HOUSE OF LORDS. THE KING (AT THE
PROSECUTION OF ARTHUR ZADIG). APPELLANT; AND HALLIDAY,
RESPONDENT. [1917] A.C. 260 COUNSEL: Llewelyn Williams, K.C., and F. W. Hirst, for the
appellant. Sir Frederick Smith, A.-G., and Sir Gordon Hewart, S.-G. (with them
G. A. H. Branson), for the respondent. SOLICITORS: For appellant: Warren & Warren. For respondent: The Treasury Solicitor. JUDGES: Lord Finlay L.C., Lord Dunedin, Lord Atkinson, Lord Shaw
Of Dunfermline, and Lord Wrenbury. DATE: 1917 May 1. Defence of the Realm – Order in Council authorizing
Internment of British Subject – Validity – Habeas Corpus
– Defence of the Realm Consolidation Act, 1914 (5 Geo. 5, c. 8), s.
1, sub-s. 1 – Defence of the Realm (Consolidation) Regulations, 1914,
reg. 14B. Reg. 14B of the Defence of the Realm (Consolidation) Regulations,
1914, which empowers the Secretary of State to order the internment of any
person of hostile origin or associations, where on the
recommendation of a competent naval or military authority it appears to him
expedient for securing the public safety or the defence of the realm, is
authorized by the Defence of the Realm Consolidation Act, 1914, s. 1, sub-s. 1,
which confers upon the King in Council power during the continuance of the war
to issue regulations for securing the public safety and the defence
of the realm; therefore an order made in accordance with reg. 14B for
the internment of a naturalized British subject of German birth is valid. So held by Lord Finlay L.C., Lord Dunedin, Lord Atkinson, and Lord
Wrenbury; Lord Shaw of Dunfermline dissenting. Decision of the Court of Appeal [1916] 1 K. B. 738 affirmed. THE appellant, Arthur Zadig, who was born in Germany of German
parents on July 10, 1871, became a naturalized British subject on May 18, 1905.
On October 30, 1915, he was interned in Islington under an order of the Home
Secretary, Sir John Simon, dated October 15, 1915. This order was made under
reg. 14B of the Defence of the Realm (Consolidation) Regulations, 1914, which
purported to be made under s. 1, sub-s. 1, of the Defence of the Realm
Consolidation Act, 1914 (5 Geo. 5, c. 8). The appellant contended that reg. 14B
was not authorized by the Act and was ultra vires. Sect. 1, sub-s. 1, of the
Act, reg. 14B, and the order of the Home Secretary are fully set out in the
judgment of the Lord Chancellor. On January 11, 1916, the appellant obtained from the
Kings Bench Division a rule nisi calling on the respondent, the
governor [*261] Of the internment
camp, to show cause why a writ of habeas corpus should not issue. On cause
being shown the Divisional Court (Lord Reading C.J., A. T. Lawrence J., Rowlatt
J., Atkin J., and Low J.) discharged the rule nisi, and the order of the Divisional
Court was affirmed by the Court of Appeal (Swinfen Eady L.J., Pickford L.J.,
and Bankes L.J.). (1) Feb. 27; March 1. Llewelyn Williams, K.C., and F. W. Hirst, for
the appellant. Reg. 14B. which purports to have been made under s. 1, sub-s. 1,
of the Defence of the Realm Consolidation Act, 1914, is ultra vires of the
statute, and therefore the order of the Home Secretary, which was made under
that regulation, is invalid. If the contention of the Crown be correct, the
Executive has under this statute an unlimited power of making regulations for
the safety of the realm, subject only to the qualification contained in the
words during the continuance of the present war, and a
regulation might be made enabling the Government to take a man and shoot him
out of hand without trial. The appellants argument may be summed up
in the following propositions: 1. Some limitation must be placed on
the general words of the statute 2. A limitation is suggested by the terms of
the Act itself, because, after giving power to make regulations, the Act
proceeds to provide machinery for the trial of persons accused of a breach of
those regulations, and it contains no express provision for imprisonment
without trial. 3. The second proposition is confirmed by the language of s. 1,
sub-s. 1, of the Defence of the Realm (Amendment) Act, 1915, which provides
that every British subject shall be entitled to a trial by jury for a breach of
the regulations. 4. General words in a statute cannot take away the vested rights
of the subject or alter the fundamental laws of the kingdom. 5. This is a penal
statute and ought to be construed strictly; an Act which infringes the liberty
of the subject should be construed as far as possible in favour of the subject
and against the Crown. 6. Where one of two possible constructions is repugnant
to the traditions and Constitution of this country, that construction ought to
be rejected in favour of the more reasonable construction. It is not suggested
that it might not be necessary for securing the safety of the realm to confer
on (1) [1916] 1 K. B. 738. [*262] the Government power to imprison a British subject without trial,
but if the power of imprisonment is to be conferred at all it ought to be
conferred by express words. Having regard to the great care which has always
been taken in times of emergency to preserve the efficacy of the writ of habeas
corpus, nothing should be taken away from the liberty of the subject except by
express enactment. The operation of the Habeas Corpus Acts has been suspended
on several occasion, but no general power has ever been given to the Executive
to imprison on suspicion. The first occasion on which such an emergency arose
was in 1696, when an Act was passed (7 & 8 Will. 3, c. 11) intituled
an Act for impowering His Majesty to apprehend and detain such
persons as he shall find cause to suspect are conspiring against His Royal
Person or Government. That Act did not in terms suspend the Habeas
Corpus Acts, but, after reciting that there had been a most horrid,
barbarous, and detestable conspiracy formed and carried on by Papists and other
wicked and traitorous persons for assassinating His Majestys Royal
Person in order to the incouraging an intended invasion from France to the
utter ruin and subversion of the Protestant Religion, it gave
definite powers to six members of the Privy Council to imprison persons
suspected of high treason or treasonable practices without trial or mainprize.
But a time limit was placed upon those powers, after the expiry of which the
right of the subject to the benefits of the Habeas Corpus Acts was expressly
revived. That Act has served as a model for all other suspensory Acts. On nine
or ten occasions when the Executive required to be armed with extraordinary
powers they came to Parliament and asked that those powers should be conferred
by express enactment, but on every occasion they were carefully guarded and
limited. Magna Carta and the Habeas Corpus Acts stand upon a peculiar footing
and cannot be repealed by a side-wind. [They cited Cox v. Hakes (1); Arthur v.
Bokenham (2); Hawkins v. Gathercole (3); Reg. v. Wimbledon Local Board (4); Reg. v.
Harrald
(5); Nairn v. University of St. Andrews (6); Bebb v. Law Society (7); In re Boaler (8); the (1) (1890) 15 App. Cas. 506, 517. (2) (1706) 11 Mod. 148, 150. (3) (1855) 6 D. M. & G. 1, 18, 21. (4) (1882) 8 Q. B. D. 459. (5) (1872) L. R. 7 Q. B. 361. (6) [1909] A. C. 147, 161. (7) [1914] 1 Ch. 286. (8) [1915] 1 K. B. 21. [*263] Case of James Somersett (1); Hopkins v. Swansea Corporation (2); Entick v.
Carrington (3); Maxwell on the Interpretation of Statutes, 5th ed., p. 461;
Johnsons Memoirs of Selden, p. 139; Blackstones
Commentaries, i. 127-8; iii. 129-133; Brooms Constitutional Law, 2nd
ed., p. 983.] Sir Frederick Smith, A.-G., and Sir Gordon Hewart, S.-G. (with
them G. A. H. Branson), for the respondent. There is no ground for the
contention that the legislation in question has taken away the
appellants right to apply for a writ of habeas corpus if there is any
foundation for it, and the wide constitutional questions which have been
discussed are not really relevant to the issue. The sole question is whether
reg. 14B is ultra vires of the statute under which it purported to be made. In
the Defence of the Realm Consolidation Act, 1914, the Legislature has followed
the practice which, whether it be a good practice or not, is now frequently
adopted in domestic legislation, namely, the practice of authorizing an administrative
body to make regulations to carry out the objects of the Act instead of setting
out all the details in the Act itself. It is conceded that in construing
regulations of the kind now under consideration the Courts ought to show the
greatest solicitude in protecting the liberty of the subject; but against that
must be set the fact that we are living in times when the inadequacy of the
regulations for securing the safety of the realm might be fraught with graver
consequences than at any previous period in the history of the nation. In an
emergency such as the present, when espionage and sabotage are rampant to an
extent hitherto unknown, it is essential to public safety that there should
exist in the Executive a power of preventive detention. The fallacy of the
appellants case is to treat that detention as if it were punitive. It
is not surprising that in this time of danger Parliament should have armed the
Executive with the widest possible powers. But, in fact, for the first time,
when owing to some pressing emergency exceptional legislation has become
necessary, there has been no suspension of the Habeas Corpus Acts, and the
inference is that Parliament has sought to obtain the same result by a simpler
and, it is submitted, a more humane method. Among the objects specified in the
Act for which the regulations (1) (1772) 20 St. Tr. 1. (2) (1839) 4 M. & W. 621, 640. (3) (1765) 19 St. Tr. 1030. [*264] are to be made are (1.) to prevent persons from communicating with
the enemy, (2.) to prevent the spread of false reports, and (3.) to prevent
assistance being given to the enemy; and how is it possible to effect these
objects except by detaining persons of hostile origin and associations? No
question arises here of conferring a power of restricting the liberty of the
subject by vague general words. The power to intern necessarily flows from the
language of the sub-section itself. F. W. Hirst, in reply, referred to the Case of the Earl of
Shaftsbury. (1) The House took time for consideration. May 1. LORD FINLAY L.C. My Lords, the appellant in this case is a
naturalized British subject of German birth who has been interned by an order
made by the Secretary of State under the powers of reg. 14B, which was made
under the Defence of the Realm Consolidation Act, 1914. It was contended on behalf of the appellant that reg. 14B was not
authorized by the Act and was ultra vires. It is beyond all dispute that Parliament has power to authorize
the making of such a regulation. The only question is whether on a true
construction of the Act it has done so. The relevant part of the Act in question (5 Geo. 5, c. 8) is s. 1,
sub-s. 1: His Majesty in Council has power during the continuance
of the present war to issue regulations for securing the public safety and the
defence of the realm, and as to the powers and duties for that purpose of the
Admiralty and Army Council and of the members of His Majestys forces
and other persons acting in his behalf; and may by such regulations authorise
the trial by courts-martial, or in the case of minor offences by Courts of
summary jurisdiction, and punishment of persons committing offences against the
regulations, and in particular against any of the provisions of such
regulations designed – (a) to prevent persons communicating
with the enemy or obtaining information for that purpose or any purpose
calculated to jeopardise the success of the operations of (1) (1677) 6 St. Tr. 1270. [*265] any of His Majestys forces or the
forces of his Allies or to assist the enemy; or (b) to secure the safety of His
Majestys forces and ships and the safety of any means of
communication and of railways, ports, and harbours; or (c) to prevent the spread of false
reports or reports likely to cause disaffection to His Majesty or to interfere
with the success of His Majestys forces by land or sea or to
prejudice His Majestys relations with foreign Powers; or (d) to secure the navigation of
vessels in accordance with directions given by or under the authority of the
Admiralty; or (e) otherwise to prevent assistance
being given to the enemy or the successful prosecution of the war being
endangered. The power conferred on His Majesty is limited to the duration of
the war and is to issue regulations for securing the public safety and the
defence of the realm. The sub-section goes on to provide that His Majesty may
by such regulations authorize the trial and punishment of persons committing
offences against the regulations, and especially against regulations designed
for any of the purposes enumerated under heads (a), (b), (c), (d), and (e).
