661 F.2d
1206 United States
Court of Appeals, Eleventh Circuit. Larry
BONNER, Plaintiff-Appellant, v. CITY OF PRICHARD, ALABAMA, et al.,
Defendants-Appellees. No. 81-7005. Nov. 3, 1981. [*1207] COUNSEL: Reams, Tappan, Wood, Vollmer, Phillips &
Killion, P.C., Patricia K. Olney (Court-appointed), Mobile, Ala., for
plaintiff-appellant. J. Randall Crane, Mobile, Ala., for defendants-appellees. Thomas R. McAlpine, Gen. Counsel, Ala. Dept. of Corrections,
Montgomery, Ala., for amicus curiae State of Ala. Appeal from the United States District Court for the Southern
District of Alabama. JUDGES: Before GODBOLD, Chief Judge, and RONEY, TJOFLAT, HILL, FAY, VANCE,
KRAVITCH, JOHNSON, HENDERSON, HATCHETT, ANDERSON and CLARK, Circuit Judges. OPINION BY: GODBOLD, Chief Judge: This is the first case to be heard by the United States Court of
Appeals for the Eleventh Circuit, established October 1, 1981 pursuant to the
Fifth Circuit Court of Appeals Reorganization Act of 1980, P.L. 96-452, 94
Stat. 1995, and this opinion is the first to be published by the Eleventh
Circuit. Under P.L. 96-452 the United States Court of Appeals for the Fifth
Circuit was divided into two circuits, the Eleventh and the new
Fifth. This court, by informal agreement of its judges prior to
October 1, 1981, confirmed by formal vote on October 2, 1981, has taken this
case en banc to consider what case law will serve as the established precedent
of the Eleventh Circuit at the time it comes into existence. We hold that the
decisions of the United States Court of Appeals for the Fifth Circuit (the former
Fifth or the old Fifth), as that court existed on
September 30, 1981, handed down by that court prior to the close of business on
that date, shall be binding as precedent in the Eleventh Circuit, for this
court, the district courts, and the bankruptcy courts in the circuit. Section 9 of the Act provides for the handling of cases that prior
to October 1, 1981 had been filed with the former Fifth Circuit. Subparagraphs
(1) and (2) thereof provide: (1) If the matter has been submitted for decision, further
proceedings in respect [*1208] of the matter
shall be had in the same manner and with the same effect as if this Act had not
been enacted. (2) If the matter has not been submitted for decision, the appeal
or proceeding, together with the original papers, printed records, and record
entries duly certified, shall, by appropriate orders, be transferred to the
court to which it would have gone had this Act been in full force and effect at
the time such appeal was taken or other proceeding commenced, and further
proceedings in respect of the case shall be had in the same manner and with the
same effect as if the appeal or other proceeding had been filed in such court. In the former Fifth Circuit a case filed prior to October 1, 1981
was submitted for decision to that court within the meaning
of s 9 of the Act on the date it was heard by an oral argument panel of that
court or fully decided by a three judge screening panel without oral argument.
Thus a case designated before October 1, 1981 for assignment to an oral
argument calendar and scheduled for hearing after October 1, 1981 would not be submitted
for decision to the old Fifth Circuit but, in due course, would be
submitted to the Eleventh or the new Fifth. During the routine screening of
this case in September 1981 the initiating judge assigned the case for oral
argument. Since the case was not decided by a screening panel, and there were
no oral argument panels sitting before October 1 to which it could be
submitted, it was not (and could not be) submitted for decision
before October 1. The appeal arose in the geographical confines of the Eleventh
Circuit, so that, under s 9(2) of the Act, it became an Eleventh Circuit case
to be submitted to and decided by that court, and it has been properly voted
for hearing en banc by the members of that court. I. History of the case During his pretrial confinement at the Prichard (Alabama) City Jail,
appellant Larry Bonner, proceeding in forma pauperis, filed a pro se action
under 42 U.S.C.A. s 1983 (West 1974) against the City of Prichard and city
officials. Counsel was appointed for him. The amended complaint set forth six
causes of action. Under the first five causes of action Bonner sought
declaratory and injunctive relief for various alleged violations of the
Constitution of the United States and the laws of Alabama allegedly perpetrated
at the city jail against Bonner and those similarly situated. The sixth cause
of action alleged that Bonner was denied proper medical treatment following
injuries he sustained at the jail and that he was thereafter assaulted by a
jail guard with a fire extinguisher. He claimed one million dollars in damages
under this count. Before the defendants filed an answer to the amended complaint the
magistrate assigned to make recommendations in the case to the district judge
made a sua sponte recommendation that the case be dismissed without prejudice.
