695
F. Supp. 1456; 1988 U.S. Dist. LEXIS 18608 United
States of America, Plaintiff, v. The Palestine Liberation Organization, et
al., Defendants No.
88 Civ. 1962 (ELP) UNITED
STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK
June 29, 1988, Decided SUBSEQUENT HISTORY:
[**1]
As Amended
July 6, 1988. Distinguished by: Surrender of
Ntakirutimana, 988 F.Supp. 1038 (S.D.Tex. Dec. 17, 1997) (No. L-96-5) PRIOR HISTORY:
Previously
Reported at 690 F. Supp. 1243 and Withdrawn from the Bound Volume.
COUNSEL: For
the Attorney General: Rudolph W. Giuliani, United States Attorney, Richard W.
Mark, Assistant United States Attorney, Southern District of New York, New
York, New York, John R. Bolton, Assistant Attorney General, Mona Butler, David
J. Anderson, Vincent M. Garvey, United States Department of Justice, Civil
Division, Washington, District of Columbia.
For Defendant Riyad H.
Mansour: * Leonard B. Boudin, Michael Krinsky, David Golove, Nicholas E. Poser,
David B. Goldstein, Rabinowitz, Boudin, Standard, Krinsky & Lieberman, New
York, New York.
*
This counsel moved to dismiss on Mr. Mansours behalf and filed a
brief. Following that motion, Messrs. Clark and Schilling appeared for Mr.
Mansour.
For Defendants Palestine
Liberation Organization, PLO Mission, Zuhdi Labib Terzi, Nasser Al-Kidwa and
Veronica Kanaan Pugh: Ramsey Clark, Lawrence W. Schilling, New York, New York.
For the United Nations, Amicus Curiae: ** Keith Highet, Joseph D.
Pizzurro, Curtis, Mallet-Prevost, Colt & Mosle, New York, New York.
For the Association of the Bar
of the City of New York, Amicus Curiae: Sheldon Oliensis, President, Saul L.
Sherman, Stephen L. Kass, Association of the Bar of the City of New York, New
York, New York.
**
The United Nations and the Association of the Bar of the City of New York both
requested leave to appear as amici curiae. The court finds that both amici have
an adequate interest in the litigation, even at the district court level, and that
their participation is desirable. Leave to file is therefore granted. See S.
& E.D.N.Y. Gen. R. 8; cf. Fed. R. App. P. 29; S. Ct. R. Prac. 36.3. It
should be added that Mr. Carl-August Fleischhauer, Under-Secretary-General and
Legal Counsel of the United Nations, was permitted to address the court at the
outset of the arguments of counsel that took place on June 8, 1988. [**2]
JUDGES: Edmund L. Palmieri, United States District
Judge.
OPINION BY:
PALMIERI
OPINION:
[*1458] ORDER AND OPINION
EDMUND L. PALMIERI, United States District Judge
The Anti-terrorism Act of 1987 n1 (the ATA),
is the focal point of this lawsuit. At the center of controversy is the right
of the Palestine Liberation Organization (the PLO) to
maintain its office in conjunction with its work as a Permanent Observer to the
United Nations. The case comes before the court on the governments
motion for an injunction closing this office and on the defendants
motions to dismiss.
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n1 Title X of the Foreign
Relations Authorization Act for Fiscal Years 1988-89. Pub. L. 100-204,
§§ 1001-1005, 101 Stat. 1331, 1406-07; 22 U.S.C.A.
§§ 5201-5203 (West Supp. 1988). It is attached hereto as
Appendix A.
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- - - -
I
Background
The United Nations
Headquarters in New York were established as an international enclave by the Agreement
Between the United States and the United Nations Regarding the Headquarters of
the United Nations n2 (the Headquarters
Agreement). This agreement followed an invitation extended to the
United Nations by the United States, one of its principal founders, to
establish its seat within the United States. n3
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n2 G.A. Res. 169 (II), 11
U.N.T.S. 11, No. 147 (1947). 61 Stat. 756, T.I.A.S. No. 1676, authorized by S.J.
Res. 144, 80th Cong., 1st Sess., Pub. L. 80-357, set out in 22
U.S.C. § 287 note (1982). We refer to the Headquarters Agreement as a
treaty, since we are not concerned here with making a distinction among
different forms of international agreement. The applicable law implicates all
forms, including the Headquarters Agreement. Weinberger v. Rossi, 456 U.S. 25, 29-30, 71 L.
Ed. 2d 715, 102 S. Ct. 1510 (1982). [**3]
n3 H. Con. Res. 75, 79th Cong., 1st Sess., 59 Stat. 848 (1945).
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As a meeting place and forum
for all nations, the United Nations, according to its charter, was formed to: maintain international peace
and security
; to develop friendly relations among nations, based on
the principle of equal rights and self-determination of peoples
; to
achieve international cooperation in solving international problems of an
economic, social, cultural or humanitarian character
; and be a
centre for harmonizing the actions of nations in the attainment of these common
ends. U.N. Charter art. 1. Today,
159 of the United Nations members maintain missions to the U.N. in
New York. U.N. Protocol and Liaison Service, Permanent Missions to the
United Nations No. 262 3-4 (1988) (hereinafter Permanent
Missions No. 262). In addition, the United Nations has,
from its incipiency, welcomed various non-member observers to participate in
its proceedings. See Permanent Missions to the United Nations: Report of the
Secretary-General, 4 U.N. GAOR C.6 Annex (Agenda Item 50) 16, 17
¶ 14, U.N. Doc. A/939/Rev.1 (1949) (hereinafter Permanent Missions:
Report of the Secretary-General [**4]
Of these, several non-member [*1459]
nations, n4 intergovernmental organizations, n5 and other organizations n6
currently maintain Permanent Observer Missions in New York.
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Peoples Republic of Korea, the Holy See, Monaco, the Republic of
Korea, San Marino and Switzerland. Permanent Missions No. 262 at
270-77.
n5 The Asian-African Legal Consultative Committee, the
Council for Mutual Assistance, the European Economic Community, the League of
Arab States, the Organization of African Unity, and the Islamic Conference. Permanent
Missions No. 262 at 278-84.
n6 The PLO and the
South West African Peoples Organization (SWAPO). Permanent
Missions No. 262 at 285-86.
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these categories and is present at the United Nations as its invitee. See
Headquarters Agreement, § 11, 61 Stat. at 761 (22 U.S.C. §
287 note). The PLO has none of the usual attributes of sovereignty. It is not
accredited to the United States n7 and does not have the benefits of diplomatic
immunity. n8 There is no recognized state it claims to govern. It purports to
serve as the sole political representative of the Palestinian [**5] people. See generally
Kassim, The Palestine Liberation Organization Claim to Status: A Juridical
Analysis Under International Law, 9 Den. J. International L. &
Policy 1 (1980). The PLO nevertheless considers itself to be the representative
of a state, entitled to recognition in its relations with other governments,
and is said to have diplomatic relations with approximately one hundred
countries throughout the world. Id. at 19.
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n7 Letter from Sec. of State
George P. Shultz to Rep. Jack Kemp (October 16, 1986) (the PLO
Observer Mission
is in no sense accredited to the United
States.), reprinted in 133 Cong. Rec. E 1,635-36
(daily ed. April 29, 1987); accord 1 Restatement (Third)
Foreign Relations Law of the United States §
202, Reporters Note 6 at 84 (1988).
n8 Without accreditation, no
diplomatic immunity ensues. Cf. United States v. Kostadinov, 734
F.2d 905 (2nd Cir. 1984), cert. denied, 469 U.S.
881, 83 L. Ed. 2d 184, 105 S. Ct. 246 (1985).
