668 F.2d 122 United States Court of
Appeals, Second Circuit. In the Matter of
the Requested Extradition of Desmond MACKIN by the Government of the United
Kingdom of Great Britain and Northern Ireland. UNITED STATES of
America, Petitioner-Appellant v. Desmond MACKIN, Respondent-Appellee Desmond MACKIN,
Petitioner, v. George V. GRANT, United States Marshal for the Southern District
of New York, Respondent. Nos. 424, 335 and 290,
Dockets 81-1324, 81-3064 and 81-3070. Argued Oct 30, 1981. Decided Dec. 23, 1981. SUBSEQUENT HISTORY: Followed with Reservations by: Matter of
Extradition of Suarez-Mason, 694 F.Supp. 676 (N.D.Cal. Apr. 27, 1988) (No.
CR-87-23-MISC-DLJ) [*123] COUNSEL: Thomas H. Belote, Sp.
Asst. U. S. Atty., New York City (John S. Martin, Jr., U. S. Atty. S. D. N. Y.,
Mark F. Pomerantz and Robert S. Litt, Asst. U. S. Attys., New York City, of
counsel), for petitioner-appellant, the United States. Keara M. ODempsey, New York City (Beldock, Levine &
Hoffman, and Frank Durkan, ODwyer & Bernstien, James Gilroy,
James P. Cullen, Sheila Donohue, The Brehon Law Society, New York City, of
counsel), for respondent-appellee, Desmond Mackin. JUDGES: Before FEINBERG, Chief Judge, and FRIENDLY and
PIERCE, Circuit Judges.[FN*] FN* When this appeal was heard, Judge Pierce
was a District Judge for the Southern District of New York, sitting by
designation. He was inducted as a judge of this court on November 30, 1981. OPINION BY: FRIENDLY, Circuit Judge: This appeal by the United States and an alternative request by it
for mandamus consolidated therewith [FN1] relate to a decision of United States
Magistrate Naomi Reice Buchwald (the Magistrate) of the District Court for the
Southern District of New York dated August 13, 1981. The decision denied a
request by the Government of the United Kingdom of Great Britain and Northern
Ireland for the extradition of Desmond Mackin pursuant to Article VIII of the
Extradition Treaty (sometimes hereafter the Extradition Treaty or the Treaty)
between the United States and the United Kingdom. The Treaty, which is the
successor to the very limited provision in Article 27 of Jays Treaty,
8 Stat. 116, 129 (1794), and Article X of the Webster-Ashburton Treaty of 1842,
8 Stat. 572, 576-77, was signed on June 8, 1972 and entered into force on
January 21, 1977, 28 U.S.T. 227, T.I.A.S. 8468. After the request had been
submitted to the United States through diplomatic channels, a Special Assistant
United States Attorney for the Southern District of New York, acting for and on
behalf of the United Kingdom, filed an appropriate complaint in the District
Court for the Southern District of New York pursuant to [*124] 18 U.S.C. s 3184.
[FN2] Mackin was arrested under authority of an order of a district judge under
that statute and has been held in custody since then. The complaint was
referred to the Magistrate by a judge of the District Court for the Southern
District of New York pursuant to Rule 9 of that courts Magistrates
Rules. FN1. Also consolidated were a petition by
Mackin to this court for a writ of habeas corpus and a motion for immediate
release. FN2. This provides: Whenever there is a treaty or convention for
extradition between the United States and any foreign government, any justice
or judge of the United States, or any magistrate authorized so to do by a court
of the United States, or any judge or a court of record of general jurisdiction
of any State, may, upon complaint made under oath, charging any person found
within his jurisdiction, with having committed within the jurisdiction of any
such foreign government any of the crimes provided for by such treaty or
convention, issue his warrant for the apprehension of the person so charged,
that he may be brought before such justice, judge, or magistrate, to the end
that the evidence of criminality may be heard and considered. If, on such
hearing, he deems the evidence sufficient to sustain the charge under the
provisions of the proper treaty or convention, he shall certify the same,
together with a copy of all the testimony taken before him, to the Secretary of
State, that a warrant may issue upon the requisition of the proper authorities
of such foreign government, for the surrender of such person, according to the
stipulations of the treaty or convention; and he shall issue his warrant for
the commitment of the person so charged to the proper jail, there to remain
until such surrender shall be made. The statute goes back to the Act of August 12,
1848, 9 Stat. 302. It was continued as Rev.Stat. s 5270, appears as 18 U.S.C. s
651 (1940 ed.), and was codified in substantially its present form in 1948, 62
Stat. 822. The requested extradition was based upon Mackins
indictment in Northern Ireland on charges of attempted murder, on March 16, 1978,
of a British soldier, Stephen Wooton, in Anderson stown, Belfast, Northern
Ireland; wounding Wooton with intent to do grievous bodily harm, contrary to
Section 18 of the Offenses Against the Person Act of 1861; and possession of
firearms and ammunition with intent, in contravention of Section 14 of the
Firearms Act (Northern Ireland) 1969. Mackin was arrested in Northern Ireland
after the incident but was released on bail and failed to appear for trial
there, entered the United States illegally and was apprehended by the
Immigration and Naturalization Service.[FN3] FN3. Although Mackin is also subject to
detention by the INS pending deportation, he has consistently indicated his
willingness to be deported to the Republic of Ireland and detention pending
deportation would thus be brief. After taking extensive evidence, receiving briefs and hearing
argument, the Magistrate delivered a lengthy and thorough opinion. She
concluded that the United Kingdom had satisfied its burden, under Article IX(1)
of the Treaty, of producing evidence sufficient according to the law
of the requested Party
to justify the committal for trial of the
person sought if the offense of which he is accused had been committed in the
territory of the requested Party
with respect to the first
and third of the offenses charged.[FN4] However, the Magistrate declined to
issue the certificate to the Secretary of State provided for by 18 U.S.C. s
3184 on the ground that the offenses charged came within Article V(1)(c)(i) of
the Treaty, which states: FN4. The Magistrates opinion does
not specify which of the offenses that Mackin is charged with are supported by
probable cause, id. at 20- 21. However, for the purposes of this appeal the
parties are in agreement that the Magistrate found probable cause existed only
as to the first and third offenses. Government Brief at 7 n.* ;
Appellees Brief at 5. (1) Extradition shall not be granted if: (c)(i) the offense for which extradition is
requested is regarded by the requested Party as one of a political character
. The Magistrate pointed to cases holding or
indicating that the political offense exception is not limited to
purely political offenses against a government, such as
treason, sedition and espionage, but extends also to
relative political offenses, to wit, crimes against persons
or property which are incidental to a war, revolution, rebellion or political
uprising at the time and site of the commission of the offense, see Ornelas
v. Ruiz,
161 U.S. 502, 16 S.Ct.
689, 40 L.Ed. 787 (1896); In re Castioni, (1891) 1 Q.B. 149
(1890); In re Meunier, (1894) 2 Q.B. 415 (1894); [*125] In re Ezeta, 62 F. 972, 977-1002
(N.D.Cal.1894); Garcia-Guillern v. United States, 450 F.2d 1189, 1192
(5 Cir. 1971), cert. denied, 405 U.S. 989, 92 S.Ct. 1251, 31 L.Ed.2d 455
(1972); Abu Eain v. Wilkes, 641 F.2d 504, 518-23
(7 Cir. 1981), cert. denied, 454 U.S. 894, 102 S.Ct. 390, 70 L.Ed.2d 208 (1981). She found that: (1) at the
time of the offenses charged against Mackin the Provisional Irish Republican
Army (PIRA) was conducting a political uprising in the portion of Belfast where
the offenses were committed; (2) that Mackin was an active member of PIRA; and
(3) that the offenses committed against the British soldier were incidental to
Mackins role in the PIRAs political uprising in Belfast.
