R v SECRETARY
OF STATE FOR HOME DEPARTMENT EX PARTE GANGADEEN; R v SECRETARY OF STATE FOR
HOME DEPARTMENT EX PARTE KHAN
Court of Appeal
(Civil Division)
[1998] 1 FLR 762,
[1998] Fam Law 248, [1998] 2 FCR 96, [1998] Imm AR 106
HEARING-DATES: 21 November 1997
21 November 1997
CATCHWORDS:
Immigration --
Removal of appellant from UK -- Where decision affecting child's interests,
whether incumbent on Home Secretary to give preference to best interests of
that child as paramount consideration -- Proper approach to Deportation Policy
Guidance -- Status of ECHR, Art 8 in English law and impact on interpretation
of policy
HEADNOTE:
Mrs Gangadeen was
an illegal entrant subject to removal and the mother of a 7-year-old boy. The child's father was a British citizen. After their relationship had ended, the
mother married another British citizen and the child lived with the mother and
her new husband. The child
maintained regular and frequent contact with his father. The mother was declared an illegal
immigrant in 1993. The Home
Secretary refused to grant the mother leave to remain and proceeded with her
removal to India. The mother's
application for judicial review was dismissed in 1996 and from that decision
she appealed. Mr Khan was a
Pakistani citizen and was an overstayer subject to removal. In 1989 he married a British citizen
and their daughter was born in the UK.
In 1992 Mr Khan was given leave to enter the country for 12 months as
the husband of a British citizen but subsequent applications for leave to
remain were unsuccessful. In 1993
Mr Khan and his wife separated. He
had limited and intermittent contact with his daughter after the
separation. In 1996 Mr Khan's
application for judicial review of the Home Secretary's order for deportation
was refused. Mr Khan appealed.
Held -- dismissing
the appeals -- the Home Secretary was obliged to act in accordance with his
declared policy and if he departed from it, it was incumbent upon him to
explain why. He had to conduct a
balancing exercise in which the considerations of the interests of the child
and immigration policy and control must both be weighed. The essential purpose of the policy was
to provide guidance so that it was wrong to treat it as a rigid instruction. The court should be very slow to interfere
with the Home Secretary's decision not to grant what was essentially a
concession on extra-statutory grounds.
It was right for the court to confer a broad measure of discretion on
the Home Secretary in relation to the application of the policy so long as he
had regard to that policy and made a decision which was not inherently
irrational. The domestic court
would give great weight to the judgments, particularly recent judgments, of the
European Court of Human Rights, in cases where the facts were similar. The Home Secretary was fully in line
with the approach of the European Court of Human Rights and the European
Commission to Art 8 of the European Convention for the Protection of Human
Rights and Fundamental Freedoms as a straightforward balancing exercise, in
which the scales start even, and where the weight to be given to the
considerations on each side of the balance is to be assessed according to the
individual circumstances of the case.
European jurisprudence does not support the notion that paramountcy was
to be given to the interests of the child. In the first case, the child's interests were fully
considered and all the evidence taken into account by officers at the Home
Office. The mother had a very
chequered immigration history, and allowing for the wide measure of
appreciation accorded to the Secretary of State in conformity with decisions of
the European Court of Human Rights, there was no possible basis on which the
court could interfere with his decision in the exercise of his discretion as to
where the balance lay. In the
second case, the history of contact between the father and his daughter spoke
for itself and it was impossible to interfere with the Home Secretary's
discretion in deciding where the balance lay, given his wide margin of
appreciation.
NOTES:
Statutory
provision considered
Immigration Act
1971, Sch 2, para 1(3)
CASES-REF-TO:
Abdulaziz v UK (1985) 7 EHRR 471, ECHR
Asiedu v Secretary of State for the Home Department
[1988] Imm AR 186, CA
Berrehab v Netherlands (1988) 11 EHRR 322, ECHR
Camelot Group plc v Centaur Communications Ltd (1997)
The Times, October 30
Hendricks v Netherlands (1982) 5 EHRR 223, ECHR
Keegan v Ireland (1994) Series A No 290
Kroon v Netherlands 19 EHRR 263, ECHR
Minister of Immigration and Ethnic Affairs v Teoh
(1995) 128 ALR 353
Poku v UK (1996) EHRR CD 94, ECHR
R v Ministry of Defence ex parte Smith [1996] QB 517,
CA
R v Secretary of State for the Home Department ex
parte Brind [1991] 1 AC 696, [1991] 2 WLR 588, [1991] 1 All ER 720, HL
R v Secretary of State for the Home Department ex
parte Egueye -- Gbemre (Lexis transcript, 9 November 1995), CA
R v Secretary of State for the Home Department ex
parte Iye [1994] Imm AR 63, CA
R v Secretary of State for the Home Department ex
parte McInerney (unreported) 27 July 1995, CA
R v Secretary of State for the Home Department and
the Parole Board ex parte Norney [1995] Admin LR 861, QBD
R v Secretary of State for the Home Department ex
parte Ozminnos (1994) Imm AR 287
R v Secretary of State for the Home Department ex
parte Urmaza (1996) COD 479
S (Minors: Access), Re [1990] 2 FLR 166, CA
Sorabjee v UK (unreported) 23 October 1995
Tavita v Minister of Immigration [1994] 2 NZLR 257
COUNSEL:
Nicholas Blake QC
and Asoka Dias for the appellants Gangadeen; David Pannick QC and Mark Shaw for
the respondent in the Gangadeen case; Peter Duffy QC and Ramby De Mello for the
appellant Khan; Steven Kovats for the respondent in the Khan case
PANEL: Hirst,
Swinton Thomas LJJ, Sir Brian Neill
JUDGMENTBY-1: HIRST LJ
JUDGMENT-1:
HIRST LJ:
Introduction
The court had
before it two appeals, each of which concerns the legality of a decision by the
Secretary of State for the Home Department to remove the appellant from the UK.
These two cases
have been listed together because they each raise an important question of
general principle, namely whether in a case where such a decision affects the
interests of a child of the prospective deportee, it is incumbent on the Home
Secretary to give preference to the best interests of that child as the
paramount consideration in the process, having regard to the principles laid
down in Art 8 of the European Convention for the Protection of Human Rights and
Fundamental Freedoms (ECHR), and the policy announced by the Home Office in the
Deportation Policy Guidance ('the policy') known as DP/2/93, which states in
its introduction as follows:
'The attached
instruction provides guidance on cases involving marriage and children, and
takes into account the effect of the European Convention on Human Rights. Article 8 of the Convention guarantees
the right to respect for family life and recent European court cases have
demonstrated that, however unmeritorious the applicant's immigration history,
the Court is strongly disposed to find a breach of Article 8 where the effect
of an immigration decision is to separate an applicant from his/her spouse or
child.'
The answer to this
question hinges in part upon the resolution of other issues of principle, as to
the proper legal approach which should be adopted to the policy, and as to the
status in English law of the ECHR.
In Gangadeen and
Jurawan the first appellant Mrs Philomena Gangadeen is an illegal entrant
subject to removal and is the mother of the second appellant Daniel Jurawan who
is now aged 7. Mrs Gangadeen was
born in India in 1960, and is an Indian citizen. She first entered the UK in 1983 on 6 months' leave to
enter, and following unsuccessful applications for leave to remain, was
declared an illegal entrant in 1993.
In 1988 she met Daniel's father, Mr Robert Jurawan, who is a British
citizen and who was at all material times married to another woman. Shortly after Daniel's birth their
relationship ended, and in April 1992 she married Mr Samuel Gangadeen, a
British citizen who was divorced from his former wife. Daniel has lived here all his life,
resides with his mother and Mr Gangadeen, with whom he has a close
relationship, and has attended school here since 1993. He also retains a close relationship
with his father, and other paternal relations, and contact between them has
been and remains frequent and regular.