These heads comprise the prevention of communication with the enemy, securing
the safety of His Majestys forces and means of communication, and of
railways, ports, and harbours, preventing the spread of false rumours, and the
prevention of assistance to the enemy and the successful prosecution of the war
being in danger. On the face of it the statute authorizes in this sub-section
provisions of two kinds – for prevention and for punishment. Any
preventive measures, even if they involve some restraint or hardship upon
individuals, do not partake in any way of the nature of punishment, but are
taken by way of precaution to prevent mischief to the State. Any one who
infringes such regulations will become the proper subject of punishment. The regulation in question made under this statute is reg. 14B of
the Defence of the Realm (Consolidation) Regulations. It is as follows: Where on the recommendation of a competent naval or
military authority or of one of the advisory committees hereinafter mentioned [*266] it appears to the
Secretary of State that for securing the public safety or the defence of the
realm it is expedient in view of the hostile origin or associations of any
person that he shall be subjected to such obligations and restrictions as are
hereinafter mentioned, the Secretary of State may by order require that person
forthwith, or from time to time, either to remain in, or to proceed to and
reside in, such place as may be specified in the order, and to comply with such
directions as to reporting to the police, restriction of movement, and
otherwise as may be specified in the order, or to be interned in such place as
may be specified in the order: Provided that any such order shall,
in the case of any person who is not a subject of a State at war with His
Majesty, include express provision for the due consideration by one of such
advisory committees of any representations he may make against the order. If any person in respect of whom any
order is made under this regulation fails to comply with any of the provisions
of the order he shall be guilty of an offence against these regulations, and
any person interned under such order shall be subject to the like restrictions
and may be dealt with in like manner as a prisoner of war, except so far as the
Secretary of State may relax such restrictions. The advisory committees for the
purposes of this regulation shall be such advisory committees as are appointed
for the purpose of advising the Secretary of State with respect to the
internment and deportation of aliens, each of such committees being presided
over by a person who holds or has held high judicial office. In the application of this
regulation to Scotland references to the Secretary for Scotland shall be
substituted for references to the Secretary of State. Nothing in this regulation shall be
construed to restrict or prejudice the application and effect of regulation 14,
or any power of interning aliens who are subjects of any State at war with His
Majesty. It will be observed that any action of the Secretary of State
under this regulation is to be upon the recommendation of a competent naval or
military authority or of an advisory committee. If on such recommendation it
appears to the Secretary of State that, for securing the public safety or the
defence of the realm, it is expedient so to do, he may subject any person of hostile
origin [*267] or associations to
certain restrictions, one of which is internment. The order must, however,
include provision in the case of any person not being an enemy subject for
consideration of any representation which the person affected may make against
the order by an advisory committee, which is to be presided over by a person
who holds or has held high judicial office. The regulation, therefore, provides
means for ascertaining whether any complaint against the justice or necessity
of the order is well founded. The order complained of was made by the Home Secretary on October
15, 1915, and is as follows: Whereas, on the recommendation of a
competent military authority, appointed under the Defence of the Realm
Regulations, it appears to me that, for securing the public safety and the
defence of the realm, it is expedient that Arthur Zadig, of 56, Portsdown Road,
Maida Vale, W., should, in view of his hostile origin and associations, be
subjected to such obligations and restrictions as are hereinafter mentioned. I hereby order that the said Arthur
Zadig shall be interned in the institution in Cornwallis Road, Islington, which
is now used as a place of internment, and shall be subject to all the rules and
conditions applicable to aliens there interned. If within seven days from the date
on which this order is served on the said Arthur Zadig he shall submit to me
any representations against the provisions of this order, such representations
will be referred to the advisory committee appointed for the purpose of
advising me with respect to the internment and deportation of aliens and
presided over by a judge of the High Court, and will be duly considered by the
committee. If I am satisfied by the report of the said committee that this
order may be revoked or varied without injury to the public safety or the
defence of the realm, I will revoke or vary the order by a further order in
writing under my hand. Failing such revocation or variation this order shall
remain in force. (Signed) John Simon, One of His Majestys
Principal Secretaries of State. Whitehall, 15th October,
1915. The truth of the recital that Zadig is a person of hostile origin
and associations was not questioned, but it was insisted that Parliament [*268] had not conferred the
power to make such an order in the interest of the public safety against such
persons. The order provides for representations being made against it and for
their consideration by an advisory committee presided over by a judge of the
High Court, and states that, if the Home Secretary is satisfied by the report
of such committee that the order may be revoked or varied without injury to the
public safety and the defence of the realm, he will revoke or vary the order. As I have stated, the power of Parliament to authorize such a
proceeding was not and could not be disputed. The only question is as to the
construction of the Act. It was contended (1.) that some limitation must be put upon the
general words of the statute; (2.) that there is no provision for imprisonment
without trial; (3.) that the provisions made by the Defence of the Realm Act,
1915, for the trial of British subjects by a civil Court with a jury
strengthened the contention of the appellant; (4.) that general words in a
statute could not take away the vested rights of the subject or alter the
fundamental law of the Constitution; (5.) that the statute is in its nature
penal and must be strictly construed; (6.) that a construction said to be
repugnant to the constitutional traditions of this country could not be
adopted. Reference was made by the appellants counsel to the
history of the various interferences with a right to habeas corpus in times of
public danger, and it was urged that if it had been intended to interfere with
personal liberty this is the course which would have been adopted. I am unable to accede to any of the arguments urged on behalf of
the appellant. It was not, as I understand the argument, contended that the words
of the statute are not in their natural meaning wide enough to authorize such a
regulation as reg. 14B, but it was strongly contended that some limitation must
be put upon these words, as an unrestricted interpretation might involve
extreme consequences, such as, it was suggested, the infliction of the
punishment of death without trial. It appears to me to be a sufficient answer to this argument that
it may be necessary in a time of great public danger to entrust great powers to
His Majesty in Council, and that Parliament [*269] may do so feeling certain that such powers
will be reasonably exercised. The statute in its recital of the objects of the regulations in
respect of which particularly punishment may be inflicted throws some light
upon the question before the House. The regulations are to be for preventive purposes as follows: (a) The prevention of communication with the enemy or obtaining
information for that purpose or any purpose calculated to jeopardize the
operations of His Majestys forces or those of his Allies or to assist
the enemy; (b) To secure the safety of His Majestys forces and
ships and the safety of any means of communication and of railways, ports, and
harbours; (c) To prevent the spread of false reports or reports likely to
cause disaffection to His Majesty or to interfere with the success of His
Majestys forces or to prejudice His Majestys relations with
foreign Powers. (e) Otherwise to prevent assistance being given to the enemy or
the successful prosecution of the war being endangered. One of the most obvious means of taking precautions against
dangers such as are enumerated is to impose some restriction on the freedom of
movement of persons whom there may be any reason to suspect of being disposed
to help the enemy. It is to this that reg. 14B is directed. The measure is not
punitive but precautionary. It was strongly urged that no such restraint should
be imposed except as the result of a judicial inquiry, and indeed counsel for
the appellant went so far as to contend that no regulation could be made
forbidding access to the seashore by suspected persons. It seems obvious that
no tribunal for investigating the question whether circumstances of suspicion
exist warranting some restraint can be imagined less appropriate than a Court
of law. No crime is charged. The question is whether there is ground for
suspicion that a particular person may be disposed to help the enemy. The duty
of deciding this question is by the order thrown upon the Secretary of State,
and an advisory committee, presided over by a judge of the High Court, is
provided to bring before him any grounds for thinking that the order may
properly be revoked or varied. [*270] The statute was passed at a time of supreme national danger, which
still exists. The danger of espionage and of damage by secret agents to ships,
railways, munition works, bridges, &c., had to be guarded against. The
restraint imposed may be a necessary measure of precaution, and in the
interests of the whole nation it may be regarded as expedient that such an
order should be made in suitable cases. This appears to me to be the meaning of
the statute. Every reasonable precaution to obviate hardship which is
consistent with the object of the regulation appears to have been taken. It was urged that if the Legislature had intended to interfere
with personal liberty it would have provided, as on previous occasions of
national danger, for suspension of the rights of the subject as to a writ of
habeas corpus. The answer is simple. The Legislature has selected another way
of achieving the same purposes, probably milder as well as more effectual than
those adopted on the occasion of previous wars. The suggested rule as to construing penal statutes and the
provision as to trial of British subjects by jury made by the Defence of the
Realm Act, 1915, have no relevance in dealing with an executive measure by way
of preventing a public danger. The application of the present appellant was rejected by the
Divisional Court, consisting of five members, and by the Court of Appeal, and
in my opinion the present appeal ought to be dismissed. LORD DUNEDIN. My Lords, I concur in the opinion just delivered,
which exactly expresses the reasons for the view I hold. It is only because I
am aware that there is not unanimity among your Lordships that I add a few
words. The only question is as to the construction of the Act of
Parliament. The prerogative may have been mentioned incidentally in the course
of the argument, but it certainly was not founded on by the Attorney-General. It is pointed out that the powers, if interpreted as the unanimous
judgment of the Courts below interprets them, are drastic and might be abused.
That is true. But the fault, if fault there be, lies in the fact that the
British Constitution has entrusted to the two Houses of Parliament, subject to
the assent of the King, an absolute power untrammelled by any written
instrument obedience to which [*271] may be compelled by some judicial body. The danger of
abuse is theoretically present; practically, as things exist, it is in my
opinion absent. Were a regulation to be framed, as my noble friend who is to
follow me suggests, to intern the Catholics of south Ireland or the Jews of
London the result would, I think, be the speedy repeal of the Act which
authorizes the regulation. That preventive measures in the shape of internment of persons
likely to assist the enemy may be necessary under the circumstances of a war
like the present is really an obvious consideration. Parliament has in my judgment,
in order to secure this and kindred objects, risked the chance of abuse which
will always be theoretically present when absolute powers in general terms are
delegated to an executive body; and has thought the restriction of the powers
to the period of the duration of the war to be a sufficient safeguard. LORD ATKINSON. (1) My Lords, I concur. Several of the topics to
which the learned counsel for the appellant addressed themselves in the course
of their arguments, however interesting historically, had, in my view, little
if any relevancy to the question to be decided in this case, such, for
instance, as the scope and nature of the legislation passed by the Parliament
of England on the several occasions in her history when she was at war. The
question for decision in this case is what the Legislature has done by this
statute of November, 1914, not what it did by legislation passed centuries
before that date. It may be that so dear to the Legislature of those days was
the personal liberty of the subject that it sacrificed, or endangered, the
interest of the State, and hampered the nation in its struggle for victory in
order to preserve that liberty. For myself I do not at all think it was so. Or
it may have been that the circumstances of the time did not need such drastic
remedies as do those of the present time. However precious the personal liberty
of the subject may be, there is something for which it may well be, to some
extent, sacrificed by legal enactment, namely, national success in the war, or escape
from national plunder or enslavement. It is not contended in this case that the
personal liberty of the subject can be invaded arbitrarily at the mere whim of
the Executive. What (1) Read by Lord Dunedin. [*272] is contended is that the Executive has been
empowered during the war, for paramount objects of State, to invade by
legislative enactment that liberty in certain states of fact. It was also urged
that this Defence of the Realm Consolidation Act of 1914, and the regulations
made under it, deprived the subject of his rights under the several Habeas
Corpus Acts. That is an entire misconception. The subject retains every right
which those statutes confer upon him to have tested and determined in a Court
of law, by means of a writ of Habeas Corpus, addressed to the person in whose
custody he may be, the legality of the order or warrant by virtue of which he
is given into or kept in that custody. If the Legislature chooses to enact that
he can be deprived of his liberty and incarcerated or interned for certain
things for which he could not have been heretofore incarcerated or interned,
that enactment and the orders made under it, if intra vires, do not infringe
upon the Habeas Corpus Acts in any way whatever, or take away any rights
conferred by Magna Charta, for the simple reason that the Act and these Orders
become part of the law of the land. If it were otherwise, then every statute
and every intra vires rule or by-law having the force of law creating a new
offence for which imprisonment could be inflicted would amount, pro tanto, to a
repeal of the Habeas Corpus Acts or of Magna Charta quite as much as does this
statute of November 27, 1914, and the regulations validly made under it.
