726 F.2d 774, 233
U.S.App.D.C. 384 United States Court of
Appeals, District of Columbia
Circuit. Hanoch TEL-OREN, in
his capacity as father, on behalf of the deceased, Imry Tel-Oren, et al.,
Appellants, v. LIBYAN ARAB REPUBLIC, et al. Hanoch TEL-OREN, et
al., Appellants, v. LIBYAN ARAB REPUBLIC, et al. Nos. 81-1870, 81-1871. Argued March 24, 1982. Decided Feb. 3, 1984. SUBSEQUENT HISTORY: Hanoch Tel-Oren v. Libyan Arab
Republic, 517 F.Supp. 542 (D.D.C. Jun 30, 1981) (NO. CIV. 81-0563, CIV. 81-0564) Order Affirmed by: Tel-Oren v. Libyan Arab Republic, 726
F.2d 774, 233 U.S.App.D.C. 384 (D.C.Cir. Feb. 3, 1984) (No. 81-1870, 81-1871) Certiorari Denied: Tel-Oren on behalf of Tel-Oren v.
Libyan Arab Republic, 470 U.S. 1003 (Feb 25, 1985) (No. 83-2052) Disagreed With by: Chiminya Tachiona v. Mugabe, 216
F.Supp.2d 262 (S.D.N.Y. Aug. 7, 2002) (No. 00CIV6666VMJCF) Declined to Follow by: Xuncax v. Gramajo, 886 F.Supp. 162
(D.Mass. Apr. 12, 1995) (No. CIV.A. 91-11564-DPW, CIV.A. 91-11612-DPW) Doe v. Islamic Salvation Front (FIS), 993 F.Supp. 3 (D.D.C. Feb.
03, 1998) (No. CIV.A. 96-02792 SS) Called into Doubt by: Forti v. Suarez-Mason, 672
F.Supp. 1531 (N.D.Cal. Oct. 6, 1987) (No. C-87-2058 DLJ) Declined to Extend by: Herero Peoples Reparations Corp.
v. Deutsche Bank, A.G., 370 F.3d 1192, 361 U.S.App.D.C. 468 (D.C.Cir. Jun. 11,
2004) (No. 03-7110) Distinguished by: U.S. v. Noriega, 808 F.Supp. 791
(S.D.Fla. Dec. 8, 1992) (No. 88-79-CR-HOEVELER) Presbyterian Church of Sudan v. Talisman Energy, Inc., 244
F.Supp.2d 289, 155 Oil & Gas Rep. 409 (S.D.N.Y. Mar. 19, 2003) (No. 01
CIV.9882 (AGS)) Burnett v. Al Baraka Inv. and Development Corp., 274 F.Supp.2d 86,
RICO Bus.Disp.Guide 10,521 (D.D.C. Jul. 25, 2003) (No. CIV.A.02-1616 JR) Modification Recognized by: Tachiona v. Mugabe, 234
F.Supp.2d 401 (S.D.N.Y. Dec. 11, 2002) (No. 00 CIV. 6666 (VM)) HEADNOTE: Action brought by Israeli citizens, survivors
and representatives of persons murdered in armed attack on civilian bus in
Israel seeking compensatory and punitive damages from Libyan Arab Republic and
various Arab organizations for multiple tortious acts in violation of law of
nations, treaties of the United States, and criminal laws of United States, as
well as common law. Dismissed. [*774] [**384] Appeals from the United States District Court for the
District of Columbia (D.C. Civil Action Nos. 81-0563 & 81-0564). COUNSEL: Michael S. Marcus, Arlington, Va., with whom
Oren R. Lewis, Jr., and Richard H. Jones, Arlington, Va., were on brief, for appellants. Karla J. Letsche, Washington, D.C., for appellee, National
Association of Arab Americans. Cherif Sedky and Lawrence Coe Lanpher,
Washington, D.C., were on brief, for appellee, National Association of Arab
Americans. Michael Kennedy, New York City, was on brief, for appellee,
Palestine Information Office. [*775] [**385] Michael E. Tigar, Washington, D.C., entered an appearance
for appellee, Palestine Congress of North America. JUDGES: Before EDWARDS and BORK, Circuit Judges, and
ROBB, Senior Circuit Judge. Concurring opinions filed by Circuit Judge HARRY T. EDWARDS,
Circuit Judge BORK, and Senior Circuit Judge ROBB. PER CURIAM: Plaintiffs in this action, mostly Israeli citizens, are survivors
and representatives of persons murdered in an armed attack on a civilian bus in
Israel in March 1978. They filed suit for compensatory and punitive damages in
the District Court, naming as defendants the Libyan Arab Republic, the
Palestine Liberation Organization, the Palestine Information Office, the National
Association of Arab Americans, and the Palestine Congress of North America.
[FN1] FN1. Plaintiffs do not pursue their claim
against the Palestine Congress of North America on appeal. In their complaint, plaintiffs alleged that defendants were responsible
for multiple tortious acts in violation of the law of nations, treaties of the
United States, and criminal laws of the United States, as well as the common
law. Jurisdiction was claimed under four separate statutes: 28 U.S.C.
§ 1331 (federal question jurisdiction); 28 U.S.C. § 1332
(diversity jurisdiction); 28 U.S.C. § 1350 (providing jurisdiction
over actions by an alien alleging a tort committed in violation of the law of
nations or a treaty of the United States); and the Foreign Sovereign Immunities
Act of 1976, 28 U.S.C. §§ 1330, 1602-1611. For purposes of
our jurisdictional analysis, we assume plaintiffs allegations to be
true. The District Court dismissed the action both for lack of subject
matter jurisdiction and as barred by the applicable statute of limitations. Hanoch
Tel-Oren v. Libyan Arab Republic, 517 F.Supp. 542 (D.D.C.1981). Plaintiffs
appeal the District Courts rulings on two of their claimed
jurisdictional bases, 28 U.S.C. §§ 1331, 1350, and on the
statute of limitations issue. We affirm the dismissal of this action. Set out below are separate
concurring statements of Judge Edwards, Judge Bork, and Senior Judge Robb,
indicating different reasons for affirming the result reached by the District
Court. HARRY T. EDWARDS, Circuit Judge, concurring: This case deals with an area of the law that cries out for
clarification by the Supreme Court. We confront at every turn broad and novel
questions about the definition and application of the law of
nations. As is obvious from the laborious efforts of opinion writing,
the questions posed defy easy answers. At issue in this case is an aged but little-noticed provision of
the First Judiciary Act of 1789, which gives federal courts jurisdiction over a
minute class of cases implicating the law of nations. Thus, it is not startling
that the central controversy of this action has now produced divided opinions
between and within the circuits. The opinions of Judge Bork and Judge Robb are
fundamentally at odds with the decision of the Second Circuit in Filartiga
v. Pena-Irala, 630 F.2d 876 (2d Cir.1980), which, to my mind, is more faithful
to the pertinent statutory language and to existing precedent. Although I
cannot concur in the opinions of my colleagues, I do agree with them that the
decision of the District Court should be affirmed. I write separately to
underscore the rationale for my decision; I do this because, as will be
apparent, there are sharp differences of viewpoint among the judges who have
grappled with these cases over the meaning and application of 28 U.S.C.
§ 1350 (1976). [FN1] FN1. That I confine my remarks to issues
directly related to the construction of § 1350 should in no respect be
read as an endorsement of other aspects of my colleagues opinions.
Indeed, I disagree with much of the peripheral discussion they contain. My analysis also is limited to the allegations
against the Palestine Liberation Organization. I agree with the District Court
that the complainants allegations against the Palestine Information
Office and the National Association of Arab Americans are too insubstantial to
satisfy the § 1350 requirement that a violation of the law of nations
be stated. Hanoch Tel-Oren v. Libyan Arab Republic, 517 F.Supp. 542, 549
(D.D.C.1981). Jurisdiction over Libya is barred by the Foreign Sovereign
Immunities Act, 28 U.S.C. §§ 1330, 1602-1611 (1976), which
preserves immunity for tort claims unless injury or death occurs in the United States.
28 U.S.C. §§ 1604, 1605(a)(5) (1976). [*776] [**386] I. BACKGROUND On March 11, 1978, thirteen heavily armed members of the Palestine
Liberation Organization (hereinafter the PLO) turned a day
trip into a nightmare for 121 civilian men, women and children. The PLO
terrorists landed by boat in Israel and set out on a barbaric rampage along the
main highway between Haifa and Tel Aviv. They seized a civilian bus, a taxi, a
passing car, and later a second civilian bus. They took the passengers hostage.
They tortured them, shot them, wounded them and murdered them. Before the
Israeli police could stop the massacre, 22 adults and 12 children were killed,
and 73 adults and 14 children were seriously wounded. Most of the victims were
Israeli citizens; a few were American and Dutch citizens. They turned to our
courts for legal redress and brought this action for damages asserting
jurisdiction under 28 U.S.C. §§ 1331 and 1350 (1976). The
District Court dismissed the action for lack of subject matter jurisdiction.
The critical issue on appeal is whether plaintiffs alleged sufficient facts to
meet the jurisdictional elements of those sections. II. The Filartiga Decision My inquiry into the sufficiency of plaintiffs allegations
is guided by the Second Circuits decision in Filartiga. For reasons set out
below, I adhere to the legal principles established in Filartiga but find that factual
distinctions preclude reliance on that case to find subject matter jurisdiction
in the matter now before us. Specifically, I do not believe the law of nations
imposes the same responsibility or liability on non-state actors, such as the
PLO, as it does on states and persons acting under color of state law. Absent
direction from the Supreme Court on the proper scope of the obscure section
1350, I am therefore not prepared to extend Filartigas
construction of section 1350 to encompass this case. The pertinent allegations in Filartiga are as follows. Dr.
Joel Filartiga, a Paraguayan known to oppose the Paraguayan Stroessner regime,
and his daughter, Dolly, alleged that, in 1976, the defendant Pena-Irala, a
Paraguayan police official, had kidnapped and tortured to death Dr.
Filartigas 17-year-old son, Joelito. They claimed he was killed in
retaliation for his fathers political activities. On the day of the
murder, Dolly Filartiga was taken to Penas home and confronted with
her brothers body, which bore marks of severe torture. Thereafter,
Filartiga commenced a murder action against Pena in a Paraguayan court. The
action was still pending at the time of the Second Circuit opinion. Pena entered the United States in 1978 on a visitors
visa and remained beyond the term of the visa, living in Brooklyn, New York.
Dolly Filartiga, living in Washington, D.C., learned of his presence and
notified the Immigration and Naturalization Service. She also filed a civil
complaint against him, alleging that he had wrongfully caused her
brothers death by torture and seeking compensatory and punitive
damages of ten million dollars. Jurisdiction was claimed under the general
federal question provision, 28 U.S.C. § 1331 (1976), and under the
Alien Tort Statute, 28 U.S.C. § 1350 (1976). The District Court
dismissed the complaint on jurisdictional grounds. In so doing, the trial court
relied on prior cases in which the Second Circuit had defined the law
of nations to encompass only relationships between states, or an
individual and a foreign state, and not a states treatment of its own
citizens. E.g., Dreyfus v. von Finck, 534 F.2d 24, 30-31 (2d Cir.), cert. denied,
429 U.S. 835, 97 S.Ct. 102, 50 L.Ed.2d 101 (1976); IIT v. Vencap, Ltd., 519 F.2d 1001, 1015
(2d Cir.1975). It concluded that a Paraguayan plaintiffs suit against
a Paraguayan defendant did not implicate the law of nations and, therefore, [*787] [**397] did not fit
within the jurisdictional limits of section 1350. The Second Circuit reversed
the district court and remanded for further proceedings. Section 1350 provides that a district court shall have original
jurisdiction over civil actions by an alien for a tort only,
committed in violation of the law of nations or a treaty of the United
States. In the absence of an allegation of a treaty violation, the
critical issue in Filartiga was whether torture constitutes a violation
of the law of nations. In determining that it does, Judge Kaufman reviewed the
accepted sources of international lawthe usage of nations, judicial
opinions and the works of juristsand concluded that official torture
of both aliens and citizens is prohibited by the law of nations. 630 F.2d at
884. That section 1350 was enacted in the Judiciary Act of 1789, ch. 20,
§ 9, 1 Stat. 73, 77, when world perceptions both of the role of
international law and its substantive provisions differed considerably from
perceptions of today, did not preclude this result. Judge Kaufman took guidance
from The Paquete Habana, 175 U.S. 677, 20 S.Ct. 290, 44
L.Ed. 320 (1900) (holding that the traditional prohibition against seizure of
an enemys coastal fishing vessels had ripened from a standard of
comity into a settled rule of international law), and observed that
courts must interpret international law not as it was in 1789, but as
it has evolved and exists among the nations of the world today. 630
F.2d at 881. The opinion thus established several propositions. First, the
law of nations is not stagnant and should be construed as
it exists today among the nations of the world. Id. Second, one source
of that law is the customs and usages of civilized nations, as articulated by
jurists and commentators. Id. at 884. Third, international law today places
limits on a states power to torture persons held in custody, and
confers fundamental rights upon all people to be free from
torture. Id. at 885. Fourth, section 1350 opens the federal courts for
adjudication of the rights already recognized by international law. Id. at 887. Because I am substantially in accord with these four propositions,
and Judge Bork and Judge Robb apparently are not, I am unable to join in their
opinions. III. Section 1350 as the Source of the Right to
Sue First, and most fundamentally, I diverge from the views of my
colleague Judge Bork regarding the necessary elements of this courts
jurisdiction. The Second Circuit did not require plaintiffs to point to a
specific right to sue under the law of nations in order to establish
jurisdiction under section 1350; rather, the Second Circuit required only a
showing that the defendants actions violated the substantive law of
nations. In contrast, Judge Bork would deny jurisdiction to any
plaintiffpresumably including those in Filartigawho could
not allege a specific right to sue apart from the language of section 1350
itself. In Part A, below, I outline the Second Circuits formulation
of section 1350 and summarize my reasons for endorsing it. In Part B, I offer
an alternative formulation of section 1350 under which domestic tort law, not
the law of nations, provides plaintiffs with the substantive right needed to
trigger application of section 1350. I am less comfortable with the alternative
formulation; however, in the face of the obscure history of section 1350, I
would be remiss were I to ignore a tenable construction of this difficult
statutory provision. A. Section 1350 Provides a Right of Action and a Forum: The Filartiga Formulation Judge Borks suggestion that section 1350 requires
plaintiffs to allege a right to sue granted by the law of nations is seriously
flawed. Initially, it assumes that the law of nations could
provide a specific, articulated right to sue in a form other than a treaty or
executive agreement. Yet no evidence is offered to indicate that jurists or
commentators have ever looked to the law of nations to determine when a
wrongful deed is actionable. This absence of evidence is not surprising,
because it is clear that [i]nternational law itself, finally, does [*788] [**398] not require any
particular reaction to violations of law
. Whether and how the United
States wished to react to such violations are domestic
questions
. L. HENKIN, FOREIGN AFFAIRS AND THE CONSTITUTION
224 (1972) (footnote omitted). The law of nations thus permits countries to meet their
international duties as they will, see L. HENKIN, R. PUGH, O. SCHACHTER &
H. SMIT, INTERNATIONAL LAW 116 (1980); cf. 1 C. HYDE, INTERNATIONAL LAW 729 n.
5 (2d rev. ed. 1945). In some cases, states have undertaken to carry out their
obligations in agreed-upon ways, as in a United Nations Genocide Convention,
which commits states to make genocide a crime, L. HENKIN, R. PUGH, O. SCHACHTER
& H. SMIT, supra, or in bilateral or multilateral treaties. Otherwise,
states may make available their municipal laws in the manner they consider
appropriate. See RESTATEMENT (SECOND) OF FOREIGN RELATIONS LAWW § 3
comment h & illustration 5 (1965) (domestic law of a state may provide a
remedy to a person injured by a violation of a rule of international law). As a
result, the law of nations never has been perceived to create or define the
civil actions to be made available by each member of the community of nations;
by consensus, the states leave that determination to their respective municipal
laws. Indeed, given the existing array of legal systems within the world, a
consensus would be virtually impossible to reachparticularly on the
technical accoutrements to an actionand it is hard even to imagine
that harmony ever would characterize this issue. In consequence, to require international accord on a right to sue,
when in fact the law of nations relegates decisions on such questions to the
states themselves, would be to effectively nullify the law of
nations portion of section 1350. There is a fundamental principle of
statutory construction that a statute should not be construed so as to render
any part of it inoperative or superfluous, void or
insignificant, 2A C. SANDS, STATUTES AND STATUTORY CONSTRUCTION
§ 46.06 (4th ed. 1973), and there exists a presumption against a
construction yielding that result. See Federal Trade Commission v. Manager,
Retail Credit Co., Miami Branch Office, 515 F.2d 988, 994 (D.C.Cir.1975). Yet, the
construction offered by Judge Bork would have the effect of voiding a
significant segment of section 1350. [FN2] FN2. In obvious contrast is a treaty, which
may create judicially enforceable obligations when that is the will of the
parties to it. See People of Saipan v. Department of Interior, 502 F.2d 90, 97 (9th
Cir.1974) (elaborating criteria to be used to determine whether international
agreement establishes affirmative and judicially enforceable obligations
without implementing legislation), cert. denied, 420 U.S. 1003, 95 S.Ct. 1445,
43 L.Ed.2d 761 (1975). Unlike the law of nations, which enables each state to
make an independent judgment as to the extent and method of enforcing
internationally recognized norms, treaties establish both obligations and the
extent to which they shall be enforceable. We therefore must interpret section 1350 in
keeping with the fact, well-known to the framers of section 1350, that a treaty
and the law of nations are entirely different animals. As Judge Bork states,
for two hundred years it has been established that treaties by their terms and
context may create enforceable obligations. Similarly, for two hundred years,
it has been established that the law of nations leaves up to municipal law
whether to provide a right of action to enforce obligations created by the law
of nations. Section 1350 opened federal courts to aliens to challenge
violations of treaties insofar as treaty terms expressly or impliedly
established affirmative and judicially enforceable obligations. Congress also
opened courts to aliens to challenge violations of the law of nations, to the
extent that the law of nations established a binding obligation. Section 1350
thus provides a forum for actions brought to enforce obligations binding on
parties, whether as a result of treaties or the law of nations. To argue that
§ 1350, under any formulation, could create a right to sue or somehow
make all treaties self-executing, when parties to the treaties intend
otherwise, is to throughly misconstrue the nature of treaty law. Judge Bork argues that the statute retains meaning under his
interpretation because he recognizes that the drafters of section 1350
perceived of certain offenses against the law of nations. He enumerates three
offenses recognized by Blackstoneviolation of safe-conducts,
infringement of the rights of ambassadors, and piracyand insists that
these were the offenses that the drafters of section 1350 had in mind. This [*789] [**399] explanation is
specious, not responsive. Judge Bork does nothing more than concede that, in
1789, the law of nations clause covered three substantive offenses. However,
under his construction of section 1350, this concession is meaningless unless
it is also shown that the law of nations created a private right of action to
avenge the three law of nations violations to which Blackstone
averteda showing that would require considerable skill since the law
of nations simply does not create rights to sue. Indeed, in the very passage
quoted by Judge Bork, Blackstone makes clear that it was the municipal laws of
England, not the law of nations, that made the cited crimes offenses:
The principal offenses against the law of nations, animadverted on as
such by the municipal laws of England, are of three kinds: 1. Violation of
safeconducts; 2. Infringement of the rights of embassadors; and, 3.
Piracy. 4 BLACKSTONEs COMMENTARIES 67 (Welsby ed. 1854)
(emphasis added). In short, under Judge Borks construction of the
statute, section 1350 would lose virtually all meaning. Equally basic, to require an express right to sue is directly at
odds with the language of the statute, which grants jurisdiction over civil
actions for a tort committed in violation of the law of
nations. Unlike section 1331, which requires that an action
arise under the laws of the United States, section 1350
does not require that the action arise under the law of
nations, but only mandates a violation of the law of
nations in order to create a cause of action. The language of the
statute is explicit on this issue: by its express terms, nothing more than a
violation of the law of nations is required to invoke section 1350. Judge Bork
nevertheless would propose to write into section 1350 an additional restriction
that is not even suggested by the statutory language. Congress, of course, knew
full well that it could draft section 1350 with arising
under language, or the equivalent, to require a cause of
action or right to sue, but it chose not to do
so. [FN3] There simply is no basis in the language of the statute, its
legislative history or relevant precedent to read section 1350 as though
Congress had required that a right to sue must be found in the law of nations.
[FN4] FN3. It might be
argued that in 1789 Congress had not enacted general federal question
jurisdiction, with its arising under provision, and could
not have used that phraseology as a reference point. Not until 1875 did
Congress give federal courts general original jurisdiction over federal
question cases. Act of Mar. 3, 1875, ch. 137, § 1, 18 Stat. 470.
However, in its original form, the predecessor to § 1350 did not
contain the word committed. The pertinent part of the
clause granted jurisdiction where an alien sues for a tort only in
violation of the law of nations. The word
committed appears in a 1948 recodification of the Judicial
Code, Act of June 25, 1948, ch. 646, § 1350, 62 Stat. 869, 934, but
was absent in earlier recodifications. See, e.g., Act of Mar. 3, 1911, ch. 231,
§ 24, par. 17, 36 Stat. 1087, 1093. By 1948 the term arising
under was a well-established element of federal question
jurisdiction, see American Well Works Co. v. Layne & Bowler Co., 241
U.S. 257, 260, 36 S.Ct. 585, 586, 60 L.Ed. 987 (1916) (a suit
arises under the law that creates the action), and would
have been the obvious choice of wording had Congress wished to make explicit
that, in order to invoke § 1350, a right to sue must be found in the
law of nations. FN4. I disagree both with Judge Bork and with
plaintiffs in this action that for purposes of the issues raised in this case,
the jurisdictional requirements of § 1331 and § 1350 are the
same. However, for several reasons I believe
plaintiffs claim under § 1331 fails as well. My analysis on
that issue proceeds on two paths, depending on whether the plaintiff is a
citizen or an alien. As to aliens, most of the plaintiffs here,
jurisdiction under § 1331 is available at least to the extent that
§ 1350 applies. If it does, their action arises
under § 1350 and, therefore, under a law of the United
States, as required by § 1331. Citizens of the United States, in this action
the Tel-Oren plaintiffs, do not meet the alienage requirement of §
1350 and must seek other law under which their action might arise. The only
plausible candidate is the law of nations itself. Assuming, without deciding, that the law of
nations constitutes a law of the United States for § 1331
jurisdictional purposes, see Moore, Federalism and Foreign Relations, 1965 DUKE
L.J. 248, 291-97 (arguing that § 1331 includes cases arising under a
federal decisional law of foreign relations); cf. L. HENKIN, FOREIGN AFFAIRS
AND THE CONSTITUTION 222-23 (1972) (federal courts determine international law
and apply it as though it were federal law), the language of § 1331,
unlike § 1350, suggests that plaintiffs must identify a remedy granted
by the law of nations or argue successfully for one to be implied. Plaintiffs
here are not able to point to a right to sue in international law and I decline
to imply one, given my belief, set out supra, that the law of
nations consciously leaves the provision of rights of action up to the states. As an alternative basis for declining
§ 1331 jurisdiction, I note that the law of nations quite tenably does
not provide these plaintiffs with any substantive right that has been violated.
As I discuss at length in Section VI of this opinion, I do not believe that the
law of nations, as currently developed and construed, holds individuals
responsible for most private acts; it follows logically that the law of nations
provides no substantive right to be free from the private acts of individuals,
and persons harmed by such acts have no right, under the law of nations, to
assert in federal court. Thus, even if the law of nations constitutes a law of
the United States, and even if § 1331 did not require that a right to
sue be granted by the relevant law of the United States, plaintiffs still would
have no § 1331 jurisdiction because no legal right has been violated. [*780] [**390] Indeed, a 1907 opinion of the United States Attorney
General suggests just the opposite. It asserts that section 1350 provides both
a right to sue and a forum. Responding to an inquiry about the remedies
available to Mexican citizens harmed by the actions of an American irrigation
company along the Rio Grande River, the Attorney General wrote, As to indemnity for injuries which may have
been caused to citizens of Mexico, I am of opinion that existing statutes
provide a right of action and a forum. Section 563, Revised Statutes, clause
16, gives to district courts of the United States jurisdiction of all
suits brought by any alien for a tort only in violation of the law of nations
or of a treaty of the United States.
I repeat that the
statutes thus provide a forum and a right of action. I can not, of course,
undertake to say whether or not a suit under either of the foregoing statutes
would be successful. That would depend upon whether the diversion of the water
was an injury to substantial rights of citizens of Mexico under the principles
of international law or by treaty, and could only be determined by judicial
decision. 26 Op. Atty Gen. 250, 252-53 (1907) (emphasis added).
The opinion bolsters the view of the Second Circuit, [FN5] which I endorse,
that section 1350 itself provides a right to sue for alleged violations of the
law of nations. [FN6] FN5. The Second Circuit read § 1350
not as granting new rights to aliens, but simply as opening the
federal courts for adjudication of the rights already recognized by
international law. Filartiga, 630 F.2d at 887. I construe this
phrase to mean that aliens granted substantive rights under international law
may assert them under § 1350. This conclusion as to the meaning of
this crucial yet obscure phrase results in part from the noticeable absence of
any discussion in Filartiga on the question whether international law
granted a right of action. FN6. While opinions of the Attorney General of
course are not binding, they are entitled to some deference, especially where
judicial decisions construing a statute are lacking. See, e.g., Oloteo v.
