deal with them under the same provisions
when it came to their release on life licence, and that if Parliament had
intended different criteria to apply it was impossible to understand why it had
provided for the release of prisoners in both categories under the same general
provision which conferred a broad discretion on the Secretary of State as to
their release. In my opinion this argument confuses questions of procedure with
questions as to the criteria which may be applied. Part II of the Act of 1991 was concerned essentially with
questions of procedure. It set out to classify the various categories of
prisoner with a view to providing for their early release from custody. A
distinction was drawn, as regards the duty to release, between short-term and
long-term prisoners. These were to be the two categories which were to be
applicable to those sentenced to determinate sentences. A further distinction
was drawn between discretionary life sentence prisoners and mandatory life
prisoners, who were described as life prisoners for the purposes of the Act. In
the case of discretionary life prisoners, section 34 laid down the conditions
under which there was to be a duty to release this category of prisoner on
licence. Following the decision of the European Court of Human Rights in Thynne
v. United Kingdom, 13 E.H.R.R. 666 that the applicants were entitled to judicial
control of their detention by virtue of article 5(4) of the European Convention
on Human Rights and Fundamental Freedoms, the Secretary of State was to release
this category [*534] of life prisoner or detainee when the Parole Board directed his
release. In the case of mandatory life prisoners there was to be no such duty.
Instead, in their case, there was to be a power to release under the procedure
which section 35(2) and (3) laid down. But nothing is said in either of these
two subsections about the criteria which the Secretary of State is to apply.
They are concerned only with the procedure which he has to follow, which
involves a recommendation for release by the Parole Board and prior
consultation with the judiciary. Furthermore the procedure which these two
subsections lay down is precisely the same as that which was set out for all
life prisoners, and for all detainees under section 53 of the Act of 1933, in
section 61(1) of the Criminal Justice Act 1967. What the Act of 1991 did, when
it repealed that section, was to separate out the various kinds of life
prisoners and detainees into two different categories. It did so in order to
distinguish between those sentences which were discretionary and those which
were mandatory. I can find nothing in the legislative history or in the
terminology of these provisions which would entitle the Secretary of State to
conclude that the distinction between the sentences of life imprisonment and of
detention during Her Majestys pleasure, which was preserved so
clearly by section 1(1) and (5) of the Act of 1965, has been removed by the Act
of 1991. Nor can I find anything which would entitle him to conclude that he
was entitled to treat them, for the purposes of their consideration for release
on life licence, as if the effect of the Act of 1991 was that the section 53(1)
detainee had had imposed on him the same consequences in regard to punishment
as in the case of the mandatory life sentence prisoner. In my opinion the Secretary of States policy, as
described by him in his statement of 27 July 1993 (Hansard (H.C. Debates),
cols. 861-864: written answer), was unlawful because it failed to recognise
that different criteria continue to apply to those sentenced to detention
during Her Majestys pleasure, having regard both to the terms of the
sentence and to its history. The wording of the sentence indicates that the
duration of the sentence, as well as the place and the conditions of the
detention, must be kept under review by the Secretary of State during the time
while the detainee remains in custody. At one time a direction that a convicted
person was to be detained during His Majestys pleasure was a means of
enabling the execution of the sentence to be deferred with a view to the
possibility of a reprieve. Then the phrase came to be used for the disposal
where the person was suffering from a mental disorder or, in Scotland, was
unable to stand trial for this reason or was found to be insane by the jury:
see section 87 of the Lunacy (Scotland) Act 1857 (20 & 21 Vict. c. 71) and
section 2 of the Trial of Lunatics Act 1883 (46 & 47 Vict. c. 38). Neither
consideration is, of course, relevant to a sentence of detention which is
passed under section 53(1) of the Act of 1933. But the selection of the words
appropriate for this form of disposal cannot be regarded as wholly detached
from their historical background. It is the concept of continuing review, with
the prospect of rehabilitation and release from custody at some time in the
future, albeit on life licence, which marks this sentence out for the
application of different criteria from the sentence of [*535] life imprisonment.
The Secretary of States policy has overlooked that distinction. That oversight has, in its turn, vitiated the decision which he
took in regard to the tariff which was to be served by the applicants. I agree
with Pill L.J. in the Divisional Court that it was inconsistent with the duty
to keep their detention under review to fix a tariff of 15 years in this case.