Swinfen Eady L.J. most correctly points out that the provisions of the Defence
of the Realm Consolidation Act of 1914 are of two kinds – punitive
and preventive. Paragraph (a) of sub-s. 1 of s. 1 contemplates and authorizes
the issue of regulations designed to prevent persons communicating with the
enemy, or obtaining information for any purpose calculated to jeopardize the
success of the forces of His Majesty or his Allies, or to assist the enemy.
Paragraph (c) likewise contemplates that the regulations should prevent the
spreading of false reports. Two conditions are, however, imposed: First, the
regulations can only be issued during the war, and, second, whatever they
purport to do must be done for the purpose of securing the public safety and
the defence of the realm. It by no means follows, however, that if on the face
of a regulation it enjoined or required something to be done which could not in
any reasonable way aid in securing the public safety and the defence of the
realm it would [*273] not be ultra vires and void. It is not necessary to decide this
precise point on the present occasion, but I desire to hold myself free to deal
with it when it arises. Preventive justice, as it is styled, which consists in restraining
a man from committing a crime he may commit but has not yet committed, or doing
some act injurious to members of the community which he may do but has not yet
done, is no new thing in the laws of England. For instance, the 34th Edw. 3, c.
1, passed in 1360, directs the justices of the peace to take of all
them that be not of good fame, where they shall be found, sufficient surety and
mainprise of their good behaviour towards the King and his people.
This jurisdiction is entirely different from that of binding over one person at
the instance of another to keep the peace towards that other. If the person
required to enter into recognizances under the statute should refuse or omit to
do so he can be committed to prison. This provision of this ancient statute has
received a very wide construction even in normal times: Rex v. Justices of
Cork
(1); Wise v. Dunning. (2) In the same way a dangerous lunatic may be committed
to a lunatic asylum; if while at large, he might be a danger to the community.
One of the most effective ways of preventing a man from communicating with the
enemy or doing things such as are mentioned in s. 1, sub-s. 1 (a) and (c), of
the statute is to imprison or intern him. In that as in almost every case where
preventive justice is put in force some suffering and inconvenience may be
caused to the suspected person. That is inevitable. But the suffering is, under
this statute, inflicted for something much more important than his liberty or
convenience, namely, for securing the public safety and defence of the realm.
It must not be assumed that the powers conferred upon the Executive by this
statute will be abused. By the several provisions already referred to every
precaution that could be reasonably taken has, I think, been taken to prevent
error or abuse. Now in the present case the prosecutor has been interned under an
order of the Secretary of State for the Home Department dated October 15, 1915.
It is headed Order under Regulation 14B of the Defence of the Realm
Regulations. It sets out the fact which is under this section the
foundation of his jurisdiction and the main (1) (1882) 15 Cox, C. C. 78, 84; 149. (2) [1902] 1 K. B. 167. [*274] cause of its exercise, namely, that the appellant is of hostile
origin and association. And in view of that fact, which is not disputed, it
sets out that the Secretary of State, being duly recommended in the manner
prescribed, makes an order that the appellant shall be interned for the purpose
of securing the public safety and the defence of the realm. The order thus sets
out upon its face all the requirements necessary for its validity if the
regulation under which it purports to be made be valid. On that assumption it
shows upon its face jurisdiction to make it. The legal validity of this
regulation, therefore, becomes the only question for decision in the case. Is
it intra vires or ultra vires of the statute? Because of the frame and fulness
of the order that question can be as regularly and effectively decided upon the
application that the writ should issue as it could upon the return to the writ.
For myself I must say that I never could appreciate the contention that
statutes invading the liberty of the subject should be construed after one
manner, and statutes not invading it after another, that certain words should
in the first class have a meaning put upon them different from what the same
words would have put upon them when used in the second. I think the tribunal
whose duty it is to interpret a statute of the one class or the other should
endeavour to find out what, according to the well-known rules and principles of
construction, the statute means, and if the meaning be clear to apply it in
that sense. Should the statute be ambiguous, equally susceptible of two
meanings, one leading to an invasion of the liberty of the subject, and the
other not, it may well be that the latter should be preferred on the ground of
the presumed intention of the Legislature not to interfere with it. That is a
wholly different matter. This statute, to which the Royal assent was given on November 27,
1914, is framed differently from its immediate predecessor, to which the Royal
assent was given on August 8, 1914, immediately after the outbreak of the war.
The latter merely empowered His Majesty during the war to issue regulations
as to the powers and duties of the Admiralty and Army Council, and of
the members of His Majestys forces, and other persons acting in his
behalf, for securing the public safety and the defence of the realm.
It further provided that by these regulations he might authorize the trial by
court-martial [*275] and the punishment of persons contravening any of these
provisions. Sect. 1, paragraph (a), is identical with the corresponding
paragraph of the later of the two statutes, save that the words or
the forces of his Allies are introduced in the latter after the words
His Majestys forces. Now the only way
contemplated in the earlier Act of preventing persons from doing something
prohibited by the regulations, or omitting to do something enjoined by them, is
by trial and punishment before courts-martial. The statute is entirely punitive
in this respect. Well, presumably, that was found to be insufficient to secure
the safety of the public and the defence of the realm to the extent desired.
And, accordingly, the second statute, though it covers the same ground as the
first, goes much beyond the first in its scope, and differs from the first in
the methods it authorizes for securing the public safety and defence of the
realm, inasmuch as it provides that the regulations to be issued may not only
deal with the powers and duties of the Admiralty, and so forth, and with the
punishment of offenders against certain of its provisions, but it empowers His
Majesty, during the war, to issue regulations for securing directly the public
safety and the defence of the realm. These are wide words. They are new words.
Some effect must be given to them. They obviously cover preventive methods,
properly so called, for securing the desired end as well as those methods which
are truly punitive. I do not think it is legitimate to treat them as of none
effect, because if effect be given to them the liberty of the subject may
possibly be restricted. And as preventive justice proceeds upon the principle
that a person should be restrained from doing something which, if free and
unfettered, it is reasonably probable he would do, it must necessarily proceed
in all cases, to some extent, on suspicion or anticipation as distinct from
proof. If a person be of hostile origin or association it is, I think, impossible
to say that, if free and unfettered, it would not be reasonably probable that
he would communicate with the enemy, or obtain information for the purposes
mentioned in paragraph (a), or spread the false or other reports mentioned in
paragraph (c), or do some of the other things mentioned in other paragraphs of
that sub-section. The public safety and the defence of the realm might be
prejudicially affected if he did any of these things. If the Secretary of
State, [*276] after receiving a
recommendation such as is in the regulation mentioned, comes to the conclusion
that by reason of the hostile origin or association of some person it is
expedient for securing the public safety and the defence of the realm that he
should be interned or otherwise dealt with in the manner mentioned in reg. 14B,
it would, in my view, be as mischievous as absurd to require that the Minister,
though fully warned, should remain quiescent and look on helplessly, waiting
for the time when one of the crimes mentioned in s. 1, sub-s. 1, should be
committed, and the perpetrator, if caught, and if sufficient proof were
forthcoming, should be brought to justice and punished. The statute clearly
authorizes prevention in the widest terms by means other than punitive. I think
reg. 14B, enumerating and authorizing some of those means, comes within the
scope of that authority. And, as I have already said, I think the precautions
already referred to effectually guard against all injustice or abuse in the
administration of the regulation. I am, therefore, clearly of opinion that the
appeal fails, that the decision appealed from was right and should be affirmed,
and this appeal be dismissed with costs. LORD SHAW OF DUNFERMLINE. My Lords, I reckon this appeal to be in
the first class of importance. My opinion differs from that of your Lordships,
and this has led me to consider and reconsider the matter with care. The
gravity of the issue, and the respect which I entertain for my noble and
learned friends here and for the learned judges of the Courts below, with all
of whom I am constrained to differ, – these appear to me to demand a
statement, fuller than usual, of the grounds of my own position. I am of opinion that the judgments appealed from are erroneous in
law, and that they constitute a suspension and a breach of those fundamental
constitutional rights which are protective of British liberty. The appellant is a naturalized citizen of this country. That is to
say, on the one hand, he owes submission to, and on the other he is entitled to
the protection of, our laws. That is the essential pact underlying
naturalization. The war made no difference to this. In fact, immediately after
its outbreak the Act 4 & 5 Geo. 5, c. 17, reached the Statute-book, and s.