The magistrate supported his recommendation by noting that: 1. Bonner was no longer imprisoned at Prichard jail; [FN1] FN1. After
Bonner filed this suit and presumably before the magistrate made his
recommendation Bonner was tried and convicted on charges of robbery and
burglary, sentenced to ten years, and transferred from the Prichard jail to a
state prison. 2. Bonners claim would not be barred because the
governing statute of limitations was tolled until Bonner completes serving a
ten year sentence for robbery; 3. Transporting Bonner and other witnesses to court to prosecute
the case would be a security risk to guards and public and burden and expense
upon prison administrators; 4. Based upon the experience of the district court [FN2] many
suits of this nature are filed by prisoners who desire a brief respite in court
away from prison routine; FN2. Prisoner
cases were said to represent one-third of the civil docket in the Southern
District of Alabama. The district has been referred to as the most
experienced district in trying prisoner cases. Turner, W. B., When
Prisoners Sue: A Study of Prisoner Section 1983 Suits in the Federal Courts, 92
Harv.L.Rev. 610, 615 (1979). [*1209] 5. Based on the experience of the court many such
cases are abandoned when the plaintiffs are released; 6. Bonners disadvantage in prosecuting his case while in
prison will terminate upon his release; 7. The Fifth Circuit has urged district courts to take imaginative
and innovative steps in dealing with prisoner s 1983 cases; [FN3] FN3. Ballard
v. Spradley, 557 F.2d 476, 480 (5th Cir. 1977). 8. Fed.R.Civ.P. 27 and identical state procedures can be invoked
if necessary to preserve the testimony of witnesses; 9. To merely stay the action until Bonner is released from custody
would clutter the files of the court. The magistrate conducted no hearing with respect to his
recommendation and the supporting notations. Bonner filed objections to the
magistrates recommendations. The district judge, presumably adopting
the magistrates recommendation, ordered the case dismissed without
prejudice to its being refiled either when Bonner was returned to the Prichard
jail or was released from incarceration. On appeal Bonner only challenges the dismissal of the sixth cause
of action. [FN4] FN4. He has,
therefore, abandoned any claim of error with respect to the first five causes
of action. II. The choice of governing law Under the established federal legal system the decisions of one circuit
are not binding on other circuits. (I)t is common knowledge that the
decisions of the court of appeals for one circuit are not binding upon the
courts of appeals for other circuits. 1B J. Moore, Federal Practice P
04.02(1) (1980). The various circuits differ somewhat in the extent to which
they treat their own decisions as binding on themselves. Some appear at times
to treat their own decisions as merely persuasive; others by rule or practice
permit one panel to overrule another after prior notice to all judges of what
is proposed, followed by no objection. The old Fifth followed the absolute rule
that a prior decision of the circuit (panel or en banc) could not be overruled
by a panel but only by the court sitting en banc. The Eleventh Circuit decides
in this case that it chooses, and will follow, this rule. The act dividing the old Fifth Circuit into two circuits did not
address the issue of what body of law would be adopted or otherwise would
become the body of law of either of the two circuits for cases submitted
for decision on and after October 1, 1981. To decide this case, and
later Eleventh Circuit cases, we must decide whether this court shall adopt
some established body of law as its body of precedent, and if so, effective as
of its coming into existence, what established body of law will be chosen. For
several reasons we choose the decisions of the United States Court of Appeals
for the Fifth Circuit, as that court existed on September 30, 1981, handed down
by that court prior to close of business on that date.[FN5] We consider that
body of law worthy for governance of legal affairs within the jurisdiction of
this new circuit. FN5. We
reserve for future consideration the effect on Eleventh Circuit law of other
categories of decisions by the old Fifth Circuit-for example, decisions handed
down by the old Fifth after September 30, 1981 in cases submitted to that court
for decision before October 1; possible future en banc decisions by the old
Fifth changing what appeared to have been its rule as of September 30, 1981. Stability and predictability are essential factors in the proper
operation of the rule of law. In Moragne v. States Marine Lines, Inc., 398 U.S.