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In 1974, the United Nations
invited the PLO to become an observer at the U.N., n9 to participate
in the sessions and the work of the General Assembly in the capacity of
observer. [**6] n10
The right of its representatives to admission to the United States as well as
access to the U.N. was immediately challenged under American law. Judge
Costantino rejected that challenge in Anti-Defamation League of
Bnai Brith v. Kissinger, Civil
Action No. 74 C 1545 (E.D.N.Y. November 1, 1974). The court upheld the presence
of a PLO representative in New York with access to the United Nations, albeit
under certain entrance visa restrictions which limited PLO personnel movements
to a radius of 25 miles from Columbus Circle in Manhattan. It stated from the
bench: This
problem must be viewed in the context of the special responsibility which the
United States has to provide access to the United Nations under the
Headquarters Agreement. It is important to note for the purposes of this case
that a primary goal of the United Nations is to provide a forum where peaceful
discussions may displace violence as a means of resolving disputed issues. At
times our responsibility [**7]
to the United Nations may require us to issue visas to persons who are
objectionable to certain segments of our society. Id., transcript
at 37, partially excerpted in Department of State, 1974 Digest
of United States Practice in International Law, 27, 28.
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n9 G.A. Res. 3237, 29 U.N.
GAOR Supp. 31 (Agenda Item 108) 4, U.N. Doc. A/9631 (1974).
n10 Ibid.; see also G.A.
Res. 3236 and 3210, 29 U.N. GAOR Supp. 31 (Agenda Item 108) 3 & 4, U.N.
Doc. A/9631 (1974).
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Since 1974, the PLO has
continued to function without interruption as a permanent observer and has
maintained its Mission to the United Nations without trammel, largely because
of the Headquarters Agreement, which we discuss below.
II
The Anti-Terrorism Act
In October 1986, members of
Congress requested the United States Department of [*1460] State to close the PLO offices located
in the United States. n11 That request proved unsuccessful, and proponents of
the request introduced legislation with the explicit purpose of doing so. n12
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n11 E.g. 133
Cong. Rec. E 1,635 (daily ed. April 29, 1987) (letter from Rep. Jack Kemp to
Sec. of State George P. Shultz (dated October 16, 1986)).
n12 Anti-PLO Terrorism Act
of 1987, H.R. 2211, 100th Cong., 1st Sess., introduced in 133
Cong. Rec. E 1,635 (daily ed. April 29, 1987). Antiterrorism Act of 1987, S.
1203 and H.R. 2548, 100th Cong., 1st Sess., introduced in 133
Cong. Rec. S 6,448 (daily ed. May 14, 1987) and H 4,047
(daily ed. May 28, 1987). Terrorist Organization Exclusion Act of 1987,
H.R. 2587, 100th Cong., 1st Sess., introduced in 133 Cong.
Rec. H 4,198 (daily ed. June 3, 1987).
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[**8] The result was the ATA, 22
U.S.C. §§ 5201-5203. It is of a unique nature. We have been
unable to find any comparable statute in the long history of Congressional
enactments. The PLO is stated to be a terrorist organization and a
threat to the interests of the United States, its allies, and to international
law and should not benefit from operating in the United States. 22
U.S.C. § 5201(b). The ATA was added, without committee hearings, n13
as a rider to the Foreign Relations Authorization Act for Fiscal Years 1988-89,
which provided funds for the operation of the State Department, including the
operation of the United States Mission to the United Nations. Pub. L. 100-204
§ 101, 101 Stat. 1331, 1335. The bill also authorized payments to the
United Nations for maintenance and operation. Id., §
102(a) (1), 101 Stat. at 1336; see also id. §
143, 101 Stat. at 1386.
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n13 The ATA, known as the
Grassley Amendment after its sponsor Senator Grassley of Iowa, was added to the
omnibus foreign relations spending bill on the floor of the Senate on October
8, 1987, despite the objections of several Senators. See 133
Cong. Rec. S 13,855 (daily ed. Oct. 8, 1987) (statement of Sen. Kassebaum)
(We do have hearings scheduled in the Foreign Relations Committee
[and] it is important for us to have a hearing to explore the
ramifications of the issues
.); id., S
13,852 (statement of Sen. Bingaman) (We need to further explore the
issues raised by this amendment. It is an amendment that has not had any
hearings, has not been considered in committee, and one that raises very
serious issues of constitutional rights
.).
The House version of the spending bill contained no equivalent
provision, and the ATA was only briefly discussed during a joint conference
which covered the entire spending bill. The House conferees rejected, 8-11, an
exemption for the Mission, after which they acceded to the Senates
version. 133 Cong. Rec. S 18,193, ¶ 14 (daily ed. December 16, 1987). See 133 id. S
18,186, S 18,189 (statements of Sen. Helms); see also H.R.
Conf. Rep. No. 475, 100th Cong., 1st Sess., 170-71 (1987).
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[**9]
The ATA, which became
effective on March 21, 1988, n14 forbids the establishment or maintenance of
an office, headquarters, premises, or other facilities or
establishments within the jurisdiction of the United States at the behest or
direction of, or with funds provided by the PLO, if the purpose is to
further the PLOs interests. 22 U.S.C. § 5202(3). The ATA
also forbids spending the PLOs funds or receiving anything of value
except informational material from the PLO, with the same mens rea
requirement. Id. §§ 5202(1) and (2).
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n14 Pub. L. 100-204, Title X,
§ 1005(a), 101 Stat. 1331, 1407, set out in 22
U.S.C.A. § 5201 note (West Supp. 1988).
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Ten days before the effective
date, the Attorney General wrote the Chief of the PLO Observer Mission to the
United Nations that maintaining a PLO Observer Mission to the United
Nations will be unlawful, and advised him that upon failure of
compliance, the Department of Justice would take action in federal court. This
letter is reproduced in the record as item 28 of the Compendium prepared at the
outset of this litigation pursuant to the courts April [**10] 21, 1988 request to counsel (attached
as Appendix B). It is entitled Compendium of the Legislative History
of the Anti-Terrorism Act of 1987, Related Legislation, and Official Statements
of the Department of Justice and the Department of State Regarding This
Legislation. The documents in the compendium are of great interest.
The United States commenced this lawsuit the day the ATA took
effect, seeking injunctive relief to accomplish the closure of the Mission. The
United States Attorney for this District has personally represented [*1461] that no action would be taken to
enforce the ATA pending resolution of the litigation in this court.
There are now four individual defendants in addition to the PLO
itself. n15 Defendant Zuhdi Labib Terzi, who possesses an Algerian passport but
whose citizenship is not divulged, has served as the Permanent Observer of the
PLO to the United Nations since 1975. Defendant Riyad H. Mansour, a citizen of
the United States, has been the Deputy Permanent Observer of the PLO to the
United Nations since 1983. Defendant Nasser Al-Kidwa, a citizen of Iraq, is the
Alternate Permanent Observer of the PLO to the United Nations. And defendant
Veronica Kanaan Pugh, a citizen [**11]
of Great Britain, is charged with administrative duties at the Observer
Mission. These defendants contend that this court may not adjudicate the
ATAs applicability to the Mission because such an adjudication would
violate the United States obligation under Section 21 of the
Headquarters Agreement to arbitrate any dispute with the United Nations. Apart
from that, they argue, application of the ATA to the PLO Mission would violate
the United States commitments under the Headquarters Agreement. They
assert that the court lacks subject matter and personal jurisdiction over them
and that they lack the capacity to be sued. Fed. R. Civ. P. 12(b)(1) and (2);
17(b). Defendant Riyad H. Mansour additionally moves to dismiss for failure to
state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). n16
Plaintiff, the United States, moves for summary judgment. Fed. R. Civ. P. 56.