INS,
643 F.2d 679, 683 (9th Cir.1981) (opinion deserves some deference); Montana
Wilderness Assn v. United States Forest Serv., 496 F.Supp. 880, 884
(D.Mont.1980) (opinions are given great weight although not binding),
affd, in part, 655 F.2d 951 (9th Cir.1981), cert. denied, 455 U.S.
989 (1982); Pueblo of Taos v. Andrus, 475 F.Supp. 359, 365 n. 4 (D.D.C.1979); cf. Blake
v. Kline, 612 F.2d 718, 724 n. 13 (3d Cir.1979) (state attorney general
opinions are entitled to great respect and should be followed where judicial
decisions construing statute are lacking) (citing In re Jackson, 268 F.Supp.
434, 443 (E.D.Mo.), affd, Zuke v. Mercantile Trust Co., 385 F.2d 775 (8th
Cir.1967)) cert. denied, 447 U.S. 921, 100 S.Ct. 3011, 65 L.Ed.2d 1112 (1980). Judge Bork, in his rejection of Filartiga, reasons as follows:
(a) international law grants plaintiffs no express right to sue in a municipal
court; (b) for numerous reasons, primarily related to separation of powers, it
would be inappropriate to imply one; (c) since section 1350 requires that
international law give plaintiffs a cause of action, and it does not, we cannot
find jurisdiction. In my view, the first two steps in the analysis are
irrelevant and the third step is erroneous. The decision in Filartiga did not hold that,
under section 1350, the law of nations must provide a cause of
actionthat is, a right to suein order to find jurisdiction.
The existence of an express or implied cause of action was immaterial to the
jurisdictional analysis of the Second Circuit. By [*781] [**391] focusing on
this issue, Judge Bork has skirted the threshold question whether the statute
even requires that the law of nations grant a cause of action. I do not believe
that the statute requires such a finding, or that the decision in Filartiga may be lightly
ignored. At this point, it is appropriate to pause to emphasize the
extremely narrow scope of section 1350 jurisdiction under the Filartiga formulation. Judge
Kaufman characterized the torturer in Filartiga as follows:
Indeed, for purposes of civil liability, the torturer has
becomelike the pirate and slave trader before himhostis
humani generis, an enemy of all mankind. Filartiga, 630 F.2d at 890. The
reference to piracy and slave-trading is not fortuitous. Historically these
offenses held a special place in the law of nations: their perpetrators, dubbed
enemies of all mankind, were susceptible to prosecution by any nation capturing
them. As one writer has explained, Before International Law in the modern sense of the term was in
existence, a pirate was already considered an outlaw, a hostis humani
generis. According to the Law of Nations the act of piracy makes the
pirate lose the protection of his home State, and thereby his national
character
. Piracy is a so-called Ɵinternational
crime; the pirate is considered the enemy of every State, and can be
brought to justice anywhere. 1 L. OPPENHEIM, INTERNATIONAL LAW § 272, at 609 (H.
Lauterpacht 8th ed. 1955) (footnote omitted); see also id. § 151, at
339 (every state can punish crimes like piracy or slave trade on capture of the
criminal, whatever his nationality); Dickinson, Is the Crime of Piracy Obsolete?,
38 HARV.L.REV. 334, 335 (1925). Judge Kaufman did not argue that the torturer
is like a pirate for criminal prosecution purposes, but only for civil actions.
The inference is that persons may be susceptible to civil liability if they
commit either a crime traditionally warranting universal jurisdiction or an
offense that comparably violates current norms of international law. To
identify such crimes, I look for guidance to the RESTATEMENT OF THE LAW OF
FOREIGN RELATIONS (REVISED) § 702 (Tent.Draft No. 3, 1982), which
enumerates as violations of international law state-practiced, -encouraged or -
condoned (a) genocide; (b) slavery or slave trade; (c) the murder or causing
the disappearance of individuals; (d) torture or other cruel, inhuman or
degrading treatment or punishment; (e) prolonged arbitrary detention; (f)
systematic racial discrimination; (g) consistent patterns of gross violations
of internationally recognized human rights. See also Blum & Steinhardt,
Federal Jurisdiction over International Human Rights Claims: The Alien Tort
Claims Act after Filartiga v. Pena-Irala, 22 HARV.INTL L.J. 53, 90
(1981) (focusing on genocide, summary execution, torture and slavery as core
human rights violations). I, of course, need not determine whether each of
these offenses in fact amounts to a law of nations violation for section 1350
purposes. The point is simply that commentators have begun to identify a
handful of heinous actionseach of which violates definable, universal
and obligatory norms, see Blum & Steinhardt, supra, at
87-90and in the process are defining the limits of section
1350s reach. [FN7] FN7. Indeed, international law itself imposes
limits on the extraterritorial jurisdiction that a domestic court may exercise.
It generally recognizes five theories of jurisdiction, the objective
territorial, national, passive, protective and universal. See RESTATEMENT OF
THE LAW OF FOREIGN RELATIONS (REVISED) § 402 (Tent.Draft No. 2, 1981);
see also United States v. James-Robinson, 515 F.Supp. 1340, 1344 n. 6
(S.D.Fla.1981). The premise of universal jurisdiction is that a state
may exercise jurisdiction to define and punish certain offenses
recognized by the community of nations as of universal concern,
RESTATEMENT OF THE LAW OF FOREIGN RELATIONS (REVISED) , supra, § 404, even
where no other recognized basis of jurisdiction is present. The Filartiga formulation is not flawless, however. While
its approach is consistent with the language of section 1350, it places an
awesome duty on federal district courts to derive from an amorphous
entityi.e., the law of nationsstandards
of liability applicable in concrete situations. The difficult law of nations
questions animating this particular case suggest the burden that [*782] [**392] would attach to
each case of this kind. In the 18th century this pursuit was no doubt
facilitated both by a more clearly defined and limited body of
international crimes than exists today, and by the working
familiarity of jurists with that body of law. Although I am convinced that it
is possible to discover governing standards of liability, the formidable
research task involved gives pause, and suggests consideration of a quite
plausible alternative construction of section 1350. B. An Alternative Approach: Municipal Law as the Standard of
Liability Under an alternative formulation, section 1350 may be read to
enable an alien to bring a common law tort action in federal court without
worrying about jurisdictional amount or diversity, as long as a violation of
international law is also alleged. Unlike the first approach, set out above,
the substantive right on which this action is based must be found in the
domestic tort law of the United States. The text of the 1789 Judiciary Act,
coupled with the concerns of 18th century legal scholars for a single judicial
voice on foreign affairs, as expressed in the Federalist Papers and elsewhere,
provide some support for this interpretation of the statute. [FN8] However, the
formulation also raises a host of complex problems of its own. FN8. One § 1350 case, discussed at
length, infra, has adopted this framework, see Adra v. Clift, 195 F.Supp. 857
(D.Md.1961), and one law review note has endorsed the approach. See Note, A
Legal Lohengrin: Federal Jurisdiction Under the Alien Tort Claims Act of 1789,
14 U.S.F.L. REV. 105, 123 (1979). 1. Historical Underpinnings I begin by tracing the historical setting in which the original
section 1350 was drafted. The First Judiciary Act granted to circuit courts original cognizance, concurrent with the courts of the several
States, of all suits of a civil nature at common law or in equity, where the
matter in dispute exceeds, exclusive of costs, the sum or value of five hundred
dollars, and the United States are plaintiffs, or petitioners; or an alien is a
party, or the suit is between a citizen of the State where the suit is brought,
and a citizen of another State. Judiciary Act of 1789, ch. 20, § 11, 1 Stat. 73, 78. This
early grant of diversity jurisdiction opened federal courts to civil suits by
aliens, provided they were able to meet the requisite jurisdictional amount.
[FN9] Not content to treat aliens like citizens of a non-forum state, the
drafters also gave district courts concurrent original jurisdiction with both
state courts and circuit courts, as the case may be, of all causes
where an alien sues for a tort only in violation of the law of nations or a
treaty of the United States. Judiciary Act of 1789, ch. 20,
§ 9, 1 Stat. 73, 77. There is evidence, set out infra, that the intent
of this section was to assure aliens access to federal courts to vindicate any
incident which, if mishandled by a state court, might blossom into an international
crisis. If left with diversity jurisdiction alone, aliens would have to turn to
state courts to bring actions below the jurisdictional amount. Concern that
state courts might deny justice to aliens, thereby evoking a belligerent
response from the aliens country of origin, might have led the
drafters to conclude that aliens should have the option of bringing suit in
federal court, whatever the amount in controversy. [FN10] FN9. Despite confusion in an early case, Mason
v. The Ship Blaireau, 6 U.S.
(2 Cranch) 240, 264, 2 L.Ed. 266 (1804), by 1809 it was clear that the
Constitution bars extending diversity jurisdiction to suits between aliens. See
Hodgson & Thompson v. Bowerbank, 9 U.S. (5 Cranch) 303, 3
L.Ed. 108 (1809). FN10. It might also be argued that §
1350 addressed actions for tortious violations only of the law of nations, not
domestic law, and that the 1789 Acts grant of diversity jurisdiction
covered domestic torts only. However, when the 1789 Judiciary Act was drafted,
lawyers had no doubt that the law of nations was a part of the common law
encompassed by the diversity jurisdiction statute. See Dickinson, The Law of Nations
as Part of the National Law of the United States (pt. 1), 101 U.PA.L.REV. 26,
27 (1952); 4 BLACKSTONEs COMMENTARIES 66-67 (Welsby ed. 1854); see
also Respublica v. De Longchamps, 1 U.S. (1 Dall.) 111,
116-17, 1 L.Ed. 59 (1784) (common law criminal prosecution for violation of law
of nations); cf. Warren, New Light on the History of the Federal Judiciary Act
of 1789, 37 HARV.L.REV. 49, 73 (1923) (arguing that federal courts were
intended to assert both statutory and common law criminal jurisdiction,
including over law of nations offenses). Section 1350 therefore offered to
aliens who could meet the diversity jurisdiction criteria, and therefore bring
an action in the circuit court, an alternative forum, under some circumstances.
For aliens unable to meet those criteria, § 1350 opened the district
courts for assertion of their claims. [*783] [**393] The Federalist Papers demonstrate unequivocally the
importance of national power in all matters relating to foreign
affairs and the inherent danger of state action in this
field
. Hines v. Davidowitz, 312 U.S. 52, 62 n. 9, 61
S.Ct. 399, 401 n. 9, 85 L.Ed. 581 (1941) (citing The Federalist Nos. 3, 4, 5,
42 & 80). The Constitution reflects this concern with an array of
techniques for centralizing foreign relations, including Article III,
§ 2, which extends judicial power, inter alia, to controversies
between a state or its citizens and foreign states, citizens or subjects. This interest in the rights of aliens is hardly surprising when
considered in the context of early American history and traditional precepts of
the law of nations. Under the law of nations, states are obliged to make civil
courts of justice accessible for claims of foreign subjects against individuals
within the states territory. 1 L. OPPENHEIM, INTERNATIONAL LAW
§ 165a, at 366 (H. Lauterpacht 8th ed. 1955). If the courts
decision constitutes a denial of justice, [FN11] or if it appears to condone
the original wrongful act, under the law of nations the United States would
become responsible for the failure of its courts and be answerable not to the
injured alien but to his home state. A private act, committed by an individual
against an individual, might thereby escalate into an international
confrontation. See J. BRIERLY, THE LAW OF NATIONS 284-91 (6th ed. 1963). The
focus of attention, then, was on actions occurring within the territory of the
United States, or perpetrated by a U.S. citizen, against an alien. For these
acts, the United States was responsible. FN11. Brierly enumerates corruption,
threats, unwarrantable delay, flagrant abuse of judicial procedure, a judgment
dictated by the executive, or so manifestly unjust that no court which was both
competent and honest could have given it as instances of a denial of
justice. J. BRIERLY, THE LAW OF NATIONS 287 (6th ed. 1963). Alexander Hamilton outlined precisely this fear as justification
for the Constitutions grant of federal jurisdiction for all cases
involving aliens: The union will undoubtedly be answerable to
foreign powers for the conduct of its members. And the responsibility for an
injury ought ever to be accompanied with the faculty of preventing it. As the
denial or perversion of justice by the sentences of courts, as well as in any
other manner, is with reason classed among the just causes of war, it will
follow that the federal judiciary ought to have cognizance of all causes in
which the citizens of other countries are concerned. This is not less essential
to the preservation of the public faith, than to the security of the public
tranquility. THE FEDERALIST No. 80, at 536 (A. Hamilton) (J. Cooke ed. 1961).
[FN12] Having raised the specter of war to convince his readers that
the peace of the whole ought not to be left at the disposal of a
part, id. at 535 (emphasis in original), Hamilton considered
whether he should distinguish between cases arising upon treaties and
the laws of nations, and those which may stand merely on the footing of the
municipal law. Id. at 536. He wrote, FN12. Similarly, at the Virginia Convention
James Madison said, We well know, sir, that foreigners cannot get
justice done them in these courts, and this has prevented many wealthy
gentlemen from trading or residing among us. 3 ELLIOTs
DEBATES 583 (1888). See also P. BATOR, P. MISHKIN, D. SHAPIRO & M.
WECHSLER, HART AND WECHSLERs THE FEDERAL COURTS AND THE FEDERAL
SYSTEM 17 (2d ed. 1973) (concluding that the need for a grant [of
federal judicial power] going beyond cases involving treaties and foreign
representatives seems to have been undisputed). But see Warren, supra note 10, at 56 &
n. 19 (1923) (among the proposed amendments to the Constitution was
the elimination of all jurisdiction based on diverse citizenship and
status as a foreigner). [*784] [**394] The former kind may be supposed proper
for the federal jurisdiction, the latter for that of the states. But it is at
least problematical whether an unjust sentence against a foreigner, where the
subject of controversy was wholly relative to the lex loci, would not, if
unredressed, be an aggression upon his sovereign, as well as one which violated
the stipulations in a treaty or the general laws of nations. And a still
greater objection to the distinction would result from the immense difficulty,
if not impossibility, of a practical discrimination between the cases of one
complection and those of the other. So great a proportion of the cases in which
foreigners are parties involve national questions, that it is by far most safe
and most expedient to refer all those in which they are concerned to the national
tribunals. Id. See also Note, A Legal Lohengrin: Federal Jurisdiction Under the
Alien Tort Claims Act of 1789, 14 U.S.F.L.REV. 105, 113-15 & nn. 62-65
(1979). Cf. THE FEDERALIST No. 3 (J. Jay), No. 42 (J. Madison). [FN13] FN13.
This formulation of § 1350s underlying intent casts doubt on
the appropriateness of federal jurisdiction over suits between two aliens. The
United States might be less concerned about the appearance of condoning a
wrongful act if its own citizen were not the perpetrator, because the state of
the wrong-doer should provide the forum for relief, or suffer the consequences.
However, let us assume a tort is committed by an alien against an alien of
different nationality, and the injured alien sues the offender under a states
tort law. No diversity jurisdiction exists. See Hodgson & Thompson v.
Bowerbank, 9 U.S. (5
Cranch) 303, 3 L.Ed. 108 (1809).
A denial of justice might create the perception that the United States is
siding with one party, thereby affronting the state of the other. While the
potential for retribution is not direct, it would seem to be present,
particularly when the tort occurs on United States soil. The First Judiciary Act clearly did not go as far as Hamilton
might have hoped. It withheld much of the judicial power that constitutionally
might have been grantedfor example, federal courts did not have
complete federal question jurisdiction until 1875 [FN14]and enumerated
relatively narrow criteria for subject matter jurisdiction. In particular,
diversity jurisdiction under the Act kept out of federal court aliens who could
not plead the jurisdictional amount or complete diversity. Given the fears
articulated by Hamilton and others, it is easy to speculate that the drafters
were worried about possible repercussions from a states denial of
justice to an alien in any action, no matter how slight in monetary value.
Recall, in this regard, Hamiltons concerns about any incident, even
one wholly relative to the lex loci. THE FEDERALIST No. 80
(A. Hamilton). As Hamilton noted, whatever the fears attaching to
merely local actions, civil suits also implicating the law
of nations were surely fit for federal adjudication. Since the five hundred
dollar limit created the potential for mischief by state courts, it would have
been logical to place under federal jurisdiction at least the local actions
most likely to create international tension. Recalling that each additional
statutory grant of federal jurisdiction to lower courts was the product of
struggle and compromise, cf. Warren, supra note 10, at 53-54, it would hardly be
surprising that the section 1350 grant, too, reflects a compromise between, on
the one hand, placing all actions involving aliens in federal courts and, on
the other hand, reserving to state courts exclusive jurisdiction over all civil
actions at common law and in equity. FN14. Act of Mar. 3, 1875, ch. 137, §
1, 18 Stat. 470. Curiously, the language of the original section 1350, as well as
its location in the Judiciary Act, can be construed to support either the Filartiga or the alternative
formulation for the application of section 1350. As it appeared in section 9 of
the 1789 Judiciary Act, the predecessor to section 1350 granted district courts
jurisdiction, concurrent with the courts of the several States, or
the circuit courts, as the case may be. [FN15] A logical inference is
that some [*785] [**395] actions cognizable in the circuit courts also were
cognizable under section 1350. The carefully delimited diversity jurisdiction
of the circuit courts was set out in section 11; that section included the
grant of jurisdiction, of all suits of a civil nature at common law
or in equity, in which an alien is a party, and no other grant of
civil jurisdiction in actions involving aliens. [FN16] The section 9 reference
to concurrent jurisdiction with the circuit courts therefore might reasonably
have referred to actions by an alien at common law or in
equity, for a tort, involving more than five hundred
dollarsin other words, to domestic torts cognizable under diversity
jurisdiction. However, the reference to concurrent circuit court jurisdiction might
also refer to actions implicating the law of nations; both courts would have
had jurisdiction over such actions, circuit courts as an element of their
common law jurisdiction, and district courts directly. In that case, the
mention of concurrent jurisdiction would support the Filartiga formulation for the
application of section 1350. FN15. In the First Judiciary Act, district
courts were granted original jurisdiction over a mixture of actions. The
complete authorization was as follows: Sec. 9. And be it further enacted, That the
district courts shall have, exclusively of the courts of the several States,
cognizance of all crimes and offences that shall be cognizable under the
authority of the United states, committed within their respective districts, or
upon the high seas; where no other punishment than whipping, not exceeding
thirty stripes, a fine not exceeding one hundred dollars, or a term of
imprisonment not exceeding six months, is to be inflicted; and shall also have
exclusive original cognizance of all civil causes of admiralty and maritime
jurisdiction, including all seizures under laws of impost, navigation or trade
of the United States, where the seizures are made, on waters which are
navigable from the sea by vessels of ten or more tons burthen, within their
respective districts as well as upon the high seas; saving to suitors, in all
cases, the right of a common law remedy, where the common law is competent to
give it; and shall also have exclusive original cognizance for all seizures on
land, or other waters than as aforesaid, made, and of all suits for penalties
and forfeitures incurred, under the laws of the United States. And shall also
have cognizance, concurrent with the courts of the several States, or the
circuit courts, as the case may be, of all causes where an alien sues for a
tort only in violation of the law of nations or a treaty of the United States.
And shall also have cognizance, concurrent as last mentioned, of all suits at
common law where the United States sue, and the matter in dispute amounts,
exclusive of costs, to the sum or value of one hundred dollars. And shall also
have jurisdiction exclusively of the courts of the several States, of all suits
against consuls or vice-consuls except for offences above the description
aforesaid. And the trial of issues in fact, in the district courts, in all
causes except civil causes of admiralty and maritime jurisdiction, shall be by
jury. 1 Stat.
73, 76-77 (footnotes omitted) (emphasis added). FN16. The circuit courts received much broader
original jurisdiction than the district courts. The authorization was as
follows: Sec. 11. And be it further enacted, That the
circuit courts shall have original cognizance, concurrent with the courts of
the several States, of all suits of a civil nature at common law or in equity,
where the matter in dispute exceeds, exclusive of costs, the sum or value of
five hundred dollars, and the United States are plaintiffs, or petitioners; or
an alien is a party, or the suit is between a citizen of the State where the
suit is brought, and a citizen of another State. And shall have exclusive
cognizance of all crimes and offences cognizable under the authority of the
United States, except where this act otherwise provides, or the laws of the
United States shall otherwise direct, and concurrent jurisdiction with the
district courts of the crimes and offences cognizable therein. But no person
shall be arrested in one district for trial in another, in any civil action
before a circuit or district court. And no civil suit shall be brought before
either of said courts against an inhabitant of the United States by any
original process in any other district than that whereof he is an inhabitant,
or in which he shall be found at the time of serving the writ, nor shall any
district or circuit court have cognizance of any suit to recover the contents
of any promissory note or other chose in action in favour of an assignee,
unless a suit might have been prosecuted in such court to recover the said
contents if no assignment had been made, except in cases of foreign bills of
exchange. And the circuit courts shall also have appellate jurisdiction from
the district courts under the regulations and restrictions herein after
provided. 1 Stat. 73, 78-79 (footnotes omitted)
(emphasis added). The structure of the Act also provides support for both the Filartiga and the alternative
formulations. A comparison of district and circuit court jurisdiction discloses
that while each had its own classes of cases, the circuit courts were the more
significant [*786] [**396] courts of general original jurisdiction. See notes 15 and
16, supra. The district court was viewed primarily as [a] court[
] of special jurisdiction, 1 J. GOEBEL, HISTORY OF THE SUPREME COURT
OF THE UNITED STATES: ANTECEDENTS AND BEGINNINGS TO 1801, at 475 (1971), and
as a very inferior court indeed. Id. at 473. The district
court judge was to be the resident expert on his
states jurisprudence, id., and actions placed in district courts were
in essence local. Moreover, district court actions were in some respects minor
versions of actions eligible to be brought in the circuit courts. Thus while
the circuit courtsstaffed by a district court judge and two Supreme
Court Justices, pursuant to section 4 of the Acthad exclusive
jurisdiction of all crimes and offenses cognizable under the
authority of the United States, with some exceptions, the district
courts also had jurisdiction over less serious crimes. Similarly, the district
courts could hear actions that did not meet the amount in controversy necessary
for circuit court diversity jurisdiction. [FN17] FN17. To be sure, the parallel is not perfect,
since district courts could hear actions for any amount in controversy if they
met the former § 1350s requirements. While the parallel between greater and lesser punishments and
greater and lesser amounts in controversy might be persuasive, the district
courts also had admiralty and maritime jurisdiction. That power suggests these
courts were not merely local petty action tribunals but important forces in the
enforcement of maritime law. The drafters decision to grant district
courts admiralty jurisdiction suggests perhaps that the district courts were
perceived as appropriate tribunals to handle matters affecting foreign states.
It is perhaps anomalous that drafters concerned that decentralized courts might
spark international conflict would place in a local court complete control over
actions implicating the laws of nations, rather than using that court solely as
a diversity jurisdiction catch-all. However, because district courts were
located in each state, while circuit courts were scattered more sparsely,
Judiciary Act of 1789, ch. 20, §§ 2-5, 1 Stat. 73, 73-75,
district court jurisdiction also made federal courts more accessible to aliens,
and thereby facilitated their actions. 2. A Paradigm of the Alternative Formulation: Adra v. Clift To probe the mechanics of the alternative formulation for the
application of section 1350, I turn to the single case in which it has been
adopted. In Adra v. Clift, 195 F.Supp. 857 (D.Md.1961), a Lebanese
plaintiff, then Ambassador to Iran, sued his former wife, a Turkish-born Iraqi
national resident in the United States, and her American husband under section
1350. The plaintiff contended that he was legally entitled to custody of his
daughter by his former wife, that the daughter was wrongfully being withheld
from him, and that defendants had concealed the childs name and
nationality by falsifying her passport, in violation of the law of nations. The
court found jurisdiction to exist by identifying a purely municipal
tort[t]he unlawful taking or withholding of a minor child
from the custody of the parent or parents entitled to such custody.