Accordingly, she concluded that the crimes for which Mackin was indicted were
of a political character within the meaning of Article
V(1)(c)(i) of the Treaty. As indicated above, the United States has appealed from the
Magistrates decision to deny the request of the United Kingdom, and
in the alternative has sought mandamus to require her to grant the request. In
addition to challenging the Magistrates conclusion that
Mackins crime was of a political character, the
Government contends that decision whether an offense falls within Article
V(1)(c)(i) is committed exclusively to the executive branch. Mackin contends
that the Magistrates order is not appealable because it is not a
final decision of a district court of the United States within 28 U.S.C. s 1291
and that this court lacks power to issue a writ of mandamus under 28 U.S.C. s
1651 because of the requirement in that section that such issuance must be
necessary or appropriate in aid of
(an issuing
courts) jurisdiction( ) and agreeable to the usages and principles of
law. If a contrary view should be taken on either of these points,
Mackin contends that the applicability of Article V(1)(c)(i) is a question for
the judicial branch and that the Magistrates decision on the merits
of that issue was correct. Appealability Discussion of the appealability of orders granting or denying
requests for extradition must go back as far as In re Metzger, 46 U.S. (5 How.) 176, 12
L.Ed. 104 (1847)-a case decided just prior to enactment of the predecessor of
the present extradition statute and which doubtless led to that
statutes adoption, see notes 6 & 8, infra. Although the
extradition treaty with France there at issue, 8 Stat. 580 (1848), unlike the
Webster-Ashburton Treaty of the previous year with Great Britain, made no
provision that the person whose extradition had been requested should be brought
before a judge or magistrate to the end that the evidence of
criminality may be heard and considered, President Polk and Secretary
of State Buchanan elected to submit the French Governments
extradition request to Judge Betts of the District Court for the Southern
District of New York, who, after a hearing, committed Metzger to custody to
await the order of the President, see In re Metzger, 17 Fed.Cas. 232 (No.
9511) (D.C.S.D.N.Y.1847). Although the Supreme Court thought that in seeking a
hearing before a judicial officer the executive had acted very
properly, as we suppose, 46 U.S. (5 How.) at 188-89, it concluded
that the case was heard and decided by the district judge at his
chambers, and not in court id. at 191. In that role the district
judge was exercising a special authority, and the law has made no
provision for revision of his judgment. It cannot be brought before the
District or Circuit Court; consequently it cannot, in the nature of an appeal,
be brought before this court. Id. at 191-92. Since the Supreme Court
thus had no appellate jurisdiction, under the most famous of constitutional
decisions it likewise could not issue a writ of habeas corpus on
Metzgers behalf. Thus the doctrine of the unappealability of
extradition decisions by judges and magistrates was born.[FN5] FN5. Metzger turned out to have
the last laugh, see Swisher, History of the Supreme Court-the Taney Period
1836-64, 179-80 (1974). [*126] The prime purpose of the 1848 statute, 9 Stat. 302, which
followed immediately on the Metzger decision, was to provide additional judicial
officers to handle extradition requests.[FN6] Nothing on the face of the
statute or in its legislative history shows an intention to alter the Supreme
Courts ruling with respect to appealability.[FN7] FN6. The principal purpose of the bill, as
stated by Representative Ingersoll, was to enlarge the facilities to
comply with our obligations under extradition treaties. It
often happened that an individual came to this country where the crime was
obvious, and the application for the fugitive regular; but there were no such
officers in the part of the country where the fugitive was found as were
authorized or were willing to take on themselves the burden and the weighty
responsibility of issuing a warrant to arrest and to take the preliminary
proceedings toward handing over the individual to the properly authorized
officer. The object of this bill was to appoint officers and to authorize
others to carry out the provisions of the treaties with France and England, at
all times without delay and the denial of justice. It provided for the
appointment of commissioners, or authorized the courts of the United States to
appoint commissioners to take the preliminary steps, and to procure the
authority of the Secretary of State, to whom the treaties give authority to
deliver up fugitives to foreign countries, for the accomplishment of the
desired object. Cong. Globe, June 23, 1848. FN7. During the floor debates of the proposed
extradition act Senator Dayton referred to the Supreme Courts
decision in the Metzger case, but did not intimate that the bill would alter
the result of that case. Cong. Globe, July 28, 1848. That question arose in In re Kaine, 55
U.S. (14 How.) 103, 120, 14 L.Ed. 345 (1852). Kaine was charged by the
British Government with a murder in Ireland, apparently in a case having
political overtones. Id. at 114-15. The request for extradition was made by the
British Consul in New York and heard by a United States commissioner who
ordered Kaine to be committed. The Circuit Court declined to issue habeas
corpus, and Kaine sought to bring these rulings before the Supreme Court in a
number of ways. Justice Curtis, concurring in a careful opinion, concluded that
the Commissioners action was unreviewable on appeal for the reason
that, like the judge in Metzger and despite the 1848 statute, he was not exercising
any part of the judicial power of the United States, id. at
119; that the refusal of the Circuit Judge to issue a writ of habeas corpus
could not be reviewed since it was not the cause of Kaines
commitment; and that the Supreme Court could not issue the writ on its own
account since this would be a prohibited exercise of original jurisdiction.
[FN8] FN8. The majority, speaking through Justice
Catron, was at pains to make clear that its refusal of habeas corpus was on the
merits, 55 U.S. (14 How.) at 117-18, without deigning to answer the
jurisdictional problems developed by Justice Curtis. However, the stress laid
by the majority on the need for employing magistrates to issue the
warrant, cause the arrest and adjudge the criminality, particularly
in the case of criminals fleeing from Canada and caught in hot
pursuit without any need of transmission of an extradition request
through diplomatic channels in Washington since otherwise in the entire
range of country, west of the Rocky mountains, and for more than five hundred
miles on this side of it, throughout the great western plains, no arrests could
be made, nor would they be attempted, suggests agreement with Justice
Curtis that a magistrates action under the 1848 statute was not
within the judicial power of the United States. Justice Nelsons lengthy dissent,
joined by Chief Justice Taney and Justice Daniel, apparently predicated
jurisdiction on the Circuit Courts refusal to issue a writ of habeas
corpus; he thought that decision to be a proper subject to review by
this court, by virtue of the writ of habeas corpus. 55 U.S. (14 How.)
at 148. On the merits he held that the request must be presented through diplomatic
channels and that the Commissioner had no power to act because he had not been
specially authorized to do so by a court of the United States. Again the extraditee had the last laugh.
Justice Nelson, sitting as Circuit Judge, later ordered Kaines
release on the grounds, inter alia, that there had been insufficient evidence of
Kaines criminality. Ex parte Kaine, 14 Fed.Cas. 78 (No.