It is Daniel's interest and welfare which is the main focus of their
appeal, which is against the dismissal by Harrison J on 15 November 1996 of
their application for judicial review of a decision by the Home Secretary dated
31 August 1995 whereby he maintained earlier decisions to refuse to grant Mrs
Gangadeen leave to remain, and to proceed with her removal to India, it being
plain that if she is deported Daniel will accompany her.
In Khan the
appellant Mr Khalid Khan, who is an overstayer subject to removal, was born in
October 1962 and is a Pakistani citizen.
In 1989 he married his wife Nasreen Khan, who is a British citizen, in
Pakistan, and in May 1990 their daughter Saira, whose interest and welfare is
the main focus of Mr Khan's appeal, was born in the UK. In August 1992 Mr Khan arrived in this
country and was given leave to enter for 12 months as the husband of a British
citizen, but subsequent applications for leave to remain have proved
unsuccessful. In July 1993 Mr Khan
and his wife separated, and they have lived apart ever since. Mrs Khan has care of Saira, and Mr Khan
has enjoyed limited and intermittent contact with her pursuant to court
orders. Mr Khan's appeal is against
the order of Turner J dated 8 October 1996, refusing his application for
judicial review of the Home Secretary's order for deportation made against him
on 31 January 1996, together with the decision to confirm that order which was
communicated to him on 28 March 1996.
That decision is reported at [1997] Imm AR 89.
In this judgment I
shall first consider the main issues of principle. I shall then review each of the cases individually against a
much more detailed background of the relevant immigration and family history.
The main issues of
principle
Art 8 of the ECHR
provides as follows:
'(1) Everyone has
the right to respect for his private and family life, his home and his
correspondence.
(2) There shall be
no interference by a public authority with the exercise of this right except
such as is in accordance with the law and is necessary in a democratic society
in the interests of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and freedoms of others.'
The policy (which
has subsequently been superseded by DP/3 4 and 5/96 with effect from 14 March
1996) contains the following relevant provisions, which I refer to hereafter by
reference to the numbered paragraphs, following the introduction which I have
already quoted:
'SECTION A:
MARRIAGE POLICY
(1) All
deportation and illegal entry cases must be considered on their individual
merits. Where enforcement action is
under consideration or has been initiated and the offender is married a
judgment will need to be reached on the weight to be attached to the marriage
as a compassionate factor.
(2) As a general
rule deportation action under section 3(5)(a) or section 3(5)(b) (in
non-criminal cases) or illegal entry action should not be initiated or pursued
where the subject has a genuine and subsisting marriage to a person settled in
the United Kingdom if:
(a) the marriage
pre-dates enforcement action; and
(b) the marriage
has lasted 2 years or more or, in the case of a common-law relationship (see
paragraph 7 below), the couple have cohabited for 2 years or more. It does not automatically follow,
however, that deportation/removal is the right course where this test is not
met. Full account should be taken
of any evidence that a strong relationship has existed for more than 2 years
(this will include any reasons why the couple did not marry earlier, eg waiting
for a divorce to be finalised, saving to buy their own home); or
(c) the settled
spouse has lived here from an early age or it is otherwise unreasonable to
expect him/her to accompany on removal; or
(d) one or more
children of the marriage has the right of abode in the United Kingdom . . .
Divorced or
separated parents
(5) The fact that
the European Court is strongly disposed to find a breach of Article 8 of the
European Convention where the effect of an immigration decision is to separate
a parent from his/her child is also relevant in cases involving divorced or separated
parents. Where one parent is
settled in the United Kingdom and the removal of the other would result in
deprivation of frequent and regular access currently enjoyed by either parent,
section 3(5)(a), 3(5)(b) (in non-criminal cases) or illegal entry action should
be abandoned. Reliance cannot be
placed on the argument that the United Kingdom settled parent can travel abroad
to continue access.
(6) Cases will
arise where a person to be deported/removed has custody of a child with the
right of abode in the United Kingdom by a previous partner who is no longer in
contact with the child. Here, the
crucial question is whether it is reasonable for the child to accompany the
parent to live abroad. The factors
to be considered are:
(a) the age of the
child (in most cases a pre-school age child could reasonably be expected to
adapt to life abroad);
(b) the strength
of the child's ties with the United Kingdom, including other United Kingdom
resident family members;
(c) any medical
conditions which would be better treated here;
(d) the standard
of living (including educational facilities) in the country to which the parent
is being removed.
Common-law
relationships
(7) Where there is
conclusive evidence that a genuine and subsisting common-law relationship akin
to marriage exists, it should be considered under this instruction as if it
were a marriage. The onus rests
firmly on the individual who seeks to benefit to provide conclusive evidence of
the nature of the relationship.'
It is common
ground that the Home Secretary is in ordinary circumstances obliged to act in
accordance with his declared policy, and that, if he departs from it, it is
incumbent upon him to explain why.
It is also common ground that he must conduct a balancing exercise in
which the considerations of the interests of the child on the one hand, and the
considerations of immigration policy and control on the other, must be
weighed. Where the two sides part
company is as to the scope of the Home Secretary's discretion in applying the
policy, as to the status in English law of the ECHR and its impact of the ECHR
on the construction of the policy and, in the light of the answers to those
questions, as to the degree of primacy if any which must be accorded to the
interests of the child in the balancing exercise.
In this section of
my judgment I propose first to marshall the rival arguments in broad outline,
and then to proceed to cite the relevant authorities, to consider the
submissions founded upon them, and to give my conclusions in the light of the
totality of the material before us.
On behalf of the
appellants, Mr Nicholas Blake QC on behalf of Mrs Gangadeen and Mr Jurawan, and
Mr Peter Duffy QC on behalf of Mr Khan, submit that the best interests of the
child must be the paramount consideration, having regard particularly to the
principle laid down in Art 8, and also to a number of decisions of the Human
Rights Court at Strasbourg which have strongly emphasised the importance of the
interests of the child. They also
rely upon Art 3 of the UN Convention on the Rights of the Child 1989, which
provides that 'in all actions concerning children, whether undertaken by public
or private social welfare institutions, courts of law, administrative
authorities or legislative bodies, the best interests of the child shall be a
primary consideration'.
They submit that
Art 8 as interpreted by the decisions of the Human Rights Court, together with
the UN Convention, should directly inform the Home Secretary as to the proper
mode of application of the policy.
In relation to the
extent of the Home Secretary's discretion in his application of the policy,
they stress that Sch 2, para 1(3) to the Immigration Act 1971 provides that in
the exercise of their functions under the Act immigration officers 'shall act
in accordance with such instructions (not inconsistent with the immigration
rules) as may be given them by the Secretary of State . . .'; consequently the
policy should be treated as a formal instruction, not only to immigration
officers but also to officials in the Home Office who are required to apply the
policy, with very little scope for discretion on the Home Secretary's part.
On behalf of the
Secretary of State, Mr David Pannick QC submitted that the policy was to be
treated as no more than guidance, seeing that it was concerned with an
extra-statutory concession whereby people are allowed to remain who would
otherwise be subject to removal; it was therefore appropriate to confer a broad
measure of discretion on the Home Secretary in relation to its application, and
so long as he had regard to the policy, and made a reasonable decision, the
court should not intervene.
So far as the ECHR
is concerned, he submitted that, seeing that it is not as yet part of our
domestic law, it was not open to the appellants to rely on the jurisprudence of
the Human Rights Court as guidance on the proper application of the policy,
which should be treated as a correct application of the UK's international
obligations.