195 F.Supp. at 862. The court then determined that the defendant had misused
her Iraqi passport by including her Lebanese child on it, in order to conceal
the childs name and nationality. The misuse of a passport was found
to constitute a violation of the law of nations, and jurisdiction was
established. If we change the facts slightly in Adra v. Clift, and assume both
defendants are American citizens, the case becomes a paradigm of the
alternative formulation for the application of section 1350. [FN18] Diversity
jurisdiction is unavailable if the amount in controversy is not met. The action
is grounded directly on a domestic tort but implicates an international law
violation. If plaintiff were denied justice, that denial might be perceived in
Lebanon, plaintiffs [*787] [**397] home state, as an affront by the United
States itself. FN18. As noted earlier, I have some misgivings
about the propriety of § 1350 actions between two aliens under this
formulation. See note 13, supra. At this juncture it is worthwhile to observe that the second
formulation is not susceptible of the same criticism as the firstthat
the district court would have difficulty parsing the law of nations for an
applicable legal standard. It is apparent that because domestic law provides
the standard, the burden of discovering that standard is removed. However, the Adra case suggests that
this formulation raises some thorny questions of its own. Under the alternative approach suggested by Adra, the law of nations
violation is only one aspect of a multifaceted jurisdictional test and
apparently need not be so rigidly defined as under the first approach adopted
by Filartiga. The Filartiga formulation posits a violation of the law of
nations as the trigger for section 1350 jurisdiction. The Adra formulation adopts a
two-step jurisdictional test, requiring what would appear to be a looser
allegation of a law of nations offense, coupled with a municipal tort. [FN19]
That Adra eschewed the analysis that would have been required under the Filartiga approach, and instead
spoke only in general terms about the law of nations, suggests a less rigorous
showing under the law of nations would be mandated under the Adra approach. FN19. Because even under this approach the
Hanoch plaintiffs do not allege a law of nations violation, it is unnecessary
to consider Article III implications of the formulation. It would appear,
however, that there are no serious Article III problems associated with the Adra-type application of
§ 1350. If § 1350 is limited to actions by
aliens against citizens, see note 13, supra, then constitutional
diversity jurisdiction exists. If § 1350 is read more broadly to
cover alien versus alien suits, it might still be possible to find that the
action arises under the laws of the United States. This is so because the law
of nations is an ingredient of this action, Osborn v.
Bank of the United States, 22
U.S. (9 Wheat.) 738, 6 L.Ed. 204 (1824), and is also an integral part of
the laws of this country, see The Paquete Habana, 175 U.S. 677, 700, 20 S.Ct.
290, 299, 44 L.Ed. 320 (1900). Therefore, since any action under the Adra formulation would
involve as a threshold issue the law of nations, it would arise
under the laws of the United States for Article III purposes. The court in Adra might convincingly have argued that passport
abuse amounts to a serious law of nations violation. The argument would be that
countries are entitled, under the law of nations, to rely on passports as
evidence of fact, see Kent v. Dulles, 357 U.S. 116, 120-21, 78
S.Ct. 1113, 1115-16, 2 L.Ed.2d 1204 (1958) (quoting Urtetiqui v.
DArbel, 34 U.S. (9
Pet.) 692, 9 L.Ed. 276 (1835)), and that nations that do rely are
responsible, also under that law, for the safe passage of the passport holder.
See 4 BLACKSTONEs COMMENTARIES 68-69 (Welsby ed. 1854). Fraudulent
use by an individual might therefore disrupt states recognized
duties, which are grounded in reliance on a passports authenticity.
Misuse by a person entrusted to abide by international norms would amount to a
law of nations violation. The Adra court made no effort to tease out of international law an
explicit duty, placed on individuals, that had been violated. Instead, it
merely identified the important role that passports play in the international
arena, implicitly concluded that the defendants were obliged by the law of
nations to adhere to international norms regarding passports, and determined
that their failure to do so constituted the requisite violation. That section 1350 jurisdiction might be triggered by offenses less
severe than are required under the Filartiga formulation gives
rise to a new question: how much less severe? No doubt the law of nations
condemns passport violations; whether they reach the level of international
crimes is another matter entirely. Perhaps the two approaches focus on
different segments of the spectrum of international offenses. In the range from
the petty to the heinous, the first formulation might look to the upper range
onlyto those acts that are recognized as international
crimeswhile the second might encompass a wider scope. It might, for
example, refer to a violation of any of the many duties imposed on nations by
international law, as set out in detail in the Restatement (Second) of Foreign
Relations [*788] [**398] Law. That is an issue with which any future court accepting
the Adra-type formulation must grapple, however. I need not test the
limits of each standard, for while I have no doubt that the official torture
cited in Filartiga violated the law of nations by any definition, I am not convinced
that the unofficial acts at issue in this case in any way implicated the law of
nations. I note, however, that it is thoroughly inconsistent with the
impetus behind section 1350 under the Adra formulationto keep the
United States out of international confrontationsto construe the
statute to enable courts to burrow into disputes wholly involving foreign
states. I therefore believe the Adra formulation makes sense only if construed to
cover actions by aliens for domestic torts that occur in the territory of the
United States and injure substantial rights under
international law, see 26 Op. AttƠy Gen. 250, 252-53 (1907), or for
universal crimes, as under the first formulation, or for torts committed by
American citizens abroad, where redress in American courts might preclude
international repercussions. Not surprisingly, these limits are consistent with the basic
parameters that international law establishes for a domestic courts
exercise of jurisdiction over extraterritorial activities. See RESTATEMENT OF
THE LAW OF FOREIGN RELATIONS (REVISED) §§ 402-404 (Tent.Draft
No. 2, 1981) (enumerating permissible bases of jurisdiction to
prescribe, applicable both to criminal and civil law). They are not,
contrary to Judge Borks assertion, my own unguided policy
judgments, but rather the well-established, prudential judgments of
the law of nations. Of course, other municipal law doctrines pertaining to a
courts exercise of jurisdiction, such as forum non conveniens and
attainment of personal jurisdiction, must be met as well. A second difficult question raised by the facts in Adra involves the
requisite nexus between the domestic and the international tort. The Adra court applied, at
best, a but for causation test to determine whether the
international and domestic torts were sufficiently related to establish
jurisdiction. But for the passport abuse, defendants could
not have concealed the daughters entry into the United States, and
therefore could not have retained custody. This framework opens the courts to a
potential deluge of actions. In this case, for example, plaintiffs might have
alleged that the PLO violated Israeli immigration laws by landing in Israel
without passports, perhaps skirting the problem, addressed infra, of individual
liability for torture. The formulation poses the difficult question of the
necessary degree of convergence between the domestic and international tort.
Had I to address the issue, I would recall my basic premisethat the
intent of the statute was to avoid or mitigate international
conflictand determine what degree of overlap would be required to
achieve that goal. However, since the Hanoch plaintiffs focus on one event
alone, the issue is not directly presented. C. A Summary Comparison of the Filartiga and Adra Formulations From the foregoing analysis it is clear that the Filartiga and Adra formulations might
produce radically different results. Adra v. Clift itself is an example.
Under its facts, jurisdiction would fail under the Filartiga formulation, because
the law of nations violation, even if sufficiently severe, caused plaintiff no
harm, and plaintiff could not sue under section 1350 for the domestic tort. In
contrast, the facts of Filartiga would likely produce a finding of jurisdiction
under either the Filartiga or Adra formulation. Whatever the difference in the
formulations, however, they do have in common one crucial characteristic: under
neither one must plaintiffs identify and plead a right to sue granted by the
law of nations. On that point, I espy no reason in the statutory language,
history, or case law to conclude otherwise. IV. MEANING OF THE LAW OF NATIONS In addition to our disagreement over the right to
sue issue, I also have great difficulty [*789] [**399] in
understanding Judge Borks effort to restrict the scope of section
1350 to the principal offenses against the law of nations recognized centuries
ago by Blackstone, see text at notes 2-3, supra, instead of
construing it in accord with the current definition of the law of nations.
While conceding that the legislative history offers no hint of congressional
intent in passing the statute, my colleague infers Congress intent
from the law of nations at the time of the passage of section 1350. The result
of this analytical approach is to avoid the dictates of The Paquete Habana and
to limit the law of nations language to its 18th century
definition. In The Paquete Habana, the Supreme Court noted that, in construing
the law of nations, where there is no treaty, and no controlling
executive or legislative act or judicial decision, resort must be had to the
customs and usages of civilized nations, and, as evidence of these, to the
works of jurists and commentators, who by years of labor, research and
experience, have made themselves peculiarly well acquainted with the subjects
of which they treat. Such works are resorted to by judicial tribunals, not for
the speculations of their authors concerning what the law ought to be, but for
trustworthy evidence of what the law really is. 175 U.S. at 700, 20 S.Ct. at 299. As was pointed out in Filartiga, Habana is particularly instructive for present
purposes, for it held that the traditional prohibition against seizure of an
enemys coastal fishing vessels during wartime, a standard that began
as one of comity only, had ripened over the preceding century into a
settled rule of international law by the general assent of
civilized nations. Id. at 694, 20 S.Ct. at 297; accord, id. at 686, 20 S.Ct. at
297. Thus it is clear that courts must interpret international law not as it
was in 1789, but as it has evolved and exists among the nations of the world
today. See Ware v. Hylton, 3 U.S. (3 Dall.) 198, 1
L.Ed. 568 (1796) (distinguishing between ancient and
modern law of nations). 630 F.2d at 881. In light of the evidence at hand, it seems clear beyond cavil that
violations of the law of nations under section 1350 are not
limited to Blackstones enumerated offenses. Indeed, the Supreme Court
stated as much almost a century ago, when it announced that counterfeiting of
foreign securities constitutes an offense against the law of nations. See United
States v. Arjona, 120 U.S. 479,
7 S.Ct. 628, 30 L.Ed. 728 (1887). V. THE DUTY TO EXERCISE JURISDICTION To the extent that Judge Bork rejects the Filartiga construction of
section 1350 because it is contrary to his perception of the appropriate role
of courts, I believe he is making a determination better left to Congress. It
simply is not the role of a judge to construe a statutory clause out of
existence merely on the belief that Congress was ill-advised in passing the
statute. If Congress determined that aliens should be permitted to bring
actions in federal courts, only Congress is authorized to decide that those
actions exacerbate tensions and should not be heard. To be sure, certain judge-made abstention rules, such as the Act
of State Doctrine, require courts to decline to reach certain issues in certain
instances, notwithstanding a statutory grant of jurisdiction. Where the Act of
State Doctrine applies, the Supreme Court has directed the courts not to
inquire into the validity of the public acts of a recognized foreign sovereign
committed within its own territory. Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 401, 84
S.Ct. 923, 926, 11 L.Ed.2d 804 (1964). The doctrine does not require courts to
decline jurisdiction, as does the Foreign Sovereign Immunities Act, but only
not to reach the merits of certain issues. As Judge Bork admits, the doctrine
is not controlling here. Indeed, to apply it at this stage of the case would be
to grossly distort the doctrine, first by considering it as a jurisdictional
issue, and second, by extending [*790] [**400] it beyond its carefully limited
confines. Unless and until the Supreme Court reconsiders the Act of State
Doctrine and applies it as a jurisdictional matter to acts by non-recognized
entities committed in the territory of a recognized state, it simply is not
relevant to this case. While not claiming that the Act of State Doctrine controls, Judge
Bork looks for guidance toward the concerns that he believes animate it. To
ignore the Supreme Courts cautious delineation of the doctrine in Banco
Nacional de Cuba v. Sabbatino and its progeny, and to cite the
doctrines rationale as broad justification for effectively nullifying
a statutory grant of jurisdiction, is, to my view, an inappropriate exercise of
lower federal court power. It is particularly so in this case, given the
considerable disagreement among the Justices regarding the rationale, scope,
and flexibility of the doctrine, see First National City Bank v. Banco
Nacional de Cuba, 406 U.S. 759,
773-76, 92 S.Ct. 1808, 1816-17, 32 L.Ed.2d 466 (1972) (Powell, J., concurring
in judgment), and congressional efforts to override judicial abdication of the
kind directed by the Act of State Doctrine. See 22 U.S.C. § 2370(e)
(1976) (barring judicial invocation of Act of State Doctrine in certain
expropriation actions). My troubles with Judge Borks efforts to limit the reach
of section 1350 go even deeper. Contrary to my colleagues
intimations, I do recognize that there are separate branches of Government. In
fact, that is precisely my point. I am the first to admit that section 1350
presents difficulties in implementation, but to construe it out of existence on
that ground is to usurp Congress role and contravene its will. Judge Bork virtually concedes that he is interposing a requirement
that the law of nations provide a right to sue simply to void a statute of
which he does not approveand to avoid having to extend and distort
existing doctrine on nonjusticiability to reach the same result. As a first
step, he sets forth an interpretation of the statute that completely writes out
of the statute the clause at issue. The law of nations provides no private
right to sue for the only offenses against the law of nations that he
recognizes. Under his view, therefore, the clause in the statute had no meaning
when passed by Congress and none today. To enforce a construction that yields
that result is not only to insult Congress, but inappropriately to place
judicial power substantially above that of the legislature. Logically, of course, under Judge Borks formulation,
were the law of nations ever to provide a right to sue, federal courts would
have to hear the cases. To avoid this contingency, Judge Bork adds yet another
obstacle, stating that considerations of justiciability
would, necessarily, come into play in that event. With this remark, Judge Bork
virtually concedes that he would keep these cases out of court under any
circumstance, and he places himself squarely beside Judge Robb, who advocates
dismissal of this action on political question grounds. Vigorously waving in
one hand a separation of powers banner, ironically, with the other he rewrites
Congress words and renounces the task that Congress has placed before
him. Most surprisingly, Judge Borks analysisand his
critique of my own completely overlooks the existence of state
courts. Subject to the same constraints that face federal courts, such as
personal jurisdiction, and perhaps in some instances to other limitations, such
as preemption, state courts could hear many of the common law civil cases,
brought by aliens, that Judge Bork believes should not be heard at all. As best
we can tell, the aim of section 1350 was to place in federal court actions potentially
implicating foreign affairs. The intent was not to provide a forum that
otherwise would not existas Judge Bork assumesbut to
provide an alternative forum to state courts. Indeed, the Supreme Court has at
least twice cited section 1350 as a statutory example of congressional intent
to make questions likely to affect foreign relations originally cognizable in
federal courts. See Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 427
& n. 25, 84 S.Ct. 923, 939 & n. 25, 11 L.Ed.2d 804 (1964); Ex Parte
[*791] [**401] Quirin, 317 U.S. 1, 27-30
& n. 6, 63 S.Ct. 1, 10-12 & n. 6, 87 L.Ed. 3 (1942). Not only is it
patently indefensible to ignore this mandate. It is also erroneous to assume
that the troublesome cases will disappear altogether from state courts, as well
as federal, if section 1350 becomes mere historical trivia. In that event, no
doubt, my colleagues would either assert nonjusticiability generally or turn
the issue on its head and argue, precisely as the section 1350 drafters recognized,
that state courts are inappropriate fora for resolution of issues implicating
foreign affairs. VI. LIABILITY OF THE NON-STATE ACTOR UNDER THE LAW OF NATIONS While I endorse the legal principles set forth in Filartiga, I also believe the
factual distinctions between this case and the one faced by the Second Circuit
mitigate its precedential value in this case. To be sure, the parallels between
the two cases are compelling. Here, as in Filartiga, plaintiffs and
defendants are both aliens. Plaintiffs here allege torture in their complaint,
as did plaintiffs in Filartiga. [FN20] Here, as in Filartiga, the action at issue
undoubtedly violated the law of the nation in which it occurred (in this case,
the law of Israel). See Filartiga, 630 F.2d at 889. FN20. On the basis of international covenants,
agreements and declarations, commentators have identified at least four acts
that are now subject to unequivocal international condemnation: torture,
summary execution, genocide and slavery. See Blum & Steinhardt, Federal
Jurisdiction over International Human Rights Claims: The Alien Tort Claims Act
after Filartiga v. Pena-Irala, 22 HARV.INTL L.J. 53, 90 (1981);
see also P. SIEGHART, THE INTERNATIONAL LAW OF HUMAN RIGHTS 48 (1983)
(cataloguing as recognized international crimes certain war crimes, crimes
against humanity, genocide, apartheid and, increasingly, torture). Plaintiffs
in this action allege both torture and murder that amounts to summary
execution. Filartiga accepted the view that official torture in fact amounts
to a law of nations violation. Analysis along the same lines would likely yield
the conclusion that state-sponsored summary executions are violations as well.
However, by definition, summary execution is murder conducted in uniform,
as opposed to lawful, state-imposed violence, Blum & Steinhardt, supra, at 95, and would be
inapplicable here. See id. at 95-96. Therefore, for purposes of this
concurrence, I focus on torture and assume, arguendo, that torture amounts to a
violation of the law of nations when perpetrated by a state officer. I consider
only whether non-state actors may be held to the same behavioral norms as
states. The two fact patterns diverge, however, on the issue of official
torture. The Palestine Liberation Organization is not a recognized state, and
it does not act under color of any recognized states law. In
contrast, the Paraguayan official in Filartiga acted under color of
state law, although in violation of it. The Second Circuit surveyed the law of
nations and concluded that official torture constituted a violation. Plaintiffs
in the case before us do not allege facts to show that official or
state-initiated torture is implicated in this action. Nor do I think they
could, so long as the PLO is not a recognized member of the community of
nations. [FN21] FN21. Our courts have in the past looked to
the foreign policy of this nation, in particular to the recognition or
non-recognition of a foreign government, to determine the applicability of a
given legal doctrine. For example, in Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 84 S.Ct.
923, 11 L.Ed.2d 804 (1964), the Supreme Court explicitly tied the application
of the Act of State Doctrine to whether the foreign state was recognized by the
United States. See 376 U.S. at 401, 428, 84 S.Ct. at 926, 940. See also Oetjen
v. Central Leather Co., 246 U.S.
297, 38 S.Ct. 309, 62 L.Ed. 726 (1918) (Supreme Court takes judicial notice
of Washingtons recognition of Mexican government, applies Act of
State Doctrine retroactively to pre-recognition incidents). Indeed, the Court
has made clear that the judiciary is not to second guess the determination of
the other branches as to [w]ho is the sovereign, de jure or de facto,
of a territory. Oetjen, 246 U.S. at 302, 38 S.Ct. at 311. We
therefore are bound by the decision of the Executive not to recognize the PLO,
and we must apply international law principles accordingly. I note, however, that it is conceivable that a
state not recognized by the United States is a state as defined by
international law and therefore bound by international law responsibilities. To
qualify as a state under international law, there must be a people, a
territory, a government and a capacity to enter into relations with other
states. See 3 U.N. SCOR (383d Mtg.) at 9-12, U.N. Doc. S/P.V. 383, pp. 21-35
(1948) (remarks of Professor Philip C. Jessup advocating Israeli membership in
the United Nations), quoted in Liang, Notes on Legal Questions Concerning the
United Nations, 43 AM.J.INTL L. 288, 300 (1949). Jurisdiction over
the territory must be exclusive. G. VON GLAHN, LAW AMONG NATIONS 62 (4th ed.
1981). Even assuming, arguendo, that the law of nations obligates unrecognized
states that meet this standard, and that § 1350s intent was
to hold liable even those states the U.S. does not recognize, there is no
allegation here that the PLO does or could meet this standard. [*792] [**402] A. The Lack of Consensus on Individual Responsibility The question therefore arises whether to stretch Filartigas reasoning
to incorporate torture perpetrated by a party other than a recognized state or
one of its officials acting under color of state law. The extension would
require this court to venture out of the comfortable realm of established
international lawwithin which Filartiga firmly
satin which states are the actors. [FN22] It would require an
assessment of the extent to which international law imposes not only rights but
also obligations on individuals. It would require a determination of where to
draw a line between persons or groups who are or are not bound by dictates of
international law, and what the groups look like. Would terrorists be liable,
because numerous international documents recognize their existence and
proscribe their acts? See generally R. LILLICH, TRANSNATIONAL TERRORISM:
CONVENTIONS AND COMMENTARY (1982) (reprinting numerous international
anti-terrorism accords); see also Lauterpacht, The Subjects of the Law of
Nations (pt. 1), 63 L.Q. REV. 438, 444-45 (discussing international obligations
of insurgents). Would all organized political entities be obliged to abide by
the law of nations? Would everybody be liable? As firmly established as is the
core principle binding states to customary international obligations, these
fringe areas are only gradually emerging and offer, as of now, no obvious
stopping point. Therefore, heeding the warning of the Supreme Court in Sabbatino, to wit,
the greater the degree of codification or consensus concerning a
particular area of international law, the more appropriate it is for the
judiciary to render decisions regarding it, 376 U.S. at 428, 84 S.Ct.
at 940. I am not prepared to extend the definition of the law of
nations absent direction from the Supreme Court. The degree of
codification or consensus is simply too slight. FN22. Classical international law was
predominantly statist. The law of nations traditionally was defined as
the body of rules and principles of action which are binding upon
civilized states in their relations with one another. J. BRIERLY, supra note 11, at 1
(emphasis added); see also G. VON GLAHN, supra note 21, at 61-62; 1
C. HYDE, INTERNATIONAL LAW CHIEFLY AS INTERPRETED AND APPLIED BY THE UNITED
STATES § 2A, at 4 (2d ed. rev. 1945). Non-state actors could assert
their rights against another state only to the extent that their own state
adopted their claims, and as a rule they had no recourse against their own
government for failure to assist or to turn over any proceeds. 1 C. HYDE, supra, § 11B, at
36. See also Sohn, The New International Law: Protection of the Rights of
Individuals Rather than States, 32 AM.U.L.REV. 1, 9 (1982). That the
International Court of Justice permits only party-states to appear in cases
before the court highlights this outlook. Article 34(1), Statute of the
International Court of Justice, done June 26, 1945, 59 Stat. 1055, T.S. No.
993, 3 Bevans 1153 (entered into force for United States October 24, 1945). While I do not believe that international harmony exists on the
liability of private individuals, it is worth noting that a number of jurists
and commentators either have assumed or urged that the individual is a subject
of international law. See Lopes v. Reederei Richard Schroder, 225 F.Supp. 292,
297 (E.D.Pa.1963) (violation of law of nations, in section 1350, means,
at least a violation by one or more individuals); Adra
v. Clift, 195 F.Supp. 857 (D.Md.1961) (individual violation of law of
nations); Judgment of the International Military Tribunal, 22 Trial of the
Major War Criminals Before the International Military Tribunal, Proceedings,
411, 465-66 (1948), 41 AM.J.INTL L. 172, 220-21 (1947) (international
law imposes duties and liabilities upon individuals as well as upon
States), reprinted in The Nuremberg Trial 1946, 6 F.R.D. 69, 110-11
(1947); G.A.Res. 95, UN.Doc. A/64/Add. 1, at 188 (1947) (affirming Nuremberg
principles); see also Sohn, supra note 22, at 9-11 (summarizing shift since
1945 in individual rights and duties under international law); Note, The Law of
Nations [*793] [**403] in the District Courts: Federal Jurisdiction Over Tort
Claims by Aliens Under 28 U.S.C. § 1350, 1 B.C.INTL &
COMP. L.J. 71, 82 (1977). Confusion arises because the term
individual liability denotes two distinct forms of
liability. The first, now well-implanted in the law of nations, refers to
individuals acting under color of state law. Commentators routinely place the
origin of this development at the Nuremberg Trials, see, e.g., Sohn, supra note 22, at 9-11, and
it was in this context that the International Military Tribunal wrote of
individual responsibility for war crimes. [FN23] The second, currently
less-established meaning addresses the responsibility of individuals acting
separate from any states authority or direction. That the defendant
in Filartiga was an official, not the state itself, placed him squarely within
the first meaning. In contrast, in the case before us, the second formulation
of individual liability is at issue. FN23. For example, responding to a
following orders defense, the court cited Article 8 of the
Charter annexed to the agreement establishing the Nuremberg Tribunal, which
declared, The fact that the defendant acts pursuant to orders of his
Government or a superior shall not free him from responsibility, but may be
considered in mitigation of punishment. 6 F.R.D. at 110-11. Even in the truly private arena there is support for the concept
of individual responsibility. Inferences from case law suggest that courts over
the years have toyed with the notion of truly individual liability both under
section 1350 and more generally. Section 1350 case law, unfortunately, is
sparse. Other than Filartiga, only two cases brought under section 1350
have established jurisdiction. Both involved private-party defendants. In one, Bolchos
v. Darrell, 3 Fed.Cas. 810 (D.S.C.1795) (No. 1607), a predecessor to section
1350 provided jurisdiction for an action, grounded on a treaty violation,
involving a title dispute concerning neutral property on a captured enemy
vessel. It is worthwhile to note that, although Bolchos involved a treaty
obligation, at the time of the Bolchos case individual defendants were in fact
found to violate the law of nations, although not necessarily in actions based
on section 1350. See, e.g., United States v. Smith, 18 U.S. (5 Wheat.) 153, 5
L.Ed. 57 (1820) (indictment for crime of piracy, as defined by the law of
nations). In a more recent case, Adra v. Clift, 195 F.Supp. 857
(D.Md.1961), an individual was in fact found to have violated the law of
nations, and section 1350 jurisdiction was thereby established. The action,
discussed extensively, supra, involved a child custody suit between two
aliens; the court found that defendants wrongful withholding of
custody was a tort and that her misuse of passports to bring the child into the
United States violated international law. To reach this conclusion on
individual responsibility, the court relied primarily on one commentator, who
asserted that some acts violate the law of nations and may be prosecuted when
committed by a private offender, Adra, 195 F.Supp. at 863-64 (citing 1 C. HYDE, supra note 22, §
11A, at 33-34); it then leapt to a conclusion that passport violations are
among such acts. Id. at 864-65. As I shall demonstrate, infra, Hydes
position, while certainly compelling, is not so widely accepted doctrinally or
practically as to represent the consensus among nations. [FN24] FN24. Three other cases have suggested
jurisdiction might be available under § 1350. Of these, two implicated
private defendants. In Nguyen Da Yen v. Kissinger, 528 F.2d 1194 (9th
Cir.1975), an action against the Immigration and Naturalization Service and
others alleging the illegal seizure and removal of Vietnamese babies from
Vietnam in the final hours of U.S. involvement there, the court noted in dicta
that jurisdiction might be available under § 1350, and that, if it
were, private adoption agencies that participated in the
babylift might be joined as joint tortfeasors. Id. at 1201 n. 13. In a
1907 Opinion, 26 Op. Atty Gen. 250 (1907), the Attorney General
indicated that a predecessor to § 1350 might provide a forum to
Mexican citizens seeking redress for damages suffered when an American
irrigation company altered the channel of the Rio Grande River. The third case,
OReilly de Camara v. Brooke, 209 U.S. 45, 28 S.Ct. 439,
52 L.Ed. 676 (1908), suggests that a United States officers seizure
of an aliens property in a foreign country might fall within
§ 1350. Numerous other § 1350 actions have
been dismissed on jurisdictional grounds for failure to allege a violation of
the law of nations, see generally Annot., 34 A.L.R. FED. 388 (1977) (reviewing
cases). The most common shortcoming of these actions is in the allegation of a
municipally recognized tort, such as fraud, Trans-Continental Inv. Corp.,
S.A. v. Bank of Commonwealth, 500 F.Supp. 565 (C.D.Cal.1980), or libel, Akbar
v. New York Magazine Co., 490 F.Supp. 60 (D.D.C.1980), that does not have the
stature of a law of nations violation. [*794] [**404] B. Historical Evolution of the Role of the Individual in
International Law That the individuals status in international law has
been in flux since section 1350 was drafted explains in part the current mix of
views about private party liability. Through the 18th century and into the
19th, writers and jurists believed that rules of international law bound
individuals as well as states. See, e.g., United States v. Smith, 18 U.S. (5 Wheat.) 153, 5
L.Ed. 57 (1820) (piracy violates law of nations; individual liable); Respublica
v. DeLongchamps, 1 U.S. (1
Dall.) 111, 1 L.Ed. 59 (1784) (assault on French consul-general violates
law of nations; individual liable); 4 BLACKSTONEs COMMENTARIES 66-73
(Welsby ed. 1854) (recounting various offenses against law of nations,
committed by private persons, punishable under English statutory law); see
generally Dickinson, supra note 10, at 26-27, 29-30; Dickinson, The Law
of Nations as Part of the National Law of the United States (pt. 2), 101
U.PA.L.REV. 792, 792-95 (1953); Korowicz, The Problem of the International
Personality of Individuals, 50 AM.J.INTL L. 533, 534 (1956). In the
19th century, the view emerged that states alone were subjects of international
law, and they alone were able to assert rights and be held to duties devolved
from the law of nations. Under that viewwhich became firmly
entrenched both in doctrine and in practice, see Korowicz, supra, 50
AM.J.INTL L. at 535, 541individual rights existed only as
rights of the state, see Lauterpacht, The Subjects of the Law of Nations (pt.