3 thereof confirms the pact [*277] in terms. In the language of that section, Arthur Zadig
has to all intents and purposes the status of a natural-born British
subject. His person was seized, he has been interned – now
for over eighteen months – without a trial, and he has just the same
title, no more and no less, to challenge such an act of force as any subject of
the King. This makes the question not only serious, but perfectly general. The appellant lost his liberty and was interned by reason of a
document dated October 15, 1915, signed by the Home Secretary of the day and
denominated an Order under Regulation 14B of the Defence of the Realm
Regulations. [His Lordship read the order.] This order stands or falls with the regulation upon which it
purports to be founded. The appellant falls within the ambit of its terms: he
is of foreign origin. The true question affects the validity of the regulation
itself. [His Lordship read reg. 14B.] I am clearly of opinion that, although bearing to be a regulation,
this is, in truth and essentially, not a regulation at all, and that it was
ultra vires of His Majesty in Council to issue under the guise of a regulation
an authorization for the apprehension, seizure, and internment without trial of
any of the lieges. In my view Parliament never sanctioned, either in intention
or by reason of the statutory words employed in the Defence of the Realm Acts,
such a violent exercise of arbitrary power. It follows that the order or fiat
of the Secretary of State which has already been quoted is also ultra vires. It is to be at once observed that one provision of the regulation
can have no application to the case of internment. That provision is that if
the person in respect of whom any order is made fails to comply he
shall be guilty of an offence against the regulations. This is the
homage paid to the Act of Parliament. But to a person seized and interned under
this order of internment the language has no application. The appellant has not
been guilty of any offence against the regulation; there is nothing for which
to try him as an offender against it. No charge is made against him; he may
appeal for that in vain. He has complied with the regulation, in the sense that
he has been its victim. If he had violated it in any particular he would have
had his right to trial; but his case is hopeless [*278] in that regard; for his person has
been seized and detained for something entirely apart from any crime or offence
or from anything he has said or done or attempted. The Secretary of
States fiat has gone forth. It is one of proscription. Where, says reg. 14B,
. it
appears to the Secretary of State that for securing the public safety or the
defence of the realm it is expedient in view of the hostile origin or
associations of any person then he may, inter alia, issue an order of
internment. My Lords, the Act of Parliament, as we shall see, does employ the
words for securing the public safety and the defence of the
realm, but there is not one word in the Act of Parliament about
hostile origin or associations of any person, nor indeed
about internment. These are not statutory terms. Parliament might very well have
taken the subject of hostile origin or associations into
its account; and Parliament might very well have considered the subject of
internment and dealt with it. Had it done so, Courts of law would have been
bound to comply with any verdict on the subject which it embodied in statute. Accordingly the first great and broad fact confronting your
Lordships in this case is that in a matter so fundamentally affecting the
rights of His Majestys subjects Parliament has given no express
sanction for the introduction of that language hostile origin or
associations. And what remains is the argument that Parliament, not
expressly dealing with a matter pre-eminently demanding careful delimitation,
must be held to have accomplished by implication this far-reaching subversion
of our liberties. To this argument I am respectfully unable to accede. I do not
think that the Defence of the Realm Acts can be submitted to such a violent and
strained construction. My Lords, after the outbreak of war on August 4, 1914, it is plain
from the Statute-book that Parliament was much engrossed in the subject of
national security and defence. And I think it may be expedient to notice that
the Act founded on, 5 Geo. 5, c. 8, is one of a series of four statutes passed
in the period from August, 1914, to March, 1915, and to observe that useful
light is obtained by looking at them together. By 4 & 5 Geo. 5, c. 29, it was provided: 1. His Majesty in Council has power
during the continuance of [*279] the present war to issue regulations as to the powers and
duties of the Admiralty and Army Council, and of the members of His
Majestys forces, and other persons acting in his behalf, for securing
the public safety and the defence of the realm; and may, by such regulations,
authorise the trial by courts-martial and punishment of persons contravening
any of the provisions of such regulations designed – (a) to prevent persons communicating
with the enemy or obtaining information for that purpose or any purpose
calculated to jeopardise the success of the operations of any of His
Majestys forces or to assist the enemy; or (b) to secure the safety of any
means of communication, or of railways, docks or harbours; in like manner as if such persons were subject
to military law and had on active service committed an offence under section
five of the Army Act. By 4 & 5 Geo. 5, c. 63, it was provided: 1. The Defence of the Realm Act,
1914, shall have effect as if (a) at the end of paragraph (a) of
section one thereof the following words were inserted, or to prevent
the spread of reports likely to cause disaffection or alarm; (b) at the end of paragraph (b) of
section one thereof there were added the following words, or of any
area which may be proclaimed by the Admiralty or Army Council to be an area
which it is necessary to safeguard in the interests of the training or
concentration of any of His Majestys forces; (c) at the end of section one there
were inserted the following words, and may by such regulations also
provide for the suspension of any restrictions on the acquisition or user of
land, or the exercise of the power of making byelaws, or any other power under
the Defence Acts, 1842 to 1875, or the Military Lands Acts, 1891 to
1903. My Lords, the scheme of the statutes was that regulations were to
be issued as to the powers and duties of the Admiralty, Army Council and armed
services, and of other persons acting for His Majesty for securing the public
safety and the defence of the realm. The assumption is that such powers and
duties already exist; but that they may be helped, made specific, or, it may
be, amplified by [*280] regulations. The caution, however, is instantly given as to
preserving the rights and liberties of the subject. A trial by court-martial is
prescribed and a punishment in respect of contravention of the regulation
in like manner as if such persons were subject to military
law and had offended against s. 5 of the Army Act. In short, the
object was twofold – (1.) to draw up or make clear for the citizen a
certain line of duty or course of conduct by the issue of a notification
according to which that duty and conduct should be regulated, and (2.) to
append the sanction of punishment to disobedience to such regulation. In no other sense, I am convinced, is
regulation here meant. In this sense it is intelligible and
apt. This is particularly clear in these two first Acts. The repositories of
the power were various, extending to the humblest member of His
Majestys forces. For them, as for the citizen at large, it
was important that in the emergency of war their special duties should be named
– as to what should be done or should be avoided; failure or
disobedience on the part of the citizen to be ranked as an offence, and an
offence to be tried in ways prescribed and punishment to follow. It is not very
likely – I suggest this very humbly – that either
Parliament itself or the repositories of the power – say the soldier
or the sailor – would have ever dreamed that, so far at least as
these Acts go, they vested these various authorities, high or humble, with
power to suspend the liberties of the citizen or visit him at the
officials own hand with punishment before he had been convicted as an
offender. If any officer of His Majestys service or other servant of
His Majesty had acted in this overbearing and arbitrary manner the law would
very quickly have overtaken such a transgression. The word
regulation or the words for securing the public
safety and the defence of the realm would have been an ineffective
cover to him for such an act of violence. To take the simplest case – namely, that of a soldier or
sailor or other servant of the Crown – it would have been at once
seen that not only private liberty but public order would be imperilled if the
violent action of seizure of the person of a citizen for no offence and without
either trial or opportunity of trial, though such seizure did not fall within
the ordinary scope of his powers and duties under the law, was yet held to be
justified by the words for the public [*281] safety and the defence of the
realm. The law and the Government of the day would have sharply
stopped such an inversion and invasion of right, and have limited the action of
the delinquent officer to the procedure hitherto known to the law or prescribed
by the statute itself. It remains to be seen whether the words as to public safety and
defence have any other or larger meaning in the principal Act, 5 Geo. 5, c. 8,
which bears the title of An Act to Consolidate and Amend the Defence
of the Realm Acts – those two Acts, namely, to whose
provisions I have ventured to call pointed attention. Those Acts are repealed,
but their provisions, shifted about, reappear in the consolidation. Every part of s. 1 of the Act appears to me to be relevant to the
problem which the House has to solve. I say this expressly, for I think that
the controversy was unduly limited to sub-s. 1. That sub-section is as follows: 1. – (1.) His Majesty in
Council has power during the continuance of the present war to issue
regulations for securing the public safety and the defence of the realm, and as
to the powers and duties for that purpose of the Admiralty and Army Council and
of the members of His Majestys forces and other persons acting in his
behalf; and may by such regulations authorise the trial by courts-martial, or
in the case of minor offences by Courts of summary jurisdiction, and punishment
of persons committing offences against the regulations, and in particular
against any of the provisions of such regulations designed (a) to prevent persons communicating
with the enemy or obtaining information for that purpose or any purpose
calculated to jeopardise the success of the operations of any of His
Majestys forces or the forces of his allies or to assist the enemy;
or (b) to secure the safety of His
Majestys forces and ships and the safety of any means of
communication and of railways, ports, and harbours; or (c) to prevent the spread of false
reports or reports likely to cause disaffection to His Majesty or to interfere
with the success of His Majestys forces by land or sea or to
prejudice His Majestys relations with foreign Powers; or [*282] (d) to secure the navigation of
vessels in accordance with directions given by or under the authority of the
Admiralty; or (e) otherwise to prevent assistance
being given to the enemy or the successful prosecution of the war being
endangered. The provisions of this sub-section will be presently analysed; but
sufficient has already been shown to enable the House to affirm that it is a
reproduction, with additions, of the earlier short Acts, and that a further
enumeration is given of the things for which regulations are designed, and the
breach of which will constitute offences. Sub-ss. 2 and 3 deal with the acquisition or user of land,
factories, or workshops required for Government purposes. The provisions of s.
2 will be hereafter alluded to. Then occur sub-ss. 4, 5, and 6. They are in these terms: (4.) For the purpose of the trial of
a person for an offence under the regulations by court-martial and the
punishment thereof, the person may be proceeded against and dealt with as if he
were a person subject to military law and had on active service committed an
offence under section five of the Army Act: Provided that where it is proved
that the offence is committed with the intention of assisting the enemy a
person convicted of such an offence by a court-martial shall be liable to
suffer death. (5.) For the purpose of the trial of
a person for an offence under the regulations by a Court of summary
jurisdiction and the punishment thereof, the offence shall be deemed to have
been committed either at the place in which the same actually was committed or
in any place in which the offender may be, and the maximum penalty which may be
inflicted shall be imprisonment with or without hard labour for a term of six
months or a fine of one hundred pounds, or both such imprisonment and fine;
section seventeen of the Summary Jurisdiction Act, 1879, shall not apply to
charges of offences against the regulations, but any person aggrieved by a
conviction of a Court of summary jurisdiction may appeal in England to a Court
of quarter sessions, and in Scotland under and in terms of the Summary
Jurisdiction (Scotland) Acts, and in Ireland in manner provided by the Summary
Jurisdiction (Ireland) Acts. (6.) The regulations may authorise a
court-martial or Court of summary jurisdiction, in addition to any other
punishment, to order [*283] the forfeiture of any goods in respect of which an offence
against the regulations has been committed. My Lords, it is not too much to say that so far as Parliament was
concerned its intentions were directed anxiously to providing for the prompt
and correct treatment according to law of the case of offenders against the
regulations. Meticulous regard is paid to proceeding under the Act according to
justice; provision is carefully made for trial; and, while promptitude is
desired, it becomes clear beyond doubt that the right of the subject to trial
in accordance with law shall be guarded and preserved. One other striking feature of the legislation makes this intention
on the part of Parliament luminously clear. It is the passing in a few
months time – namely, on March 16, 1915 – of the
Amendment Act, 5 Geo. 5, c. 34. The trial of offences is again anxiously
handled, and in the same spirit – protection of the rights and
liberties of the subject, and to make sure of that beyond a doubt. An offence
against the regulations may, instead of being tried by court-martial, be tried
by a civil Court with a jury. Sect. 1, sub-s. 2, is of particular importance.
It provides: (2.) Where a person, being a British
subject but not being a person subject to the Naval Discipline Act or to
military law, is alleged to be guilty of an offence against any regulations
made under the Defence of the Realm Consolidation Act, 1914, he shall be
entitled, within six clear days from the time when the general nature of the
charge is communicated to him, to claim to be tried by a civil Court with a
jury instead of being tried by court-martial, and where such a claim is made in
manner provided by regulations under the last-mentioned Act the offence shall
not be tried by court-martial: Provided that this sub-section shall
not apply where the offence is tried before a Court of summary jurisdiction: Provided also that before the trial
of any person to whom this section applies, and as soon as practicable after
arrest, the general nature of the charge shall be communicated to him in
writing and notice in writing shall at the same time be given, in a form
provided by regulations under the said Act, of his rights under this
section. I ask myself what language could be more significant, more
scrupulously regardful of liberty, than this, that on demand of the [*284] person arrested he may
be tried by jury, that as soon as practicable after arrest he is to be informed
of the nature of the charge against him and of all his rights under the
section? To all which the reply is made: that all this scrupulous
regard for liberty and the forms of trial and law is of no avail to any class
of His Majestys subjects against whom a regulation
of internment has gone forth. If a British citizen be seized under such a fiat,
it is not because he has offended against a regulation – not at all.
He has, therefore, no right to be informed of any charge against him. Charge
against him there is none. Trial – he cannot choose its form; his
rights are gone without trial. A regulation has gone forth
against him. He has been regulated out of his liberty and
out of every protection of the kind. He must be a passive victim. The few words founded on here and in the Courts below in support
of this super-eminent and overriding power have accordingly to be examined.