Finally Mr Pannick
submitted that in any event there was no breach of Art 8 (even if applicable),
since Art 8 required no more than a fair and even balance between competing
considerations, with no special preference to be accorded to family life or the
interests of the child.
Turning now to
consideration of the authorities, it is convenient to group them under three
main headings viz:
(i) the scope of
the Home Secretary's discretion under the policy;
(ii) the status of
the ECHR in English law and its impact if any on the interpretation of the
policy;
(iii) the paramountcy
to be accorded the interests of the child.
I shall deal with
these issues in that order.
(i) The scope of
the Home Secretary's discretion under the policy
Mr Pannick relied
on a number of English authorities in support of his submission that the Home
Secretary had a broad measure of discretion, particularly in view of the
extra-statutory character of the policy.
In Asiedu v
Secretary of State for the Home Department [1988] Imm AR 186 (May, Balcombe and
Woolf LJJ) the court was considering the exercise by the Home Secretary of his
extra-statutory discretion to review an immigration case pursuant to
representations by an MP.
Woolf LJ (as he
then was) stated as follows:
'. . . it is
important to bear in mind that the application for judicial review, as argued
before this court, was seeking judicial review in relation to letters written
by the Secretary of State in response to investigations initiated as a result
of the intervention of Members of Parliament. I do not go so far as to say that judicial review will never
be available in respect of letters of that sort, but I venture to suggest that
it would be rare that judicial review will be available. This is purely an extra-statutory
function which has been performed by the Secretary of State and in my view it
is not in the interest of immigrants that this court should seek to approach
such letters in the same way as we seek to approach formal decisions of
adjudicators or tribunals. The
Secretary of State, when reviewing a case in his discretion as a result of the
intervention of a Member of Parliament, is not acting as an appellate body in
relation to the decision of an immigration official and he should not, in my
view, be treated as so doing.'
In R v Secretary
of State for the Home Department ex parte Ozminnos [1994] Imm AR 287, the
exercise of the Home Secretary's discretion under the policy was directly in
issue. Auld J (as he then was)
held that it was a matter for the Home Secretary to construe his own policy and
apply it, subject always to the power of the court to intervene on Wednesbury
grounds, tested by the approach indicated by the well known decision of the
House of Lords in R v Secretary of State for the Home Department ex parte Brind
[1991] 1 AC 696 that the ECHR has at least some role as a relevant factor in
the taking of a decision by the Home Secretary.
In R v Secretary
of State for the Home Department ex parte Iye [1994] Imm AR 63 the Home
Secretary's exercise of his discretion under the policy was also in issue, and
Glidewell LJ, with whom Scott LJ agreed, stated the principles as follows at
66-67:
'The effect of the
guidance as I see it is this: having embarked upon the exercise of deciding
whether to exercise his discretion because of compassionate grounds, the Home
Secretary's officers are required by him to act within the general terms of the
guidance he gives. If it became
clear a particular officer had disregarded the guidance, that would be a valid
reason for saying the decision was wrongly made. But if it appears that the guidance has been followed, the
question then arises whether it can be said that following the guidance no
sensible Home Secretary or officer on his behalf could properly ever arrive at
the decision which has been made.
. . .
It is quite clear
in my view that although the letter is expressed in different terms, the
substance is what he was required to consider by the guidance note. Do the compassionate circumstances in
this case outweigh the valid reasons for not allowing this man to remain in the
United Kingdom? So one comes to
the question: can it be said that the decision in this case is one which no
sensible Home Secretary or his officer could come to in all the circumstances?'
In R v Secretary
of State for the Home Department ex parte Egueye -- Gbemre (Russell and Thorpe
LJJ and Sir Ralph Gibson, Lexis transcript 9 November 1995, CA) the court
adopted the same approach, and approved statements at first instance by
Popplewell J who, having cited the policy, said that it was for the Home
Secretary to decide whether the circumstances of the case made an exception to
what is the general rule, and that the decision was for him and not for the
court, having regard to the immigration history of the deportee, his marriage,
and the compassionate factors relating to his wife and child.
The final
authority in this part of the case is R v Secretary of State for the Home
Department ex parte Urmaza [1996] COD 479, in which once again the application
of the Home Secretary's discretion under the policy was in issue. Sedley J stated at the outset of his
judgment that the case 'raises a novel question about the extent to which
departmental policy is amenable to judicial review'. Having cited a number of cases in other fields, Sedley J
stated that:
'. . . these legal
controls upon the deployment of discretion and the implementation of policy
demonstrate that the courts do not limit themselves to a bare rationality test
. . . such cases, as authority demonstrates, are not limited to irrationality;
they include cases where an international policy has been disregarded or
misapplied by one or more of a Minister's officials.'
He concluded his
review of what he described as 'the modern approach to a departmental policy
document' by saying that:
'. . . it follows
that those cases in which the challenge has been predicated upon pure
irrationality (for example Ozminnos (above)) are illustrative but not
exhaustive of the grounds of challenge.'
(I have emphasised
the word 'international' in the above quotation because scrutiny of the court transcript
shows that this was a misprint for 'internal'.)
The appellants
submitted that Mr Pannick's approach was belied by the policy's own description
of itself as an 'instruction', and that this gave it a much more formal status
than that portrayed by Mr Pannick, having regard particularly to the provisions
of Sch 2, para 1(3) to the Immigration Act 1971 quoted above. They pointed out (rightly) that all the
Court of Appeal authorities cited by Mr Pannick other than Asiedu were renewed
applications and therefore not binding on us, and they stressed that the facts
in all those cases were entirely different. So far as Asiedu itself was concerned, they submitted that
it was clearly distinguishable, since the Home Secretary was only responding to
an MP's letter. Finally they
placed strong reliance on Sedley J's decision in Urmaza, which they submitted
reflected the current attitude of the court.
Mr Pannick
stressed that the purpose of the policy was, as stated in the introductory
paragraph, to provide 'guidance' on cases involving marriage and children,
rather than laying down a formal rigid code. He placed strong reliance on the Court of Appeal cases cited
above as demonstrating a consistent approach in accordance with his
standpoint. So far as Urmaza is concerned,
Mr Pannick submitted that to the extent that Sedley J's reasoning conflicted or
went beyond that of Auld J in Ozminnos, the latter was to be preferred, and
that it would be wrong to enlarge the supervisory role of the court in the
manner suggested by the former. He
also relied on the Human Rights Court's statement in Abdulaziz (below) that the
national court must be accorded a wide margin of appreciation in cases
concerned with immigration.
In my judgment the
essential purpose of the policy is to provide guidance, as it expressly states,
so that it is wrong to treat it as a rigid instruction pursuant to Sch 2, para
1(3) to the 1971 Act: it follows that a similar approach to that adopted by
Woolf LJ in Asiedu is appropriate.
Consequently I have concluded that Mr Pannick is right in his submission
that the court should be very slow to interfere with the Home Secretary's
decision not to grant what is essentially a concession on extra-statutory
grounds. Moreover, although none
of the other Court of Appeal cases are binding on us, they seem to me to
provide a body of highly persuasive authority in favour of the approach of Auld
J in Ozminnos, rather than that of Sedley J in Urmaza, insofar as the latter
may have tended to suggest that the court's role is now more closely
supervisory than hitherto.
I therefore accept
Mr Pannick's further submission that it is right for the court to confer a
broad measure of discretion on the Home Secretary in relation to the
application of the policy, so long of course, as he has regard to that policy,
and makes a decision which is not inherently irrational; and also bearing in
mind that the greater the interference with human rights the more the court
will require by way of justification (see eg R v Ministry of Defence ex parte
Smith [1996] QB 517 at 554).