375, 90 S.Ct. 1772, 26 L.Ed.2d 339 (1970), the Supreme Court states the reasons
for following past decisions: Among these are the desirability that the law furnish a clear
guide for the conduct of individuals, to enable them to plan their affairs with
assurance against untoward surprise; the importance of furthering fair and
expeditious adjudication by eliminating the need to relitigate every relevant
proposition in every case; and the necessity of maintaining public faith in the
judiciary as a source of impersonal and reasoned judgments. [*1210] Id. at 403, 90 S.Ct. at 1789. Our choice is
strongly influenced by these considerations. Adoption of the former Fifth Circuit precedents will maintain and
promote stability and predictability in the states of Alabama, Georgia and
Florida, which comprise the geographical territory of the Eleventh Circuit.
Since 1866 these three states have been part of the former Fifth Circuit, which
in addition has included Texas, Louisiana, Mississippi and the Canal Zone.
During this extensive span of time the decisions of the Fifth Circuit have been
precedents applied in the states that now constitute the Eleventh Circuit.
District courts and bankruptcy courts in these states have rendered the initial
decisions in many of the cases decided by the former Fifth Circuit. Judges
presently on this court, who among them have 265 years of federal judicial
service in the Fifth Circuit, have been instrumental in establishing its law.
Lawyers from Alabama, Georgia and Florida, through the litigation of thousands
of cases, have made significant contributions to the development of this
jurisprudence. Bench and bar are schooled in it. Citizens of these states and
their legal advisers have relied upon it and structured their legal
relationships with one another and conducted their affairs in accordance with
it. By adopting the former Fifth Circuit precedent we maintain the stability
and predictability previously enjoyed. The decisions of the former Fifth
Circuit, adopted as precedent by the Eleventh Circuit, will, of course, be
subject to the power of the Eleventh Circuit sitting en banc to overrule any
such decision. The Eighth Circuit was split in 1929 into the Eighth and Tenth.
Two subsequent decisions by district courts in the new Tenth accepted the law
of the Eighth as binding. In Thompson v. St. Louis-San Francisco Ry. Co., 5
F.Supp. 785 at 789 (N.D.Okl.1934), the court observed: The Tenth Circuit Court of Appeals, which is controlling of this
court, has not passed upon the question, and since there is a difference in the
holdings of two Circuit Courts of Appeals, the question is properly for the
United States Supreme Court, rather than for this courts
determination. However, it is not difficult to decide that the ruling of the
Eighth Circuit Court of Appeals is controlling of the decision of the question
now before the court. This court was formerly a part of the Eighth Judicial
Circuit, having become disengaged therefrom upon the creation of the Tenth
Judicial Circuit. The decisions of the Eighth Judicial Circuit are binding upon
this court in the absence of decisions of the Tenth Circuit
. (T)he Eighth
Circuit Court of Appeals decision was rendered by two of the present
judges of the Tenth Circuit Court of Appeals, and in my opinion the decision is
controlling of this court. The same conclusion was reached in In re Meyers, 1 F.Supp. 673,
674 (W.D.Okl.), revd on other grounds sub nom. Barbee v. Spurrier
Lumber Co., 64 F.2d 5 (10th Cir. 1933). We find no convincing reason for taking any course other than for
this court sitting en banc to adopt as precedent for the Eleventh Circuit the
body of law of the old Fifth. We are not willing to reach the same result by an
informal and unrevealed consensus among individual judges.[FN6] This would be
inconsistent with the methodology of orderly administration of justice. It would
not give fair notice to litigants, district courts, bankruptcy courts, and
government agencies of what to expect. An informal consensus not given the
imprimatur of judicial decision could be upset by changes in the composition of
the court. FN6. See the
discussion of this and other suggested mechanisms for establishing precedent in
Baker, T., Precedent Times Three: Stare Decisis in the Divided Fifth Circuit,
35 Sw.L.J. 687, 711 et seq. (1981). Nor is our rule-making power an appropriate vehicle for
establishing a body of precedent.[FN7] Court rules generally address court
procedures and court conduct of [*1211] business.