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n15 Two of the original six
individual defendants were not served, and the action against them has been
dismissed on consent without prejudice. Fed. R. Civ. P. 41(a)(1).
n16 Mansour is also a
plaintiff in the related case decided today. Mendelsohn v. Meese, 695
F. Supp. 1474 (S.D.N.Y. 1988) (filed herewith). The court there addresses his
claim that the ATA is an unconstitutional Bill of Attainder. See also
Mendelsohn v. Meese, 686 F. Supp. 75 (S.D.N.Y. 1988) (denying
preliminary injunctive relief).
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[**12]
III
Personal Jurisdiction over the Defendants
The PLO maintains an office in
New York. The PLO pays for the maintenance and expenses of that office. It
maintains a telephone listing in New York. The individuals employed at the
PLOs Mission to the United Nations maintain a continuous presence in
New York. There can be little question that it is within the bounds of fair
play and substantial justice to hail them into court in New York. International
Shoe Co. v. Washington, 326 U.S. 310, 320, 90 L.
Ed. 95, 66 S. Ct. 154 (1945). The limitations that the due process clause
places on the exercise of personal jurisdiction are the only ones applicable to
the statute in these circumstances. 22 U.S.C. § 5203(b). Cf. United
States v. Aluminum Co. of America, 148 F.2d 416, 443-44 (2d
Cir. 1945) (L. Hand, J.). The PLO does not argue that it or its employees are
the beneficiaries of any diplomatic immunity due to its presence as an invitee
of the United Nations. We have no difficulty in concluding that the court has
personal jurisdiction over the PLO and the individual defendants.
IV
The Duty
to Arbitrate
[**13]
Counsel for the PLO and for
the United Nations and the Association of the Bar of the City of New York, as amici
curiae, have suggested that the court defer to an advisory
opinion of the International Court of Justice. Applicability of the
Obligation to Arbitrate Under Section 21 of the United Nations Headquarters
Agreement of 26 June 1947, 1988 I.C.J. No. 77 (April 26, 1988)
(U.N. v. U.S.). That decision holds that the United States is
bound by Section 21 of the Headquarters Agreement to submit to binding
arbitration of a dispute precipitated by the passage of the ATA. Indeed, it is
the PLOs position that this alleged duty to arbitrate deprives the
court of subject matter jurisdiction over this litigation.
[*1462] In June 1947, the United States
subscribed to the Headquarters Agreement, defining the privileges and
immunities of the United Nations Headquarters in New York City,
thereby becoming the Host Country — a descriptive
title that has followed it through many United Nations proceedings. The
Headquarters Agreement was brought into effect under United States law, with an
annex, by a Joint Resolution of Congress approved by the President on August 4,
1947. n17 The PLO rests [**14]
its argument, as do the amici, on Section 21(a) of the
Headquarters Agreement, which provides for arbitration in the case of any
dispute between the United Nations and the United States concerning the
interpretation or application of the Headquarters Agreement. Because
interpretation of the ATA requires an interpretation of the Headquarters
Agreement, they argue, this court must await the decision of an arbitral
tribunal yet to be appointed before making its decision.
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- - - -
n17 S.J. Res. 144, 61 Stat.
756 (22 U.S.C. § 287 note); see n.2, supra.
See also 1 Foreign Relations of the United States 1947
42-46 (1973).
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Section 21(a) of the
Headquarters Agreement provides, in part: Any dispute between
the United Nations and the United States concerning
the interpretation or application of this agreement or of any supplemental agreement,
which is not settled by negotiation or other agreed mode of settlement, shall
be referred for final decision to a tribunal of three arbitrators
. 61 Stat. at 764 (22 U.S.C.
§ 287 note) (emphasis supplied). Because these proceedings are not in
any way directed to [**15]
settling any dispute, ripe or not, between the United Nations and the United
States, Section 21, is, by its terms, inapplicable. n18 The fact that the
Headquarters Agreement was adopted by a majority of both Houses of Congress and
approved by the President, see 61 Stat. at 768, might lead
to the conclusion that it provides a rule of decision requiring arbitration any
time the interpretation of the Headquarters Agreement is at issue in the United
States Courts. That conclusion would be wrong for two reasons.
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- - - -
n18 The United Nations has
explicitly refrained from becoming a party to this litigation. The
International Court of Justice makes a persuasive statement that the proceedings
before this court cannot be an agreed mode of
settlement within the meaning of section 21 of the Headquarters
Agreement. The purpose of these proceedings is to enforce the Anti-Terrorism
Act of 1987; it is not directed to settling the [alleged] dispute, concerning
the application of the Headquarters Agreement. U.N. v. U.S., supra,
1988 I.C.J. No. 77 ¶ 56, slip op. at 23.
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First, this court cannot
direct the United States to submit to arbitration without exceeding the scope
of its Article III [**16]
powers. What sets this case apart from the usual situation in which two parties
have agreed to binding arbitration for the settlement of any future disputes,
requiring the court to stay its proceedings, cf. 9 U.S.C.
§ 3 (1982), n19 is that we are here involved with matters of
international policy. This is an area in which the courts are generally unable
to participate. These questions do not lend themselves to resolution by
adjudication under our jurisprudence. See generally Baker v. Carr, 369 U.S. 186, 211-13, 7 L.
Ed. 2d 663, 82 S. Ct. 691 (1962). The restrictions imposed upon the courts
forbidding them to resolve such questions (often termed political
questions) derive not only from the limitations which inhere in the
judicial process but also from those imposed by Article III of the
Constitution. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 170,
2 L. Ed. 60 (1803) (Marshall, C.J.) (The province of the court is,
solely, to decide on the right of individuals, not to inquire how the
executive, or executive officers, perform duties in which they have a
discretion. Questions in their nature political, or which are, by the
constitution [**17] and laws,
submitted to the executive can never be made in this Court.). The
decision in Marbury has never been disturbed.
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n19 The Federal Arbitration
Act itself, 9 U.S.C. §§ 1-14 (1982), is applicable only to
a written agreement evidencing a transaction involving
commerce. Id., § 2; Bernhardt v.
Polygraphic Co. of America, 350 U.S. 198, 200-01, 100
L. Ed. 199, 76 S. Ct. 273 (1956).
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[*1463] The conduct of the foreign
relations of our Government is committed by the Constitution to the executive
and legislative — the political —
departments of the government. As the Supreme Court noted in Baker v. Carr,
supra, 369 U.S. at 211, not all questions touching upon
international relations are automatically political questions. Nonetheless,
were the court to order the United States to submit to arbitration, it would
violate several of the tenets to which the Supreme Court gave voice in Baker
v. Carr, supra, 369 U.S. at 217. n20 Resolution of the question
whether the United States will arbitrate requires an initial policy
determination of a kind clearly for nonjudicial discretion; deciding
[**18] whether the United States
will or ought to submit to arbitration, in the face of a determination not to
do so by the executive, n21 would be impossible without the court
expressing lack of the respect due coordinate branches of
government; and such a decision would raise not only the
potentiality but the reality of embarrassment
from multifarious pronouncements by various departments on one
question. It is for these reasons that the ultimate decision as to
how the United States should honor its treaty obligations with the
international community is one which has, for at least one hundred years, been
left to the executive to decide. Goldwater v. Carter, 444 U.S. 996, 996-97, 62
L. Ed. 2d 428, 100 S. Ct. 533 (1979) (vacating, with instructions to dismiss,
an attack on the Presidents action in terminating a treaty with
Taiwan); Clark v. Allen, 331 U.S. 503, 509, 91 L.
Ed. 1633, 67 S. Ct. 1431 (1947) (President and Senate may denounce a
treaty and thus terminate its life) (quoting Techt v. Hughes, 229
N.Y. 222, 243, 128 N.E. 185 (Cardozo, J.), cert. denied, 254
U.S. 643, 65 L. Ed. 454, 41 S. Ct. 14 (1920)); Oetjen v. Central Leather Co., 246 U.S. 297, 302, 62 L.