(ii) The status of
the ECHR in English law and its impact if any on the interpretation of the
policy
The appellants
submitted that, in considering the lawfulness of an exercise of discretion
under the policy, the court should pay close attention to the provisions of Art
8 and the decisions thereunder of the Human Rights Court. The correct approach, they submitted,
was exemplified by the judgment of Dyson J in R v Secretary of State for the
Home Department and the Parole Board ex parte Norney [1995] Admin LR 861 where
he stated at 871 as follows:
'I do not consider
that ex parte Brind requires me to ignore the Convention when considering the
lawfulness of the exercise of the discretion. I accept that as a general rule, the lawfulness of the
exercise of executive discretion is not measured by asking whether it involves
an infringement of Convention rights.
But where it is clear that the statutory provision which creates the discretion
was passed in order to bring the domestic law into line with the Convention, it
would in my judgment be perverse to hold that, when considering the lawfulness
of the exercise of the discretion, the court must ignore the relevant
provisions of the Convention. In
any event, there is no conflict on this point between the requirements of the
common law and those of the Convention.'
Mr Pannick drew
our attention to an obiter dictum of Sir Thomas Bingham MR in R v Secretary of
State for the Home Department ex parte McInerney (unreported) 27 July 1995
where he stated in a judgment with which Millett and Schiemann LJJ agreed:
'Our attention was
drawn, . . . to Art 8 of the European Convention and, as is apparent, the
Secretary of State, in formulating policy DP/2/93, has endeavoured to give
effect to his obligations under the Convention. It is of course trite law that the Convention is not part of
our law, and therefore, we are unable to rely on any jurisprudence directly
emanating from the Court of Justice and must at this stage assume that the
Secretary of State's policy is in accordance with the international obligations
of the UK.'
Let me say at once
that I feel quite sure that Sir Thomas Bingham was not seeking to exclude
entirely reference to the jurisprudence of the ECHR: indeed it is noteworthy
that only 3 months later in Smith (above) he stated at 558E:
'It is,
inevitably, common ground that the United Kingdom's obligation, binding in
international law, to respect and secure compliance with this article is not
one that is enforceable by domestic courts. The relevance of the Convention in the present context is as
background to the complaint of irrationality. The fact that a decision-maker failed to take account of
Convention obligations when exercising an administrative discretion is not of
itself a ground for impugning that exercise of discretion.'
(See also per
Henry LJ at 564.)
A similar approach
was adopted by the Court of Appeal in Camelot Group plc v Centaur
Communications Ltd (Schiemann, Thorpe and Mummery LJJ (1997) The Times, October
30), which was reported the day after we completed our hearing; this concerned
the construction of the Contempt of Court Act 1981, which was enacted to bring
our domestic law into line with the ECHR; Schiemann LJ, giving the leading
judgment with which Thorpe and Mummery LJJ agreed, stated that the domestic
court would give great weight to the judgments, in particular recent judgments,
of the Human Rights Court in cases where the facts were similar.
In my judgment
these cases exemplify the correct approach.
As already noted
the appellants also relied on the UN Convention on the Rights of the Child
1989, from which I have already quoted the relevant passage.
However, in
seeking to bring this provision directly into play in the present case they
were confronted with the insuperable difficulty that when in 1991 the UK
ratified this Convention, such ratification was subject to the following
reservation:
'The UK reserves
the right to apply such legislation, insofar as it relates to the entry into,
stay in and departure from the UK of those who do not have the right under the
law of the UK to enter and remain in the UK, and to the acquisition and
possession of citizenship, as it may be deemed necessary from time to time.'
This distinguishes
the position in the UK from that in, for example, Australia and New Zealand
where the UN Convention has been directly applied (Minister of Immigration and
Ethnic Affairs v Teoh (1995) 128 ALR 353 and Tavita v Minister of Immigration
(1995) 2 NZLR 257).
(iii) The
paramountcy of the interests of the child
The appellants
cited a large number of authorities where the Human Rights Court or the
Commission have emphasised the importance of family life in the context of Art
8 even where the bonds between parent and child were extremely tenuous
(Hendricks v Netherlands (1982) 5 EHRR 223, Keegan v Ireland (1994) Series A No
290, Kroon v Netherlands 19 EHRR 263, Sorabjee v UK (unreported) 23 October
1995 and Berrehab v Netherlands (1988) 11 EHRR 322): but of these I only gain
assistance from the last named case, since in none of the others was the
balance between the interests of the child on the one hand and immigration
policy on the other in issue.
Berrehab was a
case where there were very close ties between the father, a Moroccan, who had
lawfully lived in the Netherlands for several years, and his daughter Rebecca,
with contact over the previous 2 years no less than four times a week for
several hours a day. The court,
having stated that it made allowance for the margin of appreciation left to the
Contracting States said that:
'In this
connection, it accepts that the convention does not in principle prohibit the
Contracting States from regulating the entry and length of stay of aliens. According to the Court's established
case law, however, "necessity" implies that the interference
corresponds to a pressing social need and, in particular, that it is
proportionate to the legitimate aim pursued.
Having to
ascertain whether this latter condition was satisfied in the instant case, the
Court observes, firstly, that its function is not to pass judgment on the Dutch
immigration and residence policy as such.
It has only to examine the interferences complained of, and it must do
this not solely from the point of view of immigration and residence, but also
with regard to the applicants' mutual interest in continuing their
relations. As the Dutch Court of
Cassation also noted, the legitimate aim pursued has to be weighed against the
seriousness of the interference with the applicants' right to respect for their
family life.'
The court
proceeded to uphold Mr Berrehab's application under Art 8.
By far the most
significant case in this context to my mind is Abdulaziz v UK (1985) 7 EHRR
471, to which I have already briefly referred. In that case the applicants were lawfully and permanently
settled in the UK in accordance with the immigration rules in force at the
material time, but their husbands were refused permission to remain with or
join them there. The case raised a
number of issues under the Convention, involving not only Art 8 but also sex
discrimination, and the applicants were successful under the latter but not
under the former head. On this
topic the ratio of the court was as follows:
'The Court recalls
that, although the essential object of Article 8 is to protect the individual
against arbitrary interference by the public authorities, there may in addition
be positive obligations inherent in an effective "respect" for family
life. However, especially as far
as those positive obligations are concerned, the notion of "respect"
is not clear cut: having regard to the diversity of the practices followed and
the situations obtaining in the Contracting States, the notion's requirements
will vary considerably from case to case.
Accordingly, this is an area in which the Contracting Parties enjoy a
wide margin of appreciation in determining the steps to be taken to ensure
compliance with the Convention with due regard to the needs and resources of
the community and of individuals.
In particular, in the area now under consideration, the extent of a
State's obligation to admit to its territory relatives of settled immigrants
will vary according to the particular circumstances of the persons
involved. Moreover, the Court
cannot ignore that the present case is concerned not only with family life but
also with immigration and that, as a matter of well-established international
law and subject to its treaty obligations, a state has the right to control the
entry of non-nationals into its territory.'
Mr Pannick also
drew our attention to the very recent Commission decision in Poku v UK (1996)
EHRR CD 94, which involved a large number of Ghanaian applicants, including a
10-year-old boy Michael Fibrace (who, if deported, would have lost contact with
his father) and his mother Ama Poku.
The Commission stated as follows at 97:
'However, the
Commission notes that the State's obligation to admit to its territory aliens
who are relatives of persons resident there will vary according to the
circumstances of the case. The
Court has held that Article 8 does not impose a general obligation on States to
respect the choice of residence of a married couple or to accept the
non-national spouse for settlement in that country (Abdulaziz, . . . (1985) 7
EHRR 471). The Commission
considers that this applies to situations where members of a family other than
spouses, are non-nationals.