Congress has authorized the courts to prescribe rules for the conduct
of their business. 28 U.S.C.A. s 2071. Rule 47 of the Federal Rules
of Appellate Procedure, adopted under that authority, authorizes the judges of
the circuit to make rules of practice not inconsistent with FRAP, and in cases
not provided for by FRAP authorizes the court of appeals to regulate
their practice in any manner not inconsistent with these rules.
Neither the statute nor FRAP addresses the establishment of substantive law by
court rule. The judges of this court, when judges of the former Fifth Circuit,
maintained a distinct separation between their administrative and their
judicial functions. The substantive law of the circuit was established by the
exercise of judicial authority and procedural rules by administrative action. We
consider it inappropriate to decide what this circuits substantive
law will be by any means other than judicial decision. FN7. See
Baker, supra at 717. Theoretically this court could decide to proceed with its duties
without any precedent, deciding each legal principle anew, and relying upon
decisions of the former Fifth Circuit and other circuit and district courts as
only persuasive authority and not binding. This court, the trial courts, the
bar and the public are entitled to a better result than to be cast adrift among
the differing precedents of other jurisdictions, required to examine afresh
every legal principle that eventually arises in the Eleventh Circuit. This
approach would be inconsistent with the virtually wholesale adoption in this
country of English common law. The Eleventh Circuit sitting en banc will be an
available forum for pursuit of a better rule and for our rejection of any old
Fifth Circuit precedents that we consider should be no longer followed. This
means for correcting error, searching for a better rule, and reexamining past
analyses will be the same in this court as in the old Fifth and all other
circuits. Superimposing an additional level of inquiry by having every panel
examine every issue as a new issue is, under the circumstances, both
unnecessary and undesirable. We tend to think of stare decisis as only it
is decided. The full phrase is stare decisis et non quieta movere -to
adhere to precedents and not to unsettle things which are established.
The prospect of decades of writing on a clean slate in pursuit of the
possibility that in some case or cases we might find a rule we like better (or
even conclude that an old Fifth Circuit decision is wrong) is at best
unappealing, at worst catastrophic. Failing to select a body of precedent would severely impede the
operation of the court. Each panel decision on a principle not previously
considered would create a new precedent and in turn an available argument that,
pursuant to FRAP Rule 35, a rehearing en banc should be granted on the ground
that because the case establishes a new precedent it involves a
question of exceptional importance. Every significant new
principle-indeed every new principle, significant or not-would be a candidate
for en banc consideration. This translates into a burden that this court could
not discharge without seriously damaging its effectiveness, and it would mean
years of waiting to determine the law of the circuit. We choose instead to
begin on a stable, fixed, and identifiable base while maintaining the capacity
for change. III. Application of the governing law Looking to the body of old Fifth Circuit law adopted as precedent,
we conclude that the case before us is controlled by Mitchum v. Purvis, 650
F.2d 647 (5th Cir. 1981), decided by the former Fifth Circuit July 13,
1981.[FN8] Mitchum is indistinguishable on its facts and on its reasoning. It
concerned a state prisoner who filed a civil rights suit complaining of his
treatment in another jail in the same county as Prichard. As in the instant
case, counsel had been appointed for the prisoner, and there was no indication
that counsel would be incapable of prosecuting [*1212]
the action. The case was referred to the same United States magistrate who made
the same recommendation as made in the present case and for the same reasons.