7597) (C.C.S.D.N.Y.1853). The Act of February 5, 1867, 14 Stat. 385,
ultimately vindicated Justice Nelsons position on habeas corpus
appealability by providing for an appeal from final decisions of the circuit
courts on petitions for habeas corpus. See Benson v. MacMahon, 127
U.S. 457, 8 S.Ct. 1240, 32 L.Ed. 234 (1888); In re Luis Oteiza y Cortes, 136
U.S. 330, 10 S.Ct. 1031, 34 L.Ed. 464 (1890). The decision in Kaine that the Act of August 12, 1848, was not
intended to alter the holding in Metzger regarding the nonappealability [*127] of decisions
granting extradition was recognized in a 1853 opinion of Attorney General
Cushing to Secretary of State Marcy. The Attorney General stated, Nor
can appeal be taken from the decision of Mr. Justice Edmonds to any other
court, so as to revise that decision. The judge or magistrate in this case acts
by special authority under the act of Congress; no appeal is given from his
decision by the act; and he does not exercise any part of what is, technically
considered, the judicial power of the United States. 6 Op.Atty.Gen.
91, 96 (1853). Not long thereafter, the common understanding with respect to
the appealability of orders denying extradition requests was reflected in
another opinion rendered by the Office of the Attorney General to Secretary of
State Seward in 1863, 10 Op.Atty.Gen. 501, 506. This stated unequivocally, in
response to an objection by a foreign government to a district judges
denial of extradition, In cases of this kind, the judge or magistrate
acts under special authority conferred by treaties and acts of Congress; and
though his action be in form and effect judicial, it is yet not an exercise of
any part of what is technically considered the judicial power of the United
States. No appeal from his decision is given by the law under which he acts,
and therefore no right of appeal exists. (Ex-parte Metzger, 46 U.S. (5 How.),
176 (12 L.Ed. 104); U. S. v. Ferreira, 54 U.S. (13 How.), 40-48 (14 L.Ed.
42); in re Kane (sic), 55 U.S. (14 How.), 103, 119 (14 L.Ed. 345), Curtis J.) The
decision of Judge Leavitt is thus beyond the reach of correction either by
executive or judicial power.[FN9] FN9. In United States v. Ferreira, 54
U.S. (13 How.) 40, 14 L.Ed. 42 (1851), the Court had held that a United
States District Judge, acting on a claim arising under the treaty with Spain
for the cession of Florida, was not exercising the judicial power of the United
States and that an appeal from his decision to the Supreme Court would not lie.
It is notable that the citation of In re
Kaine, supra, in the Attorney Generals opinions was to Justice
Curtis concurring opinion, which the Department of Justice evidently
regarded as embodying the correct view. 6 Op.Atty.Gen. 91, 96; 10 Op.Atty.Gen.
501, 506. and suggested that the foreign government submit a new request.
Further evidence of the nonappealability of orders granting extradition can be
found in a Report of the Senate Judiciary Committee on the nations
extradition laws. S.Rep.No.82, 47th Cong., 1st Sess. (1882). The Government suggests that the basis for the nonappealability of
extradition orders was altered by the creation of the courts of appeals by the
Act of March 3, 1891, 26 Stat. 826, since these courts are not subject to the
constitutional limitations confining them to appellate jurisdiction which
played a part in the Metzger decision and in Justice Curtis opinion
in Kaine. This, however, relates to the ability of the courts of appeals
to exercise original jurisdiction over petitions for writs of habeas corpus,
and not to the appealability of decisions under s 3184. It is thus not
surprising that courts at every level have continued to state that decisions,
even when made by district courts, denying or granting requests for extradition
are not appealable under 28 U.S.C. s 1291. Collins v. Miller, 252
U.S. 364, 369, 40 S.Ct. 347, 349, 64 L.Ed. 616 (1920); Caplan v. Vokes,
649 F.2d 1336, 1340 (9 Cir. 1981); Abu Eain v. Wilkes, 641 F.2d 504, 508 (7 Cir. 1981), cert. denied, 454 U.S. 894, 102 S.Ct. 390, 70
L.Ed.2d 208 (1981); Antumes v. Vance, 640 F.2d 3, 4 n.3 (4 Cir. 1981); Matter
of Assarsson, 635 F.2d 1237, 1240 (7 Cir. 1980), cert. denied, --- U.S. ----,
101 S.Ct. 2017, 68 L.Ed.2d 325 (1981); Gusikoff v. United States, 620 F.2d 459, 461 (5
Cir. 1980); Brauch v. Raiche, 618 F.2d 843, 847 (1 Cir. 1980); Hooker
v. Klein, 573
F.2d 1360, 1364 (9 Cir.), cert. denied, 439 U.S. 932, 99 S.Ct. 323, 58
L.Ed.2d 327 (1978); Jhirad v. Ferrandina, 536 F.2d 478, 482 (2
Cir.), cert. denied, 429 U.S. 833, 97 S.Ct. 97, 50 L.Ed.2d 98 (1976); Greci
v. Birknes, 527 F.2d 956, 958 (1 Cir. 1976); United States ex rel.
Sakaguchi v. Kaulukukui, 520 F.2d 726, 729-30 (9 Cir. 1975); Shapiro v.
Ferrandina, 478 F.2d 894, 901 (2 Cir.), cert. dismissed, 414 U.S. 884, 94
S.Ct. 204, 38 L.Ed.2d 133 (1973); [*128] Sayne v. Shipley, 418 F.2d 679, 685 (5
Cir. 1969), cert. denied, 398 U.S. 903, 90 S.Ct. 1688, 26 L.Ed.2d 61 (1970); Wacker
v. Bisson, 348 F.2d 602, 607 (5 Cir. 1965); Jimenez v. Aristeguieta, 290 F.2d 106, 107 (5
Cir. 1961). To quote from the most notable example, Justice Brandeis said in Collins
v. Miller, supra, 252 U.S. at 369, 40 S.Ct. at 349, that the proceeding
before a committing magistrate in international extradition is not subject to
correction by appeal.[FN10] Although none of the cases cited above
squarely holds that an order denying a request for extradition is not
appealable, these statements are not merely dicta, as the Government argues.
Along with their statements as to the nonappealability of orders granting or
denying extradition requests, courts have made clear that the extraditee in
cases of grant and the requesting party in cases of denial have alternative,
albeit less effective, avenues of relief. The extraditee may seek a writ of
habeas corpus, the denial or grant of which is appealable, see note 8, supra,
and the requesting party may refile the extradition request. Collins v.
Loisel,
262 U.S. 426, 43 S.Ct.
618, 67 L.Ed. 1062 (1923); Hooker v. Klein, supra, 573 F.2d at 1365-66;
In re Gonzalez, 217 F.Supp. 717 (S.D.N.Y.1963); Ex parte Schorer, 195 F. 334
(E.D.Wis.1912). Both these remedies are inconsistent with the notion that the
original orders were appealable. If the grant of a request were appealable,
habeas corpus would not lie since that writ cannot be used as a substitute for
an appeal. Stone v. Powell, 428 U.S. 465, 477, 96
S.Ct. 3037, 3044, 49 L.Ed.2d 1067 n.10 (1976); Sunal v. Large, 332 U.S. 174, 178-79, 67
S.Ct. 1588, 1590-91, 91 L.Ed. 1982 (1947). If denial of a request were
appealable, a second request would ordinarily be defeated by the principle of
res judicata. See Hooker v. Klein, supra, 573 F.2d at 1367-68. FN10. Under English law, an extraditing
magistrates decision denying extradition has been held unappealable, Atkinson
v. United States of America Government, (1971) AC 197 at 213,
(1969) 3 ALL ER 1317, HL. Lord Reid was of the view that this was
settled law reaching back to the early 19th century, id. at
1324. Despite the Governments argument in this case, the
general belief with respect to the unappealability of extradition orders has
been very recently shared by the Department of Justice and the Department of
State. On September 19, 1981, Senator Thurmond, along with several colleagues,
introduced a bill developed over the past 2 years in close
cooperation with the Department of Justice and the Department of State to
modernize the extradition laws of the United States. 127 Cong.Rec.