Whether removal or exclusion of a family member from a Contracting State
is incompatible with the requirements of Article 8 will depend on a number of
factors: the extent to which family life is effectively ruptured, whether there
are insurmountable obstacles in the way of the family living in the country of
origin of one or more of them, whether there are factors of immigration control
(eg history of breaches of immigration law) or considerations of public order
(eg serious or persistent offences) weighing in favour of exclusion.'
They then
proceeded at 98 to deal directly with the position of Michael as follows:
'As regards Ama
Poku's son Michael and the effect on his relationship with his father, Owen
Fybrace, the Commission notes that contact has been somewhat irregular and now
appears to have diminished to contact by phone only. The resulting effect on their existing "family
life" if he left would accordingly appear to be minimal. While Michael is older than Jason and
Hermaine and has been integrated into the United Kingdom school system, the
Commission finds no indication of any factor which would effectively prevent
him from adapting to life with his family elsewhere.
The Commission
finds that there are no elements concerning respect for family or private life
which in this case outweigh the valid considerations relating to the proper
enforcement of immigration controls.
It concludes that the removal does not disclose a lack of respect for
the applicants' rights to family or private life as guaranteed by Article 8(1)
of the Convention.'
In my judgment
these three cases demonstrate quite clearly that, in their interpretation of
Art 8 in the present context, the Human Rights Court and the Commission
approach the problem as a straightforward balancing exercise, in which the
scales start even, and where the weight to be given to the considerations on
each side of the balance is to be assessed according to the individual
circumstances of the case; thus they do not support the notion that paramountcy
is to be given to the interests of the child.
The principle
underlying all three cases is the same: the difference in their outcome was
that in Berrehab the family ties were very strong and the immigration
considerations comparatively weak, whereas in the other two cases the opposite
applied.
I therefore uphold
Mr Pannick's submission that the Home Secretary, in laying down and applying
the policy on the basis that the scales start even with no preferences being
given to the interests of the child, was fully in line with Art 8 as
interpreted in the European jurisprudence.
Gangadeen and
Jurawan
Following her
arrival in the UK in November 1983, when Mrs Gangadeen was granted 6 months'
leave to enter as a visitor, she took up employment as a domestic servant
notwithstanding employment being prohibited, and in May 1984 left the UK for
Nigeria with the family for whom she worked. Two months later she returned to the UK and was given 3
months' leave to enter as a visitor, with employment again prohibited. Much later, in 1993, she admitted that
she had used deception to gain entry on this latter occasion because she intended
to enter for employment and not just for a visit. In 1986 she left domestic employment.
Following her
marriage to Mr Gangadeen, in July 1982 she sought leave to remain in the UK on
the basis of her marriage, but in January/February 1993 Mr Gangadeen wrote to
the Immigration Service stating that the marriage was a sham, and instigated
various other letters of denunciation.
At the end of 1993 both Mr and Mrs Gangadeen were interviewed by the
Immigration Service, and Mr Gangadeen confirmed that the couple had only
recently begun living together in anticipation of Home Office inquiries. On 16 December 1993 Mrs Gangadeen was
declared an illegal immigrant because of the circumstances of her entry into
the UK in 1984, but was given temporary admission.
That same month Mr
Gangadeen confirmed that his marriage with Mrs Gangadeen had never subsisted
and was entered into for immigration purposes, and in February 1994 the
Secretary of State decided to remove Mrs Gangadeen to India. In December 1994 Mr Gangadeen again
confirmed that his marriage with Mrs Gangadeen was a sham, but in the following
month, January 1995, he wrote to the Home Office retracting his earlier
statements that the marriage had never genuinely subsisted, and this
recantation was confirmed by a statutory declaration dated 17 January 1995.
On 12 April 1995
the Secretary of State confirmed his decision to remove Mrs Gangadeen to India
as an illegal immigrant, and following an application on her behalf for
reconsideration, this decision was again confirmed on 31 August 1995, leading
to the application in November 1995 for leave to move for judicial review.
Prior to the Home
Secretary's first decision in February 1994 to remove Mrs Gangadeen to India, a
submission was prepared by a Home Office Executive Officer, Mr Darlow, and
approved by Mrs McGourty, a Senior Executive Officer, recommending that she
should be removed, which was then personally endorsed by a minister.
This process and
the subsequent procedure was, as is now common ground, in accordance with the
Home Office practice as described by Ms McGourty in her first affidavit as
follows:
'At the time [Mrs
Gangadeen] was served with notice of removal it was the practice that all
initial decisions to remove illegal entrants with a spouse in the UK are to be
made by a Home Office minister. Thereafter,
the decision could, where new representations are submitted, be reviewed in the
light of new facts or circumstances.
It very often happens that those faced with removal submit later
representations seeking to have the decision reversed. Plainly, those representations must be
carefully considered. But, given
the volume of cases involved, it would not be practical for an SEO (still less
a minister) to look at all fresh representations. The practice is, therefore, for an EO or HEO to decide whether
the representations are substantially different from the information already
taken into account. If they are,
they are referred to an SEO or, in some cases, a minister again. The correct practice was followed at
all stages of this case.'
At that stage,
although the identity and nationality of Daniel's father were known to the Home
Office, there was no evidence presented as to the nature and strength of his
relationship with his father and other family members in the UK, and this
evidence was only furnished to the Department by the appellant's solicitors on
5 June 1995.
Following the
receipt of that evidence and the accompanying representations, Mrs McGourty
again considered the papers with recommendations from Mr Darlow and another
officer that the decision to remove Mrs Gangadeen should stand, and on 4 August
1995, having considered that material, she decided that removal remained the
right course, because the new material and representations did not justify
altering the minister's original decision. This decision was communicated by a letter written by Mr
Darlow dated 31 August 1995 which most unfortunately contained no reference to
Daniel. However, in her affidavit
Mrs McGourty testified that before making this decision she had reread all the
material and still considered that removal was appropriate, and Mr Darlow in
his evidence states categorically that the interests of Daniel were given
particularly careful scrutiny.
I shall have to
refer to this evidence in more detail shortly; suffice to say for the present
that the grounds for the decision were first that Mrs Gangadeen did not qualify
at all under para 5 of the policy, which contemplated a stable relationship,
whereas she and Mr Jurawan were never married nor had they ever cohabited
together; secondly, because Mrs Gangadeen's immigration record as an illegal
entrant outweighed the interests of Daniel.
It should be noted
that while Mr Darlow was a comparatively recent recruit to the relevant
department, Mrs McGourty was the head of the Illegal Entry Section of the Home
Office, with very considerable experience of immigration cases of the present
kind.
The nub of Mr
Blake's argument on his client's behalf is that on the first ground the Home
Secretary was wrong both in principle and in fact: wrong in principle, because
para 5 did not necessarily contemplate such a stable relationship between the
parents as the Home Secretary envisaged; wrong in fact, because on a proper
scrutiny of the evidence their relationship was sufficiently stable even on the
Home Office's criteria. On the
second ground, Mr Blake submitted that, particularly having regard to the
manifest shortcomings of Mr Darlow's letter of 31 August 1995, the Home
Secretary had in fact disregarded Daniel's interests altogether; and that in any
event on a proper balancing exercise, his interests outweighed Mrs Gangadeen's
immigration record. He further
submitted that the Home Office had in fact based their decision partly on para
6 of the policy, which was plainly irrelevant.
