CLOSED,ECF

U.S. District Court
Southern District of New York (Foley Square)
CRIMINAL DOCKET FOR CASE #: 1:10-cr-00326-AKH All Defendants


Case title: USA v. Upham

Date Filed: 04/13/2010
Date Terminated: 04/26/2013

Assigned to: Judge Alvin K. Hellerstein

Defendant (1)
Sybil Nancy Upham
TERMINATED: 04/26/2013
represented byElkan Abramowitz
Morvillo, Abramowitz, Grand, Iason, & Anello P.C.
565 5th Avenue
New York, NY 10017
(212) 880-9300
Fax: (212) 856-9494
Email: eabramowitz@maglaw.com
LEAD ATTORNEY
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts

Disposition
18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES
(1s)
Probation 3 Years.
26:7206A.,18:2F.FRAUD AND FALSE STATEMENTS
(2s-4s)
Probation 3 Years

Highest Offense Level (Opening)
Felony

Terminated Counts

Disposition
18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES
(1)
Dismissed
26:7206A.F FRAUD AND FALSE STATEMENTS (SUBSCRIBING TO FALSE INDIVIDUAL TAX RETURNS)
(2-4)
Dismissed
31:5322A.F PENALTIES (WILLFUL FAILURE TO FILE REPORTS OF FOREIGN BANK AND FINANCIAL ACCOUNTS)
(5-8)
Dismissed