1), 63 L.Q.REV. 438, 439-40 (1947), and could be asserted, defended or
withdrawn by the state. See P. REMEC, THE POSITION OF THE INDIVIDUAL IN INTERNATIONAL
LAW ACCORDING TO GROTIUS AND VATTEL 38 (1960); see also note 22, supra. In this century, once again writers have argued that both the
rights and duties of international law should be applied to private parties.
See P. REMEC, supra, at 8-18; Hill, International Affairs: The Individual in
International Organization, 28 AM.POL.SCI.REV. 276, 282 & nn. 20-23 (1934)
(describing shift from statism and emergence of view that individual is subject
of international law); Korowicz, supra, 50 AM.J.INTL L. at 537-39
(observing trend toward recognition of international personality of
individuals, especially in their assertion of rights). However, their
discussions are more prescriptive than descriptive; they recognize shifts in
firmly entrenched doctrine but are unable to define a clear new consensus. And
for each article sounding the arrival of individual rights and duties under the
law of nations, another surveys the terrain and concludes that there is a long
distance to go. See, e.g., Brownlie, The Place of the Individual in
International Law, 50 VA.L.REV. 435 (1964). C. Whether Torture, Like Piracy, Is an Exception to the Rule One strand of individual liability apparently survived the 19th
century swing toward statismprivate responsibility for piracy. It
remained, with only a handful of other private acts, such as slave trading, as
a confutation of the general principle of statism. See Korowicz, supra, 50
AM.J.INTL L. at 545, 558; cf. Lauterpacht, The Subjects of the Law of
Nations (pt. 2), 63 L.Q. REV. 438, 441-42. Explanations of the basis for this
continued recognition of individual responsibility vary. In one view, these
acts are private violations of the law of nations, e.g., United States v.
Smith,
18 U.S. (5 Wheat.) 153,
161-62, 5 L.Ed. 57 (1820). In another view, international law merely authorizes
states to apply sanctions of their municipal law, whatever the nationality of
the offender. The state of the offender is not authorized to apply
normal consular or diplomatic protection. International provisions against
[acts such as piracy]
allow the state which captures the offenders
to [*795] [**405] proceed
according to its own internal law. Korowicz, supra, 50 AM.J.INTL
L. at 545. See also Harvard Research in International Law, Piracy, 26
AM.J.INTL L.SUPP. 739, 754, 759-60 (1932) (piracy a special ground of
state jurisdiction); see generally Dickinson, Is the Crime of Piracy Obsolete?,
38 HARV.L.REV. 334 (1925) (discussing doctrinal confusion about piracy as an
international or municipal crime). It is worthwhile to consider, therefore, whether torture today is
among the handful of crimes to which the law of nations attributes individual
responsibility. Definitions of torture set out in international documents
suggest it is not. For example, torture is defined in the Draft Convention on
the Elimination of Torture in part as any act by which severe pain or
suffering is inflicted, when such pain or suffering is
inflicted by or at the instigation of or with the consent or acquiescence of a
public official or other person acting in an official capacity.
Report of the Working Group on a Draft Convention against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment (E/CN.4/L 1576) of 6 March 1981,
reprinted in P. SIEGHART, supra note 20, § 14.3.5, at 162.
Similarly, the United Nations General Assembly definition requires that the
actor be a public official. See Declaration on the
Protection of All Persons from Being Subjected to Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment, G.A.Res. 3452, 30 U.N.GAOR Supp.
(No. 34) at 91-92, U.N.Doc. A/10034 (1975), reprinted in P. SIEGHART, supra note 20, §
14.3.5, at 162. See also Blum & Steinhardt, supra note 20, at 93,
95-96. Against this background, I do not believe the consensus on non-official
torture warrants an extension of Filartiga. While I have little doubt that the
trend in international law is toward a more expansive allocation of rights and
obligations to entities other than states, I decline to read section 1350 to
cover torture by non-state actors, absent guidance from the Supreme Court on
the statutes usage of the term law of nations. VII. TERRORISM AS A LAW OF NATIONS VIOLATION I turn next to consider whether terrorism is itself a law of
nations violation. [FN25] While this nation unequivocally condemns all
terrorist attacks, that sentiment is not universal. Indeed, the nations of the
world are so divisively split on the legitimacy of such aggression as to make
it impossible to pinpoint an area of harmony or consensus. Unlike the issue of
individual responsibility, which much of the world has never even reached,
terrorism has evoked strident reactions and sparked strong alliances among
numerous states. Given this division, I do not believe that under current law
terrorist attacks amount to law of nations violations. FN25. At least one law review note has suggested
that we decide this case in favor of plaintiffs by identifying terrorism as a
law of nations violation. See Note, Terrorism as a Tort in Violation of the Law
of Nations, 6 FORDHAM INTL L.J. 236 (1982). To witness the split one need only look at documents of the United
Nations. They demonstrate that to some states acts of terrorism, in particular
those with political motives, are legitimate acts of aggression and therefore
immune from condemnation. For example, a resolution entitled Basic principles
of the legal status of the combatants struggling against colonial and alien
domination and racist regimes, G.A.Res. 3103, 28 U.N. GAOR at 512,
U.N.Doc. A/9102 (1973), declared: The struggle of peoples under colonial and alien domination and
racist regimes for the implementation of their right to self-determination and
independence is legitimate and in full accordance with the principles of
international law. It continued that armed conflicts involving such struggles have
the full legal status of international armed conflicts, and that violation of
that status entails full responsibility in accordance with norms of
international law. Id. at 513. See also Definition of Aggression,
G.A.Res. 3314, 29 GAOR Supp. (No. 31) at 142-44, U.N.Doc. A/9631 (1974)
(nothing in definition of term aggression should prejudice
right of self-determination [*796] [**406] or struggle, particularly of peoples
under colonial and racist regimes or other forms of alien
domination). In contrast, there is of course authority in various
documents and international conventions for the view that terrorism is an
international crime. Many Western nations condemn terrorist acts, either
generally, as in the Convention to Prevent and Punish the Acts of Terrorism
Taking the Forms of Crime Against Persons and Related Extortion That Are of
International Significance, [FN26] or with reference to particular terrorist
acts, as in the International Convention Against the Taking of Hostages, [FN27]
or the Hague Convention on the Suppression of Unlawful Seizure of Aircraft.
[FN28] See also R. FRIEDLANDER, TERROR-VIOLENCE: ASPECTS OF SOCIAL CONTROL 38
(1983) (describing the international division on the legitimacy of terrorist
acts); see generally R. LILLICH, TRANSNATIONAL TERRORISM: CONVENTIONS AND
COMMENTARY (1982). FN26. Signed Feb. 2, 1971, 27 U.S.T. 3949,
T.I.A.S. No. 8413 (entered into force for United States Oct. 20, 1976). FN27. Adopted Dec. 17, 1979, G.A.Res. 34/146,
34 U.N. GAOR Supp. (No. 39), U.N. Doc. A/34/819 (1979). FN28. Signed Dec. 16, 1970, 22 U.S.T. 1641,
T.I.A.S. No. 7192, 860 U.N.T.S. 105 (entered into force for United States Oct.
18, 1971). The divergence as to basic norms of course reflects a basic
disagreement as to legitimate political goals and the proper method of
attainment. Given such disharmony, I cannot conclude that the law of
nationswhich, we must recall, is defined as the principles and rules
that states feel themselves bound to observe, and do commonly observe
[FN29]outlaws politically motivated terrorism, no matter how
repugnant it might be to our own legal system. FN29. 1 C. HYDE, supra note 22, at 1. VIII. MY COLLEAGUES OPINIONS My colleague Judge Robb argues that this case is a nonjusticiable
political question and that it therefore was properly
dismissed. With all due respect, I disagree with this approach to appellate
adjudication. A judge should not retreat under facile labels of abstention or
nonjusticiability, such as the political question doctrine,
merely because a statute is ambiguous. In the words of one eminent jurist,
[o ]bscurity of statute or of precedent or of customs or of morals,
or collision between some or all of them, may leave the law unsettled, and cast
a duty upon the courts to declare it retrospectively in the exercise of a power
frankly legislative in function. B. CARDOZO, THE NATURE OF THE
JUDICIAL PROCESS 128 (1921) (emphasis added). Or, as another jurist framed the
issue, The intrinsic difficulties of language and the emergence after
enactment of situations not anticipated by the most gifted legislative
imagination, reveal doubts and ambiguities in statutes that compel judicial
construction. Frankfurter, Some Reflections on the Reading of
Statutes, 47 COLUM.L.REV. 527, 529 (1947). Nonjusticiability based upon political
question is at best a limited doctrine, and it is wholly inapposite
to this case. In Baker v. Carr, 369 U.S. 186, 82 S.Ct.
691, 7 L.Ed.2d 663 (1962), the Supreme Court held that the question whether a
state legislative district apportionment plan violates the Constitution is not
a political question and therefore not nonjusticiable. In so doing, the Court
rejected the notion that the doctrine rendered nonjusticiable all
political casesa doctrine advanced by Justice
Frankfurter writing for a plurality of the Court in Colegrove v. Green, 328 U.S. 549, 66 S.Ct.
1198, 90 L.Ed. 1432 (1946). Instead, it observed, the nonjusticiability of a
question is essentially a function of the separation of
powers. 369 U.S. at 217, 82 S.Ct. at 710. The Court then identified
several categories of political questions: Prominent on the surface of any case held to involve a political
question is found a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or a lack of judicially discoverable
and manageable standards for resolving it; or the impossibility of deciding
without an initial policy [*797] [**407] determination of a kind clearly for
nonjudicial discretion; or the impossibility of a courts undertaking
independent resolution without expressing lack of the respect due coordinate
branches of government; or an unusual need for unquestioning adherence to a
political decision already made; or the potentiality of embarrassment from
multifarious pronouncements by various departments on one question. Id. The opinion also observed that the doctrine in no respect
requires that all questions implicating foreign affairs be ruled political
questions. Id. at 211, 82 S.Ct. at 706. Subsequently Justice Brennan, the author of Baker v. Carr,
emphasized the narrowness of the political question doctrine as it applies to
matters of foreign relations. Dissenting in Goldwater v. Carter, 444 U.S. 996, 1006, 100
S.Ct. 533, 538, 62 L.Ed.2d 428 (1979)in which only four Justices
agreed that a Congressmans challenge to the Presidents
Taiwan treaty termination presented a nonjusticiable political
questionJustice Brennan explained, Properly understood, the
political-question doctrine restrains courts from reviewing an exercise of
foreign policy judgment by the coordinate political branch to which authority
to make that judgment has been constitutional[ly]
commit[ted]. Id. at 1006, 100 S.Ct. at 538 (quoting Baker
v. Carr,
369 U.S. 186, 211-13,
82 S.Ct. 691, 706-08, 7 L.Ed.2d 663 (1962)) (brackets in original). I simply do
not believe that the doctrine in either of these narrow formulations counsels a
finding of nonjusticiability in this case. Initially, the action before us does not implicate separation of
powers principles, and therefore is not even related to the central concern of
the political question doctrine. See Baker v. Carr, 369 U.S. at 210,
217, 82 S.Ct. at 706, 710. We have here no clash between two branches of
government that requires us to resolve the apportionment of power between them.
Nor do we potentially transgress by reviewing any exercise of authority by
another branch of government, much less one committed to another branch by the
Constitution. Far from it, in fact; in implementing section 1350, courts merely
carry out the existing view of the legislature that federal courts should
entertain certain actions that implicate the law of nations. [FN30] Moreover,
none of the categories identified in Baker is applicable here. We do not lack
judicially discoverable and manageable standards. The parties do not invoke
constitutional or statutory provisions that resist judicial application. The
Supreme Court, in The Paquete Habana, explicitly acceded to the task of
applying the law of nations and instructed lower courts on how to approach the
task of discovering it. I therefore can hardly conclude that courts lack the
means of determining what standards to apply. That the task might be difficult
should in no way lead to the conclusion that it should not be accomplished. Nor
do I believe either that [*788] [**398] any of the other concerns in Baker arise here.
[FN31] FN30. To the extent that Judge Robbs
reliance on political question principles arises from his concern about court
intervention in foreign affairs, the Act of State Doctrine delineates the
bounds of proper judicial restraint. The doctrine arises in cases which, under
Judge Robbs formula, would be deemed political question cases. Yet,
we cannot ignore the fact that they are not treated as political question cases
and ruled nonjusticiable. The doctrine applies only to judicial review
of the acts of recognized foreign governments committed within their own
territory. See Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 428, 84
S.Ct. 923, 940, 11 L.Ed.2d 804 (1964). It is, in effect, a doctrine of deference,
requiring that courts not second-guess the judgments of such sovereigns in a
category of contexts. When a § 1350 action implicates such action by a
recognized sovereign, the Act of State Doctrine might bar further inquiry. Such
is not the case here. Similarly, the Foreign Sovereign Immunities Act restrains
courts from asserting jurisdiction, but, again, only to the extent Congress has
deemed appropriate. Considering that the Supreme Courtin the Act of
State Doctrineand the Congressin the Foreign Sovereign
Immunities Acthave each delimited the scope of necessary judicial
restraint in cases involving foreign affairs, I am not inclined to fashion yet
another doctrine of nonjusticiability simply because this case, and the intricacies
of the law of nations, are not of easy resolution or implicate foreign affairs
generally. FN31. This case therefore is distinguishable
from Crockett v. Reagan, 720 F.2d 1355 (D.C.Cir.1983), in which a panel of this
court recently affirmed the dismissal of an action on political question
grounds. In Crockett, we held that the inquiry into whether United States
advisers stationed in El Salvador were in a situation of imminent hostilities
was beyond the fact-finding power of this court and hence constituted a
political question. That case, unlike this one, involved the apportionment of
power between the executive and legislative branches. The case was brought by a
group of Congressmen challenging the Presidents failure to report to
Congress under the War Powers Resolution. Our opinion adopted that of the
District Court, which had articulated an extremely narrow view of the political
question doctrine. Even within that narrow view, it was apparent that Baker
v. Carrs
category of judicially discoverable and manageable
standards would bar judicial interference in the dispute between the
two branches. Here we have no such dispute and no such fact-finding problems
and, therefore, no legitimate grounds for a finding of nonjusticiability. I note, in addition, that to expand the doctrine at this juncture
would be to counter the movement of courts and scholars in the opposite
direction. Indeed, commentators have noted the judicial indifference
and scathing scholarly attack recently directed at the political
question doctrine, see McGowan, Congressmen in Court, 15 GA.L.REV. 241, 256
(1981). As Judge McGowan has noted, other than the Taiwan treaty case, Goldwater
v. Carter, 444 U.S. 996,
100 S.Ct. 533, 62 L.Ed.2d 428 (1979), the last Supreme Court case to cite the
doctrine in any meaningful way was Gilligan v. Morgan, 413 U.S. 1, 93 S.Ct. 2440,
37 L.Ed.2d 407 (1973), and the last Supreme Court case to rely squarely on it
was Colegrove v. Green, 328
U.S. 549, 66 S.Ct. 1198, 90 L.Ed. 1432 (1946). See McGowan, supra, at 256-57. It is therefore clear that the political question doctrine is a
very limited basis for nonjusticiability. It certainly does not provide the
judiciary with a carte blanche license to block the adjudication of difficult
or controversial cases. And the doctrine surely may not be employed here to
vitiate section 1350. I decline to address further Judge Borks critique of my
opinion. He has completely misread my opinion to say that the primary purpose
of section 1350 was to authorize courts to regulate the conduct of
other nations and individuals abroad, conduct without an effect upon the
interests of the United States. I only wish the issues posed were so
simple. Judge Bork seriously distorts my basic premises and ignores my
expressed reservations. Accordingly, I prefer to let this opinion speak for
itself, in the belief that it belies my colleagues
mischaracterizations, and that any further exposition would be redundant. IX. CONCLUSION In light of the foregoing, I conclude that the appellants have
not, and could not, allege facts sufficient to remain in court under existing
precedent. I therefore vote to affirm the District Courts dismissal
for lack of subject matter jurisdiction. BORK, Circuit Judge, concurring: This case grows out of an armed attack on a civilian bus in Israel
on March 11, 1978. Appellants (plaintiffs below) are sixty-five of the persons
seriously injured in the attack and the survivors of twenty-nine of the persons
killed. Appellees (defendants below) are the Libyan Arab Republic (Libya),
the Palestine Liberation Organization (PLO), the Palestine
Information Office (PIO), and the National Association of
Arab Americans (NAAA). [FN1] Appellants alleged in their
complaint that appellees were responsible for the 1978 attack, and they sought
compensatory and punitive damages. Specifically, appellants charged appellees
with torts committed in violation of international law and of some treaties and
statutes of the United States as well as with commission of and conspiracy to
commit various intentional common law torts. Jurisdiction over the common law
tort [*799] [**409] counts is
pendent and will fail if the other counts fail. FN1. Appellants have not pursued the appeal
against a fifth defendant named in the complaint, the Palestine Congress of
North America (PCNA). The district court dismissed the action for lack of subject matter
jurisdiction. [FN2] Hanoch Tel-Oren v. Libyan Arab Republic, 517 F.Supp. 542
(D.D.C.1981). We agree that the complaint must be dismissed, although our
reasons for agreement differ. I believe, as did the district court, that, in
the circumstances presented here, appellants have failed to state a cause of
action sufficient to support jurisdiction under either of the statutes on which
they rely. 28 U.S.C. §§ 1331, 1350 (1976 & Supp. V 1981).
[FN3] Neither the law of nations nor any of the relevant treaties provides a
cause of action that appellants may assert in courts of the United States.
Furthermore, we should not, in an area such as this, infer a cause of action
not explicitly given. In reaching this latter conclusion, I am guided chiefly
by separation of powers principles, which caution courts to avoid potential
interference with the political branches conduct of foreign
relations. FN2. The district court dismissed the action
against all defendants on the alternative ground that it was barred by the
local one-year statute of limitations for certain torts. D.C.Code Ann.
§ 12-301(4) (1981). Hanoch Tel-Oren v. Libyan Arab Republic, 517 F.Supp. 542,
550-51 (D.D.C.1981). Because we agree that the complaint was properly dismissed
on other grounds, we need not reach this ground. Nor need we reach the district
courts dismissal of the action against the NAAA and PIO (as well as
the PCNA) on the ground that the allegations of the complaint were
insufficiently specific. See note 4 infra. FN3. In the district court, appellants also
argued that jurisdiction rested on 28 U.S.C. § 1330 (1976) (Foreign
Sovereign Immunities Act) and on 28 U.S.C. § 1332 (1976) (diversity).
The district court rejected both grounds of jurisdiction, 517 F.Supp. at 549 n.
3, and appellants have abandoned them on appeal. I. According to the complaint, on March 8, 1978, thirteen heavily
armed members of the PLO left Lebanon for Israel. They were under instructions
from the PLO to seize and hold Israeli civilians in ransom for the release of
PLO members incarcerated in Israel jails. If their plans broke down, the terrorists
were to kill their hostages. The complaints allegations of what happened upon the
terrorists arrival in Israel constitute a tale of horror. Since my
analysis does not turn upon the particulars of those events, they need not be
described in detail. The thirteen terrorists landed by boat and, after killing
an American photographer they encountered on the beach, made their way to the
main highway between Haifa and Tel Aviv. There they stopped and seized a
civilian bus, a taxi, a passing car, and, later, a second civilian bus, taking
the passengers hostage. While proceeding toward Tel Aviv with their many
hostages gathered in the first bus, the terrorists fired on and killed numerous
occupants of passing cars as well as some of their own passengers. They also
tortured some of their hostages. The police finally brought the terrorist-controlled bus to a halt
by shooting at the tires and engine of the bus as it passed through a police
barricade. The terrorists reacted by shooting a number of their hostages and,
eventually, by blowing up the bus with grenades. As a result of the
terrorists actions, twenty-two adults and twelve children were
killed, and sixty-three adults and fourteen children were seriously wounded. Appellants in this case are most of those wounded and the
survivors of most of those killed, as well as the guardians and next friends of
those wounded minors who may not sue in their own capacity. Appellants alleged
their complaint that appellees are responsible for the deaths and injuries.
According to the complaints allegations, the PLO not only recruited
and trained the thirteen terrorists but also planned, financed, supplied, and
claimed responsibility for the operation. Libya, plaintiffs
alleged, trained the PLO instructors who trained the thirteen terrorists,
planned, supplied, financed, and claimed responsibility for
the operation, and gave an official heros welcome
to the ship that carried the terrorists to Israel. As for the PIO and [*800] [**410] the NAAA, the
complaint contains only the general allegations that the PIO is an agent and
instrumentality of the PLO and that both the PIO and the NAAA helped plan,
finance, outfit, and direct the terrorist operation. [FN4] FN4. The district court found the
complaints allegations against the PIO and the NAAA (and against the
PCNA) insubstantial, vague, and devoid of any factual detail. It therefore held
those allegations insufficient to support a tort action for damages. 517
F.Supp. at 549. Though the complaint sought recovery under five theories of
liability, only two need be considered to decide this appeal. Count II charges
defendants with tortious actions in violation of the law of nations. Count III
charges defendants with tortious actions in violation of various treaties of
the United States. [FN5] The district court granted the NAAAs motion
to dismiss for lack of jurisdiction. The portion of the district
courts inquiry that is relevant here is whether the allegations of
Counts II and III sufficed to support jurisdiction under sections 1331 or 1350. FN5.
Count I charges defendants with the torts of assault, battery, false
imprisonment, and intentional infliction of mental distress; it also charges
defendants with a tort it describes as the intentional infliction of cruel,
inhuman, and degrading treatment. Count IV charges defendants with tortious
actions in violation of various criminal laws of the United States.
Count V charges defendants with conspiracy to commit the torts specified in
Counts I through IV. The
district court dismissed Count IV on the ground that none of the federal
statutes relied on by plaintiffs, 18 U.S.C. §§ 371, 956-957,
960, 1651-1652, 1654, 1661 (1976), provides a private right of action for
damages. 517 F.Supp. at 545. Appellants have not appealed this ruling. Counts I
and V provide no independent basis for federal jurisdiction under the two
statutes alleged to vest the district court with jurisdiction. 28 U.S.C.
§§ 1331, 1350 (1976 & Supp. V 1981). Section 1331 provides: The district courts shall have
original jurisdiction of all civil actions arising under the Constitution,
laws, or treaties of the United States. Section 1350 provides:
The district courts shall have original jurisdiction of any civil
action by an alien for a tort only, committed in violation of the law of
nations or a treaty of the United States. With respect to Count
IIIs allegation of treaty violations, the district court found
jurisdiction lacking on the ground that none of the treaties alleged to be
violated either expressly or impliedly gave rise to a private right of action.