Ed. 726, 38 S. Ct. 309 (1918) [**19]
(redress for violation of international accord must be sought via executive); Chae
Chan Ping v. United States (The Chinese Exclusion Case), 130 U.S. 581, 602, 32 L.
Ed. 1068, 9 S. Ct. 623 (the question whether our government is
justified in disregarding its engagements with another nation is not one for
the determination of the courts) (1889); accord Whitney v.
Robertson, 124
U.S. 190, 194-95, 31 L. Ed. 386, 8 S. Ct. 456 (1888). Consequently the
question whether the United States should submit to the jurisdiction of an
international tribunal is a question of policy not for the courts but for the
political branches to decide. n22
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n20 The same is true of the
suggestion of amicus, the Association of the Bar of the
City of New York, that this court decline to exercise its equity jurisdiction
before an arbitral tribunal has been convened. By doing so, the court could
thereby place the executive department in an awkward position, leaving the
impression that the court, rather than the executive, is making the
determination of this issue of foreign policy. The court should not do by
indirection what it cannot do directly.
n21 It is important to note
that we may not inquire into the executives reasons for refraining
from arbitration, and in fact those reasons are not before us. See
Press Conference, Assistant Attorney General Charles Cooper, 16 (March 11,
1988) (I would not describe any of the deliberations that went into
that decision.); see also Letter of
Assistant Attorney General John R. Bolton to Judge Edmund L. Palmieri (May 12,
1988) (docketed at the request of government counsel in 88 Civ. 1962 and 88
Civ. 2005) (arbitration would not be appropriate or
timely). [**20]
n22 The political question
doctrine is inapplicable to the courts duty to interpret the
Headquarters Agreement and the ATA. Japan Whaling Association v. American
Cetacean Society, 478 U.S. 221, 230, 92 L.
Ed. 2d 166, 106 S. Ct. 2860 (1986). We are interpreting the Agreement, but are
unwilling to expand the reach of its arbitration clause to a point which would
be inconsistent with the limitations placed upon us by the Constitution.
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Section 21 of the Headquarters
Agreement cannot provide a rule of decision regarding the interpretation of
that agreement for another reason: treating it as doing so would require the
courts to refrain from undertaking their constitutionally mandated function.
The task of the court in this case is to interpret the ATA in resolving this
dispute between numerous parties and the United States. Interpretation of the
ATA, as a matter of domestic law, falls to the United States courts. In [*1464] interpreting the ATA, the effect of the
United States international obligations — the United
Nations Charter and the Headquarters Agreement in particular — must
be considered. As a matter of domestic law, the interpretation of these
international obligations and their reconciliation, [**21] if possible, with the ATA is for the
courts. It is, as Chief Justice Marshall said, emphatically the
province and duty of the judicial department to say what the law is. Marbury
v. Madison, 5
U.S. (1 Cranch) 137, 177, 2 L. Ed. 60 (1803). That duty will not be
resolved without independent adjudication of the effect of the ATA on the
Headquarters Agreement. Awaiting the decision of an arbitral tribunal would be
a repudiation of that duty.
Interpreting Section 21 as a
rule of decision would, at a minimum, raise serious constitutional questions.
We do not interpret it in that manner. NLRB v. Catholic Bishop of Chicago, 440 U.S. 490, 500-01, 59
L. Ed. 2d 533, 99 S. Ct. 1313 (1979). It would not be consonant with the
courts duties for it to await the interpretation of the Headquarters
Agreement by an arbitral tribunal, not yet constituted, before undertaking the
limited task of interpreting the ATA with a view to resolving the actual
dispute before it.
In view of the foregoing, the
court finds that it is not deprived of subject matter jurisdiction by Section
21 of the Headquarters Agreement and that any interpretation of the
Headquarters Agreement incident to an interpretation [**22] of the ATA must be done by the court.
V
The Anti-Terrorism Act and the Headquarters Agreement
If the ATA were construed as
the government suggests, it would be tantamount to a direction to the PLO
Observer Mission at the United Nations that it close its doors and cease its
operations instanter. Such an interpretation would fly in
the face of the Headquarters Agreement, a prior treaty between the United
Nations and the United States, and would abruptly terminate the functions the
Mission has performed for many years. This conflict requires the court to seek
out a reconciliation between the two.
Under our constitutional
system, statutes and treaties are both the supreme law of the land, and the
Constitution sets forth no order of precedence to differentiate between them.
U.S. Const. art. VI, cl. 2. Wherever possible, both are to be given effect. E.g.
Trans World Airlines, Inc. v. Franklin Mint Corp., 466 U.S. 243, 252, 80 L.
Ed. 2d 273, 104 S. Ct. 1776 (1984); Weinberger v. Rossi, 456 U.S. 25, 32, 71 L. Ed.
2d 715, 102 S. Ct. 1510 (1982); Washington v. Washington State Commercial
Passenger Fishing Vessel Association, 443 U.S. 658, 690, 61 L.
Ed. 2d 823, 99 S. Ct. 3055, modified, [**23] 444 U.S. 816, 62 L. Ed. 2d
24, 100 S. Ct. 34 (1979); McCulloch v. Sociedad Nacional de Marineros de
Honduras, 372
U.S. 10, 21-22, 9 L. Ed. 2d 547, 83 S. Ct. 671 (1963); Clark v. Allen,
supra, 331 U.S. at 510-11; Chew Heong v. United States, 112 U.S. 536, 550, 28 L.
Ed. 770, 5 S. Ct. 255 (1884). Only where a treaty is irreconcilable with a
later enacted statute and Congress has clearly evinced an intent to supersede a
treaty by enacting a statute does the later enacted statute take precedence. E.g.
The Chinese Exclusion Case, supra, 130 U.S. at 599-602 (finding
clear intent to supersede); Edye v. Robertson (The Head Money Cases), 112 U.S. 580, 597-99, 28
L. Ed. 798, 5 S. Ct. 247 (1884) (same, decided on the same day as Chew
Heong, supra, which found no such intent); South African Airways
v. Dole, 260 U.S. App. D.C. 12, 817 F.2d 119, 121, 125-26 (D.C.
Cir.) (Anti-Apartheid Act of 1986, directing the Secretary of State to
terminate the Agreement Between the United States of America and the
Government of the Union of South Africa irreconcilable with that
treaty), cert. denied, 484 U.S. 896, 108 S. Ct. 229, 98 L.
Ed. 2d 188 [**24] (1987); Diggs
v. Shultz, 152 U.S. App. D.C. 313, 470 F.2d 461, 466 (D.C. Cir.
1972), cert. denied, 411 U.S. 931, 36 L. Ed. 2d 390, 93
S. Ct. 1897 (1973). Compare Menominee Tribe of Indians v. United States, 391 U.S. 404, 413, 20 L.
Ed. 2d 697, 88 S. Ct. 1705 (1968) [*1465]
(finding no clear intent to abrogate treaty); McCulloch v. Sociedad de
Marineros, supra, 372 U.S. at 21-22 (same); Cook v. United
States, 288
U.S. 102, 119-20, 77 L. Ed. 641, 53 S. Ct. 305 (1933) (same).
The long standing and
well-established position of the Mission at the United Nations, sustained by
international agreement, when considered along with the text of the ATA and its
legislative history, fails to disclose any clear legislative intent that Congress
was directing the Attorney General, the State Department or this Court to act
in contravention of the Headquarters Agreement. This court acknowledges the
validity of the governments position that Congress has the power to
enact statutes abrogating prior treaties or international obligations entered
into by the United States. Whitney v. Robertson, supra, 124
U.S. at 193-95; The Head Money Cases, supra, 112 U.S. at
597-99. [**25] However, unless
this power is clearly and unequivocally exercised, this court is under a duty
to interpret statutes in a manner consonant with existing treaty obligations.