Turning first to
the issue of principle which arises on the first question, it is not in dispute
that the policy embraces both married and unmarried parents, as indeed is made
clear by para 7. However, para 7
itself requires 'conclusive evidence that a genuine and subsisting common-law
relationship akin to marriage exists', and para 2(f) requires, in the case of
such a common-law relationship, that 'the couple have cohabited for 2 years or
more'.
Mr Blake submitted
that, notwithstanding these limitations, the policy should be liberally
construed in order to comply with the UK's international obligations, and he
further submitted that too much emphasis should not be placed on para 2(b)
since paras 2(c) and 2(d) provided alternative grounds.
In my judgment, as
Mr Pannick submitted, the only route through which Mrs Gangadeen and Mr Jurawan
could possibly bring themselves within Section A (which must be construed as a
whole) is via paras 2(a) and 7.
They lay down the requirements we have to interpret and apply, and paras
2(c) and 2(d), which lay down separate routes, neither of which applies here,
are irrelevant. The former two
paragraphs specifically stipulate a relationship akin to marriage with
cohabitation for 2 years or more in the case of unmarried parents, and in my
judgment these are clear and specific requirements not open to flexible
interpretation such as Mr Blake seeks.
Moreover, in the light of the ECHR authorities cited in the previous
section of this judgment (which pay particular regard to the duration and stability
of the family relationship), I can see nothing which runs contrary to the
general principle set out in those authorities. It follows that I uphold Mr Pannick's standpoint on the
question of principle.
So far as the
facts are concerned, Mr Darlow testified as follows in his first affidavit:
'The Secretary of
State has considered DP/2/93 but does not accept that para 5 of it applies in
this case. That paragraph is
concerned with the effect of an immigration decision on divorced or separated
spouses and parents. It is
accepted that [Mrs Gangadeen] and Mr Jurawan have never been married and the
Secretary of State does not accept they ever cohabited in a relationship akin
to marriage. Certainly, if they
ever did cohabit it was for a short time and ceased very soon after [Daniel]
was born. It is to be noted that
in para 9 of his affidavit Mr Jurawan states that at the time [Mrs Gangadeen]
became pregnant he was, and continues to be, married to someone else with whom
he has children. He says that he
was "committed" to his marriage and the children of it. He also describes [Mrs Gangadeen] as a
person with whom he had a "relationship" during marriage akin to an
affair. Although the Secretary of
State recognises that cohabitation (then or now) is not a sine qua non for
family life, it can be one relevant factor when considering the strength of the
connections between people. It is
also relevant to the strength of a relationship outside wedlock that one party
is committed to his marriage and the children thereof. Accordingly, it is not considered that
the terms of para 5 apply. The
applicants argue that the distinction between divorced and separated spouses
and those who never married should not be maintained in this case. However, as appears from the above, the
Secretary of State has nevertheless considered whether the applicants'
compassionate circumstances should avail them despite the failure of [Mrs
Gangadeen] and Mr Jurawan to marry.
In relation to the second applicant, particular regard has been paid to
the factors listed in para 6 of DP/2/93.
As regards paras 2-4 of DP/2/93, it should be noted that these are
premised on there being a "genuine and subsisting marriage" which is
not accepted here.'
The evidence on
this topic is to be found in the affidavits of Mr Jurawan and Mrs Gangadeen.
In his first
affidavit Mr Jurawan testified as follows:
'I met Philomena
in June 1988 when she and her girlfriend telephoned me in connection with an
advertisement my mother had placed in a newsagent's shop for accommodation at
30 Kincardine Gardens Maida Vale London W9 a property owned jointly by me and
my parents. Philomena accepted the
offer of accommodation and moved in and after approximately 6 months we became
very close and intimate relationship developed.
In 1989 Philomena
became pregnant but we only realised this some 3-4months into the
pregnancy. I was then and continue
to be a married person from another relationship with children from that
relationship.
After various
discussions with Philomena it was decided that we should have the child
particularly because of her strong religious beliefs concerning abortion. Philomena is a Catholic. On 3 February 1990 our wonderful son
Daniel was born. I was by her side
when the child was born.
After Daniel was
born I was at that time heavily engaged in work with Verran Milro and did not
appear to have a great deal of time to spend with the family. I was also committed to my wife Eva and
my children from this relationship.
Philomena wanted
to be with her friends and to speak her own language and she therefore moved
out of the premises. In May 1991
she found alternative accommodation in Shepherds Bush.'
In his second
affidavit, sworn in answer to Mr Darlow's first affidavit which had raised a
question concerning the ownership of 30 Kincardine Gardens, Mr Jurawan
testified as follows:
'I wish to clarify
my address as this has been raised as an issue by Mr Darlow. The fact is that I am joint owner of 30
Kincardine Gardens, Maida Vale W9 3RP with my parents. I maintain a room there for myself
(there are four bedrooms) but it is not my main address. I actually live with my wife Eva and my
two daughters, Rachel and Rebecca aged 6 and 13, outside London. I do not want to reveal my address
because I have never told my wife about Daniel or Philomena and she still
doesn't know. Of course, she would
be extremely upset if she did find out and my aim has always been to protect
her from the truth. My mother,
sister and the rest of the family know about this and support me.
So it is incorrect
to say that I lived at Kincardine Gardens with my mother and certainly my wife
does not live there.'
This evidence was
confirmed by Mrs Gangadeen in her affidavit as follows:
'I met Robert when
I moved into 30 Kincardine Gardens in Maida Vale. Robert owned the house and had a room there. His mother lived there and Robert had
some clothes there. However, it was
not his main address. I don't even
know where that is. I have a vague
idea it is in Barnet. Robert used
to stay at Kincardine Gardens sometimes, particularly at weekends. Obviously, while we were having our
relationship he stayed over quite often including most weekends. I did know he was married with children
and had another house but I accepted that.
Our relationship
ended when Daniel was about 1 1/2 years old ie before I started my relationship
with Sam.'
Mr Blake candidly
recognised the difficulty in which this evidence placed him, and said that the
highest he could put it was that there was an intimate relationship for 3 years,
that Mrs Gangadeen stayed in a room at a house partly owned by Mr Jurawan, and
that he visited her there fairly regularly during the course of the
relationship; however he fully recognised that during all this time Mr Jurawan
kept another family going, and that the two of them never cohabited at all, let
alone for 2 years, and never had a subsisting relationship akin to marriage.
In these
circumstances, on this ground alone it seems to me quite clear that they fail
to qualify under the requirements of the policy.
So far as the
second question is concerned, Mr Blake understandably concentrated on Mr
Darlow's unsatisfactory letter, which Mr Pannick did not attempt to defend, but
based his case on the evidence of Mr Darlow and Mrs McGourty.
In his first affidavit
Mr Darlow testified that, even on the footing that there was a close
relationship and high level of contact between Daniel and Mr Jurawan and all
Daniel's other relatives both on his father's and his mother's side, it was
still not considered that Mrs Gangadeen's removal accompanied by Daniel would
amount to a violation of Art 8 of the Convention read as a whole. He then proceeded:
'The Secretary of
State recognises that the decision to remove [Mrs Gangadeen] will interfere to
some extent with her private and family life and that of [Daniel] if he
accompanies her to India. Removal
will disrupt such contact as Mr Jurawan, and his mother and sister, have with
the applicants and vice-versa.
However, the Secretary of State considers such interference as there may
be is justified, in all the circumstances of this case, by the need to maintain
effective immigration control. It
is not disputed that [Mrs Gangadeen] is an illegal entrant who avoided
detection for many years and who came to light only when she sought to
regularise her position in this country by a marriage which in any event, the
Secretary of State believes was entered into for an immigration purpose. The existence of a child born in the
UK whose father is a British citizen
and the contracting of a marriage to another British citizen should not
automatically insulate [Mrs Gangadeen] from removal. Nor should long residence. Otherwise, effective immigration control could be easily
circumvented. Those factors may
avail an illegal entrant but each case must be judged on the compassionate
circumstances particular to it.