Enough has been said to show that if they bear the construction contended for
by the Crown they are singularly at variance with that intention to pay
scrupulous regard to private right which is so plain from the scheme and
language of these Defence Acts as a whole. These are the words: His Majesty in Council has power
during the continuance of the present war to issue regulations for securing the
public safety and the defence of the realm, and as to the powers and duties for
that purpose of the Admiralty, &c., &c. A change has occurred
in this consolidation and amendment Act, – not in the important
words, but in their collocation. The important words referred to are
for securing the public safety and the defence of the
realm. In the earlier Acts the regulations were to be as to
the powers and duties of the Admiralty, &c.,
.
for securing the public safety and the defence of the
realm. Now the regulations issue direct from the King in Council. It
is perfectly plain to me how this occurred. The later details of the section
show that regulations as to the powers of officers or individuals might cover
ground beyond the province of those departments or persons. For example, the
Board of Trade, the Post Office, or the Foreign Office might well be concerned
in, or in the carrying out of, many of these details. And so the shortest and
most comprehensive method was taken, namely, of transferring the general topic
dealt with in [*285] regulations to the Government of the day – all the rest
remaining in substance as before. It is, in my view, largely owing to this simple change, however,
and from the collocation in which the words now stand that the Courts below
have come to their conclusion. From that conclusion positively stupendous results follow. The
words, it is said, are perfectly general; the King in Council is vested with
powers to judge of what is for the public safety and the defence of the realm,
and to act accordingly. All the rest of those statutes as to trial, intimation,
notification of rights; every provision for the legal disposal of the question
affecting liberty – all this is on one side, the side of offence
against a regulation: on the other side stands this super-eminent power of the
Government of the day. In the exercise of that power the plainest teachings of
history and dictates of justice demand that, on the one hand, Government power,
and, on the other, individual rights – these two – shall
face each other as party and party. But it is not so, so it is said; here the
Government as a party shall act at its own hand; the subject as a party shall
submit and shall not be heard; the Government is at once to be party, judge,
and executioner. When – so is the logic of the argument –
Parliament took elaborate pains to make a legal course and legal remedy plain
to the subject as to all the regulations which were stated in detail, there was
one thing which Parliament did not disclose, but left Courts of law to imply
– namely, that Parliament, all the time and intentionally, left
another deadly weapon in the hands of the Government of the day under which the
remainder of those very Acts, not to speak of the entire body of the laws of
these islands protective of liberty, would be avoided. As occasion served the
Government of the day, despotic force could be wielded, and that whole fabric
of protection be gone. My Lords, I do not believe Parliament ever intended
anything of the kind. We are not in the region of subtlety or obliquity.
Holding the views I do of this parliamentary transaction, and forming these from
the language employed, I cannot attribute to the Legislature the intention
alleged. I proceed from the collocation, and the manner in which that
collocation was achieved, to consider the words themselves. There are two views
of them. The one favours complete generality: this [*286] has been accepted by
the Courts, and to that and its importance I have just alluded. On the contrary, I humbly think it impossible to look at the
statute as a whole without seeing that the whole structure must stand together,
that the power in the Government to issue regulations is – within the
general sphere and purpose of public safety and defence – to
prescribe a line of duty and course of action for the citizens so as, in this
time of emergency, to bring their private conduct into co-operation for that
general end. This and this alone is what regulation means:
it constitutes pro tanto a code of conduct; in following the code the citizen
will be safe; in violating it the citizen will become an offender and may be
charged and tried summarily, or by a court-martial or a jury, and as for a
felony. This is perfectly simple: it squares with all the rest of the
legislation and destroys none of it. It sacrifices no constitutional principle:
it introduces nothing of the nature of arbitrary condemnation or punishment;
the Acts become a help and guide as well as a warning to the lieges. I have now described and dealt with the origin and collocation of
the important words of the statute falling to be construed, and have stated the
construction of these words, which appears to my mind to be so plain. But I am
called upon both by respect and duty to inquire – and this very
anxiously – into that other view of the case which has been upheld by
judicial pronouncement. The case is decided not upon specialty, but upon
principle, and how far-reaching that principle is will presently be seen. It is well to gather up the things about which there can be no
dispute. The power to issue regulations for the public safety and for the
defence of the realm is vested by the Act in His Majesty in Council. In the
course of the discussion this was incidentally alluded to in connection with
the Royal prerogative. My Lords, it has nothing to do with the Royal
prerogative. If once again, and ever so slightly, that prerogative gets into
association with executive acts done apart from clear parliamentary authority,
it will be an evil day: that way lies revolution. Do not let the thing which
has been done – in my opinion a violent thing – be
associated for one moment with, or at any point be said to be supported by,
Royal prerogative. Its validity depends upon the Act of Parliament alone. [*287] The form, in modern times, of using the Privy Council as the
executive channel for statutory power is measured, and must be measured
strictly, by the ambit of the legislative pronouncement. And that channel
itself, seeing that under the Constitution His Majesty acts only through his
Ministers, is simply the Government of the day. The author of the power is
Parliament: the wielder of it is the Government. Whether the Government has
exceeded its statutory mandate is a question of ultra or intra vires such as
that which is now being tried. In so far as the mandate has been exceeded,
there lurk the elements of a transition to arbitrary government and therein of
grave constitutional and public danger. The increasing crush of legislative
efforts and the convenience to the Executive of a refuge to the device of
Orders in Council would increase that danger tenfold were the judiciary to
approach any such action of the Government in a spirit of compliance rather
than of independent scrutiny. That way also would lie public unrest and public
peril. On all this there is no disputing. This reduces to comparative unimportance those apparent safeguards
derived not from the Act of Parliament, but inserted into the
regulations themselves. The language of the regulation, for
instance, where it appears to the Secretary of State and
on the recommendation of a competent naval or military
authority is simply equivalent to a declaration that the delegate, to
judge and issue, is one department of Government, and that that will, of
course, act in accord with, and on the recommendation of, those other
departments which are presumably versed in the situation. The Government
remains master. And a proviso is made for due consideration by an advisory
committee of any representations against the order; but it was frankly admitted
that the Secretary of State is not bound to comply with the advice received; he
may do as he likes: again the Government is master. As these considerations are revolved the importance of the issue
for liberty does not wane. The interpretation put upon this Government power to
issue regulations for safety and defence is that of perfect generality. Is this
generality limited? it was asked. Yes, replied the Crown; the limitations are
two, and two only. In the first place, regulations can only be issued during
the war – a limitation in time. In the second place, they can only be
issued for the [*288] public safety and for the defence of the realm – a
limitation of purpose. But who is to judge of that purpose? As to what acts of
State are promotive or regardful of that purpose, can a Court of law arrest the
hand of a responsible Executive? Extreme cases may be figured in which personal
caprice and not public considerations might be imagined, but in everything,
from the lighting of a room to the devastation of a province, no Court of law
could dare to set up its judgment on the merits of an issue – a
public and political issue – of safety or defence. So that this
limitation, as a legal limitation, is illusory. The only one that remains is that
of time. During the war the Government has been allowed at
its own hand to do anything it likes. Regulation covers
all: the issue of decrees, arrests, proscription, imprisonment, internment,
exile, – all are covered comprehensively by the word
regulations. Such an issue is made on grounds which are not
in the region of law; judges are not fitted to interpose on these: a judgment,
nay, possibly even a comment, upon them would besmirch the Bench. That course
which alone is safe is, leave the domain of public need or claim or advantage
to the undisturbed possession of Parliament and its delegates. I accordingly
agree that a plea put forward by a subject against a Government, grounded upon
an appeal to Courts of law as to public requirements, would be unavailing in
the region of ultra vires. Once let the overmastering generality of the
principle of regulation be affirmed, as has been done, all is lost; the law
itself is overmastered. The only law remaining is that which the Bench must
accept from the mouth of the Government: Hoc volo, sic jubeo; sit pro
ratione voluntas. I have already suggested that regulation means
something much more limited, – as I think much more reasonable,
– and certainly more in accordance with the ordinary meaning of the
word, than all this. Regulation means, as I have ventured
to set forth, the formulation of rules in the interests of public safety or
defence – rules of action, behaviour, and conduct – in
obedience to which the citizens may co-operate for these ends, and for
disobedience to which they may be punished. But the regulation now challenged
is not of that character. It is not the formulation of a rule of action, behaviour,
or conduct to be obeyed by the citizen; but it is for the summary arrest and
detention of his person, grounded, and grounded [*289] alone, on the subjects
hostile origin or association. The one or the other might, it is to be presumed
in the Governments favour, form a motive, a temptation, a spring, all
in a region incapable of proof but prolific in suspicion, for something
inimical to public safety or defence. The subject may never have dreamed of
such inimical conduct: he may be ardently attached to this countrys
interests and cause, or he may not. Let the power go forth though it may
involve the innocent with the guilty, and in such a way that that issue of
innocence or guilt can never be determined; let the public end sanctify, as may
be the case, this private wrong: the generality of a power to issue a
regulation covers the case; it is intra vires. We shall have to consider in a little while how much on this
principle of generality, – this principle that during the war the
Government may do what it likes – how much is repealed. Let us pursue
the inquiry as to how much the power embraces. Against regulations, in their
generality, as thus construed, nothing can stand. No rights, be they as ancient
as Magna Carta, no laws, be they as deep as the foundations of the
Constitution: all are swept aside by the generality of the power vested in the
Executive to issue regulations. Silent enim,
leges inter arma. I observe that this is supported by the following argument,
namely, that the provisions of the sub-section embrace two parts –
namely, prevention and punishment; that these are two separate things; and that
what has been done here is prevention and is not punishment. This last may
sufficiently surprise those who are subjected to it; but stone walls
do not a prison make. Those interned are being cared for, watched
over, prevented, not punished. Very different, and very properly different,
from this was the view of Blackstone (Commentaries, i. 136): The
confinement of the person, in any wise, is an imprisonment. So that the keeping
a man against his will in a private house, putting him in the stocks, arresting
or forcibly detaining him in the street, is an imprisonment. Further, my Lords, I am humbly of opinion that the attempted
distinction fails; and that in no event could it have the slightest bearing
upon the point of construction to be determined. For it is when, and only when, the sub-section comes to categorize
the heads and particulars of public safety and defence to which [*290] the regulations might
be directed that the word prevent occurs. The regulations
are for preventing certain things and for securing other things – for
preventing (1.) communication with the enemy, (2.) spreading false reports,
&c., and (3.) assisting the enemy; and for securing (1.) safety of forces,
ships, railways, or harbours, (2.) navigation according to Admiralty direction.