Highest Offense Level (Terminated)
Felony

Complaints

Disposition
None


Plaintiff
USA represented byDavid Benton Massey
U.S. Attorney's Office, SDNY (St Andw's)
One St. Andrew's Plaza
New York, NY 10007
(212) 637-2283
Fax: 212 637 2937
Email: david.massey@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Daniel Walter Levy
U.S. Attorney's Office, SDNY (St Andw's)
One St. Andrew's Plaza
New York, NY 10007
(212) 637-2200
Fax: (212) 637-2429
Email: dlevy@mckoolsmith.com
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
04/13/20102 SEALED INDICTMENT as to Sealed Defendant 1 (1) count(s) 1, 2-4, 5-8. (jm) (Entered: 04/15/2010)
04/14/2010SEALED DOCUMENT placed in vault. (nm) (Entered: 04/14/2010)
04/15/20103 Order to Unseal Indictment as to Sealed Defendant 1.. (Signed by Magistrate Judge Ronald L. Ellis on 4/15/10)(jm) (Entered: 04/15/2010)
04/15/2010 INDICTMENT UNSEALED as to Sybil Nancy Upham. (jm) (Entered: 04/15/2010)
04/15/2010 Case Designated ECF as to Sybil Nancy Upham. (jm) (Entered: 04/15/2010)
04/15/2010 Case as to Sybil Nancy Upham ASSIGNED to Judge Judge Alvin K. Hellerstein. Judge Judge Unassigned no longer assigned to the case.. (jm) (Entered: 04/15/2010)
04/15/2010 Attorney update in case as to Sybil Nancy Upham. Attorney David Benton Massey for USA added.. (jm) (Entered: 04/15/2010)
04/15/2010 Arrest of Sybil Nancy Upham. [*** Refer to Disposition Sheet on Rule 9 Proceeding held on 4/15/2010 ***] (bw) (Entered: 04/19/2010)
04/15/2010 Minute Entry on 'Disposition Sheet' for proceedings held before Magistrate Judge Ronald L. Ellis: Initial Appearance as to Sybil Nancy Upham held on 4/15/2010. Date of Arrest: 4/15/2010, vol. surrender. AUSAs Danya Perry, David Massey; Defense Counsel Elkan Abramowitz (Retained); Proceeding - Rule 9 & A/W Issued on 4/13/10. Bail Disposition: Agreed bail package, $100K PRB; travel restricted to SDNY/EDNY/D.N.H. plus travel between; surrender travel documents (& no new applications). Time excluded until 4-19-10. Date for Preliminary Hearing: 4/19/10 11 a.m. before Judge Hellerstein. (bw) (Entered: 04/19/2010)
04/15/2010 ORAL ORDER as to Sybil Nancy Upham. Time excluded from 4/15/2010 until 4/19/2010. Pretrial Conference set for 4/19/2010 at 11:00 AM before Judge Alvin K. Hellerstein. (bw) (Entered: 04/19/2010)
04/15/20105 Appearance Bond Entered as to Sybil Nancy Upham in amount of $100,000. $100,000.00 PRB; travel limits include the SDNY & EDNY and extended to the DNH, plus travel between; surrender of travel documents and no new applications. (bw) (Entered: 04/19/2010)
04/15/20106 ADVICE OF PENALTIES AND SANCTIONS as to Sybil Nancy Upham. Defendant Released. (bw) (Entered: 04/19/2010)
04/15/20107 NOTICE OF ATTORNEY APPEARANCE: Elkan Abramowitz appearing for Sybil Nancy Upham. (bw) (Entered: 04/19/2010)
04/19/2010 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Pretrial Conference as to Sybil Nancy Upham held on 4/19/2010. IPTC held. Defendant present w/attorney Elkan Abramowitz; AUSA, David Massey present; Court reporter Joe Quinones present; Next PTC is set for 6/23/10 at 11:00 a.m.; Time excluded until 6/23/2010, in the interest of justice; Defendant continued on bail. (bw) (Entered: 04/22/2010)
04/19/2010 ORAL ORDER as to Sybil Nancy Upham. Time excluded from 4/19/2010 until 6/23/2010. Pretrial Conference set for 6/23/2010 at 11:00 AM before Judge Alvin K. Hellerstein. (bw) (Entered: 04/22/2010)
05/14/2010TRANSCRIPT of Proceedings as to Sybil Nancy Upham held on April 19, 2010 1:00 p.m. before Judge Alvin K. Hellerstein. (ajc) (Entered: 05/19/2010)
06/24/2010 Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Pretrial Conference as to Sybil Nancy Upham held on 6/24/2010. PTC held. Deft. pres. w/attys. Elkan Abramowitz and Rachel Heman; AUSA, David Massey pres.; Court reporter Vincent Bologna pres.; Motion to be filed by 8/13/10; response by 9/16/10; reply by 9/30/10; Oral argument set for 10/6/10 @ 4:00 p.m.; Time excluded until 10/6/10 ; in the interest of justice; Deft. contd on bail. Hellerstein, J. (ajc) (Entered: 06/29/2010)