S9952. Among many other features, the proposed Extradition Act of 1981 confines
to the Attorney General the right to file a complaint charging that a person is
extraditable to a foreign country, s 3192(a), provides that this may be done
only in a United States district court, id., directs that the court certify to
the Secretary of State its findings with respect to extraditability, s 3194(e),
provides for appeals of such findings to the appropriate United States court of
appeals, s 3195(a), and limits the extraditees rights to seek review
by other means, s 3195(c). Secretary of State Haig expressed the particular
pleasure of the Department over several provisions of the bill, including one
which for the first time permit(s) appeal from a district
courts decision on an extradition request (section 3195),
127 Cong.Rec. S9953. A legal memorandum accompanying the proposed bill stated
in unequivocal terms, 127 Cong.Rec. S9957: Under present Federal law, there is no direct
appeal from a judicial officers finding in an extradition hearing. A
person found extraditable may only seek collateral review of the finding,
usually through an application for a writ of habeas corpus. The foreign
government that is dissatisfied with the results of the hearing must institute
a new request for extradition. The lack of direct appeal in extradition matters
adds undesirable delay, expense, and complication to a process which should be
simple and expeditious. (footnotes omitted) At a hearing held on October 14, 1981, before the Senate Judiciary
Committee, Michael Abbell, Director, Office of International [*129] Affairs,
Criminal Division, Department of Justice, praised the bill because, among other
things It permits both a fugitive and the United States, on behalf of the
requesting country, to directly appeal adverse decisions by an extradition
court. Under present law a fugitive can only attack an adverse decision through
habeas corpus, and the only option available to the United States, on behalf of
a requesting country, is to refile the extradition complaint. Daniel W. McGovern, Deputy Legal Adviser of the Department of
State, said Under present law there is no direct appeal from a judicial
officers finding in an extradition proceeding. A person found
extraditable may only seek collateral review of the finding, usually through an
application for a writ of habeas corpus. The foreign government that is
dissatisfied with the results of the hearing must institute a new request for
extradition. The lack of direct appeal in extradition matters adds undesirable
delay, expense and complication to a process which should be simple and
expeditious. Section 3195 (of the proposed bill) remedies this defect in
current procedure by permitting either party in an extradition case to appeal
directly to the appropriate United States court of appeals from a judge or
magistrates decision. It is true, of course, that efforts by the Government to resolve
an ambiguity in legislation in its favor should not preclude it from arguing,
if the efforts have not yet succeeded, that the legislation should be construed
in the manner which it asked Congress to make clear. Wong Yang Sung v.
McGrath,
339 U.S. 33, 47, 70
S.Ct. 445, 452, 94 L.Ed. 616 (1950); United States v. Southwestern Cable Co., 392 U.S. 157, 169-70, 88
S.Ct. 1994, 2000-2001, 20 L.Ed.2d 1001 (1968); Sands, 2A Sutherland Statutory
Construction s 49.10 at 261 (1973). But here the executive branch did not tell
Congress that the law was uncertain and would benefit from clarification; it
said flatly that the law was the exact opposite from what it contends in this
case and that the law needed to be changed. Beyond this, and apart from the
massive authority we have cited, what the Government told Congress was right
and what it argues to us is wrong. The only conceivable basis for appellate jurisdiction over orders
granting or denying extradition is section 1291 to Title 28 which authorizes
appeals to the courts of appeals from final decisions of the district
courts of the United States. In contrast, s 3184 proceedings are to
be conducted by any justice or judge of the United States, or any
magistrate authorized so to do by courts of the United States or any judge of a
court of record of general jurisdiction of any State. Decisions have
noted the difference between s 3184s references to
judges, justices, and
magistrates and s 1291s reference to
district courts. Jimenez v. Aristeguieta, 290 F.2d 106, 107 (5
Cir. 1961); Shapiro v. Ferrandina, 478 F.2d 894, 901 (2 Cir.), cert. dismissed,
414 U.S. 884, 94 S.Ct. 204, 38 L.Ed.2d 133 (1973). Even when the decision to
grant or deny is by a district judge, this still is not a decision of a
district court within 28 U.S.C. s 1291. See Jimenez v. Aristeguieta, supra, 290 F.2d at 107.
Although the distinction was criticized by the dissenting judge in that case,
it goes back to the Supreme Courts 1847 decision in In re Metzger,
supra,
and we approved of it in Shapiro v. Ferrandina, supra, 478 F.2d at 901
& n.3. It is even clearer that the decision of a magistrate is not a final
decision of a district court; when Congress has desired to permit an appeal
from a decision of a magistrate directly to a court of appeals, it has said so.
28 U.S.C. s 636(c)(3). There is still greater difficulty in considering the
decision of a state judge to be a final decision of a district court. Yet it
would be curious if such decisions were nonappealable whereas the decision of a
United States judge or magistrate was. [FN11] FN11. The Government suggested at argument
that such a decision might be appealable through the hierarchy of state courts
and would ultimately be reviewable by the Supreme Court under 28 U.S.C. s 1257.
We find nothing in the long history of international extradition in the United
States which suggests that Congress intended state courts to have a role beyond
the initial commitment proceedings; the sparsity of federal judges and
commissioners in 1847 doubtless made that limited resort necessary, see note 6,
supra. The parties cited us no state court case dealing with extradition under
s 3184, and our research has found none more recent than the mid-19th century.
In saying this we are aware that in naturalization cases where 8 U.S.C. s 1421
vests jurisdiction in both the district courts and all courts of
record in any State or Territory, 8 U.S.C. s 1421, courts of appeals
have routinely heard appeals from district court naturalization decisions,
e.g., Jubran v. United States, 255 F.2d 81 (5 Cir. 1958); Taylor v.
United States, 231 F.2d 856 (5 Cir. 1956); Hing Lowe v. United States, 230 F.2d
664 (9 Cir. 1956); Brukiewicz v. Savoretti, 211 F.2d 541 (5 Cir. 1954); Ralich v.
United States, 185 F.2d 784 (8 Cir. 1950); Marcantonio v. United States, 185 F.2d 934 (4 Cir.