The effect of such a long tariff was to preclude consideration of their case by
the Parole Board for 12 years, by which time the applicants would have ceased
to be young persons and would have been moved into prison conditions with
adults. But it is not only the length of the tariff which gives rise to
concern. The absence of any reference in the decision letters to a recognition
by the Secretary of State of the duty to keep the progress and development of
the children under review shows that he has proceeded upon an unlawful policy.
I do not regard the assurance at the end of these letters that he was prepared
to consider any fresh representations and to reduce the tariff if appropriate
as providing an answer to this criticism. He made it clear in his policy
statement that he would do this only in exceptional circumstances, and your
Lordships were informed that this would not include the progress or development
of the applicants while they were in custody. In paragraph 8 of his affidavit,
Mr. Ian Newton of H.M. Prison Service, whose responsibilities in the lifer
section include consideration of and advice on the setting of the tariff period
of imprisonment, states: If, as a result of Home Office
psychiatric assessments of the applicants, any fresh information comes to light
which is relevant to the circumstances of the offences, or the
applicants state of mind when the offences were committed, the
Secretary of State will consider its relevance to the tariff, and act
accordingly (whether or not he is asked to do so by the applicants or their
representatives). This statement is consistent with the view that the tariff period
has fixed the penal element of the sentence. But it clearly has nothing to do
with the question of keeping the period of detention under review in order to
take account of the applicants progress while in custody. I agree also with Lord Woolf M.R., ante, p. 435A that there was an
almost irresistible case here for considering whether the tariff approach
should be departed from. I mention this not by way of criticism of the decision
on procedural grounds, but rather to emphasise what I see as a serious conflict
between the process of tariff-fixing which the Secretary of State embarked upon
in this case and his duty to keep the period of detention under review. It is
to be noted that section 35(2) of the Act of 1991 does not require a tariff to
be fixed in any of the cases to which that subsection applies. The subsection
deals only with what the Secretary of State must do before he exercises his
discretion to release. It does not oblige him to seek advice or to take any
decisions about the period to be served at the outset, although he may of
course do so. The tariff approach which is currently in use has its origins in
a policy which was announced to Parliament by the Home Secretary, Mr. Leon
Brittan, on 30 November 1983 (Hansard (H.C. Debates), cols. 505-507: written
answer). But what was contemplated in that policy statement was the seeking of
an initial [*536] judicial view
the word initial was appropriate, because the
Secretary of State was still required to consult the judiciary before release
from custody on the requirements of retribution and deterrence, in
order to provide guidance to the Secretary of State as to the appropriate date
for the first consideration of the case by the Parole Board. And it was made
clear that it was to remain possible for the Secretary of State exceptionally
to revise that view of the minimum period. The use of the word tariff, which implies
fixture, as in a table of fixed charges for services, has led to a development
of this policy which, in the case of detainees under section 53(1) of the Act
of 1933, risks replacing the duty of review with the blanket of rigidity. If
the matter had been allowed to rest in this case at the stage of seeking advice
from the judiciary advice which was relevant to the Secretary of States
function, but from which he could depart if and when he thought appropriate
that would have been one thing and no harm would have been done. But
for the Secretary of State to set his own tariff, of the kind indicated by his
present policy, and then to communicate his decision to the applicants
as he was required to do by Reg. v. Secretary of State for the
Home Department, Ex parte Doody [1994] 1 A.C. 531, but which had the
inevitable result of publicity seems to me to have had the
unreasonable result of imposing a fetter on the discretion which he is required
to exercise if these sentences are to be kept under review. It is not necessary in this case to consider whether the tariff
approach in its current form is objectionable where adult mandatory life
prisoners are concerned. The objection with which we have to deal applies only
in the case of children and young persons, whose sentence is one of detention
under section 53(1) of the Act of 1933. The younger the child the more objectionable
it becomes, because the factors which favour special treatment in their case
grow stronger the closer they were to the minimum age of criminal
responsibility when the offence was committed. The tariff as applied to them
fails to recognise that the welfare of the child, in the light of progress and
development while in custody, may require consideration of his case by the
Parole Board at an earlier date than would otherwise be indicated by the
application to his case of a fixed period in respect of the penal element. The
contrast between the flexibility which regard for the protection and welfare of
the child requires and the rigidity of the policy indicates the reason for
regarding the policy, as it was applied in this case, as unlawful. The decision The Secretary of States decision has been criticised on
various procedural grounds, but the only ground which has any real force, in my
opinion, is that he wrongly took into account in fixing his tariff of material
derived from public petitions and through the media, and in this respect
reached a decision which was unfair to the applicants. I agree entirely with
what my noble and learned friend, Lord Goff of Chieveley, has said about all
the other grounds, in which, as he has said, there is no substance. In my opinion one need look no further than the two decision
letters in order to see that this material was irrelevant to the tariff and
that it should have been left entirely out of account at this stage. In the
opening [*537] paragraph it was
stated that the Secretary of States decision was on the period to be
served to meet the requirements of retribution and deterrence
(the tariff). But in the explanation which
followed it was stated that he had had regard not only to the circumstances of
the offence, the recommendations from the judiciary, the representations made
on behalf of the applicants and the extent to which the case could be compared
with other cases, but also to the public concern about this case. . .