The district court accepted the magistrates recommendation and
dismissed the case. Mitchum appealed, and the Fifth Circuit reversed, holding
that the grounds for dismissal were inadequate. FN8. Mitchum
was decided by a panel from Unit B of the old Fifth, the court having
previously divided itself into administrative units as permitted by s 6 of the
Omnibus Judgeship Act of 1978, Pub.Law No. 95-486. A decision of either
administrative unit was binding on both units and became the law of the old
Fifth. Our adoption of the body of Fifth Circuit law as precedent, and of
the decision in Mitchum v. Purvis as part of that adopted law, is not the end
of the matter. Because the court considers this case en banc it can overrule
its prior precedent; thus we could overrule Mitchum as a precedent, albeit an
adopted one, for the Eleventh Circuit. The appellees join with the appellant in
urging that we adopt Fifth Circuit precedent as our precedent, but urge that
the court en banc overrule Mitchum as an Eleventh Circuit precedent. This we
decline to do. We believe that Mitchum is sound. Prisoners have a constitutional right to adequate,
effective and meaningful access to the courts. See Bounds v. Smith,
430 U.S. 817, 822, 97 S.Ct. 1491, 1495, 52 L.Ed.2d 72 (1977); Rudolph v. Locke,
594 F.2d 1076, 1078 (5th Cir. 1979). This right is well established both in
habeas corpus actions, Johnson v. Avery, 393 U.S. 483, 89 S.Ct. 747, 21 L.Ed.2d
718 (1969), and in civil rights cases, Wolff v. McDonnell, 418 U.S. 539,
577-80, 94 S.Ct. 2963, 2985-86, 41 L.Ed.2d 935 (1974); Andrade v. Hauck, 452
F.2d 1071, 1072 (5th Cir. 1971) (fourteenth amendment right to access extends
to s 1983 suit concerning conditions of incarceration). It is inconsistent with
the due process rights of prisoners to dismiss civil rights cases filed by
prisoners for the limited reasons advanced by the magistrate in this case and
in Mitchum. A litigant capable of prosecuting an action cannot be denied access
to the federal district court forum merely because of his status as a
prisoner.[FN9] The appellees suggest there has been no denial of access because
Bonner secured access to the court when he filed his complaint and the court
thereafter and for appropriate reasons dismissed his complaint. They consider
that denial of access is limited to the preparation and presentation to the
court of complaints and petitions, such as the right to legal assistance and to
legal materials in preparing documents for filing, and is unrelated to
disposition by the court of a matter that the prisoner has filed. Thus,
appellees say Mitchum is wrong because it relies on Wolff v. McDonnell, supra,
a right of access case, for its holding that a prisoner is entitled to his day
in court. Ordinarily matters presented to and decided by the district
court are reviewed under principles other than right of access. But the line is
not drawn as precisely at the courthouse door as appellees would have it.
Inmate access to the courts must be adequate, effective and
meaningful. Bounds v. Smith, supra. It is none of these if it
embraces no more than being permitted to file a paper that, without
determination of whether it states a claim legally sufficient and within the
courts jurisdiction, is subject to dismissal on grounds of
convenience to court and litigants. In discussing right of access Bounds refers
to the rights of an indigent to a transcript in order that he have adequate and
effective appellate review, and the right to counsel in order that he have a
meaningful appeal. Id. Both of [*1213] these are
rights that reach beyond filing suit. FN9. Appellees
rely upon language in Tabor v. Hardwick, 224 F.2d 526 (5th Cir. 1955), to the
effect that imprisonment brings about withdrawal of many privileges and rights,
so that the right of prisoners to file suits may be restricted. Subsequent
decisions on the right of access to the courts have rejected the argument that
mere status as a prisoner forecloses access to the courts. As the Supreme Court
stated in Wolff v. McDonnell, supra: Lawful
imprisonment necessarily makes unavailable many rights and privileges of the
ordinary citizen, a retraction justified by the considerations
underlying our penal system. Price v. Johnston, 334 U.S. 266, 285, 68
S.Ct. 1049 (, 1060) 92 L.Ed. 1356 (1948). But though his rights may be
diminished by the needs and exigencies of the institutional environment, a
prisoner is not wholly stripped of constitutional protections when he is