517 F.Supp. at 545-48. With respect to Count IIs allegation that
appellees violated the law of nations, the district court held that neither
section 1331 nor section 1350 provided jurisdiction. Section 1331 jurisdiction
is lacking, the court held, because federal common law, which incorporates the
law of nations, cannot be constituted to grant a cause of action without
judicial interference with foreign and international
relations. 517 F.Supp. at 548. Section 1350 jurisdiction is lacking,
the district court held, for the same reason: International human rights law
grants no private right of action, and section 1350, like section 1331, must be
interpreted narrowly to require such a right in suits for violation of
international law. 517 F.Supp. at 549-50. In this appeal, appellants agree with the district court that, for
purposes of the issues raised in this case, the jurisdictional requirements of
sections 1331 and 1350 are the same. See Brief for Appellants at 35-36; 517
F.Supp. at 549 n. 2 ([P]laintiffs themselves recognize that the
jurisdictional bases of § 1331 and § 1350 are identical as to
the role of the law of nations.). Contrary to the holding of the
district court, however, they contend that at least some of the treaties they
cite in their complaint impliedly provide private rights of action for the
claims in Count III and that federal common law provides private rights of
action for the claims in Count II. Thus, appellants argue, section 1350 gives
jurisdiction over the claims of the alien plaintiffs and section 1331 gives jurisdiction
over the claims of all the plaintiffs, including those who are United States
citizens. [FN6] FN6. The
Tel-Oren plaintiffs are citizens of the United States, and the Drory plaintiffs
are citizens of the Netherlands. The other plaintiffs are citizens of Israel.
All the plaintiffs reside in Israel. [*801] [**411] For the reasons given below, appellants
contentions must be rejected. I first consider separation of powers principles
that counsel courts, in a case like this, not to infer any cause of action not
expressly granted. I then show that the treaties on which appellants rely
create no private causes of action. Turning next to appellants claim
under general principles of international law, I conclude that federal common law
does not automatically accord appellants a cause of action and that appellants
have not been granted a cause of action by federal statute or by international
law itself. Finally, in order to clarify what I believe we should and should
not have decided, I discuss the recent decision of the Second Circuit in Filartiga
v. Pena-Irala, 630 F.2d 876 (2d Cir.1980), a case having some similarities to
this one. II. The question in this case is whether appellants have a cause of
action in courts of the United States for injuries they suffered in Israel.
Judge Edwards contends, and the Second Circuit in Filartiga assumed, that
Congress grant of jurisdiction also created a cause of action. That
seems to me fundamentally wrong and certain to produce pernicious results. For
reasons I will develop, it is essential that there be an explicit grant of a
cause of action before a private plaintiff be allowed to enforce principles of
international law in a federal tribunal. It will be seen below, however, that
no body of law expressly grants appellants a cause of action; the relevant
inquiry, therefore, is whether a cause of action is to be inferred. That
inquiry is guided by general principles that apply whenever a court of the
United States is asked to act in a field in which its judgment would
necessarily affect the foreign policy interests of the nation. The Supreme Court explained in Davis v. Passman, 442 U.S. 228, 99
S.Ct. 2264, 60 L.Ed.2d 846 (1979), that to ask whether a particular plaintiff
has a cause of action is to ask whether he is a member of the class
of litigants that may, as a matter of law, appropriately invoke the power of
the court. Id. at 240 n. 18, 99 S.Ct. at 2274 n. 18. The Court said that
the question of who may enforce a statutory right is fundamentally
different from the question of who may enforce a right that is protected by the
Constitution. Id. at 241, 99 S.Ct. at 2275 (emphasis in
original). In addressing the question, as the Davis opinion itself makes clear,
the focus may be at least as much on the character of the issues presented for
decision as on the character of the class of litigants seeking an adjudication,
and the result of the inquiry might well be that certain claims cannot be
litigated at all in certain forums. This case presents a question not covered by the analyses
described by the Davis Court for statutory and constitutional causes of action.
An analysis of the appropriateness of providing appellants with a cause of
action must take into account the concerns that are inherent in and peculiar to
the field of international relations. My assessment of those concerns leads me
to a conclusion different from that reached in Davis, for here there appear to
be special factors counselling hesitation in the absence of
affirmative action by Congress. Bivens v. Six Unknown Named Agents of
Federal Bureau of Narcotics, 403 U.S. 388, 396, 91 S.Ct. 1999, 2004, 29 L.Ed.2d
619 (1971). The factors counselling hesitation are constitutional; they derive
from principles of separation of powers. The crucial element of the doctrine of separation of powers in
this case is the principle that [t]he conduct of the foreign
relations of our Government is committed by the Constitution to the Executive
and Legislativethe
politicalDepartments. Oetjen v. Central
Leather Co., 246 U.S.
297, 302, 38 S.Ct. 309, 311, 62 L.Ed. 726 (1918). That principle has been
translated into a limitation on judicial power in the international law area
principally through the act of state and political question doctrines. Whether
or not this case falls within one of these categories, the concerns that
underlie [*802] [**412] them are present and demand recognition here. The act of state doctrine in its traditional formulation
precludes the courts from inquiring into the validity of the public acts a
recognized foreign sovereign power committed within its own
territory. Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 401, 84
S.Ct. 923, 926, 11 L.Ed.2d 804 (1964). Originally, the doctrine rested
primarily on notions of sovereignty and comity. See Underhill v. Hernandez, 168 U.S. 250, 252, 18
S.Ct. 83, 84, 42 L.Ed. 456 (1897). In more recent formulations, there has been
a shift in focus from the notions of sovereignty and the dignity of
independent nations
to concerns for preserving the basic
relationships between branches of government in a system of separation of
powers, and not hindering the executives conduct of foreign
policy by judicial review or oversight of foreign acts. Mannington
Mills, Inc. v. Congoleum Corp., 595 F.2d 1287, 1292 (3d Cir.1979) (quoting Sabbatino, 376 U.S. at 423, 84
S.Ct. at 937). The Sabbatino Court explained that, although the
Constitution does not compel the act of state doctrine, the doctrine has
constitutional underpinnings. It arises out of
the basic relationships between branches of government in a system of
separation of powers. It concerns the competency of dissimilar institutions to
make and implement particular kinds of decisions in the area of international
relations. 376 U.S. at 423, 84 S.Ct. at 937. The Court emphasized the
separation of powers basis for the doctrine when it observed that the
doctrines continuing vitality depends on its capacity to
reflect the proper distribution of functions between the judicial and political
branches of the Government on matters bearing upon foreign affairs.
Id.
at 427-28, 84 S.Ct. at 939-40. In its principal post-Sabbatino act of state case,
the Supreme Court again stressed the centrality of separation of powers
concerns: The major underpinning of the act of state doctrine is the
policy of foreclosing court adjudications involving the legality of acts of
foreign states on their own soil that might embarrass the Executive Branch of
our Government in the conduct of our foreign relations. Alfred
Dunhill of London, Inc. v. Cuba, 425 U.S. 682, 697, 96
S.Ct. 1854, 1863, 48 L.Ed.2d 301 (1976). [FN7] The courts of appeals have
likewise emphasized the decisive role played, in applying the doctrine, by the
two relevant aspects of separation of powers: the potential for interference
with the political branches functions and the [*803] [**413] fitness of an
issue for judicial resolution. See, e.g., International Association of
Machinists & Aerospace Workers v. OPEC, 649 F.2d 1354, 1358-61 (9th
Cir.1981), cert. denied, 454 U.S. 1163, 102 S.Ct. 1036, 71 L.Ed.2d 319 (1982); Mannington
Mills, Inc. v. Congoleum Corp., 595 F.2d at 1292-93; Hunt v. Mobil Oil
Corp.,
550 F.2d 68, 77-79 (2d Cir.), cert. denied, 434 U.S. 984, 98 S.Ct. 608, 54
L.Ed.2d 477 (1977); Timberlane Lumber Co. v. Bank of America, N.T. &
S.A.,
549 F.2d 597, 605-08 (9th Cir.1976). FN7. The Supreme Court also discussed the act
of state doctrine in First National City Bank v. Banco Nacional de Cuba, 406 U.S. 759, 92 S.Ct.
1808, 32 L.Ed.2d 466 (1972), but the case produced no majority opinion.
Nonetheless, all of the Justices except Justice Douglas, who scarcely addressed
the act of state doctrine, stated that judicial abstention from pronouncing
judgment on the validity of a foreign act of state turns on separation of
powers concerns. Four Justices said that application of the act
of state doctrine depends chiefly on the potential for interference with, or
usurpation of, the political branches primary role in foreign
affairs. Justice Rehnquist, joined by Chief Justice Burger and Justice White, stated:
The line of cases from this Court establishing the act of state
doctrine justifies its existence primarily on the basis that juridical review
of acts of state of a foreign power could embarrass the conduct of foreign
relations by the political branches of the government. 406 U.S. at
765, 92 S.Ct. at 1812 (Opinion of Rehnquist, J.). He also stated: The
act of state doctrine is grounded on judicial concern that application of
customary principles of law to judge the acts of a foreign sovereign might
frustrate the conduct of foreign relations by the political branches of the
government. Id. at 767-68, 92 S.Ct. at 1813. Justice Powell, writing
separately, echoed these views. The act of state doctrine, he said, bars
adjudication when and only when it appears that an exercise of
jurisdiction would interfere with delicate foreign relations conducted by the
political branches. Id. at 775-76, 92 S.Ct. at 1813 (Powell, J.,
concurring in the judgment). Justice Brennan, joined by Justices Stewart,
Marshall, and Blackmun, disagreed with the view that the act of state doctrine
was exclusively concerned with interference with other branches
conduct of foreign relations. Rather, he wrote, the act of state doctrine is one
part of the political question doctrine and therefore depends for its
application on a variety of considerations, no one of whichnot even
the Executives declaration that adjudication will not interfere with
foreign relations can be conclusive on the ultimate determination
whether an issue is fit for judicial resolution. 406 U.S. at 785-93, 92 S.Ct.
at 1822-25 (Brennan, J., dissenting). The same separation of powers principles are reflected in the
political question doctrine. The Supreme Court gave that doctrine its modern
formulation in Baker v. Carr, 369 U.S. 186, 217, 82
S.Ct. 691, 710, 7 L.Ed.2d 663 (1962): Prominent on the surface of any case held to involve a political
question is found a textually demonstrable constitutional commitment of the
issue to a coordinate political department; or a lack of judicially
discoverable and manageable standards for resolving it; or the impossibility of
deciding without an initial policy determination of a kind clearly for
nonjudicial discretion; or the impossibility of a courts undertaking
independent resolution without expressing lack of the respect due coordinate
branches of government; or an unusual need for unquestioning adherence to a
political decision already made; or the potentiality of embarrassment from
multifarious pronouncements by various departments on one question. Questions touching on the foreign relations of the United States
make up what is likely the largest class of questions to which the political
question doctrine has been applied. See id. at 211-14, 82 S.Ct. at 706-08. If it
were necessary, I might well hold that the political question doctrine bars
this lawsuit, since it is arguable, as much of the remainder of this opinion
will show, that this case fits several of the categories listed in Baker v.
Carr.
Such a determination is not necessary, however, because many of the same
considerations that govern application of the political question doctrine also
govern the question of the appropriateness of providing appellants with a cause
of action. [FN8] FN8. A plaintiff who has no cause of action
is, according to Davis v. Passman, 442 U.S. at 240 n. 18, 99 S.Ct. at 2274 n.
18, not entitled to invoke the power of the court. He is
not entitled to a pronouncement on the legal merits of his claim. In that
respect he is more like a plaintiff who lacks standing than he is like a
plaintiff facing a motion to dismiss for failure to state a claim. That is
especially true in a case like this, where judicial consideration of the legal
merits is of constitutional concern, so that parties should not be able to
waive the claim that no cause of action exists. In these circumstances, whether
a cause of action exists is a threshold issue that involves a question of the
limits of judicial powers. I do not conceive that, in a case like this,
the political question doctrine must be considered first because it is
jurisdictional. The jurisdictional aspect of that doctrine extends no further
than its rationale: to prevent courts from reaching the merits of issues that,
for a variety of reasons, are not theirs to decide. Baker v. Carr, 369 U.S. at 217, 82
S.Ct. at 710. By deciding that there is no private cause of action here we do
not reach substantive issues that are best decided by the political branches.
It may be, moreover, that while the existence of a cause of action is not a
jurisdictional issue in the ordinary case, it is, or is closely akin, to a
jurisdictional issue when its decision implicates, as here, considerations
linked to the proper exercise of the judicial power granted by Article III of
the Constitution. It is probably better not to invoke the political question
doctrine in this case. That the contours of the doctrine are murky and
unsettled is shown by the lack of consensus about its meaning among the members
of the Supreme Court, see Goldwater v. Carter, 444 U.S. 996, 100 S.Ct.
533, 62 L.Ed.2d 428 (1979), and among scholars, see, e.g., Henkin, Is There A
Political Question Doctrine?, 85 Yale L.J. 597, 622-23
(1976). Given this situation, I would rather not decide whether a political
question is involved in a case where that issue has not been briefed and
argued. By contrast, the grounds upon which I do decide were thoroughly
explored through vigorous adversarial presentations. Neither is there a need to consider whether the act of state
doctrine applies to bar this case from going forward. Although the act of state
doctrine might well apply to Libyas alleged role in the 1978 bus
attack, it would seem not to apply, in its current formulation, to the alleged
acts of the PLO, the PIO, and the NAAA, none of which would seem to be a state
under international [*804] [**414] law. See Kassim, The Palestine Liberation
Organizations Claim to Status: A Juridical Analysis Under
International Law, 9 Den.J.Intl L. & Poly 1, 2-3
(1980). [FN9] Nevertheless, to the extent the act of state doctrine is based
predominantly, if not exclusively, on separation of powers concerns (as it has
increasingly come to be), its own rationale might justify extending it to cover
the acts of such entities as the PLO where adjudication of the validity of those
acts would present problems of judicial competence and of judicial interference
with foreign relations. Such an extension would bring the act of state doctrine
closer, especially in its flexibility, to the political question doctrine. Cf. First
National City Bank v. Banco Nacional de Cuba, 406 U.S. 759, 785-93, 92
S.Ct. 1808, 1822-25, 32 L.Ed.2d 466 (1972) (Brennan, J., dissenting) (act of
state doctrine as elaborated in Sabbatino equivalent to political question
doctrine). Whether the two doctrines should be merged and how, if merged, they
would apply to the allegations of appellants complaint are issues
beyond the scope of our inquiry. Instead, those doctrines are drawn upon for
what they say about the separation of powers principles that must inform a
determination of the appropriateness of appellants litigating their
claims in federal court. FN9. The state as a person of
international law should possess the following qualifications: a) a permanent
population; b) a defined territory; c) government; and d) capacity to enter
into relations with the other states. Convention on Rights and Duties
of States, Dec. 26, 1933, art. 1, 49 Stat. 3097, T.S. No. 881, 165 L.N.T.S. 19.
See also Restatement (Second) of the Foreign Relations Law of the United States
§ 4 (1965). Furthermore, the act of state doctrine would still not
apply, even if the PLO is said to have been the agent of Libya, since the
attack did not take place within [Libyas] own
territory. Sabbatino, 376 U.S. at 401, 84 S.Ct. at 926. Those principles counsel against recognition of a cause of action
for appellants if adjudication of their claims would raise substantial problems
of judicial interference with nonjudicial functions, such as the conduct of
foreign relations. Appellants complaint requires a determination,
either at the jurisdictional stage or at the stage of defining and applying a
rule of decision, whether international law has been violated. [FN10] I am
therefore guided in large measure by the Supreme Courts observation
in Sabbatino that FN10. If jurisdiction rested on section 1331,
at least one necessary rule of decision would have to be supplied by
international law, the federal law under which the case arose. See Franchise
Tax Board v. Construction Laborers Vacation Trust for Southern California, 463 U.S. 1, 103 S.Ct. 2841,
2846-48, 77 L.Ed.2d 420 (1983). If jurisdiction rested on section 1350, there
are three arguable theories about what law would supply the rule of decision.
The rule of decision might be the international law (treaty or customary
international law) violated; it might be a federal common law of torts; or it
might be the tort law of whatever jurisdiction applicable choice of law
principles would point to. Cf. Blum & Steinhardt, Federal Jurisdiction over
International Human Rights Claims: The Alien Tort Claims Act after Filartiga
v. Pena-Irala, 22 Harv. Intl L.J. 53, 99-100 (1981). Under the latter
two constructions, of course, whether international law was violated would have
to be decided as a jurisdictional prerequisite. the greater the degree of codification or consensus concerning a
particular area of international law, the more appropriate it is for the
judiciary to render decisions regarding it, since the courts can then focus on
the application of an agreed principle to circumstances of fact rather than on
the sensitive task of establishing a principle not inconsistent with the
national interest or with international justice. It is also evident that some
aspects of international law touch more sharply on national nerves than do
others; the less important the implications of an issue are for our foreign
relations, the weaker the justification for exclusivity in the political
branches. 376 U.S. at 428, 84 S.Ct. at 940. There is no need to decide here
under what circumstances considerations such as these might deprive an
individual of a cause of action clearly given by a state, by Congress, by a
treaty, or by international law. [FN11] In the [*805] [**415] absence of such
a cause of action, they lead to the conclusion that adjudication of
appellants claims would present grave separation of powers problems.
It is therefore inappropriate to recognize a cause of action allowing
appellants to bring this suit. [FN12] FN11. A state-court suit that involved a
determination of international law would require consideration of much that I
discuss here as well as the principle that foreign relations are
constitutionally relegated to the federal government and not the states. See Zschernig
v. Miller, 389 U.S. 429,
88 S.Ct. 664, 19 L.Ed.2d 683 (1968). FN12. The existence of severe separation of
powers problems in adjudicating appellants claims reinforces my
conclusion, see infra pp. 816 - 819, that international law affords appellants
no cause of action. The potential for interference with governments conducting
their foreign relations is central both to separation of powers limits on
jurisdiction and to international laws general refusal to grant
private rights of action. The existence of such a potential in any case must count
strongly against international laws providing a private right of
action for that case. Most important, perhaps, even appellants concede that the
incidents described in appellants complaint are properly understood
only when viewed in the context of the continuing conflicts in the Middle East.
Indeed, appellants point out that [o]ne of the primary purposes of
the March 11 attack was to sabotage the foreign relations of the United States
and its negotiations by destroying the positive efforts made in the Camp David
accords. Brief for Appellants at 15. The Camp David accords, of
course, were but one of the major efforts made by the United States to resolve
the myriad problems behind the series of military and political conflicts that
have kept the Middle East at or near the center of American foreign relations
for at least the last fifteen years. A judicial pronouncement on the
PLOs responsibility for the 1978 bus attack would likely interfere
with American diplomacy, which is as actively concerned with the Middle East
today as it has ever been. [FN13] FN13. Libya must be dismissed from the case
because the Foreign Sovereign Immunities Act, 28 U.S.C. §§
1330, 1602-1611 (1976), plainly deprives us of jurisdiction over Libya. See Verlinden
B.V. v. Central Bank of Nigeria, 461 U.S. 480, 103 S.Ct.
1962, 76 L.Ed.2d 81 (1983) (court must decide immunity question, which is
jurisdictional). Because the alleged actions of the PIO and the NAAA all
involve giving assistance to the PLOs alleged actions, an
adjudication of the claims against them would require adjudication of the
claims against the PLO. If, as I conclude, the latter presents sufficiently
serious problems that no cause of action can be inferred, so too must the
former. I therefore concern myself only with the PLO. Of course, adjudication
of the complaint against Libya would present many of the same separation of
powers problems as would adjudication of the complaint against the other
defendants. The potential for interference with foreign relations is not
diminished by the PLOs apparent lack of international law status as a
state. Nor does it matter whether the Executive Branch officially recognizes,
or has direct dealings with, the PLO. The fact remains that the PLO bears
significantly upon the foreign relations of the United States. If any
indication of that role is needed, it is provided by the official
observer status that the PLO has been accorded at the
United Nations, G.A.Res. 3237, 29 U.N.GAOR Supp. (No. 31) at 4, U.N.Doc. A/9631
(1974), as well as by the diplomatic relations that the PLO is reported to have
with some one hundred countries around the world, see Kassim, supra, 9 Den.J.Intl
L. & Poly at 19; Friedlander, The PLO and the Rule of Law: A
Reply to Dr. Anis Kassim, 10 Den.J.Intl L. & Poly 221,
232 (1981). The nature of appellants international law claims
provides a further reason for reluctance to recognize a cause of action for
appellants. Adjudication of those claims would require the analysis of
international legal principles that are anything but clearly defined and that
are the subject of controversy touching sharply on national nerves.
Banco Nacional de Cuba v. Sabbatino, 376 U.S. at 428, 84 S.Ct. at 940. The Sabbatino Court warned against
adjudication of such international law issues. Id. Because I believe
that judicial pronouncements on the merits of this case should be avoided, I
mention only briefly some of the difficulties raised by some of the claims in
appellants complaint. Appellants would have to argue, if their case were adjudicated,
for an exception to the general rule that international law imposes [*806] [**416] duties only on
states and on their agents or officials. See L. Henkin, R. Pugh, O. Schachter
& H. Smit, International Law, 246-47 (1980); Restatement of the Foreign
Relations Law of the United States (Revised) § 101, at 21 (Tent.Draft
No. 1, 1980) ( International law
deals
with the conduct of states and of international organizations, and with their
relations inter se, as well as some of their relations with persons, whether
natural or juridical.); id. §§ 701-722, at 137-257
(Tent.Draft No. 3, 1982) (stating international law protections of persons
solely in terms of state obligations). If, as would appear, the PLO is not a
state, a finding that it should nonetheless be held to the duties imposed by
the customary rules of international law governing the conduct of belligerent
nations, e.g., Geneva Convention for the Protection of Civilian Persons in Time
of War, Aug. 12, 1949, art. 3, 6 U.S.T. 3516, T.I.A.S. No. 3365, 75 U.N.T.S.
287; Protocols I and II of the Geneva Convention of 12 August 1949, June 7,
1977, Diplomatic Conference on Reaffirmation and Development of International
Humanitarian Law Applicable to Armed Conflicts, reprinted in 16 I.L.M. 1391,
1443 (1977), would not entail merely the application of an agreed principle to
new facts. Rather, a finding that because of its governmental aspirations and
because of the role it has played in the Middle East conflicts the PLO should
be subject to such rules would establish a new principle of international law.
Likewise, to interpret various human rights documents as imposing legal duties
on nonstates like the PLO would require both entering a new and unsettled area
of international law and finding there an exception to international
laws general rule. [FN14] FN14. One aspect of this problem is the
apparent assumption of state action in the definition of certain international
legal principles. Thus, the United Nations General Assembly has defined torture
as any act by which severe pain or suffering is intentionally
inflicted by or at the instigation of a public official. G.A.Res.
3452, art. 1, 30 U.N. GAOR Supp. (No. 34) at 91, U.N. Doc. A/10034 (1975). This
assumption of state action is one reason why it is by no means utterly obvious
that the torture alleged in appellants complaint would be prohibited
by international law. Another difficulty presented by appellants complaint is
that some of the documents on which they rely as statements of customary
principles of international law expressly make the purposes of an action
relevant to its unlawfulness. For example, appellants allege that appellees
violated the proscription, in article 51 of the Protocol I of the Geneva
Conventions of 12 August 1949, on [a]cts or threats of violence the
primary purpose of which is to spread terror among the civilian
population. They also allege that appellees violated the proscription
on genocide, defined in the Convention on the Prevention and Punishment of the
Crime of Genocide, Dec. 9, 1948, 78 U.N.T.S. 277, to mean acts calculated to
bring about the physical destruction, in whole or in part, of a national,
ethnic, racial, or religious group. Adjudication of these claims would require
inquiry into the PLOs intention in planning the 1978 bus attack
(assuming the PLOs involvement) and into the organizational goals of
the PLO. The dangers of such inquiry into the intentions of the PLO are similar
to those attending an inquiry into the intentions of a state. See Hunt v.