This is a rule of statutory construction sustained by an unbroken line of
authority for over a century and a half. Recently, the Supreme Court articulated
it in Weinberger v. Rossi, supra, 456 U.S. at 32: It
has been maxim of statutory construction since the decision in Murray v. The
Charming Betsy, 6
U.S. (2 Cranch) 64, 118, 2 L. Ed. 208 (1804), that an act of
Congress ought never to be construed to violate the law of nations, if any
other possible construction remains
. Accord Trans World
Airlines, supra, 466 U.S. at 252; Washington v. Fishing
Vessel Association, supra, 443 U.S. at 690; Menominee Tribe
of Indians, supra, 391 U.S. at 412-13; McCulloch v. Sociedad de
Marineros, supra, 372 U.S. at 21-22; Lauritzen v. Larsen, 345 U.S. 571, 578, 97 L.
Ed. 1254, 73 S. Ct. 921 (1953); Clark v. Allen, supra, 341
U.S. at 510; [**26] Pigeon
River Improvement, Slide & Boom Co. v. Charles W. Cox, Ltd., 291 U.S. 138, 160, 78 L.
Ed. 695, 54 S. Ct. 361 (1934); Cunard S.S. Co. v. Mellon, 262 U.S. 100, 132, 132, 67
L. Ed. 894, 43 S. Ct. 504 (1923) (Sutherland, J., dissenting); Chew Heong,
supra, 112 U.S. at 539 (1884).
The American Law
Institutes recently revised Restatement (Third) Foreign Relations
Law of the United States (1988) reflects this unbroken line
of authority: §
115. Inconsistency Between International Law or Agreement and Domestic Law: Law
of the United States. (1)(a)
An Act of Congress supersedes an earlier rule of international law or a
provision of an international agreement as law of the United States if the
purpose of the act to supersede the earlier rule or provision is clear and
if the act and the earlier rule or provision cannot be fairly reconciled. (emphasis supplied).
We believe the ATA and the Headquarters Agreement cannot be
reconciled except by finding the ATA inapplicable to the PLO Observer Mission. A.
The Obligations of the United States under the Headquarters Agreement.
The obligation of the United
States to allow transit, entry [**27]
and access stems not only from the language of the Headquarters Agreement but
also from forty years of practice under it. Section 11 of the Headquarters
Agreement reads, in part, The
federal, state or local authorities of the United States shall not impose any
impediments to transit to or from the headquarters district of: (1)
representatives of Members
, (5) other persons invited to the
headquarters district by the United Nations
on official business. 61 Stat. at 761 (22 U.S.C.
§ 287 note). n23 These rights could not be effectively exercised
[*1466] without the use of offices.
The ability to effectively organize and carry out ones work,
especially as a liaison to an international organization, would not be possible
otherwise. It is particularly significant that Section 13 limits the
application of United States law not only with respect to the entry of aliens,
but also their residence. The Headquarters Agreement thus contemplates a
continuity limited to official United Nations functions and is entirely
consistent with the maintenance of missions to the United Nations. The
exemptions of Section 13 are not limited to members, but extend to invitees
[**28] as well.
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n23 Section 12 requires that
the provisions of Section 11 be applicable irrespective of the
relations existing between the Governments of the persons referred to in that
Section and the Government of the United States. 61 Stat. at 761 (22
U.S.C. § 287 note).
Section 13 limits the applicability
of the United States laws and regulations regarding the entry and residence of
aliens, when applied to those affiliated with the United Nations by virtue of
Section 11. Id. at 761-62 (22 U.S.C. § 287 note).
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In addition, there can be no
dispute that over the forty years since the United States entered into the
Headquarters Agreement it has taken a number of actions consistent with its
recognition of a duty to refrain from impeding the functions of observer
missions to the United Nations. It has, since the early days of the U.N.s
presence in New York, acquiesced in the presence of observer missions to the
U.N. in New York. See Permanent Missions: Report of the Secretary-General,
supra, at 17, ¶ 14 (1949).
After the
United Nations invited the PLO to participate as a permanent observer, the
Department [**29] of State took
the position that it was required to provide access to the U.N. for the PLO.
1974 Digest of United States Practice in International Law,
27-29; 1976 Digest of United States Practice in International Law,
74-75. The State Department at no time disputed the notion that the rights of
entry, access and residence guaranteed to invitees include the right to
maintain offices.
The view that under the Headquarters Agreement
the United States must allow PLO representatives access to and presence in the
vicinity of the United Nations was adopted by the court in Anti-Defamation
League of Bnai Brith v. Kissinger, supra; see also Harvard
Law School Forum v. Shultz, 633 F. Supp. 525, 526-27 (D. Mass.
1986). The United States has, for fourteen years, acted in a manner consistent
with a recognition of the PLOs rights in the Headquarters Agreement.
This course of conduct under the Headquarters Agreement is important evidence
of its meaning. OConnor v. United States, 479 U.S. 27, 107 S. Ct.
347, 351, 93 L. Ed. 2d 206, 214 (1986).
Throughout 1987, when
Congress was considering [**30]
the ATA, the Department of State elaborated its view that the Headquarters
Agreement contained such a requirement. Perhaps the most unequivocal
elaboration of the State Departments interpretation was the letter of
J. Edward Fox, Assistant Secretary for Legislative Affairs, to Dante Fascell,
Chairman of the House Committee on Foreign Affairs (November 5, 1987): The United States has
acknowledged that [the invitations to the PLO to become a permanent observer]
give rise to United States obligations to accord PLO observers the rights set
forth in sections 11-13 of the Headquarters Agreement. See, e.g.,
1976 Digest of United States Practice in International Law
74-75. The proposed legislation would effectively require the United States to
deny PLO observers the entry, transit, and residence rights required by
sections 11-13 and, as a later enacted statute, would supersede the
Headquarters Agreement in this regard as a matter of domestic law.
The proposed legislation would
also
. break a 40-year practice regarding observer missions by
nations hosting U.N. bodies and could legitimately be viewed as inconsistent
with our responsibilities under sections 11-13 of the United [**31] Nations Headquarters Agreement. * * *
n24
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n24 This letter was reproduced
as item 33 of the Compendium submitted by the parties to the court. See also
Letter from Sec. of State George P. Shultz to Sens. Robert J. Dole, Charles E.
Grassley, Claiborne Pell and Rep. Jack F. Kemp (July 31, 1987) (this
would be seen as a violation of a U.S. treaty obligation); Letter
from Sec. Shultz to Sen. Dole (January 29, 1987), reprinted in, 133
Cong. Rec. S 6,449 (daily ed. May 14, 1987) (while we are therefore
under an obligation to permit PLO Observer Mission Personnel to enter and
remain in the United States to carry out their official functions at U.N.
headquarters, we retain the right to deny entry to, or expel, any individual
PLO representative directly implicated in terrorist acts); Letter
from Sec. Shultz to Rep. Kemp (November 12, 1986), reprinted in, 133
Cong. Rec. E 1,635, 1,636 (daily ed. April 29, 1987) (same language).
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- - - -
[*1467] Shortly before the adoption of
the ATA, during consideration of a report of the Committee on Relations with
the Host Country by the General Assembly of the United Nations, the United
States representative noted that the United States
Secretary of [**32] State had
stated that the closing of the mission would constitute a violation of United
States obligation under the Headquarters Agreement. U.N. Doc
A/C.6/42/SR.58 (November 25, 1987) at ¶ 3. He had previously stated
that closing the mission, in our view, and I emphasize this is the
executive branch, is not consistent with our international legal obligations
under the Headquarters Agreement. Partial Transcript of the 126th
Meeting of the Committee on Relations with Host Country, at 4 (October 14,
1987). And the day after the ATA was passed, State Department spokeswoman
Phyllis Oakley told reporters that the ATA, if implemented, would be
contrary to our international legal obligations under the Headquarters
Agreement, [so the administration intends]
to engage in
consultations with the Congress in an effort to resolve this matter.