This is the distinction, if it be a distinction – namely, between
preventing and securing. But, when punishment is dealt with, such a distinction
no longer holds; and if there be disobedience to regulation upon all or any one
of these heads and particulars, whether for preventing danger or securing safety,
then punishment may follow. The statute is careful to prescribe punishment for
all. Punishment is not distinguished from either preventing or securing; it
applies to disobedience or offence under both the latter heads alike. How then, I respectfully ask, how then can it be thought possible
to construe the sub-section as meaning not only the grant of a power of
prevention from doing certain things, which done shall be punishable, but the
reserve of some other and super-eminent power of prevention, which is
distinguished from punishment? There is no such reserve and no such distinction
in the Act of Parliament. There might have been, but there is not; and the fact
that this is so is a strong confirmation of the view that Parliament never
intended the vesting of the Executive with arbitrary power, but gave power to
set up a code of conduct and action and to reach the region of punishment when,
and only when, that code was broken. I pursue the consideration of the question how much the principle
of generality, thus defended, embraces. Having limited the principle in the
matter of time, and there being no other limitation, let us see what Government
may do under this head of regulation and start with the one
in hand. It is, in view of the hostile origin or
associations of any person, to intern him without trial or chance of
trial – by force, and not by process of law. But does the principle, or does it not, embrace a power not over
liberty alone but also over life? If the public safety and defence warrant the
Government under the Act to incarcerate a citizen without trial, do they stop
at that, or do they warrant his execution without trial? If there is a power to
lock up a person of hostile origin [*291] and associations because the Government judges
that course to be for public safety and defence, why, on the same principle and
in exercise of the same power, may he not be shot out of hand? I put the point
to the learned Attorney-General, and obtained from him no further answer than
that the graver result seemed to be perfectly logical. I think it is. The cases
are by no means hard to figure in which a Government in a time of unrest, and
moved by a sense of duty, assisted, it may be, by a gust of popular fury, might
issue a regulation applying, as here, to persons of hostile origin or
association, saying, Let such danger really be ended and done with,
let such suspects be shot. The defence would be, I humbly think,
exactly that principle, and no other, on which the judgments of the Courts
below are founded – namely, that during the war this power to issue
regulations is so vast that it covers all acts which, though they subvert the
ordinary fundamental and constitutional rights, are in the Governments
view directed towards the general aim of public safety or defence. Under this the Government becomes a Committee of Public Safety.
But its powers as such are far more arbitrary than those of the most famous
Committee of Public Safety known to history. It preserved a form of trial, of
evidence, of interrogations. And the very homage which it paid to law
discovered the odium of its procedure to the world. But the so-called principle
– the principle of prevention, the comprehensive principle
– avoids the odium of that brutality of the Terror. The analogy is
with a practice, more silent, more sinister – with the lettres de
cachet of Louis Quatorze. No trial: proscription. The victim may be
regulated – not in his course of conduct or of
action, not as to what he should do or avoid doing. He may be regulated to
prison or the scaffold. Suppose the appellant had been appointed for execution.
Public outcry, public passion, public pity – these I can conceive;
but I cannot conceive one argument upon the legal construction of this Act of
Parliament that would have been different from the one which is now affirmed by
Courts of law. It is this last matter with which these are concerned. In my
humble opinion the construction is unsound. I think that if Parliament had
intended to make this colossal delegation of power it would have done so
plainly and courageously and not under cover of words about regulations for [*292] safety and defence.
The expansions of such language into the inclusion of such a power appear to me
to be unwarrantably strained. The use of the Government itself as a Committee of Public Safety
has its conveniences, has its advantages. So had the Star Chamber.
The Star Chamber, says Maitland (Constitutional History of
England, p. 263), examining the accused, and making no use of the
jury, probably succeeded in punishing many crimes which would otherwise have
gone unpunished. But that it was a tyrannical court, that it became more and
more tyrannical, and under Charles I. was guilty of great infamies, is still
more indubitable. And then occur his memorable words: It
was a court of politicians enforcing a policy, not a court of judges
administering the law. There is the basic danger. And may I further emphatically observe
that that danger is found in an especial degree whenever the law is not the
same for all, but the selection of the victim is left to the plenary discretion
whether of a tyrant, a committee, a bureaucracy or any other depositary of
despotic power. Whoever administers it, this power of selection of a class, and
power of selection within a class is the negation of public safety or defence.
It is poison to the commonwealth. For within the range even of one regulation – say to
affect persons of hostile origin or association –
no one can say where the axe will fall. That description applies in all ranks
and classes of society. That is why I feel constrained to dissent respectfully
from the suggestion that in administering this power over liberty we ought to
trust the Government. With a change of Government even during the war this very
engine may be turned against its own authors. There may be such a change in the
extent and lines of such a Governments discretion as to turn the
engine against new bodies of citizens, a new selection within the same class,
or a new selection of a class. Such zigzags and ups and downs in the region of
individual liberty are on this construction possible without even altering the
words of an existing regulation, once you are committed to the view that it
falls within a delegation, so immense, implied in words from the Act. And once you have abandoned the line of safety which I have
sketched – namely, confining regulations to rules of conduct to be
obeyed with safety or punished after trial for the breach – once that
[*293] is abandoned, how far
may you not go? Once a discretion over all things and persons and rights and
liberties, so as to secure public safety and defence, what regulations may
issue? This one is founded on hostile origin or
associations. It enters the sphere of suspicion, founded not on
conduct but on presumed opinions, beliefs, motives, or prepossessions arising
from the land from which a person sprang. This is dangerous country; it has its
dark reminders. It is the proscription, the arrest of suspects, at the will of
men in power vested with a plenary discretion. If the power to issue
regulations meant thus to warrant a passage from proof to suspicion and from
the sphere of action to the sphere of motive or the mind, let us think how much
this involves. No far-fetched illustrations are needed; for, my Lords, there is
something which may and does move the actions of men often far more than origin
or association, and that is religion. Under its influence men may cherish
beliefs which are very disconcerting to the Government of the day, and hold
opinions which the Government may consider dangerous to the safety of the
realm. And so, if the principle of this construction of the statute be sound,
to what a strange pass have we come! A regulation may issue against Roman
Catholics – all, or, say, in the South of Ireland, or against Jews
– all, or, say in the East of London, – they may lose their
liberty without a trial. During the war that entire chapter of the removal of
Catholic and Jewish disabilities which has made the toleration of Britain
famous through the world may be removed – not because her Parliament
has expressly said so, but by a stroke of the pen of a Secretary of State. Vested with this power of proscription, and permitted to enter the
sphere of opinion and belief, they, who alone can judge as to public safety and
defence, may reckon a political creed their special care, and if that creed be
socialism, pacifism, republicanism, the persons holding such creeds may be
regulated out of the way, although never deed was done or word uttered by them
that could be charged as a crime. The inmost citadel of our liberties would be
thus attacked. For, as Sir Erskine May observes, this is the greatest
of all our liberties – liberty of opinion. All this, upon analysis, is what the Government through its law
officers claims at the Bar of this House, and what is involved in the [*294] construction adopted
by the Courts below. In my opinion the words of the statute cannot be stretched
to bear anything so repugnant to liberty and the law. I pass now from what the Act says and does to consider what, upon
the vast implication given to its few words, it repeals. My Lords, I do not think it any mistake to suggest that in
substance it repeals the Habeas Corpus Acts, the 31st of Charles II. and the
56th of George III. The Habeas Corpus Acts are, it is true, procedure Acts. In
one sense they confer no rights upon the subject, but they provide a means
whereby his fundamental rights shall be vindicated, his freedom from arrest
except on justifiable legal process shall be secured, and arbitrary attack upon
liberty and life shall be promptly and effectually foiled by law. Formally in
this case the writ of habeas corpus was allowed. It is now being tried. But
what has been done by the Courts below is to give due formal respect to the
procedure of remedy, but to deny the remedy itself by inferring the repeal of
those very fundamental rights which the remedy was meant to secure. This is to
allow the subjects of the King by law to enter the fortress of their liberties
only after that fortress has been by law destroyed. As will be seen in a moment, it is not that the habeas corpus has
been repealed; it is not, as in so many trying periods of history, that it has
been suspended. There is a repeal and a suspension much more drastic than that.
There is a constructive repeal which has, so far as I am aware, no parallel in
our annals – a getting behind the habeas corpus by an implied but
none the less effective repeal of the most famous provisions of Magna Carta
itself. It is well settled that once liberation under the writ has been granted
the legality of that discharge could never be brought in
question: Cox v. Hakes (1); but in pronouncing judgment to that
effect Lord Halsbury used language which I here adopt on the wider problem now
in hand: Your Lordships are here determining a question which goes
very far indeed beyond the merits of any particular case. It is the right of
personal freedom in this country which is in debate; and I for one should be
very slow to believe, except it was done by express legislation, that the
policy of centuries has been suddenly reversed. (1) 15 App. Cas. 506, 522. [*295] I go accordingly at once to the notable 39th and 40th chapters of
Magna Carta, wrung from John in June, 1215. Mr. McKechnie (Magna Carta, 1914 ed., p. 375) translates them
thus. His version is of set purpose literal: XXXIX. No freeman shall be taken or [and] imprisoned or
disseised or in any way destroyed, nor will we go upon him nor send upon him,
except by the lawful judgment of his peers or [and] by the law of the land. XL. To no one will we sell, to no one will we refuse or
delay, right or justice. The learned author justly observes: Its object was to
prohibit John from resorting to what is whimsically known in Scotland as
Jeddart justice. It forbade him for the future to place
execution before judgment; And on the words nec super eum
ibimus nec super eum mittemus he remarks in the same spirit:
Their object was to prevent John from substituting violence for legal
process.
. He must never again attack per vim et arma men unjudged
and uncondemned. If there be any, my Lords, who in this time of storm and stress
think these chapters useless reading or their lesson out of date, I am not of
their number. I remember the-penetrating judgment of Hallam on that very topic.
After citing these chapters of the Charter that great author observes
(Middle Ages, 6th ed., vol. 2, p. 449): It is
obvious, that these words, interpreted by any honest court of law, convey an
ample security for the two main rights of civil society. From the aera,
therefore, of King Johns Charter it must have been a clear principle
of our Constitution that no man can be detained in prison without trial.
Whether courts of justice framed the writ of habeas corpus in conformity to the
spirit of this clause, or found it already in their register, it became from
that aera the right of every subject to demand it. That writ, rendered more
actively remedial by the statute of Charles II., but founded upon the broad
basis of Magna Carta, is the principal bulwark of English liberty; and if ever
temporary circumstances, or the doubtful plea of political necessity, shall
lead men to look on its denial with apathy, the most distinguishing
characteristic of our Constitution will be effaced. Speaking for myself, and again coming back to the words to be [*296] construed, namely,
His Majesty in Council has power during the continuance of the war to
issue regulations for securing the public safety and the defence of the
realm, I decline to believe that Parliament ever did or intended to
do by these words those stupendous things – to remove the
two main rights of civil society, to repeal the clear
principle of our Constitution that no man can be detained in prison without
trial, or to efface the most distinguishing characteristic
of our Constitution. In Darnels Case (1) Cokes great argument had
embraced the famous propositions: I. No man can be imprisoned upon
will and pleasure of any but a bondman or villein. II. If a freeman of England
might be imprisoned at the will and pleasure of the King or by his command, he
were in worse case even than a villein
. and III. A freeman
imprisoned without cause is civilly dead. And in commenting on the
case so staid an author as Broom delivers himself (Constitutional Law, 2nd ed.,
p. 223) thus: This great constitutional remedy [the writ of habeas
corpus] rests upon the common law declared by Magna Carta and the statutes
which affirm it; rests, likewise, on specific enactments ensuring its
efficiency, extending its applicability, and rendering more firm and durable
the liberties of the people
.. and the right to claim it cannot be
suspended, even for one hour, by any means short of an Act of
Parliament. How hollow and worthless to the appellant is the concession of a
trial of his writ of habeas corpus when the basis of his possible liberation is
constructively denied! The method is not unknown to English history, but
history in darker times: the method of despotism; the tyrannical fiat of the
King in Council; and compliance to that as law. It brings back to mind the constitutional struggle of 1628 and the
very language of the Petition of Right: And whereas, says
ch. 2, alsoe by the Statute called the Great Charter of the Liberties
of England, it is declared and enacted that no freeman may be taken or imprisoned
or be disseised of his freehold or liberties or his free customes or be
outlawed or exiled or in any manner destroyed, but by the lawful judgment of
his peeres or by the law of the land
. Neverthelesse [ch. 5] against
the tenor of the said statutes, and other (1) (1627) 3 St. Tr. 1, 128. [*297] the good lawes and statutes of your realme to that end provided,
divers of your subjects have of late been imprisoned without any cause shewed:
And when for their deliverance they were brought before your justices by your
Majesties writts of habeas corpus, there to undergoe and receive as the Court
should order, and their keepers commaunded to certifie the causes of their
detayner, no cause was certified, but that they were deteined by your Majesties
speciall commaund signified by the Lords of your Privie Councell, and yet were
returned backe to severall prisons without being charged with any thing to
which they might make aunswere according to the lawe.