Mobil Oil Corp., 550 F.2d at 77 (act of state doctrine bars inquiry into
Libyas motivation for actions: Inquiry could only be
fissiparous, hindering or embarrassing the conduct of foreign relations which
is the very reason underlying the policy of judicial
abstention
.). In addition, appellants principal claim, that appellees
violated customary principles of international law against terrorism, concerns
an area of international law in which there is little or no consensus and in
which the disagreements concern politically sensitive issues that are
especially prominent in the foreign relations problems of the Middle East. Some
aspects of terrorism have been the subject of several international
conventions, such as those concerning hijacking, e.g., Convention for the
Suppression of Unlawful Acts Against the Safety of Civil Aviation (Montreal
Convention), Sept. 23, 1971, 24 U.S.T. 564, T.I.A.S. No. 7570; Convention
[*807] [**417] on the
Suppression of Unlawful Seizure of Aircraft (Hague Convention), Dec. 16, 1970,
22 U.S.T. 1641, T.I.A.S. No. 7192, 860 U.N.T.S. 105; Convention on Offenses and
Certain Other Acts Committed on Board Aircraft (Tokyo Convention), Sept. 14,
1963, 20 U.S.T. 2941, T.I.A.S. No. 6768, 704 U.N.T.S. 219, and attacks on internationally
protected persons such as diplomats, e.g., Convention on the Prevention and
Punishment of Crimes Against Internationally Protected Persons, Including
Diplomatic Agents (New York Convention), Dec. 14, 1973, 28 U.S.T. 1975,
T.I.A.S. No. 8532. But no consensus has developed on how properly to define
terrorism generally. G. von Glahn, Law Among Nations 303
(4th ed. 1981). As a consequence, [i]nternational law and
the rules of warfare as they now exist are inadequate to cope with this new
mode of conflict. Transnational Terrorism: Conventions and
Commentary xv (R. Lillich ed. 1982) (quoting Jenkins, International Terrorism:
A New Mode of Conflict 16 (California Seminar on Arms Control and Foreign Policy,
Research Paper No. 48, 1975)). The dismal truth is that the
international community has dealt with terrorism ambivalently and
ineffectually. Shestack, Of Private and State Terror Some
Preliminary Observations, 13 Rutgers L.J. 453, 463 (1982). Customary international law may well forbid states from aiding
terrorist attacks on neighboring states. See Lillich & Paxman, State
Responsibility for Injuries to Aliens Occasioned by Terrorist Activities, 26
Am.U.L.Rev. 217, 251-76 (1977). Although that principle might apply in a case
like this to a state such as Libya (which is not a proper party here, see supra note 13), it does
not, at least on its face, apply to a nonstate like the PLO. More important,
there is less than universal consensus about whether PLO-sponsored attacks on
Israel are lawful. One important sign of the lack of consensus about terrorism
generally, and about PLO activities in particular, is that accusations of
terrorism are often met not by denial of the fact of responsibility but by a
justification for the challenged actions. See Blum & Steinhardt, supra note 10, 22
Harv.Intl L.J. at 92. Indeed, one of the key documents relied on as
evidence of an international law proscription on terrorism, the Declaration on
Principles of International Law Concerning Friendly Relations and Co-operation
Among States in Accordance with the Charter of the United Nations, G.A.Res.
2625, 25 U.N.GAOR Supp. (No. 28) at 121, U.N.Doc. A/8028 (1970), was said by at
least one state at the time of its promulgation not to be applicable to
Palestinian terrorist raids into Israel supported by Arab states. 24 U.N.GAOR
297, U.N.Doc. A/C.6/SR. 1160 (1969) (remarks of Mr. El Attrash of Syria),
discussed in Lillich & Paxman, supra, 26 Am.U.L.Rev. at 272 (qualification
is significant). Attempts to secure greater consensus on terrorism have
foundered on just such issues as the lawfulness of violent action by groups
like the PLO fighting what some states view as wars of national
liberation. [FN15] See Franck & Lockwood, Preliminary Thoughts
Towards an International Convention on Terrorism, 68 Am.J.Intl L. 69
(1974); Paust, Nonprotected Persons or Things, in Legal
Aspects of International Terrorism 341, 355-56 (A. Evans & J. Murphy eds.
1978); cf. Verwey, The International Hostages Convention and National
Liberation Movements, 75 Am.J.Intl L. 69 (1981) (obligations of
national liberation movements were major problem in drafting and promulgating
International Convention against the Taking of Hostages). FN15. It is worth noting that even the 1972
United States Draft Convention for the Prevention and Punishment of Certain
Acts of International Terrorism, 67 Dept St.Bull. 431 (1972), would
present some problems to appellants. First, it makes motive a key to violation.
Second, like the European Convention on the Suppression of Terrorism, Jan. 27,
1977, 15 I.L.M. 1272 (1976), the 1972 Draft Convention relies on criminal
remedies for the vindication of the rights specified, thus leaving the power to
invoke remedies in the hands of states. Third, the 1972 Draft Convention does
not protect citizens of a state against attack within the state. There is, of course, no occasion here to state what international
law should be. [*808] [**418] Nor is there a need to consider whether an extended and
discriminating analysis might plausibly maintain that customary international
law prohibits the actions alleged in the complaint. It is enough to observe
that there is sufficient controversy of a politically sensitive nature about
the content of any relevant international legal principles that litigation of
appellants claims would present, in acute form, many of the problems
that the separation of powers principles inherent in the act of state and
political question doctrines caution courts to avoid. The lack of clarity in,
and absence of consensus about, the legal principles invoked by appellants,
together with the political context of the challenged actions and the
PLOs impingement upon American foreign relations, lead to the
conclusion that appellants case is not the sort that is appropriate
for federal-court adjudication, at least not without an express grant of a
cause of action. I turn next to examine treaties, common law, congressional
enactments, and customary international law to determine whether any of these
sources of law provides a cause of action for appellants. In light of what has
been said, it would require a very clear showing that these other bodies of law
grant appellants a cause of action before my concerns about the principles of
separation of powers could be overcome. But, as will be seen, there is no clear
grant of a cause of action to be found. In truth, the law concerning treaties
and customary international law of its own force appears actually to deny
appellants any cause of action. III. Treaties of the United States, though the law of the land, do not
generally create rights that are privately enforceable in courts. Foster v.
Neilson,
27 U.S. (2 Pet.) 253,
314, 7 L.Ed. 415 (1829), overruled on other grounds, United States v.
Percheman, 32 U.S. (7
Pet.) 51, 8 L.Ed. 604 (1883); Canadian Transport Co. v. United States, 663 F.2d 1081, 1092
(D.C.Cir.1980); Dreyfus v. Von Finck, 534 F.2d 24, 29-30 (2d Cir.), cert. denied,
429 U.S. 835, 97 S.Ct. 102, 50 L.Ed.2d 101 (1976). Absent authorizing
legislation, an individual has access to courts for enforcement of a
treatys provisions only when the treaty is self-executing, that is,
when it expressly or impliedly provides a private right of action. Head
Money Cases, 112 U.S. 580,
598-99, 5 S.Ct. 247, 253-54, 28 L.Ed. 798 (1884); Z & F Assets
Realization Corp. v. Hull, 114 F.2d 464, 470-71 (D.C.Cir.1940), affd on
other grounds, 311 U.S. 470,
489, 61 S.Ct. 351, 355, 85 L.Ed. 288 (1941); Mannington Mills, Inc. v.
Congoleum Corp., 595 F.2d at 1298. When no right is explicitly stated, courts
look to the treaty as a whole to determine whether it evidences an intent to
provide a private right of action. See Diggs v. Richardson, 555 F.2d 848, 851
(D.C.Cir.1976). In Count III of the complaint, appellants alleged that defendants
violated the following treaties of the United States: Geneva Convention Relative to the Protection of Civilian
Persons in Time of War, Aug. 12, 1949, 6 U.S.T. 3516, T.I.A.S. No. 3365, 75
U.N.T.S. 287; Articles 1 and 2 of the Charter of the United Nations,
June 26, 1945, 59 Stat. 1031, T.S. No. 993; Convention With Respect to the Laws and Customs of War
on Land, July 29, 1899, 32 Stat. 1803, T.S. No. 403; Convention Respecting the
Laws and Customs of War on Land, Oct. 18, 1907, 36 Stat. 2277, T.S. No. 539
(Hague Conventions); Geneva Convention Relative to the Treatment of Prisoners
of War, Aug. 12, 1949, 6 U.S.T. 3316, T.I.A.S. 3364, 75 U.N.T.S. 135; Convention to Prevent and Punish the Acts of Terrorism
Taking the Forms of Crime Against Persons and Related Extortion That Are of
International Significance, Feb. 2, 1971, 27 U.S.T. 3949, T.I.A.S. No. 8413
(Organization of American States (OAS) Convention); Protocols I and II to the Geneva Conventions of 12
August 1949, June 7, 1977, Diplomatic Conference on Reaffirmation and
Development of International Humanitarian Law Applicable in Armed [*809] [**419] Conflict,
reprinted in 16 I.L.M. 1391, 1442 (1977); Declaration on Principles of International Law
Concerning Friendly Relations and Co-operation Among States in Accordance with
the Charter of the United Nations, G.A.Res. 2625, 25 U.N.GAOR Supp. (No. 28) at
121, U.N.Doc. A/8028 (1970); Universal Declaration of Human Rights, G.A.Res. 217,
U.N. 3 GAOR, U.N.Doc. 1/777 (1948); International Covenant on Civil and Political Rights,
Annex to G.A.Res. 2200, 21 U.N.GAOR Supp. (No. 16) at 52, U.N.Doc. A/6316
(1966); Basic Principles for the Protection of Civilian
Populations in Armed Conflicts, G.A.Res. 2675, 25 U.N.GAOR Supp. (No. 28) at
76, U.N.Doc A/8028 (1970); Convention on the Prevention and Punishment of the Crime
and Genocide, Dec. 9, 1948, 78 U.N.T.S. 277; Declaration of the Rights of the Child, G.A.Res. 1386,
14 U.N.GAOR Supp. (No. 16) at 19, U.N. Doc. A/4354 (1959); and American Convention on Human Rights, Nov. 22, 1969,
O.A.S. Official Records OEA/Ser. K/XVI/1.1, Doc. 65, Rev. 1, Corr. 1, reprinted
in 9 I.L.M. 101 (1970), 65 Am.J.Intl L. 679 (1971). Only the first five of these alleged treaties are treaties
currently binding on the United States. See Treaties Affairs Staff, Office of
the Legal Adviser, Department of State, Treaties in Force (1983). Even if the
remaining eight are relevant to Count II of the complaint as evidence of
principles of international law, they are not treaties of the United States.
Since Count III (tortious actions in violation of the treaties of the United
States) purports to state a cause of action distinct from that stated in Count
II (tortious actions in violation of the law of nations), the last eight of the
thirteen alleged treaties of the United States can provide no basis for
jurisdiction over the claims in Count III under the treaty components of
sections 1331 and 1350. Of the five treaties in force, none provides a private right of
action. Three of themthe Geneva Convention for the Protection of
Civilian Persons in Time of War, the Geneva Convention Relative to the
Treatment of Prisoners of War, and the OAS Convention to Prevent and Punish
Acts of Terrorismexpressly call for implementing legislation. A
treaty that provides that party states will take measures through their own laws
to enforce its proscriptions evidences its intent not to be self-executing. See
Foster v. Neilson, 27 U.S. (2 Pet.) at 311-14, 7 L.Ed. 415; United States v.
Postal,
589 F.2d 862, 876-77 (5th Cir.), cert. denied, 444 U.S. 832, 100 S.Ct. 61, 62
L.Ed.2d 40 (1979). These three treaties are therefore not self-executing.
Indeed, with respect to the first Geneva Convention, one court has already so
held. Huynh Thi Anh v. Levi, 586 F.2d 625, 629 (6th Cir.1978). Articles 1 and 2 of the United Nations Charter are likewise not
self-executing. They do not speak in terms of individual rights but impose
obligations on nations and on the United Nations itself. They address states,
calling on them to fulfill in good faith their obligations as members of the
United Nations. Sanctions under article 41, the penultimate bulwark of the
Charter, are to be taken by states against other states. Articles 1 and 2,
moreover, contain general purposes and principles, some of
which state mere aspirations and none of which can sensibly be thought to have
been intended to be judicially enforceable at the behest of individuals. [FN16]
These considerations compel the conclusion that articles 1 and 2 of the U.N.
Charter were not intended to give individuals the right to enforce them in
municipal courts, particularly since appellants have provided no evidence of a
contrary intent. See Pauling v. McElroy, 164 F.Supp. 390, 393 (D.D.C.1958),
affd, 278 F.2d 252 (D.C.Cir.), cert. denied, [*810] [**420] 364 U.S. 835,
81 S.Ct. 61, 5 L.Ed.2d 60 (1960); Dreyfus v. Von Finck, 534 F.2d at 30; People
of Saipan v. Department of Interior, 502 F.2d 90, 100-03 (9th Cir.1974) (Trask,
J., concurring), cert. denied, 420 U.S. 1003, 95 S.Ct. 1445, 43 L.Ed.2d 761
(1975); Sei Fujii v. State, 38 Cal.2d 718, 242 P.2d 617 (1952). FN16. For example, private enforcement of what
is perhaps the fundamental principle of the Charterthe nonaggression
principle of article 2, section 4would flood courts throughout the
world with the claims of victims of alleged aggression (claims that would be
extremely common) and would seriously interfere with normal diplomacy. The Hague Conventions similarly cannot be construed to afford
individuals the right to judicial enforcement. Although the Conventions contain
no language calling for implementing legislation, they have never been regarded
as law private parties could enforce. If they were so regarded, the code of
behavior the Conventions set out could create perhaps hundreds of thousands or
millions of lawsuits by the many individuals, including prisoners of war, who
might think their rights under the Hague Conventions violated in the course of
any large-scale war. Those lawsuits might be far beyond the capacity of any
legal system to resolve at all, much less accurately and fairly; and the courts
of a victorious nation might well be less hospitable to such suits against that
nation or the members of its armed forces than the courts of a defeated nation
might, perforce, have to be. Finally, the prospect of innumerable private suits
at the end of a war might be an obstacle to the negotiation of peace and the
resumption of normal relations between nations. It is for these reasons that
the Conventions are best regarded as addressed to the interests and honor of
belligerent nations, not as raising the threat of judicially awarded damages at
wars end. The Hague Conventions are not self-executing. The Second
Circuit has drawn the same conclusion, Dreyfus v. Von Finck, 534 F.2d at 30, and
appellants have pointed to no case holding otherwise in the more than
three-quarters of a century since the Conventions were adopted. None of the five treaties relied on by appellants thus even
impliedly grants individuals the right to seek damages for violation of their provisions.
Appellants have, therefore, failed to state a cause of action for violation of
any treaties of the United States. Count III of their complaint, consequently,
does not come within the arising-under jurisdiction of section 1331. Nor does
it come within section 1350, because this provision, like section 1331, is
merely a jurisdiction-granting statute and not the implementing legislation
required by non-self-executing treaties to enable individuals to enforce their
provisions. See Dreyfus v. Von Finck, 534 F.2d at 28 (affirming dismissal for lack
of cause of action under treaties in suit by alien where jurisdiction expressly
based on sections 1331 and 1350). [FN17] FN17. Because none of the treaties cited by
appellants provides them a cause of action, it is unnecessary to decide whether
any of the treaties imposes duties on parties such as appellees here. Thus, in
particular, there is no need to inquire into the contacts with the United
States of appellees and their actions. That inquiry is also unnecessary for a
decision on Count II of appellants complaint, as I conclude that
appellants have no cause of action for that count on grounds independent of the
closeness of appellees United States contacts. IV. Appellants argument that they may recover damages for
violations of international law is simple. International law, they point out,
is part of the common law of the United States. This proposition is
unexceptionable. See, e.g., The Paquete Habana, 175 U.S. 677, 20 S.Ct.
290, 44 L.Ed. 320 (1900); United States v. Smith, 18 U.S. (5 Wheat.) 153, 5
L.Ed. 57 (1820). But appellants then contend that federal common law automatically
provides a cause of action for international law violations, as it would for
violations of other federal common law rights. I cannot accept this conclusion.
[FN18] FN18. The district court rejected it on the
general ground that an action predicated on
norms of
international law must have at its basis a specific right to a private
claim found in international law itself. 517 F.Supp. at 549. That
formulation is very likely too strong, as it would seem to deny Congress the
power to provide individuals a statutory right of action to seek damages for
international law violations not actionable under international law itself. [*811] [**421] Appellants argument reflects a confusion of two
distinct meanings of common law. That term has long
referred to the body of court-made law whose origins can be traced to the
medieval English legal system. It has also come to refer generally to law
(mostly court-made) not based on a statute or constitution. Federal
common law, in particular, has been used to refer generally
to federal rules of decision where the authority for a federal rule is not
explicitly or clearly found in federal statutory or constitutional
command. P. Bator, P. Mishkin, D. Shapiro & H. Wechsler, Hart and
Wechslers The Federal Courts and the Federal System 770 (2d ed. 1973)
(Hart & Wechsler). To say that international law is
part of federal common law is to say only that it is nonstatutory and nonconstitutional
law to be applied, in appropriate cases, in municipal courts. It is not to say
that, like the common law of contract and tort, for example, by itself it
affords individuals the right to ask for judicial relief. Thus, the step appellants would have us takefrom the
phrase common law to the implication of a cause of
actionis not a simple and automatic one. Neither is it advisable. The
considerations of separation of powers rehearsed above provide ample reason for
refusing to take a step that would plunge federal courts into the foreign
affairs of the United States. Appellants, seeking to recover for a violation of international
law, might look to federal statutes either for a grant of a cause of action or
for evidence that a cause of action exists. These notions may be quickly
dismissed. The only plausible candidates are the two jurisdictional statutes
relied on by appellants, sections 1331 and 1350 of Title 28 of the United
States Code. Neither of those statutes either expressly or impliedly grants a
cause of action. Both statutes merely define a class of cases federal courts
can hear; they do not themselves even by implication authorize individuals to
bring such cases. As the Supreme Court has stated, [t]he Judicial
Code, in vesting jurisdiction in the District Courts, does not create causes of
action, but only confers jurisdiction to adjudicate those arising from other
sources which satisfy its limiting provisions. Montana-Dakota
Utilities Co. v. Northwestern Public Service Co., 341 U.S. 246, 249, 71
S.Ct. 692, 694, 95 L.Ed. 912 (1951). See also Dreyfus v. Von Finck, 534 F.2d at 28
(neither 1331 nor 1350 grants a cause of action). Although the jurisdictional statutes relied on by appellants
cannot be read to provide a cause of action, those statutes might conceivably
provide evidence of Congress recognition (as opposed to creation) of
one. Appellants do not suggest that section 1331 is evidence of any such recognition,
as nothing in its language or history could support such a reading. Rather,
appellants focus on section 1350, which is concerned expressly and only with
international law (treaties and customary international law) and therefore
might suggest that Congress understood, when providing jurisdiction through
section 1350, that some individuals would be able to take advantage of that
jurisdiction because they had causes of action for torts committed in violation
of the law of nations. [FN19] FN19. Appellants argue that a
citizens access to federal courts to seek damages for a tort
committed in violation of international law should be the same as an
aliens access. International laws special concern for
aliens might suggest to the contrary, see L. Henkin, R. Pugh, O. Schachter
& H. Smit, supra, at 685-803, 805, and the restriction of section 1350 to
aliens might reflect that concern. This question need not be pursued, however,
since, for reasons having nothing to do with appellants citizenship,
they have no cause of action in this case. The broadest reading of section 1350 as evidence of congressional
recognition of such a cause of action is that it merely requires that a
plaintiff prove that the actions complained of violated international law. If
that jurisdictional prerequisite is met, according to appellants, the plaintiff
has a cause of action for tort damages, as he would for any tort. This approach
is adopted by the Second Circuit in Filartiga, as well as by Judge
Edwards. I believe, nonetheless, that this construction of section 1350 must be
rejected for several reasons. [*812] [**422] First, appellants broad reading would have to
apply equally to actions brought to recover damages for torts committed in
violation of treaties, since treaties stand in exactly the same position in
section 1350 as principles of customary international law (the law of nations).
Such an application would render meaningless, for alien plaintiffs, the
well-established rule that treaties that provide no cause of action cannot be
sued on without (express or implied) federal law authorization. See supra p. 784. Judge Edwards approach, as well as the analysis of the
Second Circuit in Filartiga, would also make all United States treaties
effectively self-executing. As appellants here seek evidence of a cause of
action to vindicate an asserted international law right that they do not assert
itself affords them a private right of action, their claim is
indistinguishable, under the language of section 1350, from a claim brought to
vindicate rights set forth in a non-self-executing treaty. In addition, appellants construction of section 1350 is
too sweeping. It would authorize tort suits for the vindication of any
international legal right. As demonstrated below, that result would be
inconsistent with the severe limitations on individually initiated enforcement
inherent in international law itself, and would run counter to constitutional
limits on the role of federal courts. Those reasons demand rejection of
appellants construction of section 1350 unless a narrow reading of
the provision is incompatible with congressional intent. There is no evidence,
however, that Congress intended the result appellants suggest. What is known of the origins of section 1350 was perhaps best
described by Judge Friendly in IIT v. Vencap, Ltd., 519 F.2d 1001, 1015
(2d Cir.1975): This old but little used section is a kind of legal
Lohengrin;
no one seems to know whence it came. Section
1350 was enacted, in almost its current form, as part of the Judiciary Act of
1789, ch. 20, 1 Stat. 73, 77. [FN20] I have discovered no direct evidence of
what Congress had in mind when enacting the provision. The debates over the
Judiciary Act in the Housethe Senate debates were not
recordednowhere mention the provision, not even, so far as we are
aware, indirectly. See 1 Annals of Cong. 782-833 (J. Gales ed. 1789). FN20. Section 1350, the Alien Tort Claims Act,
was enacted by the First Congress in section 9 of the Judiciary Act of
September 24, 1789, ch. 20, 1 Stat. 73, 76-77. The original statute read:
[T]he district courts
shall
have cognizance,
concurrent with the courts of the several States, or the circuit courts, as the
case may be, of all causes where an alien sues for a tort only in violation of
the law of nations or a treaty of the United States. Historical research has not as yet disclosed what section 1350 was
intended to accomplish. The fact poses a special problem for courts. A statute
whose original meaning is hidden from us and yet which, if its words are read
incautiously with modern assumptions in mind, is capable of plunging our nation
into foreign conflicts, ought to be approached by the judiciary with great circumspection.
It will not do simply to assert that the statutory phrase, the law of
nations, whatever it may have meant in 1789, must be read today as
incorporating all the modern rules of international law and giving aliens
private causes of action for violations of those rules. It will not do because
the result is contrary not only to what we know of the framers
general purposes in this area but contrary as well to the appropriate, indeed
the constitutional, role of courts with respect to foreign affairs. What little relevant historical background is now available to us
indicates that those who drafted the Constitution and the Judiciary Act of 1789
wanted to open federal courts to aliens for the purpose of avoiding, not
provoking, conflicts with other nations. The Federalist No. 80 (A. Hamilton). A
broad reading of section 1350 runs directly contrary to that desire. It is also
relevant to a construction of this provision that until quite recently nobody
understood it to empower courts to entertain cases like this [*813] [**423] one or like Filartiga. [FN21] As Justice
Frankfurter said in Romero v. International Terminal Operating Co., 358 U.S. 354, 379, 79
S.Ct. 468, 483, 3 L.Ed.2d 368 (1959): FN21. In nearly two hundred years,
jurisdiction has been predicated successfully under section 1350 only three
times. Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir.1980) (jurisdiction
over allegation of official torture not ratified by officials state);
Adra v. Clift, 195 F.Supp. 857 (D.Md.1961) (child custody dispute between two
aliens; wrongful withholding of custody is a tort, and defendants
falsification of childs passport to procure custody violated law of
nations); Bolchos v. Darrel, 3 F.Cas. 810 (D.S.C.1795) (No. 1607) (suit
for restitution of three slaves who were on board a Spanish ship seized as a
prize of war; treaty with France superseded law of nations; 1350 alternative
basis of jurisdiction). The considerations of history and policy which investigation has
illuminated are powerfully reinforced by the deeply felt and traditional
reluctance of this Court to expand the jurisdiction of the federal courts
through a broad reading of jurisdictional statutes. A reluctance which must be
even more forcefully felt when the expansion is proposed, for the first time,
eighty-three years after the jurisdiction has been conferred. In the case of section 1350, the period before the expansion was
proposed is more than twice eighty-three years. Though it is not necessary to the decision of this case, it may be
well to suggest what section 1350 may have been enacted to accomplish, if only
to meet the charge that my interpretation is not plausible because it would
drain the statute of meaning. The phrase law of nations has
meant various things over time. It is important to remember that in 1789 there
was no concept of international human rights; neither was there, under the
traditional version of customary international law, any recognition of a right
of private parties to recover. See, e.g., Hassan, International Human Rights
and the Alien Tort Statute: Past and Future, in Human Rights Symposium: Further
Commentary, 5 Hous.J.Intl L. 131, 139 (1982); Oliver, A Brief
Replication: The Big Picture and Mr. Schneebaums Reply, in Human
Rights Symposium: Further Commentary, 5 Hous.J.Intl L. 151, 153
(1982); 1 L. Oppenheim, International Law § 292 (2d ed. 1912), quoted
in Hassan, Panacea or Mirage? Domestic Enforcement of International Human
Rights Law: Recent Cases, 4 Hous.J.Intl L. 13, 26-27 (1981). See also
Hassan, supra, 4 Hous.J.Intl L. at 19-20. Clearly, cases like this
and Filartiga were beyond the framers contemplation. Id. at 24-26. That
problem is not avoided by observing that the law of nations evolves. It is one
thing for a case like The Paquete Habana to find that a rule has evolved so
that the United States may not seize coastal fishing boats of a nation with
which we are at war. It is another thing entirely, a difference in degree so
enormous as to be a difference in kind, to find that a rule has evolved against
torture by government so that our courts must sit in judgment of the conduct of
foreign officials in their own countries with respect to their own citizens.