Department of State Daily Press Briefing at 8 (December 23, 1987). n25
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n25 This court has no
information concerning the nature or content of these consultations, beyond the
fact that the Department of Justice and the Department of State both appear to
support current efforts to repeal the ATA. See H.R. 4078,
100th Cong., 2d Sess., introduced in 134 Cong.
Rec. H 696 (daily ed. March 3, 1988) (statement of Rep. Crockett); Letter from
Acting Assist. Atty. Gen. Thomas M. Boyd to Rep. Dante B. Fascell (May 10,
1988) (expressing reservations about H.R. 4078, but supporting it, with
modifications); Letter from Assist. Sec. of State J. Edward Fox to Rep. Fascell
(April 29, 1988) (same).
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[**33]
It seemed clear to those in
the executive branch that closing the PLO mission would be a departure from the
United States practice in regard to observer missions, and they made
their views known to members of Congress who were instrumental in the passage
of the ATA. In addition, United States representatives to the United Nations
made repeated efforts to allay the concerns of the U.N. Secretariat by reiterating
and reaffirming the obligations of the United States under the Headquarters
Agreement. n26 A chronological record of their efforts is set forth in the
advisory opinion of the International Court of Justice, U.N. v. U.S., supra,
1988 I.C.J. No. 77 ¶¶ 11-22, slip op. at 5-11 (April 26,
1988). The U.N. Secretariat considered it necessary to request that opinion in
order to protect what it considered to be the U.N.s rights under the
Headquarters Agreement. n27 The United Nations position that the
Headquarters Agreement applies to the PLO Mission is not new. 1979 U.N. Jurid.
Y.B. 169-70; see 1980 U.N. Jurid. Y.B. 188 ¶ 3.
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n26 See
Letter from Vernon A. Walters, U.S. Ambassador to the U.N., to U.N. Secretary
General Javier Perez de Cuellar (October 27, 1987); Letter from Herbert S. Okun
to Secretary General Perez de Cuellar (January 5, 1988). [**34]
n27 In addition, the U.N.
General Assembly has, on several occasions, reaffirmed its position that the
PLO Mission is covered by the provisions of the Headquarters Agreement. G.A.
Res. 42/230 (Agenda item 136) (March 23, 1988); G.A. Res. 42/229A (Agenda item
136) (March 2, 1988); see also G.A. Res. 42/232 (Agenda item
136) (May 18, 1988).
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Although not
conclusive, the meaning attributed to treaty provisions by the Government
agencies charged with their negotiation and enforcement is entitled to great
weight. Sumitomo Shoji America, Inc. v. Avagliano, 457 U.S. 176, 184-85, 72
L. Ed. 2d 765, 102 S. Ct. 2374 (1982). The interpretive statements of the
United Nations also carry some weight, especially because they are in harmony
with the interpretation given to the Headquarters Agreement by the Department
of State. OConnor, supra, 479 U.S. at ___ , 107
S. Ct. at 351, 96 L. Ed. 2d at 214.
[*1468] Thus
the language, application and interpretation of the Headquarters Agreement lead
us to the conclusion that it requires the United States to refrain from
interference with the PLO Observer Mission in the discharge of its functions at
the United Nations. B.
Reconciliation of the ATA and [**35]
the Headquarters Agreement.
The lengths to which our
courts have sometimes gone in construing domestic statutes so as to avoid
conflict with international agreements are suggested by a passage from Justice
Fields dissent in Chew Heong, supra, 112 U.S. at
560, 560-61 (1884): I am
unable to agree with my associates in their construction of the act
restricting the immigration into this country of Chinese laborers. That
construction appears to me to be in conflict with the language of that act, and
to require the elimination of entire clauses and the interpolation of new ones.
It renders nugatory whole provisions which were inserted with sedulous care.
The change thus produced in the operation of the act is justified on the theory
that to give it any other construction would bring it into conflict with the
treaty; and that we are not at liberty to suppose that Congress intended by its
legislation to disregard any treaty stipulations. Chew Heong
concerned the interplay of legislation regarding Chinese laborers with treaties
on the same subject. During the passage of the statute at issue in Chew
Heong, it was objected to the legislation sought
that the treaty [**36] of 1868
stood in the way, and that while it remained unmodified, such legislation would
be a breach of faith to China
. Id. at
569. In spite of that, and over Justice Fields dissent, the Court, in
Justice Fields words, narrow[ed] the meaning of the act so
as measurably to frustrate its intended operation. Four years after
the decision in Chew Heong, Congress amended the act in
question to nullify that decision. Ch. 1064, 25 Stat. 504. With the amended
statute, there could be no question as to Congress intent to
supersede the treaties, and it was the later enacted statute which took
precedence. The Chinese Exclusion Case, supra, 130 U.S. at
598-99 (1889).
The principles enunciated and
applied in Chew Heong and its progeny, e.g. Trans World
Airlines, supra, 466 U.S. at 252; Weinberger v. Rossi, supra, 456
U.S. at 32; Menominee Tribe of Indians, supra, 391 U.S. at
413; McCulloch v. Sociedad de Marineros, supra, 372 U.S. at
21-22; Pigeon River, supra, 291 U.S. at 160; Cook v. United
States, supra, 288 U.S. at 119-20, [**37]
require the clearest of expressions on the part of Congress. We are constrained
by these decisions to stress the lack of clarity in Congress action
in this instance. Congress failure to speak with one clear voice on
this subject requires us to interpret the ATA as inapplicable to the
Headquarters Agreement. This is so, in short, for the reasons which follow.
First, neither the Mission nor
the Headquarters Agreement is mentioned in the ATA itself. Such an inclusion
would have left no doubt as to Congress intent on a matter which had
been raised repeatedly with respect to this act, and its absence here reflects
equivocation and avoidance, leaving the court without clear interpretive
guidance in the language of the act. Second, while the section of the ATA
prohibiting the maintenance of an office applies notwithstanding any
provision of law to the contrary, 22 U.S.C. § 5202(3), it
does not purport to apply notwithstanding any treaty. The
absence of that interpretive instruction is especially relevant because
elsewhere in the same legislation Congress expressly referred to
United States law (including any treaty). 101 Stat. at
1343. Thus [**38] Congress
failed, in the text of the ATA, to provide guidance for the interpretation of
the act, where it became repeatedly apparent before its passage that the
prospect of an interpretive problem was inevitable. Third, no member of
Congress expressed a clear and unequivocal intent to supersede the Headquarters
[*1469] Agreement by passage of the
ATA. In contrast, most who addressed the subject of conflict denied that there
would be a conflict: in their view, the Headquarters Agreement did not provide
the PLO with any right to maintain an office. Here again, Congress provided no
guidance for the interpretation of the ATA in the event of a conflict which was
clearly foreseeable. And Senator Claiborne Pell, Chairman of the Senate Foreign
Relations Committee, who voted for the bill, raised the possibility that the
Headquarters Agreement would take precedence over the ATA in the event of a
conflict between the two. n28 His suggestion was neither opposed nor debated,
even though it came in the final minutes before passage of the ATA.
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n28 133 Cong. Rec. S 18,185-86
(daily ed. December 16, 1987).
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A more complete explanation
begins, of course, with the statutes language. The ATA reads, in
part: [**39] It shall be unlawful, if the purpose be to
further the interests of the PLO * * * —
* * *
(3) notwithstanding any provision of law to the contrary, to
establish or maintain an office, headquarters, premises, or other facilities or
establishments within the jurisdiction of the United States at the behest or
direction of, or with funds provided by the PLO * * *. 22 U.S.C. § 5202(3).
The Permanent Observer Mission
to the United Nations is nowhere mentioned in haec verba in
this act, as we have already observed. It is nevertheless contended by the
United States that the foregoing provision requires the closing of the Mission,
and this in spite of possibly inconsistent international obligations. According
to the government, the act is so clear that this possibility is nonexistent.