. They doe [ch.
8] therefore humblie pray your Most Excellent Majestie
. that no
freeman in any such manner as is before mencioned be imprisoned or
deteined. The grant of this Petition was wrung from Charles I., and
it entered the Statutes of the Realm. And this, too, this second charter of
liberty, has been borne to the ground by the tremendous sweep of an implied
repeal! The list need not be enlarged; it would include the Bill of Rights
itself. But I will venture to cite one Scotch Act which ranks deservedly
high as a charter of fundamental liberties and a security against prolonged
incarceration without being brought to trial. It is the Act of 1701. It was
entitled An Act for Preventing Wrongful Imprisonment and against
Undue Delay in Trials. Scotland had been greatly exercised over the excesses of arbitrary
power of the later Stuarts, and liberty and life had been ruthlessly sacrificed
to arbitrary power. It had no Magna Carta, no Habeas Corpus Act; but it had a
loosely defined system of making application for liberation grounded on the
right to be duly and properly charged, and to be tried with reasonable
promptitude. By the Act of 1701 – not to enter into details
– it was provided that a person incarcerated could run his letters,
the effect being to charge all concerned, both prosecutor and Courts of law,
that tried he must be within sixty days, and if not so tried he must be set
free. A further period of forty days was allowed in which new criminal letters
could run. Should that period expire without the trial having been conducted
and actually brought to a verdict, then on the 101st day the subject was free,
and free for ever, from the charge. Magistrates or gaolers who dared te detain
him were guilty of wrongous [*298] imprisonment, and for them punishment was prescribed. The
Act has always been a prized constitutional possession of the Scottish people.
This case is English, but for aught I know there may have been in Scotland
similar cases: persons may have been interned there as here for a period of
eighteen months under a fiat of the Secretary of State. And I presume that that
arbitrary act would be defended under the same argument that constitutional
rights and liberties, however fundamental and however prized, are all under
eclipse, because a regulation for public safety and defence has been expounded
and construed to mean a repeal of, inter alia, the Act of 1701. My Lords, I
repeat that I think this brief expression in the recent Act will not bear this
extraordinary strain. Nor do I overstate the value attached to that statute even by the
most learned authors. Burnett (Treatise on Various Branches of the Criminal Law of
Scotland, p. 316) is loud in praise of the Act. In his commentary on it he
says: The objects indeed of this statute are of the first importance
to the security and happiness of every individual of the community; inasmuch as
the injury of unjust and illegal confinement,while it is often the most
difficult to guard against, is in its nature the most oppressive and the most
likely to be resorted to by an arbitrary Government. He re-echoes the
words of Blackstone, saying that the Act of 1701 may be justly termed the Magna
Carta of Scotland. And he sums up his eulogy by observing that the Act
may justly be considered as more favourable to the subject than the
boasted Habeas Corpus Act of England. No one will accuse Baron Hume
of having been the enemy of vigorous government. But even he says, apropos of
the great statute (Commentaries on the Law of Scotland respecting Crimes, vol.
2, p. 98): It is obvious that, by its very constitution, every court
of criminal justice must have the power of correcting the greatest and most
dangerous of all abuses of the forms of law, – that of the protracted
imprisonment of the accused, untried, perhaps not intended ever to be
tried, – (the very case that is now before your
Lordships House) nay, it may be, not informed of the charge
against him, or the name of the accuser. How strangely in Humes
ears would have sounded the argument that a law had been passed giving power to
the King in Council to issue regulations for public safety and defence, and
that this meant [*299] the repeal of the great Act itself and the reintroduction into
our Constitution and our jurisprudence of the greatest and most
dangerous of all abuses of the forms of law. Nor has the refusal lightly to imply the repeal of laws and
liberties fundamental to British citizenship been confined to these islands. It
has been far more widely extended. A notable instance of this is the case of Sprigg
v. Sigcau (1), brought on appeal to the Privy Council from the Cape of Good
Hope. Sigcau was the independent native chief of Pondoland. Pondoland was in
1894 ceded to the British Crown, and Sigcau then accordingly became one of His
Majestys subjects. An Act of the Cape Legislature was passed, and s.
2 thereof provided that the territories shall be subject to such laws
statutes and ordinances as the Governor shall from time to
time by Proclamation declare to be in force in such territories. This
language was indeed general. In June, 1895, Sigcau was arrested and imprisoned by virtue of a
Proclamation issued by Sir Hercules Robinson as Governor that the
said Sigcau has by his acts in disregard and defiance of the law rendered
himself liable to arrest; and there was a proviso very much on the
lines of the proviso in the present case, that after inquiry, and in
case it may be possible to do so without jeopardy to the interests of the
public peace and order the Governor might order release and appoint a
selected place for the chiefs residence. He petitioned the South African Courts, and the Supreme Court of
the Cape Colony, presided over by Lord de Villiers, ordered his release,
although this had been opposed by Mr. Rhodes as Prime Minister and Secretary
for Native Affairs and by the Attorney-General of the day on the grounds of
public safety. On appeal to the Privy Council this judgment was confirmed by one
of the strongest Judicial Committees that ever sat. Lord Watson said:
Their Lordships think it sufficient for the disposal of this appeal
to point out that the Proclamation
. exceeds any delegated authority
which was possessed by the Governor in two particulars which constitute its
leading features. It is a new and exceptional piece of legislation, differing
entirely in character from any of the laws, statutes and ordinances which he is
authorised to proclaim; and it in substance repeals the whole provisions of the (1) [1897] A. C. 238, 244-5, 248. [*300] existing law with, respect to criminal proceedings, in so far as
the respondent is concerned. Upon these grounds, their Lordships are of opinion
that the issue of the Proclamation was an illegal and unwarrantable
act. And the liberation of Sigcau was confirmed. The entire case as
reported is an instructive example of the manner in which the defence of
ordinary and constitutional legal rights of a British citizen ought to be
supported by Courts of law even in times of stress as against the pretensions
of authority when vested merely with the authority of general words of power. My Lords, I pass from the subject of repeal to the further
proposition that what has been done on the implication supposed is alien to the
practice of the Constitution. On many occasions in this island has the
attention of the Legislature been called to the subject of exceptional
legislation in view of foreign attack, political unrest, or civil war. And the
mode of dealing has been frank, firm, and open – namely, a temporary
suspension of the Habeas Corpus Act. When the authority of the King in Council
was stretched out to interfere with liberty or life and to undermine the
securities thereof in Magna Carta and the Habeas Corpus Acts, public unrest
might grow, even a dynasty might accelerate its own ruin, but Parliament would
reassert itself and sharply bring the peril to an end. But when Parliament
itself devoted its energies to the task it took it up in no casual manner and
left its action in no form so covert that the Bench had to expand inferentially
its meaning. Blackstone is quite clear upon the practice of the Constitution
(Comm. i. 136). He searchingly treats the cases both of liberty and life as
tests, both and equally, of one and the same principle, the very principle
which is under scrutiny in the present case. To bereave a man of
life, or by violence to confiscate his estate, without accusation or trial,
would be so gross and notorious an act of despotism, as must at once convey the
alarm of tyranny throughout the whole kingdom. But confinement of the person,
by secretly hurrying him to gaol, where his sufferings are unknown or
forgotten, is a less public, a less striking, and therefore a more dangerous
engine of arbitrary government. And yet sometimes, when the State is in real
danger, even this may be a necessary measure. But the happiness of our
Constitution is, that it is not left to the Executive power to determine when
the danger of the State is so [*301] great, as to render this measure expedient. For it is the
Parliament only, or legislative power, that, whenever it sees proper, can
authorise the Crown, by suspending the Habeas Corpus Act for a short and
limited time, to imprison suspected persons without giving any reason for so
doing. It would take too long to enumerate the instances in English
history in which this course has been followed. No instance was advanced in
argument when the method was not adopted but the end reached by other means.