1950), whereas appeals from state court decisions proceed through the state
systems. In re Ramadass, 445 Pa. 86, 284 A.2d 133 (1971) (and cases cited
therein); In re Marques Petition, 341 Mass. 715, 172 N.E.2d 262 (1961);
Calo v. United States, 400 Ill. 329, 79 N.E.2d 619 (1948); In re Bogunovic, 18 Cal.2d 160, 114
P.2d 581 (1941). However, extradition has international aspects far more
serious than naturalization. Moreover, the naturalization decisions occur in a
statutory framework that differs in an important respect from that governing
extradition. Section 1421 of Title 8 vests the district
courts with jurisdiction over naturalization proceedings, and thus,
there is little question but that s 1291which permits appeal from
all final decisions of the district
courtsӣis applicable. In contrast, as noted above, s 3184
vests individual judges with jurisdiction over extradition requests. [*130] There are similar problems in reading 28 U.S.C. s 1291 to
include the decision of a judge of a court of appeals or a justice of the
Supreme Court. It is instructive, in this regard, to examine the statutory
provisions applicable to writs of habeas corpus, 28 U.S.C. ss 2241-55. Section
2241 provides, inter alia, that writs of habeas corpus may be granted by
any circuit judge . Evidently fearing that, without more,
the action of a circuit judge would not be reviewable, Congress provided in s
2253 for an appeal from the decision of a circuit judge pursuant to s 2241:
In a habeas corpus proceeding before a circuit or district judge, the
final order shall be subject to review, on appeal, by the court of appeals for
the circuit where the proceeding is had. Congress failure
to adopt a similar statutory provision with respect to an extradition order of
a circuit judge under 18 U.S.C. s 3184 is evidence that it did not intend such
a decision to be appealable to a court of appeals. Yet the Government has
suggested no rational basis for a state of the law wherein an extradition
decision of a United States district judge or magistrate would be appealable
but that of a United States circuit judge would not be. When we add these
considerations to the historical background of 18 U.S.C. s 3184 and the many
decisions we have cited, [FN12] we think it clear that no appeal lies under 28
U.S.C. s 1291 from the Magistrates decision here.[FN13] FN12. The Government relies heavily on the
decision in Application of United States, 563 F.2d 637, 641 (4 Cir. 1977),
upholding s 1291 jurisdiction over a district courts denial of an
application under 18 U.S.C. s 2518 for interception of wire or oral
communications, enacted as part of the Omnibus Crime Control and Safe Streets
Act of 1968, which can be made to any judge of competent
jurisdiction, with successive applications also a possibility, s
2518(1)(e), as in the case of extradition. Such orders lack the long history of
nonappealability of those in extradition proceedings. Consequently we have no
occasion to consider whether the court was correct in finding s 1291
jurisdiction. FN13. The Magistrate suggested that an order
upholding the political offense exception might be appealable whereas orders
denying extradition for lack of sufficient evidence of probable cause were not,
since the latter were akin to a preliminary hearing or a refusal of a grand
jury to indict, in both of which circumstances the Governments remedy
is to try again. In contrast, a ruling on the political offense exception is
more like a judicial one applying law to the facts. We find nothing in the
statutory language or the cases to support this distinction. Beyond this, if
the Government were allowed to appeal the Magistrates adverse finding
with respect to the political offense exception, it would be hard to deny Mackin
a cross-appeal from her finding of probable cause. Mandamus The Governments alternative petition for mandamus under
28 U.S.C. s 1651 encounters, as an initial obstacle, the argument that issuance
of the writ is not necessary [*131] or appropriate in aid
[FN14] of our jurisdiction since the Magistrates decision is
unappealable and we thus have no jurisdiction to aid. The Government replies,
in part, that if we were to issue the writ and require the Magistrate to grant
extradition, such a grant would almost certainly become the subject of a habeas
corpus proceeding in the district court and its order in such a proceeding
would be reviewable here under 28 U.S.C. s 2253. Compare Ex parte United
States,
287 U.S. 241, 53 S.Ct.
129, 77 L.Ed. 283 (1932) (Supreme Court has power to grant mandamus requiring a
district court to issue a bench warrant for the arrest of an indicted defendant
since a conviction would be reviewable by a court of appeals and, on
certiorari, by the Supreme Court.) FN14. The words or
appropriate were added, apparently without explanation, in the
revision of 1948. Compare Judiciary Act of 1789, s 13 & 14, 1 Stat. 80-82;
Judicial Code of 1911, s 262, 36 Stat. 1162; and 28 U.S.C. s 1651. See 28
U.S.C. s 1651 Historical and Revision Notes. We have considered somewhat similar questions in United States
v. Dooling, 2nd Cir., 406 F.2d 192, 197, cert. denied, 395 U.S. 911, 89
S.Ct. 1744, 23 L.Ed.2d 224 (1969) and United States v. Weinstein, 2nd Cir., 452 F.2d
704, 708-13 (1971), cert. denied, 406 U.S. 917, 92 S.Ct. 1766, 32 L.Ed.2d 116
(1972). In Dooling we issued a writ to compel a district judge to sentence convicted
defendants rather than to pursue a course, indicated by him, of dismissing the
indictment upon grounds which were in part considered and rejected without
leave to renew before trial by another district judge. We considered it not to
be a fatal obstacle to issuance of the writ that the Government might not have
been able to appeal if the judge had proceeded as he had intended, 406 F.2d at
198. In Weinstein we issued mandamus requiring a district judge to vacate an
order dismissing an indictment after having entered a judgment of conviction
although the Government could not have appealed under then existing law and the
defendant obviously would not. We concluded that the phrase
in aid of their respective jurisdictions should not be read
so as to prohibit (the courts of appeals)
from vacating orders, in
actions generally subject to their supervision, that were beyond the power of
the lower court to make, even though in the particular case there was no
frustration of an appeal. 452 F.2d at 711. Quite recently the Third
Circuit has upheld its power to issue a writ of mandamus to consider whether
the District Court of the Virgin Islands lacked, as it thought, legal authority
to convene an investigatory grand jury although no case arising from action of
the putative grand jury was or, in the nature of things, could be before the
court. United States v. Christian, 3rd Cir., 660 F.2d 892. We thus assume, at
least arguendo, that mandamus could issue here if other tests with respect to
that extraordinary remedy were met.[FN15] FN15. One reason for our assuming this only
arguendo stems from our discussion with regard to appealability. If the
Magistrate was not in fact exercising the judicial power of the United States,
query whether a writ of mandamus can be issued to her by a court of appeals
under 28 U.S.C. s 1651, contrast 28 U.S.C. s 1361. We have discussed the standards governing issuance of the writ in
a number of recent cases, e.g., American Express Warehousing, Ltd. v.