The government argues that its position is supported by the provision that the
ATA would take effect notwithstanding any provision of law to the
contrary, 22 U.S.C. § 5202(3), suggesting that Congress
thereby swept away any inconsistent international obligations of the United
States. In effect, the government urges literal application [**40] of the maxim that in the event of
conflict between two laws, the one of later date will prevail: leges
posteriores priores contrarias abrogant.
We cannot agree. The
proponents of the ATA were, at an early stage and throughout its consideration,
forewarned that the ATA would present a potential conflict with the
Headquarters Agreement. n29 It was especially important in those circumstances
for Congress to give clear, indeed unequivocal guidance, as to how an
interpreter of the ATA was to resolve the conflict. Yet there was no reference
to the Mission in the text of the ATA, despite extensive discussion of the
Mission in the floor debates. Nor was there reference to the Headquarters
Agreement, or to any treaty, in the ATA or in its
notwithstanding clause, despite the textual expression of
intent to supersede treaty obligations in other sections of the Foreign
Relations Authorization Act, of which the ATA formed a part. n30 Thus Congress
failed to provide unequivocal interpretive guidance in the text of the ATA,
leaving open the possibility that the ATA could be viewed as a law of general
application and enforced as such, without encroaching on the position of the
Mission at the [**41] United
Nations.
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n29 See pp.
23-25 & nn. 24 & 25, supra. See also Transcript
of Joint Conference on H.R. 1777, p. 208 (December 3, 1987) (statement of State
Department representative Jamie Selby: it is a legal obligation based
on practice in interpreting a treaty); 133 Cong. Rec. H 11,224 (daily
ed. December 10, 1987) (statement of Rep. Crockett) (ATA would place United
States in violation of our treaty obligations).
n30 E.g.
Pub. L. 100-204 § 215(a), 101 Stat. 1331, 1343 (adding 22
U.S.C. § 4315(a)) (A foreign mission may not allow an
unaffiliated alien the use of any premise of that foreign mission which is
inviolable under United States law (including any treaty) for
any purpose which is incompatible with its status as a foreign mission
including use as a residence.) (emphasis supplied); see also id.
§ 806(d)(1)(B), 101 Stat. at 1398 (adding 19 U.S.C.
§ 2492(d)(1)(B)) (abrogating agreements,
necessarily international)
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That interpretation would
present no inconsistency with what little legislative history exists. There
were conflicting voices [*1470]
both in Congress and in [**42]
the executive branch before the enactment of the ATA. Indeed, there is only one
matter with respect to which there was unanimity — the condemnation
of terrorism. This, however, is extraneous to the legal issues involved here.
At oral argument, the United States Attorney conceded that there was no
evidence before the court that the Mission had misused its position at the
United Nations or engaged in any covert actions in furtherance of terrorism.
n31 If the PLO is benefiting from operating in the United States, as the ATA
implies, the enforcement of its provisions outside the context of the United
Nations can effectively curtail that benefit.
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n31 Transcript of oral argument,
p. 18 (June 8, 1988). This concession disposes of the suggestion that the
United States Security Reservation to the Headquarters Agreement,
Annex 2, § 6, 61 Stat. at 766, 767-681 (22 U.S.C. § 287
note), serves as a justification for the ATA.
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The record contains voices of
congressmen and senators forceful in their condemnation of terrorism and of the
PLO and supporting the notion that the legislation would close the mission. n32
There are other voices, less certain of the [**43]
validity of the proposed congressional action and preoccupied by problems of
constitutional dimension. n33 And there are voices of Congressmen uncertain of
the legal issues presented but desirous nonetheless of making a
political statement. n34 During the discussions which
preceded and followed the passage of the ATA, the Secretary of State n35 and
the Legal Adviser to the Department of State, n36 a former member of this
Court, voiced their opinions to the effect that the ATA presented a conflict
with the Headquarters Agreement.
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n32 E.g. 133
Cong. Rec. H 11,684-85 (daily ed. December 18, 1987) (statement of Rep.
Burton); 133 Cong. Rec. S 15,621 (daily ed. November 3, 1987) (statement of
Sen. Grassley); 133 Cong. Rec. S 9,627 (daily ed. July 10, 1987) (statement of
Sen. Grassley); 133 Cong. Rec. E 2,249 (daily ed. June 4, 1987) (statement of
Rep. Gallegly); 133 Cong. Rec. H 4,047 (daily ed. May 28, 1987) (statement of
Rep. Herger); 133 Cong. Rec. S 6,449 (daily ed. May 14, 1987) (statement of
Sen. DAmato); id., S 6448 (statement of Senator
Dole); 133 Cong. Rec. E 1,635 (daily ed. April 29, 1987) (statement of Rep.
Kemp).
n33 133 Cong. Rec. H 12,224
(daily ed. December 10, 1987) (statement of Rep. Crockett); 133 Cong. Rec. S
13,852 (daily ed. October 8, 1987) (statement of Sen. Bingaman); 133 Cong. Rec.
E 2,895 (daily ed. July 14, 1987) (statement of Rep. Bonior). [**44]
n34 Transcript of Joint
Conference on H.R. 1777, pp. 210-11 (December 3, 1987) (statements of Reps.
Mica and Kostmayer).
n35 As far as the
closure of the PLO Observer Mission is concerned, this would be seen as a
violation of a United States treaty obligation under the United Nations
Headquarters Agreement. Letter from Sec. of State George P. Shultz to
unnamed Senators and Congressmen (July 31, 1987), partially reprinted in 133
Cong. Rec. S 16,605 (daily ed. November 20, 1987) (statement of Sen. Grassley).
n36 Hon. Abraham Sofaer:
It is our judgment that the Headquarters Agreement as interpreted and
applied would be violated. New York Times, January 13,
1988 at A3.
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Yet no member of Congress, at
any point, explicitly stated that the ATA was intended to override any
international obligation of the United States.
The only debate on
this issue focused not on whether the ATA would do so, but on whether the
United States in fact had an obligation to provide access to the PLO. Indeed,
every proponent of the ATA who spoke to the matter argued that the United
States did not have such an obligation. For instance, Senator Grassley, after
arguing that the United States [**45]
had no obligation relating to the PLO Mission under the Headquarters Agreement,
noted in passing that Congress had the power to modify
treaty obligations. But even there, Senator Grassley did not argue that the ATA
would supersede the Headquarters Agreement in the event of a conflict. 133
Cong. Rec. S 15,621-22 (daily ed. November 3, 1987). This disinclination to
face the prospect of an actual conflict was again manifest two weeks later,
when Senator Grassley explained, as I detailed earlier
,
the United States has no international legal obligation that
would preclude it from closing the PLO Observer Mission. 133 Cong.
Rec. S 16,505 (daily ed. November 20, 1987) (emphasis supplied). As the
Congressional Record reveals, at the time [*1471]
of the ATAs passage (on December 15 in the House and December 16 in
the Senate), its proponents were operating under a misapprehension of what the
United States treaty obligation entailed. 133 Cong. Rec. S 18,190
(daily ed. December 16, 1987) (statement of Sen. Helms) (closing the Mission
would be entirely within our Nations obligations under
international law); 133 Cong. Rec. H 11,425 (daily ed. December 15,
1988) (statement of Rep. [**46]
Burton) (observer missions have no — zero —
rights in the Headquarters Agreement) n37
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n37 Accord 133
Cong. Rec. H 8,790 (daily ed. October 20, 1987) (statement of Rep. Burton); 133
Cong. Rec. S 9,627-28 (daily ed. July 10, 1987) (statement of Sen. Grassley);
133 Cong. Rec. S 6,449-50 (daily ed. May 14, 1987) (statement of Sen.
DAmato); id. S 6,449 (statement of Sen. Dole).