But I will venture to recount one striking case in the close of the eighteenth
century – interesting because the cases of England and Scotland were
each distinctively treated, and in both the constitutional rights guaranteed by
statute were recognized, and temporary suspension and repeal were accomplished,
overt and express. Everyones mind in Europe was stirred by the events of
1789 to 1793, and the execution of Louis XVI. and his queen in the latter year
precipitated parliamentary action here. But it was careful action. In 1794 the
Act 34 Geo. 3 was passed. It proceeded upon the preamble: Whereas a
traitorous and detestable conspiracy has been formed for subverting the
existing laws and constitution, and for introducing the system of anarchy and
confusion which has so fatally obtained in France. It enacted for
England that persons that are or shall be in prison by a warrant of the King
and six Privy Councillors, or by warrant of a Secretary, for treason or
treasonable practices may be detained without bail or
mainprize till February 1, 1795, and no judge should release them,
any law or statute to the contrary notwithstanding. This
was plain language: it followed constitutional practice; for some months and in
defined cases the Constitution was suspended. How was Scotland dealt with? In 1707 the Union of the Parliaments
had been effected; but the great Act of the Scotch Parliament in 1701 was now,
in 1794, fully and separately recognized. It was enacted that the Act made in
Scotland in the year of our Lord 1701, in so far as the same may be
construed to relate to cases of treason and suspicion of treason, be
suspended until the same fixed date, namely, February 1, 1795, and
then the following notable proviso follows – namely,
Provided always, that, from and after the said first day of February,
one thousand seven hundred and ninety-five, [*302] the said persons so committed shall have the
benefit and advantage of all laws and statutes any way relating to or providing
for the liberty of the subjects of this realm, and that this present Act shall
continue until the said first day of February, one thousand seven hundred and
ninety-five, and no longer. That, my Lords, is an ordinary and a fair sample of our
constitutional practice, and of the express, the watchful, the clearly limited,
and the scrupulously careful handling of our fundamental liberties whenever
these are meant to be affected. Judged in the light of that practice the wide
and entirely inferential construction of words about regulations for safety and
defence which has been adopted by the Courts below seems to be the last resort
of interpretation and to be strikingly condemned. And before I leave the topic I may observe as bearing on the
intention of the Legislature that where, in this very Act of 1914, suspension
or repeal or a transaction of that nature was truly meant, Parliament knew
perfectly well how to accomplish its object, and did so. By the second sub
section of the very s. 1 which is under construction it is provided that
any such regulations may provide for the suspension of any
restrictions on the acquisition or user of land under the Defence and
other Acts, and may supersede any enactments, &c., as to pilotage. It is to
my mind inconceivable that Parliament, expressly suspending and repealing
certain laws about property or pilotage, should have refrained from doing so,
if it had meant to do so, in the infinitely weightier matters of the law and
left the suspension and repeal of these to be implied. I do not think on
ordinary principles of interpretation such a thing as this vast suspension and
repeal can be inferred by law. My Lords, the House is in possession of my construction of the
words giving power to the Government to make regulations. That construction is
simple. It does violence to no language. Under it regulations play their useful
and their helpful part. It is entirely consistent with the rest of the Act. It
operates no repeal of any statutes of the realm. It leads to no startling or
absurd results and to no upheaval of constitutional right. In every one of these particulars it appears to be in accord with
those principles of the interpretation of statutes which are embedded in our
law and are unquestionable. [*303] Differing as I unfortunately and respectfully do from
your Lordships, it would not be right that I should fail to add that the
expanded construction adopted by the Courts below appears to me in every one of
these particulars to be inconsistent with those principles of interpretation
which have been long recognized. It is, I humbly think, not simple, but
strained. It is repugnant to the rest of the Act. It operates repeal of
statutes on an important and vast scale. It leads to startling and absurd
results and to an upheaval of constitutional right. My reasons and exposition on each of these topics are before the
House. I do not think the application of legal doctrine to them is doubtful. To
that I come, taking them in their order. In the first place, my Lords, I strongly protest against the view
of the Courts below of the words of the Act being taken as a literal view. The
appellant has been (1.) interned, (2.) without a trial, (3.) because he is of
hostile origin or associations. Parliament never said in words any one of those
things. They are and are alone inferences – inferences from the
delegation of a power, a power to make regulations for safety and defence. As
to what may be done under such a power may be matter of far-reaching inference
or wide and deep speculation, but these things do not touch the literal rule,
the rule as to grammatical and ordinary sense of the actual words employed in
the Act itself – the rule of Lord Wensleydale in Grey v. Pearson. (1) That rule does
not go far in any case of difficulty; but, in so far as it may be held to have
a bearing on this case, it leaves conspicuous force to the observation that if
Parliament had really meant to sanction internment without trial for the cause
assigned it could have said so without the slightest difficulty, and not left a
point which, I think, is so fundamental to be reached by inference. I may add, my Lords, that, holding as I do that Parliament never
intended to construct an instrument of violent and arbitrary power, but to do a
much more helpful and reasonable thing, I should have come to the same
conclusion even though the language had been much more plain and definite than
it is. To adopt the familiar language of Lord Selborne in Caledonian Ry. Co.
v. North British Ry. Co. (2), The more literal construction ought not
to prevail, (1) (1857) 6 H. L. C. 61, 106. (2) (1881) 6 App. Cas. 114, 122. [*304] if
. it is opposed to the intentions of the Legislature,
as apparent by the statute; and if the words are sufficiently flexible to admit
of some other construction by which that intention will be better
effectuated. I refer also on this head to the judgments of Jessel
M.R. and James L.J. in Ex parte Walton. (1) I turn from literal construction – which is not this
case – to ask whether the construction of inference or implication is
consistent with or repugnant to the rest of the Act? So consistent is the
interpretation which I have ventured to put upon the sub-section –
namely, that regulations are the formulation of rules for the
citizens action and conduct, in obedience to which he shall be safe
and in disobedience to which he shall on trial be punished – that all
the rest of the Act fits in with this and makes the requisite provisions in
great detail for trial and punishment accordingly. So repugnant is it to the
interpretation finding favour in the Courts below – the
interpretation that a power to issue regulations for safety and defence covers
every power over the citizens which the Government may judge expedient for the
object in view – that the entire remainder of the Act becomes
surplusage. Everything could have been done by regulation. And indeed it does
not stop there. For nine-tenths of the labours of Parliament are surplusage:
all are covered by the same principle; all could be covered by
regulations. This construction humbly appears to me to be
opposed to legal principle. Two constructions are available – one of
harmony and consistency, the other of overriding and repugnancy. In my view, in
all such cases it is reasonable and according to law that the former be
preferred. Upon the last point – namely, that the construction
upheld implies a repeal of the ancient liberties and rights of our people and
of statutes both south and north of the Tweed which have been their protection
in the enjoyment of these – your Lordships have already had a
statement of my views. No repeal like this, or in this manner, at once so
sweeping and so covert, has ever been accomplished in the modern history of
this island. That Parliament should have entertained such an intention of
repeal I do not believe; that it would have recoiled from putting such an intention
of repeal into words I can well understand. The law on such a subject is (1) (1881) 17 Ch. D. 746. [*305] beyond doubt or question. Such an intention is the very last
resort of a Court of construction. Your Lordships have already heard my citation from Blackstone. It
holds the field. It still represents, in my opinion, both the law of the land
and the practice of the Constitution. Both may have been revolutionized by the
stupendous repeal implied from the words of this Act. I do not think there is
any such repeal, either in word, in implication, or in intention. In the latest edition of Maxwell on the Interpretation of
Statutes, p. 268, I find the law exactly as I view it stated thus:
Repeal by implication is not favoured. A sufficient Act ought not to
be held to be repealed by implication without some strong reason. It is a
reasonable presumption that the Legislature did not intend to keep really
contradictory enactments in the statute-book, or, on the other hand, to effect
so important a measure as the repeal of a law without expressing an intention
to do so. Such an interpretation, therefore, is not to be adopted unless it be
inevitable. Any reasonable construction which of offers an escape from it is
more likely to be in consonance with the real intention. The construction I have ventured to propose appears to me to be
not unreasonable, but to square with every familiar and accustomed canon. I
think that the judgment of the Courts below is erroneous, and is fraught with
grave legal and constitutional danger. In my opinion the appeal should be
allowed, the regulation challenged should be declared ultra vires, and the
appellant should be set at liberty. LORD WRENBURY. My Lords, the question is whether reg. 14B under
the Defence of the Realm Consolidation Act, 1914 (5 Geo. 5, c. 8), is ultra
vires. I turn to the Act at once to see what upon its terms are the
characteristics – the scope, the purpose, the limits, and the
character – of the regulations which the Act allows. I shall then go
on to inquire whether the regulation in question falls within them. Sect. 1, sub-s. 1, of the Act of 1914 is an empowering section. It
gives power to His Majesty in Council within a limit of time –
during the continuance of the present war – to
issue regulations for a defined purpose – for securing the
public safety and the [*306] defence of the realm. It goes on to provide that the
regulations may contain provisions as to the powers and duties for
that purpose of certain stated administrative bodies and persons. It
adds that the regulations may authorize the trial in defined ways and the
punishment of persons committing offences against the regulations, and in
particular against any of the provisions of regulations designed to prevent
certain acts or secure certain results described under five heads (a) to (e). This is a section (1.) empowering the issue of regulations for a
defined purpose; (2.) providing machinery for effectuating the purpose; (3.)
adding means for enforcing the purpose; and (4.) stating in heads (a) to (e)
particular instances of acts to be prevented and results to be secured. Thus
Nos. (2.), (3.), and (4.) are subsidiary provisions for illustrating and
effectuating the dominant purpose No. (1.). This Act repealed and consolidated with amendments two previous
Acts – namely, 4 & 5 Geo. 5, c. 29, and 4 & 5 Geo. 5, c. 63.
For the present purpose the first material observation upon these is that the
consolidating Act altered the sequence of the language and enlarged in a
material particular the effect of the Acts which it repealed. The Act 4 & 5
Geo. 5, c. 29, did not commence, as does the Act now in force, with the
dominant words giving authority to issue regulations for securing the
public safety and the defence of the realm. It commenced by
authorizing regulations as to the powers and duties [of defined
bodies and persons] for securing the public safety and the defence of the
realm. Upon the latter words a contention might have been open that
the authority was only to make regulations controlling existing powers and
duties. That contention is not open upon the words of the present Act. There is
a plain authority to issue regulations for a purpose. Those are the initial and
dominating words. A second material observation is that the Act now in force
extended the particular instances which in the former Act were two only,
namely, (a) and (b), by enlarging (b) and adding three more, (c), (d), and (e).
The additions enlarge by way of illustration, if it were needed, the field over
which the regulations may extend. For all these (a) to (e) may be included in
the regulations. The statute says so. [*307] So far I am satisfied – provisionally, at any rate
– that the word regulations in this statute does
not connote something in the nature of a by-law or a rule of procedure or
administration, but something much greater. The regulation
may create an offence, e.g., obtaining information such as mentioned in
sub-clause (a), and may fix the punishment for it. This is enactive. Looking further into the statute I find this view of the nature of
a regulation confirmed in a manner beyond possibility of
dispute. A regulation may affect a previously existing
statute. For under s. 1, sub-s. 2, a regulation may provide
for the suspension of restrictions imposed by existing statutory enactments.
Again, under s. 1, sub-s. 6, a regulation may order the
forfeiture of goods. There is room for difference of opinion whether what I may call
legislation by devolution is expedient; whether a statute ought not to be
self-contained; whether it is desirable that a statute should provide that
regulations made by a defined authority or in a defined matter shall themselves
have the effect of a statute. But I think it clear that this statute has
conferred upon His Majesty in Council power to issue regulations which, when
issued, will take effect as if they were contained in the statute. The appellants counsel, however, argue that an authority
to issue regulations for securing the public safety and the defence
of the realm does not authorize preventive detention, which is, they
say, imprisonment without trial. They contend that there must be express words
where the liberty of the subject is to be affected; that the general words of
this statute are not enough. My Lords, I find no ground upon which this
contention can be supported. For instance, the statute says in so many words
that a regulation may prevent persons communicating with the enemy (sub-clause
(a)). What is the man to be tried for before he is so prevented? The very
purpose is not to punish him for having done something, but to intercept him
before he does it and to prevent him from doing it. What limit does the statute
place upon the steps that may be taken so to prevent him? There is no limit. No
doubt every statutory authority must be exercised honestly. There is, I conceive
no other limit upon the acts that the regulations may authorize to achieve the
defined object. [*308] These being the provisions of the statute, reg. 14B is one which
provides that where, on the recommendation of a defined authority, it
appears to the Secretary of State that, for securing the public safety or the
defence of the realm, it is expedient, in view of the hostile origin or
associations of any person, to intern him he may be interned. The
appellant is interned under an order made under that regulation. He says the
result is that the Habeas Corpus Act is in substance suspended when it has not
been suspended in fact. This is a complete misapprehension. If his case were
that he had neither hostile origin nor associations he could have his writ of
habeas corpus on the ground that that was so, and if he established the fact he
would be discharged. The application before your Lordships is for a writ of
habeas corpus, and the ground advanced is that reg. 14B is ultra vires. If that
were established he would be discharged. The Habeas Corpus Act is in full
force; but this statute and the regulations made under it have provided
machinery for achieving in a way other than that of suspending the Habeas
Corpus Act the preventive detention of persons who are not alleged to have
committed any offence, but whom it is desired to prevent from committing one.
The regulation is, in my judgment, one within the authority given by the Act.
The contention that it is ultra vires fails. It results that this appeal should
be dismissed with costs. Order of the Court of Appeal affirmed and appeal dismissed with
costs. Lords Journals, May 1, 1917. |