The latter assertion raises prospects of judicial interference with foreign
affairs that the former does not. A different question might be presented if
section 1350 had been adopted by a modern Congress that made clear its desire
that federal courts police the behavior of foreign individuals and governments.
But section 1350 does not embody a legislative judgment that is either current
or clear and the statute must be read with that in mind. What kinds of alien tort actions, then, might the Congress of 1789
have meant to bring into federal courts? According to Blackstone, a writer
certainly familiar to colonial lawyers, the principal offences
against the law of nations, animadverted on as such by the municipal laws of
England, [were] of three kinds; 1. Violation of safe-conducts; 2. Infringement
of the rights of embassadors; and 3. Piracy. 4 W. Blackstone,
Commentaries 68, 72, quoted in 1 W.W. Crosskey, Politics and Constitution in
the History of the United States 459 (1953) (Crosskey). One
might suppose that these were the kinds of offenses for which Congress wished
to provide tort jurisdiction [*814] [**424] for suits by aliens in order to avoid
conflicts with other nations. [FN22] FN22. That Blackstone refers to these three
classes of offenses as not only violations of the law of nations, but censured
as such by the municipal law of England does not require the conclusion that in
America these three types of violations did not carry with them a private cause
of action for which section 1350 gave the necessary jurisdiction to federal
courts. The former colonies picked up the law of England as their own. As stated in the Preface to the American
Edition of Blackstone: The common law is as much the birth-right of
an American as of an Englishman. It is our law, as well as the law of England,
it having been brought thence, and established here as far forth as it was
found fitted to our institutions and the circumstances of the country.
W. Blackstone, Commentaries vii (1854) (emphasis in original). English
statutes, which were, of course, part of the municipal law, were also adopted
as part of American common law, to the extent that their collective
and equitable principles had become so interwoven with the common law, as to be
scarcely distinguishable therefrom. Fitch v. Brainerd, 2 Conn. 163
(1805), quoted in Jones, The Reception of the Common Law in the United States
in H. Jones, J. Kernochan, & A. Murphy, Legal Method: Cases and Text
Materials (1980). And at least some offenses against the law of nations, such
as violations of safe-conducts, resulted not only in criminal punishment but in
restitution for the alien out of the offenders effects. W.
Blackstone, Commentaries 69. The Constitution, of course, gave particular attention to piracy
and to the rights of ambassadors. Article I, section 8, links piracy and the
law of nations by granting Congress power to define and punish
Piracies and Felonies committed on the high Seas, and Offences against the Law
of Nations. And Article III, section 2, gives the Supreme Court
original jurisdiction over all Cases affecting Ambassadors, other
Public Ministers and Consuls. Section 9 of the Judiciary Act of 1789
(now section 1350) gave jurisdiction to district courts, concurrent with that
of state courts and circuit courts, over tort suits by aliens for violations of
the law of nations. Judiciary Act of 1789, ch. 20, § 9, 1 Stat. 73,
76-77. This may well have envisaged a tort like piracy (a citizen could use
diversity jurisdiction). [FN23] FN23. The crime of piracy was often defined as
piracy jure gentium piracy by the law of nations, as distinguished
from piracy by municipal law. E.g., 2 J. Moore, A Digest of International Law
§ 311, at 951-52 (1906); Dickinson, Is the Crime of Piracy Obsolete?,
38 Harv.L.Rev. 334, 335-36 (1925) (The Crime of Piracy ).
The crime of piracy was thought to be sufficiently defined by the law of nations.
The Federalist No. 42 (J. Madison) (The definition of piracies might,
perhaps, without inconveniency, be left to the law of nations; though a
legislative definition of them is found in most municipal codes. A definition
of felonies on the high seas, is evidently requisite.). Although the
Congress, in defining piracy in the Federal Crimes Act of 1790 confused the
concepts of piracy defined by the law of nations and piracy defined by
municipal law, Act of Apr. 30, 1790, ch. 9, § 8, 1 Stat. 112, 113- 14;
see The Crime of Piracy at 342-49, Congress later changed the definition in
reaction to the very first Supreme Court case construing section 8, United
States v. Palmer, 16 U.S. (3
Wheat.) 610, 4 L.Ed. 471 (1818). The new statute punished the
crime of piracy, as defined by the law of nations. Act of Mar. 3,
1819, ch. 77, § 5, 3 Stat. 510, 513- 14. See The Crime of Piracy at
342-49. Thus, Justice Story, in United States v. Smith, 18 U.S. (5 Wheat.) 71, 75, 5
L.Ed. 57 (1820), wrote that whether we advert to writers on the
common law, or the maritime law, or the law of nations, we shall find, that
they universally treat of piracy as an offence against the law of nations, and
that its true definition by that law is robbery upon the sea.
Furthermore, in a celebrated footnote of more than eight and one-half pages,
Justice Story showed that piracy is defined by the law of
nations. Id. at 75-84, 5 L.Ed. 57. Opening federal courts to tort suits based on
piracy would not, apparently, have involved courts in foreign relations since
piracy was, as stated in United States v. Smith, merely robbery on
the high seas. It could not be committed by nations, or by anyone acting for
reasons other than for plunder. According to Hackworth, when the acts
in question are committed from purely political motive, it is hardly possible
to regard them as acts of piracy involving all the important consequences which
follow upon the commission of that crime. G. Hackworth, Digest of
International Law § 203, at 681 (1941). The idea that section 9 of the original Judiciary Act, now section
1350, was concerned with the rights of ambassadors (and other foreign
representatives) is suggested by another provision of the statutes. Section 13
gave the Supreme Court such original and exclusive jurisdiction over all suits
against ambassadors as a court of law can have or exercise
consistently with the law of nations (emphasis added). Judiciary
[*815] [**425] Act of 1789,
ch. 20, § 13, 1 Stat. 73, 80-81. That section, however, gave the Court
original but not exclusive jurisdiction of all suits brought by
ambassadors, or other public ministers, or in which a consul, or vice consul,
shall be a party (emphasis added). This appears to tie in to the
grant of tort jurisdiction for suits by aliens in what is now section 1350.
(Section 1350s use of the broader term aliens may
merely indicate that the torts of piracy and violations of safe-conduct, which
would involve plaintiffs other than ambassadors, were included.) An intent to protect the rights of ambassadors is also plausible
historically. According to Crosskey, the Convention, in assigning to Congress
the power to define and punish
Offences against the Law of
Nations had in mind, aside from piracy, the rights of ambassadors.
Crosskey at 459. He draws this conclusion from the notoriety of a case
discussed by both Lord Mansfield, of the Court of Kings Bench, and by
Blackstone. An ambassador of the Czar had been arrested by his English
creditors, and, was, in the process somewhat roughed up before the
arrest was accomplished. Id. He demanded of the Queen that his
assailants be subjected to severe corporal
Punishment. Id. at 460. English law at the time, however, did
not permit punishment severe enough to satisfy the offended ambassador, who
protested to Czar Peter. The Czar demanded that the offenders be put to death.
As a result, the law was changed, giving the Chief Justice of Queens
Bench, among other members of the executive branch, the
power to try any offenses against ambassadors, and the Czar was placated.
Id.
at 461-62. This slightly ridiculous affair, according to
Crosskey, was well-known because of repeated comment upon it. Id. at 462. If this was
indeed the incident the Convention considered in allocating to Congress the
power to define and punish
Offences against the Law of
Nations, it may be that the First Congress, sensitive to the
international ramifications of denying ambassadors redress, enacted section
1350 to give ambassadors the option of bringing tort actions in federal courts
as well as in state courts. These thoughts as to the possible original intention underlying
section 1350 are admittedly speculative, and those who enacted the law may well
have had additional torts in mind. I offer these possibilities merely to show
that the statute could have served a useful purpose even if the larger tasks
assigned it by Filartiga and Judge Edwards are rejected. Moreover, if the offenses
against the law of nations listed by Blackstone constituted the torts the
framers of section 1350 had in mind, then the creation of federal jurisdiction
for the redress of aliens grievances would tend to ease rather than
inflame relations with foreign nations. That result comports with
Hamiltons expressed desire. Whether evidence so slim as to the
intended office of the statute provides materials from which courts today may
properly make substantive law is a jurisprudential issue with which, given the
grounds upon which I would place our decision, I need not grapple today. But
when courts go beyond the area in which there is any historical evidence, when
they create the substantive rules for topics such as that taken up in Filartiga or in Judge
Edwards formulations, then law is made with no legislative guidance
whatever. When that is so, it will not do to insist that the judges
duty is to construe the statute in order not to flout the will of Congress. On
these topics, we have, at the moment, no evidence what the intention of
Congress was. When courts lack such evidence, to construe
is to legislate, to act in the dark, and hence to do many things that, it is
virtually certain, Congress did not intend. Any correspondence between the will
of Congress in 1789 and the decisions of the courts in 1984 can then be only
accidental. Section 1350 can probably be adequately understood only in the
context of the premises and assumptions of a legal culture that no longer
exists. Perhaps historical research that is beyond the capacities of appellate
judges will lift the darkness that now envelops this topic, but that has not
yet occurred, and we should not attempt to anticipate what may or may not
become visible. [*816] [**426] Congress understanding of the law of
nations in 1789 is relevant to a consideration of whether Congress,
by enacting section 1350, intended to open the federal courts to the
vindication of the violation of any right recognized by international law.
Examining the meaning of the law of nations at the time
does not, contrary to my colleagues charges, avoid the
dictates of The Paquete Habana and limit the law
of nations to its 18th Century definition.
Edwards op. at 29. The substantive rules of international law may
evolve and perhaps courts may apply those new rules, but that does not solve
the problem of the existence of a cause of action. If plaintiffs were
explicitly provided with a cause of action by the law of nations, as it is
currently understood, this court mightsubject to considerations of
justiciabilitybe required by section 1350 to entertain their claims.
But, as discussed below, see infra pp. 816 - 819, international law today does
not provide plaintiffs with a cause of action. [FN24] FN24. Nor is there any significance to the
fact that in The Paquete Habana the court assumed a private cause of action to
exist. That case involved a branch of the law of nationsprize
jurisdiction under maritime lawwhich had long recognized the right of
private enforcement. That, as will be shown, is not universally true of
international law and most particularly is not true of the area in which this
case falls. Recognition of suits presenting serious problems of interference
with foreign relations would conflict with the primary purpose of the adoption
of the law of nations by federal lawto promote Americas
peaceful relations with other nations. See The Federalist No. 80 (A. Hamilton);
The Federalist No. 83 (A. Hamilton). Judge Edwards cites this rationale as a
reason for reading section 1350 as creating a cause of action for private
parties. The inference from that rationale seems to me, however, to run in
precisely the opposite direction. Adjudication of international disputes of
this sort in federal courts, disputes over international violence occurring
abroad, would be far more likely to exacerbate tensions with other nations than
to promote peaceful relations. Under the possible meaning I have sketched, section
1350s current function would be quite modest, unless a modern
statute, treaty, or executive agreement provided a private cause of action for
violations of new international norms which do not themselves contemplate private
enforcement. Then, at least, we would have a current political judgment about
the role appropriate for courts in an area of considerable international
sensitivity. V. Whether current international law itself gives appellants a cause
of action requires more extended discussion. Appellants claim, in
Count II of their complaint, is that appellees have committed the
torts of terror, torture, hostage-taking and genocide,
Brief for Appellants at 29, in violation of various customary principles of
international law. Such principles become law by virtue of the
general assent of civilized nations. The Paquete Habana, 175 U.S. at 694, 20
S.Ct. at 297. Unlike treaties and statutes, such law is not authoritatively
pronounced by promulgation in a written document but must be found in the
customs and usages of civilized nations as evidenced by the
works of jurists and commentators. Id. at 700, 20 S.Ct. at
299; see Statute of the International Court of Justice, art. 38, 59 Stat. 1055
(1945), T.S. No. 993; Restatement of the Foreign Relations Law of the United
States (Revised) §§ 102-103, at 24-38 (Tent. Draft No. 1,
1980). Consequently, any cause of action that might exist, like the precise
meaning of the customary principles themselves, must be inferred from the
sources that are evidence of and attempt to formulate the legal rules. The
district court found, and appellants have not argued to the contrary, that none
of the documents appellants have put forth as stating the international legal
principles on which they rely expressly state that individuals can bring suit
in municipal courts to enforce the specified rights. See 517 F.Supp. at 548-49.
Moreover, we have been pointed to nothing in their language, [*817] [**427] structure, or
circumstances of promulgation that suggests that any of those documents should
be read as implicitly declaring that an individual should be able to sue in
municipal courts to enforce the specified rights. In any event, there is no need
to review those documents and their origins in further detail, for, as a
general rule, international law does not provide a private right of action, and
an exception to that rule would have to be demonstrated by clear evidence that
civilized nations had generally given their assent to the exception. Hassan, supra, 4
Hous.J.Intl L. at 26-27. International law typically does not authorize individuals to
vindicate rights by bringing actions in either international or municipal
tribunals. Like a general treaty, the law of nations has
been held not to be self-executing so as to vest a plaintiff with individual
legal rights. Dreyfus v. Von Finck, 534 F.2d at 31
(quoting Pauling v. McElroy, 164 F.Supp. at 393). [T]he usual
method for an individual to seek relief is to exhaust local remedies and then
repair to the executive authorities of his own state to persuade them to
champion his claim in diplomacy or before an international tribunal. Banco
Nacional de Cuba v. Sabbatino, 376 U.S. at 422-23, 84 S.Ct. at 937-38. This general relegation of individuals to a derivative role in the
vindication of their legal rights stems from [t]he traditional view
of international law
that it establishes substantive principles for
determining whether one country has wronged another. 376 U.S. at 422,
84 S.Ct. at 937. One scholar explained the primary role of states in
international law as follows: Since the Law of Nations is based on the common consent of
individual States, States are the principal subjects of International Law. This
means that the Law of Nations is primarily a law for the international conduct
of States, and not of their citizens. As a rule, the subjects of the rights and
duties arising from the Law of Nations are States solely and exclusively. 1 L. Oppenheim, International Law: A Treatise 19 (H. Lauterpacht
8th ed. 1955). Even statements of individuals rights or norms of
individual conduct that have earned the universal assent of civilized nations
do not become principles of international law unless they are used by
states for their common good and/or in dealings inter se. Lopes
v. Reederei Richard Schroder, 225 F.Supp. 292, 297 (E.D.Pa.1963) (footnote
omitted). See Cohen v. Hartman, 634 F.2d 318, 319 (5th Cir.1981)
(The standards by which nations regulate their dealings with one
another inter se constitute the law of nations. ); IIT
v. Vencap, Ltd., 519 F.2d at 1015 (ten commandments not international law for
this reason). [FN25] FN25. Further evidence that the Law
of Nations is primarily a law between States is the key role played
by nationality in the availability to individuals of international legal
protection. 1 L. Oppenheim, supra, at 640. Even nationals however, cannot
themselves generally invoke that protection: if individuals who
possess nationality are wronged abroad, it is, as a rule, their home State only
and exclusively which has a right to ask for redress, and these individuals
themselves have no such right. Id. (footnote omitted). If it is in large part because the Law of Nations is
primarily a law between States, 1 L. Oppenheim, supra, at 636, that
international law generally relies on an enforcement scheme in which
individuals have no direct role, that reliance also reflects recognition of
some other important characteristics of international law that distinguish it
from municipal law. Chief among these is the limited role of law in the
international realm. International law plays a much less pervasive role in the
ordering of states conduct within the international community than
does municipal law in the ordering of individuals conduct within
nations. Unlike our nation, for example, the international community could not
plausibly be described as governed by laws rather than men.
[I]nternational legal disputes are not as separable from politics as
are domestic legal disputes
. [*818] [**428] First
National City Bank v. Banco Nacional de Cuba, 406 U.S. at 775, 92 S.Ct. at 1816
(Powell, J., concurring in the judgment). International law, unlike municipal law (at least in the United
States), is not widely regarded as a tool of first or frequent resort and as
the last word in the legitimate resolution of conflicts. Nations rely chiefly
on diplomacy and other political tools in their dealings with each other, and
these means are frequently incompatible with declarations of legal rights.
Diplomacy demands great flexibility and focuses primarily on the future rather
than on the past, often requiring states to refrain, for the sake of their
future relations, from pronouncing judgment on past conduct. Cf. International
Association of Machinists & Aerospace Workers v. OPEC, 649 F.2d 1354, 1358
(9th Cir.1981), cert. denied, 454 U.S. 1163, 102 S.Ct. 1036, 71 L.Ed.2d 319
(1982). Since states adopt international law to improve their relations with
each other, it is hardly surprising in the current world that they should
generally retain for themselves control over the ability to invoke it. Nor is
it surprising that international law is invoked less often to secure
authoritative adjudications than it is to bolster negotiating positions or to
acquire public support for foreign-relations policies. By and large,
nations have resisted third-party settlement of their disputes and adjudicative
techniques have played a very limited role in their relations.
Bilder, Some Limitations of Adjudication as an International Dispute Settlement
Technique, 23 Va.J.Intl L. 1, 1 (1982) (footnote omitted). One
consequence is that international law has not been extensively developed
through judicial decisions. See L. Henkin, R. Pugh, O. Schachter & H. Smit,
supra, at 88 (The strongly political character of many
international issues accounts for the relative paucity of judicial decisions in
contemporary international law.). This remains true even as international law has become
increasingly concerned with individual rights. Some of the rights specified in
the documents relied upon by appellants as stating principles of international
law recognizing individual rights are clearly not expected to be judicially
enforced throughout the world. E.g., Universal Declaration of Human Rights,
G.A.Res. 217, 3 U.N.GAOR, U.N.Doc. 1/777 (1948) (right to life, liberty, and
security of person; right to freedom from arbitrary detention; right to leave
country; right to practice religion; right to speak and assemble; right to
freely elected government); International Covenant on Civil and Political
Rights, Annex to G.A.Res. 2200, 21 U.N.GAOR Supp. (No. 16) at 52, U.N.Doc.
A/6316 (1966) (similar list of rights); American Convention on Human Rights,
Nov. 22, 1969, O.A.S. Official Records OEA/Ser. K/XVI/1.1, Doc. 65, Rev. 1,
Corr. 1, reprinted in 9 I.L.M. 101 (1970), 65 Am.J.Intl L. 679 (1971)
(similar list of rights). Some of the key documents are meant to be statements
of ideals and aspirations only; they are, in short, merely precatory. See 1 L.
Oppenheim, supra, at 745; 19 Dept St.Bull, 751 (1948) (Universal
Declaration on Human Rights is not a treaty; it is not an
international agreement. It is not and does not purport to be a statement of
law or of legal obligation.) (remarks of U.S. representative to U.N.
General Assembly) (quoted in L. Henkin, R. Pugh, O. Schachter & H. Smit, supra, at 808). Some define
rights at so high a level of generality or in terms so dependent for their
meaning on particular social, economic, and political circumstances that they
cannot be construed and applied by courts acting in a traditional adjudicatory
manner. E.g., Universal Declaration of Human Rights, supra (rights to work, to
just compensation, to leisure, to adequate standard of living, to education, to
participation in cultural life); Declaration of the Rights of the Child,
G.A.Res. 1386, 14 U.N.GAOR Supp. (No. 16) at 19, U.N.Doc. A/4354 (1959) (rights
to opportunity to develop in normal manner, to grow up in atmosphere of
affection and of moral and material security, to develop abilities, judgment
and sense of moral and social responsibility, and to play). Some expressly
oblige states to enact implementing legislation, thus impliedly denying a
private cause of action. E.g., International Covenant on Civil and [*818] [**429] Political
Rights, art. 2, supra; [FN26] American Convention on Human Rights, art. 2, supra. FN26. The International Covenant on Civil and
Political Rights directs states to provide a forum for private vindication of
rights under the Covenant. That provision, however, should not be taken to
suggest the Covenant grants or recognizes a private right of action in
municipal courts in a case like this. First, the Covenant directs states to
provide forums only for the vindication of rights against themselves, not for
the vindication of rights against other states. It is only the latter that
raises all the political, foreign relations problems that lie behind
international laws general rule against private causes of action; thus,
even if the Covenant suggests recognition of a private cause of action for the
former, it does not do so for the latter. Second, the Covenant does not itself
say individuals can sue; rather, it leaves to states the fulfillment of an
obligation to create private rights of action. It is worth noting that the Human Rights
Committee established by article 41 of the Covenant provides for complaints
about a states conduct to be brought only by another state and then
only if the defendant state consents to the
Committees jurisdiction. An Optional Protocol, Annex to G.A.Res.
2200, 21 U.N. GAOR Supp. (No. 16) at 59, U.N. Doc. A/6316 (1966), provides for
individuals complaints. As of 1980, it had been signed by thirty
states; the United States is not among them. See L. Henkin, R. Pugh, O.
Schachter & H. Smit, Basic Documents Supplement to International Law 336
(1980). See generally Sohn, The New International Law: Protection of the Rights
of Individuals Rather than States, 32 Am.U.L.Rev. 1, 21-23 (1982). It may be doubted that courts should understand documents of this
sort as having been assented to as law by all civilized nations since
enforcement of the principles enunciated would revolutionize most societies.
For that reason, among others, courts should hesitate long before finding
violations of a law of nations evidenced primarily by the
resolutions and declarations of multinational bodies. See Note, Custom and
General Principles as Sources of International Law in American Federal Courts,
82 Colum.L.Rev. 751, 772-74, 780-83 (1982). In any event, many of the rights
they declare clearly were not intended for judicial enforcement at the behest
of individuals. The express provision in the European Convention for the
Protection of Human Rights and Fundamental Freedoms, Nov. 4, 1950, art. 25, 213
U.N.T.S. 221, E.T.S. 5, of an international tribunal to which individuals may
bring claims, thus evidencing states ability to provide private
rights of action when they wish to do so, is an extraordinary exception that
highlights the general absence of individual-complaint procedures. Even that
exception, moreover, is a far cry from the authorization of ordinary
municipal-court enforcement. Current international human rights law, in whatever
sense it may be called law, is doubtless growing. But it
remains true that even that branch of international law does not today
generally provide a private right of action. Appellants, therefore, are not granted a private right of action
to bring this lawsuit either by a specific international legal right or
impliedly by the whole or parts of international law. VI. In Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir.1980), the
Second Circuit, which did not address the issue of the existence of a cause of
action, held that section 1350 afforded jurisdiction over a claim brought by
Paraguayan citizens against a former Paraguayan official. The plaintiffs, a
father and daughter, alleged that the defendant had tortured his son, her
brother, in violation of international laws proscription of official
torture. To highlight what I believe should be the basis for our holding, it is
worth pointing out several significant differences between this case and Filartiga. First, unlike the defendants in this case, the defendant in Filartiga was a state official
acting in his official capacity. Second, the actions of the defendant in Filartiga were in violation of
the constitution and laws of his state and were wholly unratified by
that nations government. 630 F.2d at 889. Third, the
international law rule invoked in Filartiga was the proscription
of official torture, a principle that is embodied in numerous international
conventions and declarations, that is clear and [*820] [**430]
unambiguous in its application to the facts in Filartiga, id. at 884, and about
which there is universal agreement in the modern usage and practice
of nations. Id. at 883. Thus, in Filartiga the defendant was clearly the subject of
international-law duties, the challenged actions were not attributed to a
participant in American foreign relations, and the relevant international law
principle was one whose definition was neither disputed nor politically
sensitive. None of that can be said about this case. For these reasons, not all
of the analysis employed here would apply to deny a cause of action to the
plaintiffs in Filartiga. I differ with the Filartiga decision, however, because the court
there did not address the question whether international law created a cause of
action that the private parties before it could enforce in municipal courts.
For the reasons given, that inquiry is essential. VII. The opinions in this case are already too long and complex for me
to think it appropriate to respond in detail to Judge Edwards and
Judge Robbs arguments. A few points ought to be made, however, with
respect to each of the other concurring opinions. A. First, Judge Edwards attributes to me a number of positions that I
do not hold. See Edwards op. at 777. For example, far from rejecting
the four propositions he extracts from Filartiga, I accept the first
three entirely and also agree with the fourth, but in a more limited
formnamely, section 1350 opens the federal courts for
adjudication of rights already recognized by international law but
only when among those rights is that of individuals to enforce substantive
rules in municipal courts. Second, as noted earlier in this opinion, section 1350 provides
jurisdiction for tort actions alleging violations of the law of
nations and treaties of the United States. No
process of construction can pry apart those sources of substantive law; in
section 1350, they stand in parity. If, as Judge Edwards states and Filartiga assumes, section 1350
not only confers jurisdiction but creates a private cause of action for any
violation of the law of nations, then it also creates a
private cause of action for any violation of treaties of the United
States. This means that all existing treaties became, and all future
treaties will become, in effect, self-executing when ratified. This conclusion
stands in flat opposition to almost two hundred years of our jurisprudence, and
it is simply too late to discover such a revolutionary effect in this
little-noticed statute. This consideration alone seems to me an insuperable
obstacle to the reading Judge Edwards and Filartiga give to section 1350. Third, the implications of Judge Edwards
theorythat section 1350 itself provides the requisite cause of
actioncause him so much difficulty that he is forced to invent
limiting principles. Thus, the law enunciated in Filartiga is said to cover only
those acts recognized as international crimes, a category
which he supposes not to be as broad as the prohibitions of the law of nations.