Transamerica Insurance Co., 380 F.2d 277, 280-82 (2nd Cir. 1967); Investment
Properties International, Ltd. v. IOS, Ltd., 459 F.2d 705, 707 (2nd Cir. 1972); Kaufman
v. Edelstein, 539 F.2d 811, 816-19 (2nd Cir. 1976); National Super Spuds,
Inc. v. New York Mercantile Exchange, 591 F.2d 174, 181 (2nd Cir. 1979); and In
re Attorney General of the United States, 596 F.2d 58 (2nd Cir. 1979). While some of
these cases granted the writ and others denied it, all the opinions agree that
mandamus is reserved for exceptional cases, whatever that
may mean, and, more informatively, that the touchstones are
usurpation of power, clear abuse of discretion and the presence of an issue of
first impression. American Express Warehousing, supra, 380 F.2d at 283. The only issue here raised by the Government which might qualify
under these standards is its claim that the Magistrate exceeded [*132] her
jurisdiction by deciding whether the offenses for which Mackins
extradition was sought came within Article V(1)(c)(i) of the Treaty rather than
deferring that decision to the executive branch. If she was correct in
rejecting that contention, the case would not be appropriate for mandamus since
there was nothing any more extraordinary in her decisions
as to conditions in Northern Ireland in 1978 or as to the nexus between the
offenses and what she found those conditions to be than there would be in any
extradition case where the political offense exception was advanced [FN16] and,
whether right or wrong, she clearly did not abuse her discretion in deciding as
she did. We will now consider whether the Magistrates decision of the
jurisdictional issue was correct. FN16. It is noteworthy that, despite the
claims in the Governments brief, at 25-26, that a failure to obtain
the extradition of Mackin would have the potential for causing a
significant interference in our relations with the United Kingdom, no
affidavits from State Department or other Government officials attesting to
this danger were submitted to the Magistrate, as was done in In re Attorney
General, supra, 596 F.2d at 64 (affidavit of the Attorney General that
the failure to recognize the privilege would adversely affect the
entire law enforcement and intelligence-gathering apparatus of the United
States.). The Magistrates jurisdiction to decide the political
offense question The Governments argument that the Magistrate had no
jurisdiction to decide the political offense question begins with the language
of the Treaty. Article V(1)(c)(i) speaks of an offense which is
regarded by the requested Party as one of a political character. As a
matter of the ordinary meaning of language, the requested
Party would seem in this case to be the Government of the United
States, represented, as is uniformly true in matters of foreign relations, by
the President, United States v. Curtiss-Wright Export Corp., 299 U.S. 304, 319-20, 57
S.Ct. 216, 220-21, 81 L.Ed. 255 (1936); L. Henkin, Foreign Affairs and the
Constitution 45-50, 93 (1972), and not by a judicial officer. The Government
asserts that this construction is reinforced by other provisions of the Treaty,
notably Articles XIV(1) and XI(1), where it claims the term requested
Party must mean the Government of the United States and not the
courts.[FN17] It tells us further that the phrase regarded by the
requested Party as one of a political nature represents a change from
the language of older treaties and argues that by calling for the subjective
opinion of the requested Party, the Treaty thus refers to the Secretary of
State. FN17. Article XI(1) of the treaty provides
that (t)he requested Party shall promptly communicate to the
requesting Party through the diplomatic channel the decision on the request for
extradition. This provision hardly establishes that
requested Party can refer only to the Government
(i.e., the State Department), as the Governments brief asserts,
p. 28. The term requested Party is most naturally
interpreted as a reference to the government of the United States or Great
Britain, as the case may be, without any intent to refer to a particular branch
of those governments. The separate reference to the diplomatic
channel would be unnecessary if requested Party
did in fact mean the State Department. Article XIV(1) of the treaty provides
(t)he requested Party shall make all necessary arrangements for and meet
the cost of the representation of the requesting Party in any proceedings
arising out of a request for extradition. It does this provision no
violence to read it as fixing the international legal obligations of the United
States and Great Britain without speaking to the manner in which each nation
goes about meeting these obligations as a domestic matter. Against this Mackin argues that the
Governments equation of the requested Party with
the executive branch does not fit Article V(2) which provides that extradition
may be refused on any ground specified by the law of the requested
Party. This same argument applies to the numerous references in the
treaty to the territory of the requested Party, e.g., Arts.
VI, VII, VIII, and IX. Likewise, Article VII(5)(a) speaks of certification of
arrest warrants by a judge, magistrate or other competent authority
of the requesting Party, a usage inconsistent with the notion that
requested Party refers specifically to the executive
branch. The Governments argument ignores the fact that the
new language or an equivalent has been used in United
States treaties at least since the turn of the century. The Extradition Treaty
with Peru, 31 Stat. 1921 [*133] (1900), at issue in Garcia-Guillern v. United
States, supra, 450 F.2d 1189, contained a provision stating (i)f any
question shall arise as to whether a case comes within
(the
political offense exception) the decision of the authorities of the government
on which the demand for surrender is made
shall be final.
Identical language was contained in a 1901 treaty with Servia, 32 Stat. 1890,
Art. VI. If anything, reference to the authorities of the United
States Government is more suggestive of the executive branch than is the
broader phrase, requested Party, at issue in this case,
thus undercutting the Governments theory that the requested
Party language was intended to change existing law. Moreover, the
phrase requested Party was used in the 1963 Extradition
Treaty with Israel, 14 U.S.T. 1707, Art. VI(4), as to which the Seventh Circuit
has rejected an argument by the Government similar to that here considered, see
Abu Eain v. Wilkes, supra, 641 F.2d at 517. See also Extradition Treaty
with Brazil, 15 U.S.T. 2093 (1961). The Governments textual argument also ignores the
existence of numerous treaties whose language explicitly envisions that courts
will decide the political offense question. For example, a 1932 extradition
treaty with Greece provides that (t)he State applied to, or courts of
such State, shall decide whether the crime or offense is of a political
character, 47 Stat. 2185. See also Treaty Concerning the Mutual
Extradition of Criminals with Czechoslovakia, 44 Stat. 2367 (1925); Treaty of
Extradition with Albania, 49 Stat. 3313 (1935); Treaty for the Extradition of
Fugitives from Justice with Austria, 46 Stat. 2779 (1930). The Government has
suggested no reason, and we are unable to envision any, why courts should
determine political offense questions under some treaties, but not under
others. If the State Department had wanted to change the rule reflected in the
above treaties and in the cases cited infra, it would hardly have done so on a
piecemeal basis in treaties with individual foreign states and without
disclosing its intention to the Senate. [FN18] Rather it would have adopted the
more open and decisive approach of seeking legislation, as it is currently
attempting to do, see p. 137, infra. It seems much more likely that the
language was intended to preclude a foreign state from arguing that the United
States was bound by a definition of political offense derived from international
law or the law of the requesting state. FN18. As far as we are aware, following
Justice Nelsons opinion in Ex parte Kaine, supra, the argument that
the requested party language made the political offense
decision solely for the executive branch was not made again until 1980 in Abu
Eain, supra. The Government seeks to buttress its textual argument with
arguments of policy and analogy. It calls attention to decisions that
determination whether a case falls within the exception provided by Article
V(i)(c)(ii), to wit, that the person sought proves that the request
for his extradition has in fact been made with a view to try or punish him for
an offense of a political character lies solely with the executive
branch. See In re Lincoln, 228 F. 70, 73-74
(E.D.N.Y.1915), affd per curiam, 241 U.S. 651, 36 S.Ct. 721, 60 L.Ed.
1222 (1916); Garcia-Guillern v. United States, supra, 450 F.2d at 1192; In
re Gonzalez, 217 F.Supp. 717, 722 (S.D.N.Y.1963). Recognizing the latter
principle, the Seventh Circuit in Abu Eain, supra. 641 F.2d at 516-17,
perceived no inconsistency between confiding to the courts a decision with
respect to past facts and refusing to allow them to probe the motives of a
requesting government-a conclusion with which we agree. The Government notes
that a judicial decision on the political offense exception may cause
difficulties in this countrys foreign relations; such difficulties
would exist also, indeed might be heightened, if decision were placed solely in
the executive branch, unless the political offense exception were to be
eviscerated in practice in the case of extradition treaties with nations with
which we are allied or whose favor we especially desire. See also I. A.
Shearer, Extradition in International Law 197-98 (1971). The Government relies
on cases such as The [*134] Three Friends, 166 U.S. 1, 17 S.Ct. 495, 41
L.Ed. 897 (1897), and Underhill v. Hernandez, 168 U.S. 250, 18 S.Ct. 83,
42 L.Ed. 456 (1897), holding that determination when a state of war or
belligerency exists in a foreign country is solely for the executive; these are
adequately distinguished in the Seventh Circuits opinion in Abu Eain,
641 F.2d at 514 n.14. That court likewise sufficiently answered, id. at 514-15,
the arguments made here by the Government, on the basis of United States v.