The Secretary of State has fully considered the effect of [Mrs
Gangadeen's] remove on Daniel whom she says will accompany her to India. Daniel is 6 years old, is not a British
citizen and has no right of abode in this country. It is considered he is young enough to be able to adapt to
life in India with his mother.
Although he may be materially disadvantaged there, compared to his
position in this country, the Secretary of State does not consider this
justifies refraining from removal of [Mrs Gangadeen]. Having weighed the compassionate factors in the case against
the necessity to maintain fair, effective and proper immigration control, the
Secretary of State continues to believe removal of [Mrs Gangadeen] is the
appropriate course. These
competing factors have to be balanced.
As regards Mr Gangadeen, it has already been explained that the
genuineness of the family life he claims to enjoy with [Mrs Gangadeen] is not
accepted. This inevitably
undermines his links with [Daniel].
Those aspects of Mr Gangadeen's position, in addition to the policy
factors described above which would be decisive in any event, help to persuade
the Secretary of State that there is no violation of Art 8 in respect of him.'
Mrs McGourty
testified that, having seen all the evidence on behalf of the applicants,
together with their previous material, she had considered whether her earlier
decision ought to be altered, but that she continued to believe that removal
was the appropriate course for the reasons set out in Mr Darlow's first
affidavit.
In Mr Darlow's
second affidavit he reiterated his first, and then stated:
'I am advised by
the Treasurer Solicitor that the one aspect of the decision- making process
which concerned Sedley J sufficiently to grant leave to move was the
application of the policy known as DP/2/93. Sedley J was concerned that the policy might have been
applied too rigidly to the circumstances of [Daniel] and that his position had
been considered solely by reference to the policy. However, this was not the case. The circumstances of [Daniel] were given particularly
careful scrutiny . . . I can confirm that on each occasion when this case had
been considered [Daniel's] position has not simply been measured against the
criteria of DP/2/93. The
respondent did not decide that the policy did not apply and then automatically
disregard [Daniel's] interests and reject [Mrs Gangadeen's] claim to stay in
the UK. Wider consideration has
been given. Because of the rather
unusual family circumstances of [Daniel], consideration was given to whether
the spirit of the policy indicated that the applicants should be permitted to
stay. Substantial weight was given
to the interests of [Daniel] in that process.
Mr Blake submitted
that the blemish in Mr Darlow's letter was indelible, and that in any event
this evidence, even taken at its face value, paid insufficient regard to the
closeness of the relationship not only between Daniel and his father but also
between Daniel and his other relations, and that if that had been properly
evaluated, it must necessarily outweigh considerations on the other side.
Mr Darlow's letter
has caused me considerable anxiety, as indeed it did Harrison J. But at the end of the day I am
satisfied that we must accept the categorical evidence of Mr Darlow and Mrs
McGourty that Daniel's interests were fully considered in the manner they
portray, from which it follows that all the evidence on which Mr Blake relies
was fully taken into account. On
the other side of the scale was Mrs Gangadeen's very chequered immigration
history, and, allowing for the wide measure of appreciation accorded to the
Secretary of State in conformity with the ECHR decisions to which I have
already referred, I can see no possible basis on which this court could
properly interfere with his decision in the exercise of his discretion as to
where the balance lay.
I should add that
in my judgment this very full and detailed evidence amply satisfies the Home
Secretary's duty to explain his decision.
So far as para 6
of the policy is concerned, although, as already noted, there is a passing
reference to it in Mr Darlow's first affidavit, I am quite satisfied that, as
Mr Pannick submitted, this was intended to do no more than indicate that none
of the conceivably relevant parts of the policy had been left out of account.
For all these
reasons the appeals of Mrs Gangadeen and Daniel fail.
Khan
In June 1993, 3
months or so before the expiry of his 12 months' leave to enter, Mr Khan
applied via his representative for indefinite leave to remain on the basis of
his marriage; however, immediately after their separation, Mrs Khan telephoned
the Home Office and indicated that she did not support his application as the
marriage had broken down, and this was confirmed in early August 1993 by her
representative.
As a result, in
October 1993 the Home Secretary refused leave to remain, on the ground that the
couple did not intend to live together permanently. Two weeks later Mr Khan lodged notice of appeal, accompanied
by further grounds, but this appeal was dismissed by an adjudicator in June
1994.
In July 1994 he
reapplied, but this reapplication was also refused in March 1995, accompanied
by a notice of an intention to deport, and Mr Khan's appeal was dismissed by an adjudicator in July 1995. In September 1995 the IAT refused leave
to appeal, and on 31 January 1996 the deportation order was signed by the Home
Secretary but not served until 28 March 1996.
Meantime on 12
January 1995 his Honour Judge Taylor sitting in the Birmingham County Court
ordered that Mr Khan should have contact with Saira for 1 1/2 to 2 hours every
3 weeks, and this was drawn to the adjudicator's attention at his hearing later
that year. This order was varied
in August 1995 when the judge extended the contact with Saira to a period of 2
hours every 3 weeks, and again in December 1995 when it was further extended to
a period of 4 hours every other week.
This contact was varied yet again in March 1996 to contact for up to 2
hours every 3 weeks. All these
orders for contact were subject to supervision of one kind or another, but the
judge commented in August 1995 that there was nothing other than perhaps a lack
of understanding, which could easily be put right, to prevent there being a
very good relationship between Saira and her father, and eventually it was
hoped that it would not be necessary for there to be any kind of supervision,
but it had to be done slowly.
Contact ceased in December 1996 pending a further hearing which has had
to be postponed from August 1997, due to the unavailability of experts and to
listing difficulties, but the case is now listed in December 1997.
Mr Khan has an
impeccable employment history since he has been in this country, having worked
throughout at a salary of £ 450 per month, having never claimed social security
benefits, and having dutifully paid his dues to the Child Support Agency.
The basis of the
Home Secretary's decision in Mr Khan's case was that he fell outside the scope
of the second sentence of para 5 of the policy, since Mr Khan did not enjoy
frequent and regular access to Saira: and that in any event his compassionate
circumstances did not outweigh the immigration considerations in his case.
The main focus of
Mr Duffy's attack was that the Home Secretary's decision was based on a
fundamentally erroneous construction of para 5, on the ground that the three
sentences of that paragraph comprise three distinct elements, each of which
lays down a discrete aspect of policy.
Consequently, in
focusing solely on the second sentence (absence of frequent and regular access)
the Home Secretary misconstrued and then proceeded to misapply his own policy,
which made it incumbent upon him to consider and apply the first sentence of
para 5 as a distinct and free-standing ground. This he had failed to do, with the result that the proper
course was to quash the present decision and remit the case to the Home
Secretary for reconsideration.
For the purpose of
considering this argument it will be convenient to quote again para 5 of the
policy:
'5. The fact that
the European Court is strongly disposed to find a breach of Article 8 of the
European Convention where the effect of an immigration decision is to separate
a parent from his/her child is also relevant in cases involving divorced or
separated parents. Where one
parent is settled in the United Kingdom and the removal of the other would
result in deprivation of frequent and regular access currently enjoyed by
either parent, section 3(5)(a), 3(5)(b) (in non-criminal cases) or illegal
entry action should be abandoned.
Reliance cannot be placed on the argument that the United Kingdom
settled parent can travel abroad to continue access.'