This restriction may allay some, though by no means all, apprehensions about
what courts may get themselves and the United States into, but it comes out of
nothing in the language of section 1350. According to that statute,
jurisdiction exists as to any tort in violation of the law of nations. The alternative formulation my colleague
espouses requires even more legislation to tame its unruly nature. Recognizing
that this alternative formulation would open American
courts to disputes wholly involving foreign states, the
concurrence erects a set of limiting principles. Three kinds of suits only are
to be allowed: (1) by aliens for domestic torts committed on United States
territory and that injure substantial rights under
international law; (2) by aliens for universal crimes (no
matter where committed); and (3) by aliens [*821] [**431] against Americans for torts
committed abroad, where redress in American courts might preclude
international repercussions. Edwards op. at 788. Aside from
the unguided policy judgments which these definitions require, and whatever
else may be said of them, it is clear that these limitations are in no way
prescribed, or even suggested, by the language of section 1350. Rather, they
are imposed upon that language for reasons indistinguishable from ordinary
legislative prudence. The necessity for these judicially invented limitations
merely highlights the error in the reading given section 1350. Finally, in assessing a statute such as thisone whose
genesis and purpose are, to say the least, in considerable doubtsome
perspective is required. For a young, weak nation, one anxious to avoid foreign
entanglements and embroilment in Europes disputes, to undertake
casually and without debate to regulate the conduct of other nations and
individuals abroad, conduct without an effect upon the interests of the United
States, would be a piece of breathtaking follyso breathtaking as to
render incredible any reading of the statute that produces such results. It is anomalous to suggest that such a reading is supported by
Alexander Hamiltons concern, expressed in The Federalist No. 80, that
aliens grievances be redressable in federal courts. Hamilton was
defending judicial authority which extended to all those [cases]
which involve the PEACE of the CONFEDERACY, whether they relate to the
intercourse between the United States and foreign nations, or to that between
the States themselves. The Federalist No. 80 (A. Hamilton). His
concerns were very largely met by federal diversity jurisdiction, and, it would
seem, would be entirely met by a section 1350 which had the historical meaning
I have suggested above as plausible. If section 1350 had been designed to provide aliens with redress
in order to place in federal courts all those disputes about treaties and international
law that might provoke international incidents, the jurisdiction given would
not have been limited to torts only. The concurrences response to
this observation is to surmise a compromise for which there
is absolutely no historical evidence. But the trouble goes deeper than this. Judge Edwards
reading of the statute gives federal jurisdiction to suits between aliens for
violations of international law and treaties of the United States. He suggests
that this is proper because [a] denial of justice might create the
perception that the United States is siding with one party, thereby affronting
the state of the other. Edwards op. at 784 n. 13. This
turns Hamiltons argument on its head. A refusal by a United States
court to hear a dispute between aliens is much less offensive to the states
involved than would be an acceptance of jurisdiction and a decision on the
merits. In the latter case, the state of the losing party would certainly be
affronted, particularly where the United States interests are not
involved. The United States would be perceived, and justly so, not as a nation
magnanimously refereeing international disputes but as an officious interloper
and an international busybody. Indeed, it seems to me that Judge Edwards interpretation
would require us to hear this case, thus thrusting the United States into this
improper and undesirable role. It can be argued that appellants here have
alleged official torture: the complaint alleges that the
PLO, in carrying out its attack, which the complaint alleges to have included
torture, was acting at the behest of and in conjunction with Libya. Viewed this
way, this case is indistinguishable from Filartiga, and as such, Judge
Edwards approach would force us to hear it. In entertaining such a
suit, one of the issues would be whether the relationship between the PLO and
Libya constituted that of agent and principal, so that Libya should be held
responsible for the PLOs actions. The prospect of a federal court
ordering discovery on such an issue, to say nothing of actually deciding it,
is, or ought to be, little short of terrifying. If anything is likely to [*822] [**432] disturb the
PEACE of the CONFEDERACY, this is. If more needs to be said against the construction my colleague and
the Filartiga court would give section 1350, it may be observed that their
interpretation runs against the grain of the Constitution. It does so by
confiding important aspects of foreign relations to the Article III judiciary
despite the fact that the Constitution, in Article II and Article I, places
that responsibility in the President and Congress. That is the fundamental
reason I have argued that it is improper for judges to infer a private cause of
action not explicitly granted. B. Judge Robb misapprehends my position, equating it, in many
respects, with Judge Edwards. I have not read section 1350 as
authorizing the courts to enter into sensitive areas of foreign policy: quite
the contrary. As I have suggested, the statute probably was intended to cover
only a very limited set of tort actions by aliens, none of which is capable of
adversely affecting foreign policy. Since international law does not, nor is it
likely to, recognize the capacity of private plaintiffs to litigate its rules
in municipal courts, as a practical matter only an act of Congress or a treaty
negotiated by the President and ratified by the Senate could create a cause of
action that would direct courts to entertain cases like this one. Should such
an improbable statute or treaty come into existence, it will be time to ask
whether the constitutional core of the political question doctrine precludes
jurisdiction. That inquiry would necessarily be constitutional in scope, for
the prudential aspect of the doctrine would be insufficient to deny
jurisdiction if Congress had tried to do what Filartiga supposes. Judge Robb
apparently thinks that the constitutional core applies, since he invokes the
political question doctrine without even inquiring whether the statute applies
to a case like this. Judge Robb chides me for stating that the PLO bears
significantly upon the foreign relations of the United States. He
states that I thereby give that organization more in the way of
official recognition than [it] has ever before gained from any institution of
the national government. As it happens, that is not correct. Numerous
officials of the United States have discussed the problems posed by the PLO for
American foreign policy, including the President and the Secretary of State.
[FN27] Judicial circumspection is certainly an admirable quality, but a court
need not be so demure that it cannot even mention what the world knows and the
highest officials of our government publicly discuss. It is, moreover,
particularly startling to see the case for such extraordinary prudence made in
an opinion that itself contains clear implications of responsibility for
worldwide terrorism. It is surely self-defeating to engage in such speculations
in order to avoid making the milder observation that the PLO affects our
foreign relations. FN27. See, e.g., Meeting with Hispanic, Labor,
and Religious Press, 19 Weekly Comp.Pres.Doc. 1245, 1248-49 (Sept. 14, 1983)
(President Reagans response to question: [O]ne of the
reasons why we would never negotiate with the PLO, [is] because they openly
said they denied the right of Israel to be a nation.); Foreign and
Domestic Issues, Question-and-Answer Session with Reporters, 19 Weekly
Comp.Pres.Doc. 643, 647-48 (May 4, 1983) (President Reagans response
to question: [A]re they going to stand still for their interests
being neglected on the basis of an action taken by this group, the PLO, which,
as I say, was never elected by the Palestinian people?); N.Y. Times,
Nov. 10, 1983, at A12, col. 5 (remarks of Under Secretary of State for
Political Affairs Lawrence S. Eagleburger). And, most recently, the New York
Times reported on its front page Secretary of State George P. Shultzs
comments that the outcome of the struggle within the Palestine
Liberation Organization was certain to have major
implications for the future of the American-sponsored peace efforts
in the Middle East. N.Y. Times, Nov. 20, 1983, at A1, col. 5. Were the matter mine to decide, I would probably agree that the
constitutional core of the political question doctrine bars this or any similar
action. But I am bound by Supreme Court precedent and that precedent, in
general and as it bears in particular upon the constitutional component of the
doctrine, is most unclear. For that reason, [*823] [**433] and others I
have specified, see supra pp. 803 & note 8, it seems better to rest
the case upon the grounds I have chosen. The result is the same. I would have
said that this course has the additional virtue of giving guidance to the bar,
but, as matters have turned out, the three opinions we have produced can only
add to the confusion surrounding this subject. The meaning and application of
section 1350 will have to await clarification elsewhere. Since section 1350
appears to be generating an increasing amount of litigation, it is to be hoped
that clarification will not be long delayed. In the meantime, it is impossible
to say even what the law of this circuit is. Though we agree on nothing else, I
am sure my colleagues join me in finding that regrettable. ROBB, Senior Circuit Judge: I concur in the result, but must withhold approval of the
reasoning of my colleagues. Both have written well-researched and scholarly
opinions that stand as testaments to the difficulty which this case presents.
Both agree that this case must be dismissed though their reasons vary greatly.
Both look backward to Filartiga v. Pena-Irala, 630 F.2d 876 (2d
Cir.1980), and forward to the future efforts of others maimed or murdered at
the hands of thugs clothed with power who are unfortunately present in great
numbers in the international order. But both Judges Bork and Edwards fail to
reflect on the inherent inability of federal courts to deal with cases such as
this one. It seems to me that the political question doctrine controls. This
case is nonjusticiable. A. This case involves standards that defy judicial application. Tort law requires both agreement on the action which constitutes
the tort and the means by which it can be determined who bears responsibility
for the unlawful injury. Federal courts are not in a position to determine the
international status of terrorist acts. Judge Edwards, for example, notes that
the nations of the world are so divisively split on the legitimacy of
such aggression as to make it impossible to pinpoint an area of harmony or
consensus. Edwards Opinion at 795. This nation has no difficulty with
the question in the context of this case, of course, nor do I doubt for a
moment that the attack on the Haifa highway amounts to barbarity in naked and
unforgivable form. No diplomatic posturing as represented in sheaves of United
Nations documentsno matter how high the pile might
reachcould convince me otherwise. But international
law, or the absence thereof, renders even the search for
the least common denominators of civilized conduct in this area an
impossible-to-accomplish judicial task. Courts ought not to engage in it when
that search takes us towards a consideration of terrorisms place in
the international order. Indeed, when such a review forces us to dignify by
judicial notice the most outrageous of the diplomatic charades that attempt to
dignify the violence of terrorist atrocities, we corrupt our own understanding
of evil. Even more problematic would be the single courts search
for individual responsibility for any given terrorist outrage. International
terrorism consists of a web that the courts are not positioned to unweave. To
attempt to discover the reach of its network and the origins of its design may
result in unintended disclosures imperiling sensitive diplomacy. This case
attempts to focus on the so-called P.L.O. But which P.L.O.? Arafats,
Habashs, or Syrias? And can we conceive of a successful
attempt to sort out ultimate responsibility for these crimes? Many believe that
most roads run East in this area. [FN1] Are courts prepared to travel [*824] [**434] these highways?
Are they equipped to do so? It is one thing for a student note-writer to urge
that courts accept the challenges involved. [FN2] It is an entirely different
matter for a court to be asked to conduct such a hearing successfully. The
dangers are obvious. To grant the initial access in the face of an overwhelming
probability of frustration of the trial process as we know it is an unwise
step. As courts could never compel the allegedly responsible parties to attend
proceedings much less to engage in a meaningful judicial process, they ought to
avoid such imbroglios from the beginning. FN1. See, e.g. Implementation of the Helsinki
Accords, Hearing Before the Commission on Security and Cooperation in Europe,
The Assassination Attempt on Pope John Paul II, 97th Cong., 2d Sess. 20
(Statement of Michael A. Ledeen) ([M]any terrorist organizations get
support from the Soviet Union and its many surrogates around the world. I do
not think there should be much doubt about the matter. The Russians train PLO
terrorists in the Soviet Union, supervise the training of terrorists from all
over the world in Czechoslovakiaor at least they did until recently,
according to a leading defector, General Jan Sejnaand work hand in
glove with countries like Libya, Cuba, and South Yemen in the training of
terrorists.) See also Adams, Lessons and Links of Anti-Turk
Terrorism, Wall St.J., Aug. 16, 1983, at 32, col. 6 (The Armenian Secret Army
for the Liberation of Armenia remains a prime suspect for the charge
of KGB manipulation of international terror. But in this area, one researcher
in the field advises, You will never find the smoking
gun.); Barron, KGB 151, 255-257 (1974); Barron, KGB Today:
The Hidden Hand, 21-22, 255-256 (1983). FN2. Note, Terrorism as a Tort in Violation of
the Law of Nations, 6 Fordham Intl L.J. (1982). B. This case involves questions that touch on sensitive matters of
diplomacy that uniquely demand a singlevoiced statement of policy by the
Government. Judge Borks opinion finds it necessary to treat the
international status of the P.L.O., and to suggest that that organization
bears significantly on the foreign relations of the United
States. Bork Opinion at 805. This is considerably more in the way of
official recognition than this organization has ever before gained from any
institution of the national government. I am not in a position to comment with
authority on any of these matters. There has been no executive recognition of
this group, and for all our purposes it ought to remain an organization
of whose existence we know nothing
United
States v. Klintock, 18 U.S. 144,
149 (5 Wheat.) 5 L.Ed. 55 (1820). As John Jay noted: It seldom
happens in the negotiations of treaties, of whatever nature, but that perfect
secrecy and immediate dispatch are sometimes requisite. The
Federalist, # 64, Jay (Paul L. Ford, ed.). What was then true about treaties
remains true for all manner of modern diplomatic contacts. It may be necessary
for our government to deal on occasion with terrorists. It is not, however, for
courts to wonder aloud as to whether these negotiations have, are, or will be
taking place. Western governments have displayed a near uniform reluctance to
engage in much discussion on the organization and operation of terrorist
groups, much less on any hidden contacts with them. [FN3] When a genre [*825] [**435] of cases
threatens to lead courts repeatedly into the area of such speculations, then
that is a signal to the courts that they have taken a wrong turn. The President
may be compelled by urgent matters to deal with the most undesirable of men.
The courts must be careful to preserve his flexibility and must hesitate to
publicize and perhaps legitimize that which ought to remain hidden and those
who deserve the brand of absolute illegitimacy. By jumping the political
question threshold here, my colleagues appear to be leading us in just the
opposite direction. FN3. C. Sterling, The Terror Network (1981).
Sterling repeatedly points out, and often criticizes, the reluctance of Western
governments to openly detail the international cooperation that girds most
terrorist activities. She writes: No single motive could explain the iron
restraint shown by Italy, West German, and all other threatened Western
governments in the face of inexorably accumulating evidence
. Both,
and all their democratic allies, also had compelling reasons of state to avoid
a showdown with the Soviet Union
. All were certainly appalled at the
thought of tangling with Arab rulers
. [P]olitical considerations were almost
certainly paramount for government leaders under seige who
wouldnt talk. Id. at 291, 294. Whatever the merits of
Sterlings criticisms of this near uniform silence, the fact remains
that our government, like those of its closest allies, is extremely wary of
publicity in this area. Commenting on the refusal of Western governments to
openly discuss the possibility of Soviet complicity in the attempt to
assassinate Pope John Paul II, Congressman Ritter, a member of the bipartisan
commission drawn from both the executive and legislative branches which is
charged with monitoring compliance with the Helsinki Accords, commented that
[t]he involved governments have stayed away from this hot potato for
a variety of reasons. Implementation of the Helsinki Accords, Hearing
Before the Commission on Security and Cooperation in Europe, The Assassination
Attempt on Pope John Paul II, supra, at 16. Both Sterlings book and the
hearings in which Congressman Ritter participated are indispensable background
reading for a court confronted with a question such as the one before us. These
and other texts bring home the hopelessness of any attempt by an American court
to trace a reliable path of responsibility for almost every terrorist outrage.
These labyrinths of international intrigue will admit no judicial Theseus. C. Questions connected to the activities of terrorists have
historically been within the exclusive domain of the executive and legislative
branches. The conduct of foreign affairs has never been accepted as a
general area of judicial competence. Particular exceptions have, of course,
arisen. When the question is precisely defined, when the facts are
appropriately clear, the judiciary has not hesitated to decide cases connected
with American foreign policy. [FN4] FN4.
See, e.g., Haig v. Agee, 453
U.S. 280, 292, 101 S.Ct. 2766, 2774, 69 L.Ed.2d 640 (1981)
(Matters intimately related to foreign policy are rarely proper
subjects for judicial intervention.); Dames & Moore v. Regan, 453 U.S. 654, 101 S.Ct.
2972, 69 L.Ed.2d 918 (1981). But cases which would demand close scrutiny of terrorist acts are
far beyond these limited exceptions to the traditional judicial reticence displayed
in the face of foreign affairs cases. That traditional deference to the other
branches has stemmed, in large part, from a fear of undue interference in the
affairs of state, not only of this nation but of all nations. Judge Mulligan,
writing in Hunt v. Mobil Oil Corp., 550 F.2d 68 (2d Cir.), cert. denied 434 U.S.
984, 98 S.Ct. 608, 54 L.Ed.2d 477 (1977), warned that a Serbian
Bog awaits courts that inquire into the policies of foreign
sovereigns. Id. at 77. A model of judicial deference, appropriately invoked, is Diggs
v. Richardson, 555 F.2d 848 (D.C.Cir.1976). In that case this court was asked
to enforce a United Nations Security Council Resolution. This court ruled in
effect that the matter was nonjusticiable, and a part of the reasoning
supporting that conclusion was that the Resolution did not provide specific
standards suitable to conventional adjudication. Id. at 851. The court
added that the standards that were supplied were foreign to the
general experience and function of American courts. Id. In refusing to allow
the case to be jimmied into our judicial process, the court was fully aware
that its deference did not abdicate all American participation in the issues
raised by the Resolution. Our nations involvement in the diplomatic
arena was in no way circumscribed by judicial circumspection. Similarly, the issues raised by this case are treated regularly by
the other branches of the national government. One need only review the work of
the Subcommittee on Security and Terrorism of the Senate Committee on the
Judiciary to recognize that the whole dangerous dilemma of terrorism and the
United States response to it are subjects of repeated and thorough inquiry.
See, e.g., Historical Antecedents of Soviet Terrorism Before the Subcomm. on
Security and Terrorism of the Senate Comm. on Judiciary, 97th Cong., 1st Sess.
1 (1981). See also, Extradition Reform Act of 1981: Hearings on H.R. 5227
Before the Subcomm. on Crime of the House Comm. on the Judiciary, 97th Cong.,
2d Sess. 1 (1982). The executive branch is also deeply involved in the
monitoring and attempted control of terrorist activities. See, e.g., The Role
of Cuba in International Terrorism and Subversion, Intelligence Activities of
the DGI, Before the Subcomm. on Security and Terrorism of the Senate Comm. on
Judiciary, 97th Cong., 2d Sess. 85 (1982) (statement of Fred C. Ikle,
Undersecretary of Defense for Policy). The President has repeatedly
demonstrated his concern that terrorism be combated, both in his statements at
home, and in the declarations that have accompanied his meetings with our
allies. See 18 Weekly Compilation of Presidential Documents, 35, 575, 763, 783,
1352 (1982). It is thus obvious that even with this declaration of
nonjusticiability by the court, the work of tracing and assessing
responsibility for terrorist acts will continue by those parts of the
government which by [*826] [**436] tradition and accumulated expertise are far better
positioned than the courts to conduct such inquiries. D. Cases such as this one are not susceptible to judicial
handling. As noted above in section A, the pragmatic problems associated
with proceedings designed to bring terrorists to the bar are numerous and
intractable. One other note must be added. Courts have found it extremely
difficult to apply the political exception doctrine in
extradition proceedings when those proceedings have concerned prisoners who are
accused of terrorist activities. See Abu Eain v. Adams, 529 F.Supp. 685
(N.D.Ill.1980) and McMullen v. Immigration and Naturalization Service, 658 F.2d 1312 (9th
Cir.1981). This difficulty is so pronounced that one member of the executive
branch has testified to Congress that there is simply no justiciable
standard to the political offense, and that when courts have been
confronted with such situations, there has been a tendency for a
breakdown in the ability of our courts to process extradition questions,
with the result that courts tend to beg the question
. Extradition Reform Act of 1981, Hearings on H.R. 5227
Before Subcomm. on Crime of the House Comm. on the Judiciary, 97th Cong., 2d
Sess. 24-25 (Testimony of Roger Olson, Deputy Asst. Attorney General, Criminal
Division, U.S. Dept. of Justice). If courts are vexed by these questions within
the limited context of extradition proceedingsan area in which there
is considerable judicial experienceit is easy to anticipate the
breakdowns that would accompany proceedings under 28 U.S.C. § 1350 if
they are allowed to go forward. Sound consideration of the limits of judicial
ability demands invocation of the political question doctrine here. This is
only common sense and a realistic measure of roles that courts are simply not
equipped to play. E. The possible consequences of judicial action in this area are
injurious to the national interest. The certain results of judicial recognition of jurisdiction over
cases such as this one are embarrassment to the nation, the transformation of
trials into forums for the exposition of political propaganda, and debasement
of commonly accepted notions of civilized conduct. We are here confronted with the easiest case and thus the most
difficult to resist. It was a similar magnet that drew the Second Circuit into
its unfortunate position in Filartiga. [FN5] But not all cases of this type will be
so easy. Indeed, most would be far less attractive. The victims of
international violence perpetrated by terrorists are spread across the globe.
It is not implausible that every alleged victim of violence of the
counter-revolutionaries in such places as Nicaraugua and Afghanistan could
argue just as compellingly as the plaintiffs here do, that they are entitled to
their day in the courts of the United States. The victims of the recent
massacres in Lebanon could also mount such claims. Indeed, there is no obvious
or subtle limiting principle in sight. Even recognized dissidents who have
escaped [*827] [**437] from the Soviet Union could conceivably bring suit for
violations of international law having to do with the conditions of their
earlier confinements. Each supposed scenario carries with it an incredibly
complex calculus of actors, circumstances, and geopolitical considerations. The
courts must steer resolutely away from involvement in this manner of case. It
is too glib to assert simply that courts are used to dealing with difficult
questions. They are not used to this kind of question. FN5. I do not doubt for a moment the good
intentions behind Judge Kauffmans opinion in Filartiga. But the case appears
to me to be fundamentally at odds with the reality of the international
structure and with the role of United States courts within that structure. The
refusal to separate rhetoric from reality is most obvious in the passage which
states that for the purposes of civil liability, the torturer has
become like the pirate and slave trader before himhostis humani
generis, an enemy of all mankind. 630 F.2d at 890. This conclusion
ignores the crucial distinction that the pirate and slave trader were men
without nations, while the torturer (and terrorist) are frequently pawns, and
well controlled ones, in international politics. When Judge Kauffman concluded
that [o]ur holding today, giving effect to a jurisdictional provision
enacted by our First Congress, is a small but important step in the fulfillment
of the ageless dream to free all people from brutal violence, id., he failed to
consider the possibility that ad hoc intervention by courts into international
affairs may very well rebound to the decisive disadvantage of the nation. A
plaintiffs individual victory, if it entails embarassing disclosures of
this countrys approach to the control of the terrorist phenomenon,
may in fact be the collectives defeat. The political question
doctrine is designed to prevent just this sort of judicial gambling, however
apparently noble it may appear at first reading. The more arcane aspects of international law connected to this
case are dealt with by my colleagues. Their reviews of the subject are quite
exhaustive and their speculations on the riddle of § 1350 are
innovative. But it is all quite unnecessary. Especially inappropriate is their
apparent reliance for guidance on the distinguished commentators in this field.
I agree with the sentiment expressed by Chief Justice Fuller in his dissent to The
Paquete Habana, 175 U.S. 677,
20 S.Ct. 290, 44 L.Ed. 320 (1900), where he wrote that it was
needless to review the speculations and repetitions of writers on
international law
. Their lucubrations may be persuasive, but are not
authoritative. Id. at 720, 20 S.Ct. at 307 (Fuller, J.
dissenting). Courts ought not to serve as debating clubs for professors willing
to argue over what is or what is not an accepted violation of the law of
nations. Yet this appears to be the clear result if we allow plaintiffs the
opportunity to proceed under § 1350. Plaintiffs would troop to court
marshalling their experts behind them. Defendants would
quickly organize their own platoons of authorities. The typical judge or jury
would be swamped in citations to various distinguished journals of
international legal studies, but would be left with little more than a numbing
sense of how varied is the world of public international
law. Judge Edwards writes that [t]his case deals with an area
of law that cries out for clarification by the Supreme Court. We confront at
every turn broad and novel questions about the definition and application of
the law of nations. Edwards Opinion at 775. I
must disagree. When a case presents broad and novel questions of this sort,
courts ought not to appeal for guidance to the Supreme Court, but should
instead look to Congress and the President. Should these branches of the
Government decide that questions of this sort are proper subjects for judicial
inquiry, they can then provide the courts with the guidelines by which such
inquiries should proceed. We ought not to parlay a two hundred years-old
statute into an entree into so sensitive an area of foreign policy. We have no
reliable evidence whatsoever as to what purpose this legal
Lohengrin, as Judge Friendly put it, was intended to serve. ITT v.
Vencap, Ltd., 519 F.2d 1001, 1015 (2d Cir.1975). We ought not to cobble
together for it a modern mission on the vague idea that international law
develops over the years. Law may evolve, but statutes ought not to mutate. To
allow § 1350 the opportunity to support future actions of the sort
both countenanced in Filartiga and put forward here is to judicially will
that statute a new life. Every consideration that informs the sound application
of the political question doctrine militates against this result. My colleagues
concede that the origins and purposes of this statute are obscure, but it is
certainly obvious that it was never intended by its drafters to reach this kind
of case. Accordingly, I concur in the decision to affirm the dismissal of this
case. |