Curtiss-Wright Export Corp., supra, and Chicago & Southern Air Lines,
Inc. v. Waterman S.S. Corp., 333
U.S. 103, 111, 68 S.Ct. 431, 436, 92 L.Ed. 568 (1948), as to the special
ability of the executive branch to acquire the facts with respect to conditions
in foreign countries. Moreover, whatever we might decide if we were writing on a clean
slate, the rock on which the Governments arguments shatter is the
long-standing recognition that courts shall determine whether a particular
offense comes within the political offense exception. This principle was in
existence at least as long ago as when In re Kaine, supra, was decided in 1852.
Four years after enactment of the Act of August 12, 1848, Justice Catron,
speaking for four members of the Supreme Court, wrote that
extradition without an unbiased hearing before an independent
judiciary
(is) highly dangerous to liberty, and ought never to be
allowed in this country, In re Kaine, supra, 55 U.S. (14 How.) at
113. Although this statement is directed at extradition proceedings in general
and not specifically at the political offense issue, Justice Catrons
opinion gives no indication that the political offense issue ought to be treated
differently from other issues at the extradition hearing. More importantly, an
example cited by Justice Catron, relating to the alleged mistreatment of one
Jonathan Robbins, suggests that the members of the Court joining in his opinion
were of the view that an unbiased hearing before an independent
judiciary was particularly necessary in cases where the political
offense exception is at issue. In 1799 Jonathan Robbins (also variously referred to as Thomas
Nash and Nathan Robbins) was surrendered by the United States to British naval
officials, pursuant to Article 27 of Jays Treaty. The British sought
Robbins extradition for a murder allegedly committed aboard a British
naval vessel. Jays Treaty contained no provision regarding the procedure
to be followed in extradition cases, and at the time there was no legislation
on the subject. Believing he had a relatively free hand, President Adams
arranged the delivery of Robbins by instructing District Judge Bee of South
Carolina to hand the extraditee over to the British. Adams action
caused an extraordinary national outcry. See, e.g., 10 Annals of Congress
580-640 (1800). As Professor Moore notes, (t)he case created great
excitement, and was one of the causes of the overthrow of John Adams
administration. 1 Moore, Extradition 550-51 (1922); see also In re
Kaine,
55 U.S. (14 How.) at 111-12. The outcry against Adams action seems to
have arisen, in large part, from the widespread perception that Robbins was an
American seaman who had been impressed into the British navy and that the
murder for which he was charged had occurred either in the course of a mutiny
or while fleeing from the British in an escape attempt. See Speech of John
Marshall, 10 Annals of Congress 613 (1800), reprinted in, 18 U.S. at 5 Wheat,
App. 201, 204-05, 215 (1820). Robbins supporters apparently conceded
that he had committed a murder, yet argued that a murder committed in fleeing
from illegal impressment should not be extraditable. Although the term political offense was not
current at the time, and apparently was not used in the debates surrounding the
Robbins case, 10 Annals of Congress 580-640 (1800), the argument made on
Robbins behalf bears many resemblances to the political offense
doctrine. In both instances an otherwise extraditable crime is thought to be
rendered nonextraditable by the circumstances surrounding its commission and by
the motives of the criminal. Significantly, in later years the Robbins case came
to be regarded as centering on the political offense question. As Justice
Nelson wrote in Ex parte [*135] Kaine, 14 Fed.Cas. 78, 81 (No. 7597) (C.C.S.D.N.Y.)
(1853), It was the apprehension of the people of this country, at the
time, that the offense of Jonathan Robbins, who was delivered up under the
treaty with Great Britain of 1794, was a political offense
.
The circumstances of the Robbins case described above assume
importance because, as Justice Catron noted in In re Kaine, supra, (t)hat the
eventful history of Robbins case had a controlling influence on our
distinguished negotiator (Daniel Webster), when the Treaty of 1842 was made;
and especially on Congress, when it passed the Act of 1848, is, as I suppose,
free from doubt. 55 U.S. (14 How.) at 112. With the Robbins case thus
firmly in the legislatures mind, it is difficult to avoid the
conclusion that when Congress charged commissioners and judges with determining
whether evidence exists to sustain (a) charge under the provisions of
(a) treaty, 9 Stat. 302, sec. 1, it had no intention of
silently excepting the political offense issue from the magistrates
consideration. Rather, the combination of the view that the Robbins case involved
the political offense question, and the perception that extradition without
judicial oversight was highly dangerous to liberty and ought never to
be allowed in this country, In re Kaine, supra, 55 U.S. (14 How.) at
113, strongly suggests that it was precisely the political offense question
that was of the greatest concern to Congress in passing the Act of August 12,
1848. This view is buttressed by the references to the political offense issue
in the debates on the act, see Cong. Globe, July 28, 1848 (remarks of Mr. King
and Mr. Bedger). We recognize that Justice Nelsons later opinion as a
Circuit Judge in Ex parte Kaine, supra, 14 Fed.Cas. at 81, contained language
suggesting that decisions concerning the political offense exception are solely
for the executive branch. Justice Nelson wrote the surrender, in such
cases, involves a political question, which must be decided by the political,
and not by the judicial, powers of the government. It is a general principle,
as it respects political questions concerning foreign governments, that the
judiciary follows the determination of the political power, which has charge of
its foreign relations, and is, therefore, presumed to best understand what is
fit and proper for the interest and honor of the country. We think
Justice Nelson misunderstood the import of the Robbins incident, and that
Justice Catrons view of the mistrust of exclusion of the judiciary
from the extradition process is a far sounder interpretation of the views of
the times. Moreover, this view is more consistent with the concern with
individual liberties that formed the basis for Justice Nelsons
dissenting opinion in In re Kaine, supra, 55 U.S. (14 How.) at 141-42, 147. If
there is to be a change in this, the alteration should come from Congress. The doctrine that decisions with respect to the political offense
exception is for the courts was also recognized in In re Castioni, supra, (1891) 1 Q.B. 149,
although, as the Government points out, there was no need to address the
question there since the British Extradition Act of 1870 provided a defense to
any person who could prove to the satisfaction of the
magistrate or the Court before whom he is brought on habeas corpus, or to the
Secretary of State, that the requisition for his surrender has in fact been
made with a view to try or punish him for an offense of a political
character. 33 & 34 Vict., c. 52, s 3(1). In In re Ezeta, 62 F. 972
(N.D.Calif.1894), the court assumed that it had power to determine whether the
offense was political. It evidently regarded this as part of its duty, imposed
by 18 U.S.C. s 3184, to hear and consider the evidence of criminality and to
determine whether there is evidence to sustain the charge under the
provisions of the treaty. In Ornelas v. Ruiz, 161 U.S. 502, 16 S.Ct.
689, 40 L.Ed. 787 (1896), the Supreme Court reversed a ruling by a district
judge discharging, as a political offender, a person whom a magistrate had
found not to be one; the Court expressed no disapproval at the
magistrates having decided the question, although saying, id. at 512,
16 S.Ct. at 692, that (t)he contention that the right of the
executive authority to determine what offenses charged are or are not purely
political [*136] is exclusive is not involved in any degree. The
principle that the judicial officers named in s 3184 are to determine whether
or not the crime charged is a political offense has been sustained in a number
of other reported cases, Jimenez v. Aristeguieta, 311 F.2d 547 (5 Cir.