06/24/2010 ORAL ORDER as to Sybil Nancy Upham; Time excluded from 6/24/2010 until 10/6/2010. As to Sybil Nancy Upham( Motions due by 8/13/2010. Government Reply Brief due by 9/16/2010. Defendant Reply Brief due by 9/30/2010. Oral Argument set for 10/6/2010 at 04:00 PM before Judge Alvin K. Hellerstein). (ajc) (Entered: 06/29/2010)
08/13/20109 ENDORSED LETTER as to Sybil Nancy Upham addressed to Judge Alvin K. Hellerstein from Danya Perry dated 8/12/2010 re: The Government writes to request, with the consent of the defense, an adjournment of the briefing schedule. ENDORSED: SO ORDERED. ***Terminated Deadlines as to Sybil Nancy Upham. (Signed by Judge Alvin K. Hellerstein on 8/13/2010)(ab) (Entered: 08/13/2010)
08/18/201010 ENDORSED LETTER: As to Sybil Nancy Upham addressed to Judge Alvin K. Hellerstein from Elkan Abramowitz dated 8/17/2010. re:Defense counsel writes on behalf of the defendant, Sybil Nancy Upham to respectfully request that the Court temporarily modify Ms. Upham's bail conditions, and allow Pretrial Services to release Ms. Upham's passport to her for a period of two weeks, in order to permit Ms. Upham to obtain a new driver's license. ENDORSEMENT: SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 8/18/2010)(dnd) (Entered: 08/18/2010)
10/04/201011 ENDORSED LETTER as to Sybil Nancy Upham addressed to Judge Alvin K. Hellerstein from AUSAs David B. Massey / E. Danya Perry dated September 29,2010 re: The Government writes to update the Court on the status of this case and to request an adjournment of the hearing/conference that is currently set for October 6, 2010 at 4:00 p.m. The parties request that the Court schedule a plea for October 19, 2010 at 11:00 a.m. The Government also requests, with the consent of the defense, that time be excluded for purposes of the Speedy Trial Act between October 6, 2010 and October 19, 2010. ENDORSEMENT: Plea is set for 10/19/10 at 11:00 a.m. and time is excluded until then. (Signed by Judge Alvin K. Hellerstein on 10/4/2010)(bw) (Entered: 10/04/2010)
10/04/2010 Terminate Deadlines and Hearings as to Sybil Nancy Upham: Terminated Oral Argument set for 10/6/2010 at 04:00 PM before Judge Alvin K. Hellerstein. (bw) (Entered: 10/04/2010)
10/27/201012 ENDORSED LETTER: As to Sybil Nancy Upham, addressed to Judge Alvin K. Hellerstein from E. Danya Perry dated 10/26/2010 re: The government writes to request that the conference scheduled for October 26, 2010 be adjourned to November 3, 2010 at 11:00 a.m. as suggested by the court's deputy and for time to be excluded until the adjourned date pursuant to the Speedy Trial Act. ENDORSEMENT: SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 10/26/2010)(dnd) (Entered: 10/27/2010)
11/10/201013 (S1) SUPERSEDING INFORMATION (Felony) filed as to Sybil Nancy Upham (1) count(s) 1s, 2s-4s. (dnd) (Entered: 11/15/2010)
11/10/201014 WAIVER OF INDICTMENT by Sybil Nancy Upham. (dnd) (Entered: 11/15/2010)
11/10/201015 CONSENT TO PROCEED BEFORE US MAGISTRATE JUDGE ON A FELONY PLEA ALLOCUTION by Sybil Nancy Upham. (dnd) (Entered: 11/15/2010)
11/10/2010 Change of Not Guilty Plea to Guilty Plea as to Sybil Nancy Upham (1) Count 1s,2s-4s. (dnd) (Entered: 11/15/2010)
11/10/2010 Minute Entry for proceedings held before Magistrate Judge Gabriel W. Gorenstein:Plea entered by Sybil Nancy Upham (1) Guilty as to Count 1s,2s-4s. (dnd) (Entered: 11/15/2010)
11/10/2010 Minute Entry for proceedings held before Magistrate Judge Gabriel W. Gorenstein:Change of Plea Hearing as to Sybil Nancy Upham held on 11/10/2010. Defendant present with attorney Mr. Abramowitz. AUSA Ms. Perry present for the government. Court reporter present. No interpreter present. Defendant withdraws not guilty plea and enters a plea of guilty to Counts 1, 2, 3,and 4 of the (S1)filed Indictment. Waiver of Indictment filed. PSI ordered. Sentence set for February 10, 2011. Magistrate Judge Gorenstein recommends Judge Hellerstein accept the guilty plea. Bail continued. (dnd) (Entered: 11/15/2010)
11/10/2010 Order of Referral to Probation for Presentence Investigation and Report as to Sybil Nancy Upham. (Signed by Magistrate Judge Gabriel W. Gorenstein on 11/10/2010)(dnd) (Entered: 11/15/2010)