Indeed, this misapprehension apparently has continued after the
passage of the ATA and even during the pendency of this lawsuit. E.g. 134
Cong. Rec. S 3,113 (daily ed. March 25, 1988) (statement of Sen.
DAmato); 134 Cong. Rec. S 1,997 (daily ed. March 4, 1988) (statement
of Sen. Grassley).
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- - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
In sum, the language of the
Headquarters Agreement, the long-standing practice under it, and the interpretation
given it by the parties to it leave no doubt that it places an obligation upon
the United States to refrain from impairing the function of the PLO Observer
Mission to the United Nations. The ATA and its legislative history do not
manifest Congress intent to abrogate this obligation. We are
therefore constrained to interpret the ATA as failing to supersede the
Headquarters Agreement and [**47]
inapplicable to the Mission.
C.
The Continued Viability of the ATA.
We have interpreted the ATA as
inapplicable to the PLO Mission to the United Nations. The statute remains a
valid enactment of general application. It is a wide gauged restriction of PLO
activity within the United States and, depending on the nature of its
enforcement, could effectively curtail any PLO activities in the United States,
aside from the Mission to the United Nations. We do not accept the suggestion
of counsel that the ATA be struck down. The federal courts are constrained to
avoid a decision regarding unconstitutionality except where strictly necessary.
Rescue Army v. Municipal Court of the City of Los Angeles, 331 U.S. 549, 568-72, 91
L. Ed. 1666, 67 S. Ct. 1409 (1947). In view of our construction of the statute,
this can be fairly avoided in this instance. The extent to which the First
Amendment to the Constitution and the Bill of Attainder Clause, Art. I,
§ 9, cl. 3, guide our interpretation of the ATA is addressed in Mendelsohn
v. Meese, post.
VI
Conclusions
The Anti-Terrorism Act does
not require the closure of the PLO Permanent Observer Mission to the United
Nations nor [**48] do the
acts provisions impair the continued exercise of its appropriate
functions as a Permanent Observer at the United Nations. The PLO Mission to the
United Nations is an invitee of the United Nations under the Headquarters
Agreement and its status is protected by that agreement. The Headquarters
Agreement remains a valid and outstanding treaty obligation of the United
States. It has not been superseded by the Anti-Terrorism Act, which is a valid
enactment of general application.
We express our thanks to the
lawyers in this case, especially those appearing for amici curiae, for
their professional dedication and their assistance to the court.
The motion of the defendants to dismiss for lack of personal
jurisdiction is denied.
The motion of the defendants to dismiss
for lack of subject matter jurisdiction is denied.
The motion of
the defendants to dismiss for lack of capacity, which was not briefed, is
denied.
Mansours motion to
dismiss for failure to state a claim upon which relief may be granted is
treated, pursuant to Rule 12(b) of the Federal Rules of Civil Procedure, as
[*1472] a motion for summary
judgment, Fed. R. Civ. P. 56, and is granted.
The motion of the
[**49] United States for summary
judgment is denied, and summary judgment is entered for the defendants,
dismissing this action with prejudice.
SO ORDERED.
Dated: New York, New York,
June 29, 1988
APPENDIX A
TITLE
22, UNITED STATES CODE (FOREIGN RELATIONS)
CHAPTER 61 — ANTI-TERRORISM
— PLO
§ 5201. Findings;
determinations
(a) Findings
The
Congress finds that — (1) Middle East terrorism
accounted for 60 percent of total international terrorism in 1985;
(2)
the Palestine Liberation Organization (hereafter in this title referred to as
the PLO) was directly responsible for the murder of an
American citizen on the Achille Lauro cruise liner in 1985, and a member of the
PLOs Executive Committee is under indictment in the United States for
the murder of that American Citizen;
(3) the head of the PLO has been
implicated in the murder of a United States Ambassador overseas;
(4) the
PLO and its constituent groups have taken credit for, and been implicated in,
the murders of dozens of American citizens abroad;
(5) the PLO covenant
specifically states that armed struggle is the only way to liberate
Palestine, thus it is an overall strategy, not merely a tactical [**50] phase;
(6) the PLO
rededicated itself to the continuing struggle in all its armed
forms at the Palestine National Council meeting in April 1987; and
(7) the Attorney General has stated that various elements of
the Palestine Liberation Organization and its allies and affiliates are in the
thick of international terror. (b) Determinations
Therefore, the Congress determines that the PLO and its
affiliates are a terrorist organization and a threat to the interests of the
United States, its allies, and to international law and should not benefit from
operating in the United States.
§ 5202.
Prohibitions regarding the PLO
It shall be unlawful, if the
purpose be to further the interests of the Palestine Liberation Organization or
any of its constituent groups, any successor to any of those, or any agents
thereof, on or after [March 21, 1988] — (1) to receive anything of
value except informational material from the PLO or any of its constituent
groups, any successor thereto, or any agents thereof; or
(2) to expend
funds from the PLO or any of its constituent groups, any successor thereto, or
any agents thereof; or
(3) notwithstanding any provision of law to the
contrary, [**51] to establish or
maintain an office, headquarters, premises or other facilities or establishments
within the jurisdiction of the United States at the behest or direction of, or
with funds provided by the Palestine Liberation Organization or any of its
constituent groups, any successor to any of those, or any agents thereof.
§ 5203. Enforcement
(a) Attorney General
The Attorney General
shall take the necessary steps and institute the necessary legal action to
effectuate the policies and provisions of this chapter.
(b) Relief
Any district court of the United States for a
district in which a violation of this chapter occurs shall have authority, upon
petition of relief by the Attorney General, to grant injunctive and such other
equitable relief as it shall deem necessary to enforce the provisions of this
chapter. [*1473]
APPENDIX B UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK NEW YORK, NEW YORK 10007 CHAMBERS OF EDMUND L. PALMIERI DISTRICT April 21, 1988 JUDGE TO ALL COUNSEL Re: United States v. Palestine Liberation Organization, et al., 88 Civ. 1962 (ELP); Mendelsohn, et al. v. Meese, 88 Civ. 2005 (ELP). Dear Sirs: With a view to expediting our respective tasks with regard to the ultimate disposition of this litigation, I would appreciate the submission of the following: 1. All official statements concerning the interpretation and constitutionality of the Anti-Terrorism Act of 1987, Title X of the Foreign Relations Authorization Act for Fiscal Years 1988-89 (Pub.L. 100-204, §§ 1001-1005; 101 Stat. 1331, 1406-07; 22 U.S.C.A. §§ 5201-5203 (West Supp.1988)) issued by the Department of State as well as the Department of Justice. 2. All available documentary evidence of congressional intent with respect to the Anti-Terrorism Act of 1987, Title X of the Foreign Relations Authorization Act for Fiscal Years 1988-89. In order to obviate duplication of effort and to assure a full submission, I suggest that Government counsel assemble this material in the first instance and then make it available to defense counsel for inspection and possible supplementation before submitting it to the Court. I understand that Assistant United States Attorney Richard Mark is now endeavoring to work out a briefing schedule with counsel. I expect to be advised of the results of his efforts in due course. Compliance with the request I make in this letter should not be delayed because of any briefing schedule, however, as the material I request would be useful to me in connection with my continuing study of these cases. Very truly yours, (s) Edmund L. Palmieri Edmund L. Palmieri United States District Judge cc: Rudolph W. Giuliani, United States Attorney Richard Mark, Assistant United States Attorney One St. Andrew's Plaza New York, New York 10007 Ramsey Clark 36 East 12th Street New York, New York 10003 Leonard B. Boudin Rabinowitz, Boudin, Standard, Krinsky & Lieberman 740 Broadway at Astor Place New York, New York 10003-9518 Keith Highet Joseph D. Pizzurro Curtis, Mallet-Prevost, Colt & Mosle 101 Park Avenue New York, New York 10178-0061 |