This is a very
short point of construction, and in my judgment Mr Duffy's interpretation of
para 5 is erroneous. As Mr Pannick
rightly submitted, para 5 is to be treated as a composite provision, not as one
containing three separate rules.
The first sentence is a general statement of the relevance of the
interest under Art 8, and the other two sentences state how the Secretary of
State will apply it in practice.
This, as Mr Pannick rightly submitted, is fully in line with the ECHR
approach, as exemplified for instance in Abdulaziz and Poku cited above.
Mr Duffy's second
main point is that the Secretary of State got the balance wrong.
The minister's
approach was, as has been already noted, essentially based on the irregularity
and infrequency of the contact, with the result that the compassionate circumstances
did not outweigh the immigration considerations, all relevant factors having
been taken into account.
Mr Duffy's first
line of attack on this approach, founded on his construction of para 5, was
that he might well be entitled to succeed under the first sentence,
irrespective of the absence of frequent and regular contact; that argument of
course fails once his construction of para 5 is rejected.
His second line of
attack was that, even on the Home Secretary's construction, his approach placed
too much emphasis on the degree of contact, but I am unable to accept that
criticism, since in my judgment that must be the main criterion when
considering the parent/child relationship once the child is old enough to
communicate and understand (compare Poku).
In the present
case the history of the contact between Mr Khan and Saira speaks for itself,
and here again, as in the other case, it is in my judgment impossible to
interfere with the Home Secretary's discretion in deciding where the balance
lay, given his wide margin of appreciation.
Mr Khan's appeal
therefore fails also.
Final conclusion
I would therefore
dismiss both appeals, while at the same time placing on record my appreciation
of the pain which this will inevitably cause to the families involved.
JUDGMENTBY-2: SWINTON THOMAS LJ
JUDGMENT-2:
SWINTON THOMAS LJ:
I have read the judgment of Hirst LJ and I agree with it.
The important
point of principle that arises in these cases relates to the approach of the
Home Secretary to the making of immigration decisions which will result in the
separation of a child or children from the parent with whom the child is not
living.
In the majority of
cases, the child will be living with and cared for by the mother, although the
same principles apply if the child is living with the father. In both cases under consideration in
these appeals the child was living with and being cared for by the mother, and
there was no suggestion that there should be any change in that state of
affairs. The problem that arises
in these cases will normally, not always, arise when a decision is made to deport a mother and children (Mrs Gangadeen's case) so
separating the children from their father, or the decision is made to deport the father (Mr Khan's case) again separating the
child from him. It is a material
and important consideration in both sets of circumstances that the children
will not be parted from their primary carer.
However, that is
not by any means the only consideration.
To a greater or lesser extent the child will have had some contact with
the other parent and that, as is recognised by the Home Office in the
Deportation Policy Guidance document is also an important consideration.
Article 8 of the
ECHR provides:
'(1) Everyone has
the right to respect for his private and family life, his home and his
correspondence.
(2) There should
be no interference by a public authority with the exercise of this right except
such as is in accordance with law and is necessary in a democratic society in
the interests of national security, public safety or the economic well-being of
the country, for the prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and freedoms of others.'
DP/2/93 of the
Deportation Policy Guidance document provides in part:
'Divorced or
separated parents
(5) The fact that
the European Court is strongly disposed to find the breach of Article 8 of the
European Convention where the effect of an immigration decision is to separate
a parent from his/her child is also relevant in cases involving divorced or
separated parents. Where one
parent is settled in the United Kingdom and removal of the other would result
in deprivation of frequent and regular access currently enjoyed by either
parent, section 3(5)(a), 3(5)(b) (in non-criminal cases) or illegal action
should be abandoned. Reliance
cannot be placed on the argument that the United Kingdom settled parent can
travel abroad to continue access.
(6) Cases will
arise where a person to be deported/removed has custody of the child with the
right of abode in the United Kingdom by a previous partner who is no longer in
contact with the child. Here the
crucial question is whether it is reasonable for the child to accompany the
parent to live abroad. The factors
to be considered are:
. . .
(b) the strength
of the child's ties with the United Kingdom, including other United Kingdom
resident family members . . .'
For present
purposes the important subparagraph is (b), although it must be borne firmly in
mind as pointed out by Hirst LJ and stressed by Mr Pannick QC, that the policy
is there to provide guidance and is not a rigid instruction, and that paras 5
and 6 apply only in the circumstances referred to in the paragraphs themselves.
In English
domestic law the importance of the maintenance of the tie between a child and
the parent with whom the child is not living has been stressed in numerous
cases, as has the important principle that contact between a child and the
parent with whom the child is not living is the right of the child. For example, in Re S (Minors: Access)
[1990] 2 FLR 166 Balcombe LJ said at 170:
'The principle is
well established not merely that the welfare of the children is the first and
paramount consideration, but that access is the right of the child, not of the
parent. The child has a right,
even though his parents are separated and the child may be living with one and
not with the other, to know his other parent.'
These guiding
principles have been laid down in the context of s 1(1) of the Children Act 1989,
which provides that the interests of the child are paramount. That is not the position in immigration
cases where, as the jurisprudence shows, the interests of all parties,
including the children, have to be weighed in the balance with immigration policy
and other relevant factors, including those matters set out in DP/2/93.
In Berrehab v
Netherlands (1988) 11 EHRR 322 the court said at 329:
'The Court
likewise does not see cohabitation as a sine qua non of family life between
parents and minor children. It was
held that the relationship created between the parties by a lawful and genuine
marriage such as that contracted by Mr And Mrs Berrehab has to be regarded as
"family life".'
And then later at
331:
'It [the Court]
accepts that the Convention does not in principle prohibit the Contracting
States from regulating the entry and length and stay of aliens. According to the Court's established
case law, however, "necessity" implies that the interference
corresponds to a pressing social need and, in particular, that it is
proportionate to the legitimate aim pursued.'
The importance of
the English domestic decisions in the context of Art 8 and the European
decisions in immigration cases where children are concerned is that there may
be a tendency to focus solely, or largely, on the adult who is to be deported
or a risk that that may happen.
The adult is likely to be in breach of immigration law. The child will continue to be looked
after by the parent with whom the child resides, usually, as I have said, the
mother. Accordingly there is a
risk that the child will be viewed only as an appendage of the parent. That is the impression that will be
given to any reader of Mr Darlow's letter of 31 August, 1995, in Mrs
Gangadeen's case, although I accept that the later evidence shows that Daniel's
interests were properly considered before the decision was made.
In the field of
immigration, particularly decisions relating to deportation, the interests of
the child are not, and cannot, be paramount or primary. That this is so is accepted by the
European cases, for example Sorabjee v UK (unreported) 23 October 1995, and
Abdulaziz v UK (1985) 7 EHRR 471.
If it were otherwise, it would be difficult ever to make a deportation
decision in relation to a child.
However, the interests of the child are of great importance, and must be
given separate consideration, including consideration of the child's family
ties in this country, and, in the case of an adult in respect of whom a
deportation decision is taken, the adult's ties with the child must be taken
into account in the balancing exercise.
I am satisfied that that was done in both the instant cases.
I agree with the
judgment of Hirst LJ on all issues that arise in these appeals. Accordingly I would dismiss both the appeals.
JUDGMENTBY-3: SIR BRIAN NEILL
JUDGMENT-3:
SIR BRIAN NEILL: I
agree with both judgments.
DISPOSITION:
Appeals
dismissed. No order as to
costs. Legal aid taxation of
appellants' costs. Application for
leave to appeal to House of Lords refused.
SOLICITORS:
Hammersmith Low
Centre for the first appellant; JR Jones Cooper for the second appellant;
Treasury Solicitor