imprisoned for crime. There is no iron curtain drawn between the Constitution
and the prisons of this country. Prisoners
retain right of access to the
courts. 418 U.S. at
555-56, 94 S.Ct. at 2974-75. (Citations omitted). The appellees also urge that the dismissal is really a benefit to
Bonner rather than a detriment because it permits him to pursue his cause of
action at a time when he will no longer be at the disadvantage of prosecuting
his case from behind bars. Appellees point out that Bonner can preserve the
testimony of witnesses by depositions. The assessment of these benefits
is more properly made by Bonner and his lawyer than by the appellees. Bonner
and his counsel wish to proceed now. In the record before us there are not
present substantial reasons that support refusing to permit Bonner to proceed. The magistrate conducted no hearing with respect to his
recommendation and the supporting notations. There is no evidence to support
the notation relating to the security risk posed if Bonner or his witnesses
were allowed to be present at trial. We only know that the witnesses are
prisoners, that Bonner is under a ten year sentence for robbery and that, when
a hearing was conducted on the issue of class certification, Bonner was
transported for that hearing, and that, so far as the record shows, this was
without incident. There is no evidence that the testimony of Bonner or his witnesses
will be unavailable. The presence of a state or federal prisoner as party or
witness in federal court can be secured under a writ of habeas corpus ad
testificandum, which the federal court has discretionary authority to issue. 28
U.S.C.A. s 2241(c)(5) (West 1971).[FN10] See Ballard v. Spradley, 557 F.2d 476,
480-81 (5th Cir. 1977). The court in Mitchum indicated that the district court
should not address concerns about the need to transport prisoners to court on a
sua sponte motion to dismiss early in the litigation but only upon the filing
of a petition for the writ. 650 F.2d at 648. In this case there was no petition
for a writ before the magistrate. No hearing was held on the issue of securing
the presence of prisoners, nor was Bonner given other opportunity to produce
evidence. FN10. Of
course, we express no opinion on whether Bonner would be entitled to a writ of
habeas corpus ad testificandum if and when he files a petition seeking this
writ. As Mitchum directs, a determination of that issue must await the filing
of the petition. The district court had no evidence before it that Bonner was
incapable of effectively pursuing his suit. No hearing was held and no evidence
presented on this issue. The record shows that Bonner had counsel who may be
able to try the case even if Bonner cannot be present at trial because of his
incarceration. If petitions for writs of habeas corpus ad testificandum are
denied to Bonner or other imprisoned witnesses, counsel may seek leave of court
under Fed.R.Civ.P. 30(a) to depose them, and these depositions can be used as a
substitute for live testimony at trial under Fed.R.Civ.P. 32(a)(3). Ball v.
Woods, 402 F.Supp. 803, 811 (N.D.Ala.1975) affd without opinion sub
nom. Ball v. Shamblin, 529 F.2d 520 (5th Cir.), cert. denied, 426 U.S. 940, 96
S.Ct. 2660, 49 L.Ed.2d 393 (1976). The magistrate is correct that Bonner is no longer in the Prichard
jail and is, therefore, not subject to repetition of the wrongs he alleges.
This is not sufficient basis to deny judicial inquiry into the incidents that
he asserts have already taken place.[FN11] FN11. We are
aware that district courts need to take imaginative and innovative
steps in handling prisoner s 1983 cases. The volume is large yet the
number of these petitions found to have merit is very small, both
proportionately and absolutely. 0Report on the Study Group on the
Caseload of the Supreme Court, 57 F.R.D. 573 at 587 (1972) (the Freund
Report). In fiscal 1979, of more than 10,000 such cases, 96.5% were
dismissed or otherwise terminated prior to trial. Annual Report of the Director
of the Administrative Office of the United States Courts, 1979. Suggested
procedures are discussed in Recommended Procedures for Handling Prisoner Civil
Rights Cases in the Federal Courts, Federal Judicial Center (1980). The court appreciates the cooperation and assistance of counsel
for appellant, appellees, and for the amicus. This opinion shall be released forthwith and in photocopy form. [*1214] AFFIRMED in part and REVERSED in part.
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