1962), cert. denied, 373 U.S. 914, 83 S.Ct. 1302, 10 L.Ed.2d 415 (1963); Garcia-Guillern
v. United States, 450 F.2d 1189 (5 Cir. 1962); Shapiro v. Ferrandina, 478 F.2d 894 (2
Cir.), cert. dismissed, 414 U.S. 884, 94 S.Ct. 204, 38 L.Ed.2d 133 (1973); Jhirad
v. Ferrandina, 536 F.2d
478 (2 Cir.), cert. denied, 429 U.S. 833, 97 S.Ct. 97, 50 L.Ed.2d 98
(1976); Abu Eain v. Wilkes, 641 F.2d 504 (7 Cir.
1981), cert. denied, 454 U.S. 894, 102 S.Ct. 390, 70 L.Ed.2d 208 (1981); In re Lincoln, 228 F. 70,
74 (S.D.N.Y.1915) (dicta); United States ex rel. Karadzole v. Artukovic, 170 F.Supp. 383
(S.D.Cal.1959); Ramos v. Diaz, 179 F.Supp. 459 (S.D.Fla.1959); In re
Gonzalez, 217 F.Supp. 717 (S.D.N.Y.1963), although only Abu Eain and In re Lincoln contain discussion of
the issues. One reason for the lack of discussion is that the position that
the judicial officers designated in s 3184 lack power to determine whether the
offense was political is a new one for the executive branch. In 1908, a foreign
ambassador wrote to the Secretary of State, proposing that a provision be
included in the extradition treaty about to be entered into, whereby the
political offense determination would be made by the courts of the requested
country. In response, Secretary Elihu Root wrote: According to the system of jurisprudence obtaining in the United
States, the question as to whether or not an offense is a political one is
always decided in the first instance by the judicial officer before whom the
fugitive is brought for commitment to surrender. If the judicial authorities
refuse to commit the fugitive for surrender on the ground that he is a
political offender, or for any other reason, the matter is dead
.
Bearing in mind, therefore that under our system of jurisprudence, it is not
possible for any fugitive who claims to be a political offender to be
extradited, it is hoped that your Government will be satisfied without
insisting upon the insertion of an express stipulation providing that the
question as to whether an offense is political shall be decided by the judicial
authorities. (Emphasis added.) Letter from Secretary of State Root, dated June 12, 1908; quoted
in 4 G. Hackworth, Digest of International Law 46 (1942). In 1960 the Assistant
Legal Adviser to the Department of State wrote a United States Attorney: With regard to the assertion that
Mylonas extradition is being sought for acts connected with crimes or
offenses of a political character, it should be noted that this is a matter for
decision, initially, by the extradition magistrate on the basis of the evidence
submitted to him. (Emphasis added.) Letter of State Department Assistant Legal Advisor to U.S.
Attorney, dated June 22, 1960, concerning In re Mylonas, 187 F.Supp. 716
(N.D.Ala.1960); cited in 6 M. Whiteman, Digest of International Law 842-853
(1968).[FN19] The view of the Department of Justice and the Department of State
with respect to the existing law appears also in the materials recently
presented to the Senate in connection with S. 1639, s 3194(a) of which would
remove from the courts jurisdiction to determine whether
the foreign state is seeking the extradition of the person for a political
offense, for an offense of a political character, or for the purpose of prosecuting
or punishing the person for his political opinions. The Senate was
told in the Legal Memorandum accompanying the bill, 127 Cong.Rec. S9956 (Sept.
18, 1981): FN19. The word initially
refers to the fact that when the judicial officer on a habeas court decides
that the offense is not political, the Secretary of State may still decline to
order extradition. See Note, Executive Discretion in Extradition, 62
Colum.L.Rev. 1313, 1315 & cases cited in note 18 (1962); 1 Moore, Extradition
549-76 (1891); Hyde, International Law, 606-08 (1922). Under the present case law, the courts decide
whether the crime for which extradition [*137] has been requested is a
political offense
citing in n.56 four of the cases cited above. An almost identical
statement was made by Deputy Legal Adviser McGovern, p. 4. It follows that, as the law now stands, both the judicial and the
executive branches have recognized that, under s 3184, decision whether a case
falls within the political offense exception is for the judicial officer. The
Government cites us to no overriding principle which dictates a contrary
result. The Court said in Baker v. Carr, 369 U.S. 186, 211, 212, 82
S.Ct. 691, 706, 707, 7 L.Ed.2d 663 (1962), that it is error to
suppose that every case or controversy which touches foreign relations lies
beyond judicial cognizance and a court can construe a
treaty and may find it provides the answer. While the policy
arguments made by the Government are not without force, particularly in an age
of spreading terrorism, they are not so overwhelming as to justify us in
concluding that the 1848 statute and its successors did not mean that the
judicial officer should decide whether the offense for which extradition is
sought is political. Whether the national interests would be better served by
the position here advocated by the executive branch, which it has asked
Congress to adopt in S. 1639, is for that body to determine. We therefore
conclude that the Magistrate correctly sustained her own power to decide the
political offense question and thus, for reasons heretofore explained, there is
no basis for our issuing mandamus. Mackins Habeas Corpus Petition Immediately after the Magistrates decision the
Government refiled its extradition request before District Judge Sand in
accordance with the procedure recognized in Hooker v. Klein, supra, 573 F.2d
1360, and applied for a new warrant of arrest. Believing that the question of
appealability should be resolved before action by him the judge held this
request in abeyance pending a request for a stay to the Magistrate. She granted
such a stay pending application to this court for a stay pending expedited
appeal, which this court granted. Before we granted the stay, Mackin filed a
petition for habeas corpus with this court and a motion for immediate release.
Since our stay of the Magistrates decision will terminate upon the
coming down of the mandate, unless the Government should request and we should
see fit to grant an extension of the stay pending application for certiorari or
the decision of the renewed application before Judge Sand [FN20], we must
consider the petition for habeas corpus. FN20. Judge Sand should consider the renewed
application on the record before the magistrate and such other relevant
evidence as the United States or Mackin may introduce and give such weight to
the Magistrates conclusions as he deems appropriate. See Hooker v.
Klein, supra, 573 F.2d at 1369-70 (concurring opinion of Judge Chambers). This need not detain us long. The statute, 28 U.S.C. s 2241,
provides that writs of habeas corpus may be granted by the Supreme
Court, any justice thereof, the district courts, and any circuit judge within
their respective jurisdictions. A court of appeals is conspicuously
absent from this list. It has repeatedly been held that courts of appeals have
no jurisdiction to entertain petitions such as Mackins. Posey v.
Dowd,
134 F.2d 613 (7 Cir. 1943); Jensen v. Teets, 219 F.2d 235 (9 Cir.
1955); Loum v. Alvis, 263 F.2d 836 (6 Cir. 1959); Parker v. Sigler, 419 F.2d 827 (8th
Cir. 1969). See also FRAP 22(a) and accompanying Notes of Advisory Committee on
Appellate Rules. The Governments appeal is dismissed for lack of
jurisdiction. Its alternative application for mandamus is entertained solely on
the issue of the Magistrates jurisdiction to rule on the political
offense exception and is otherwise dismissed; the portion entertained is denied
on the merits. Mackins petition for habeas corpus is dismissed for
want of jurisdiction. Mackin may recover his costs. |