and to the need to maintain public confidence in the system of criminal
justice. It seems to me that the Secretary of State has confused two quite
different things in reaching his decision on this matter. On the one hand there
is the minimum period to be fixed for retribution and deterrence. That is the
matter on which advice is sought in the first instance from the judiciary. On
the other hand there is the question whether the person should be released from
custody once the tariff has been served, as a preliminary to which his case
must be considered and he must then be recommended for release by the Parole
Board. That is a matter which is at the discretion of the Secretary of State
under section 35(2) and (3) of the Act of 1991. He is entitled then to decide,
for policy reasons, that the case should not be referred to the Parole Board
or, if the Parole Board have recommended release, that the prisoner should not
be released from custody. The policy considerations to be applied at that stage
are a matter for him, subject to what I have already said about his duty of
review in the case of section 53(1) detainees. But the imposition of a tariff, which is intended to fix the
minimum period to be spent in custody, is, in itself, the imposition of a form
of punishment. This has, as Lord Mustill observed in Reg. v. Secretary of
State for the Home Department, Ex parte Doody, at p. 557A-B, the characteristics of
an orthodox judicial exercise, which is directed to the circumstances of the
offence and those of the offender and to what, having regard to the
requirements of retribution and deterrence, is the appropriate minimum period
to be spent in custody. The judge, when advising the Secretary of State about
the tariff, must and does confine his attention to these matters. He does not
take account of public petitions or public opinion as expressed through the
media. Expressions of opinion from these sources, however sincere and well
presented, are rarely based on a full appreciation of the facts of the case.
More importantly, they cannot be tested by cross-examination or by any other
form of inquiry in which the prisoner for his interest can participate. Natural
justice requires that they be dismissed as irrelevant to the judicial exercise,
as it would be unfair for the judge to allow himself to be influenced by them. If the Secretary of State wishes to fix a tariff for the case
in order to replace the views of the judiciary with a view of his
own about the length of the minimum period he must be careful to
abide by the same rules. He must leave out of account at this stage and for
this purpose those factors which the judge would have to leave out of account
in reaching a decision which was fair. It would be unfair for him to do
otherwise. This is not to say that those other factors may not have a part to
play when the time comes for the selection of a proposed release date. But
circumstances may have changed by then, and the factors which at one time may
have seemed important may by then have acquired a different [*538] significance. The
more rigid the approach to the tariff and the decisions which the
Secretary of State took in this case in the light of his declared policy
indicate a desire on his part for rigidity in order to maintain public
confidence the more important it is that these requirements should
be observed. They were departed from in this case, and I regard the decisions
as procedurally unreasonable on this ground. Conclusion The appeals were taken by the Secretary of State against the
decision of the Divisional Court, which the Court of Appeal upheld, that the
decision which he reached was unfair for procedural reasons. On the single
ground which I have described in the previous paragraph I would dismiss the
appeals. The cross-appeals were taken by the applicants against the decision of
the Court of Appeal that the Secretary of State was entitled to adopt the same
policy with regard to a child detained during Her Majestys pleasure
as in the case of an adult mandatory life prisoner. For the reasons which I
have given in the earlier part of this speech I would allow the cross-appeals.
In the result I agree with both the Divisional Court and the Court of Appeal
that the decision must be quashed, and I would decline to grant declaratory
relief on the ground that this is unnecessary. Appeals dismissed. Cross-appeals allowed. Secretary of State to pay applicants costs in Court of
Appeal and House of Lords. |