11/16/201016 ORDER ACCEPTING THE PLEA ALLOCUTION BEFORE A U.S. MAGISTRATE JUDGE as to Sybil Nancy Upham. With the dft's consent, his guilty plea allocution was taken before Magistrate Judge Gabriel W. Gorenstein on November 10, 2010;... IT IS THEREFORE ORDERED THAT the dft's guilty plea is accepted. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 11/16/2010)(ja) (Entered: 11/16/2010)
11/23/201017 ENDORSED LETTER as to Sybil Nancy Upham addressed to Judge Hellerstein from Elkan Abramowitz dated 11/22/10 re: I respectfully request that the Court temporarily modify Ms. Uphams bail conditions and allow Pretrial Services to release Ms. Upham's passport to her for a period of two weeks...ENDORSEMENT...PTS is hereby authorized to release defendant's passport to attorney Abramowitz, for safekeeping and use as indicated, with obligation to return to PTS promptly after such use. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 11/22/10)(jw) (Entered: 11/23/2010)
12/03/201018 TRANSCRIPT of Proceedings as to Sybil Nancy Upham held on November 10, 2010 before Magistrate Judge Gabriel W. Gorenstein. (mro) (Entered: 12/03/2010)
06/24/201119 SEALED DOCUMENT placed in vault. (nm) (Entered: 06/24/2011)
12/16/201120 SEALED DOCUMENT placed in vault. (mps) (Entered: 12/16/2011)
10/16/201221 ENDORSED LETTER as to Sybil Nancy Upham addressed to Judge Alvin K. Hellerstein from Rachel Y. Henrani dated 10/15/2012 re: Defense counsel writes to request that the sentencing of the defendant scheduled for January 11, 2013 be adjourned to the week of February 4, 2013. ENDORSEMENT: Sentencing is adjourned to February 15, 2013 at 11:00 a.m. (Signed by Judge Alvin K. Hellerstein on 10/15/2012)(dnd) (Entered: 10/16/2012)
10/16/2012 Set/Reset Hearings as to Sybil Nancy Upham: Sentencing set for 2/15/2013 at 11:00 AM before Judge Alvin K. Hellerstein. (dnd) (Entered: 10/16/2012)
02/15/201322 ENDORSED LETTER as to Sybil Nancy Upham addressed to Judge Alvin K. Hellerstein from Elkan Abramowitz dated 2/11/2013 re: Reschedule Sentencing as to Sybil Nancy Upham( Sentencing set for 4/10/2013 at 04:00 PM before Judge Alvin K. Hellerstein.)...ENDORSEMENT...Sentencing is adjourned to April 10, 2013 at 4:00pm. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 2/14/2013)(jw) (Entered: 02/15/2013)
02/20/201323 NOTICE OF ATTORNEY APPEARANCE Daniel Walter Levy appearing for USA. (Levy, Daniel) (Entered: 02/20/2013)
04/10/2013 Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Sentencing held on 4/10/2013 for Sybil Nancy Upham (1) Count 1s,2s-4s. Deft. pres. w/atty. Elkan Abramowitz and Rachel Hemani; AUSA, David Massey pres; Court reporter Ann Hairston pres.; Deft. sentenced to 3 years Probation; $400 Special Assessment; Fine of $30,000.00; See judgment for Special Conditions. (jbo) (Entered: 04/12/2013)
04/26/2013 DISMISSAL OF COUNTS on Government Motion as to Sybil Nancy Upham (1) Count 1,2-4,5-8. (dnd) (Entered: 04/26/2013)
04/26/201324 JUDGMENT: As to Sybil Nancy Upham (1), Count(s) 1, 2-4, 5-8, Dismissed; Count(s) 1s, Probation 3 Years.; Count(s) 2s-4s, Probation 3 Years. The defendant is notified of her right to appeal. The drug testing condition is suspended, based on the court's determination that the defendant poses a low risk of future substance abuse. The defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. The defendant shall cooperate in the collection of DNA as directed by the probation officer.The defendant is to pay an assessment fee of $400 due immediately. The defendant is to pay a fine of $30,000.00 payable at a rate of $10,000.00 per year of probation. Payment of $10,000.00 shall be made by June 30, 2013 and June 30th of each ensuing year until paid. (Signed by Judge Alvin K. Hellerstein on 4/25/2013)(dnd) (Entered: 04/26/2013)
04/26/2013 Judgment entered in money judgment book as #13,0916 as to Sybil Nancy Upham in the amount of $ 30,400.00, re: 24 Judgment. USM ANUMBER 63320-54. (dt) (Entered: 05/02/2013)
05/17/2013 Payment of Special Assessment from Sybil Nancy Upham in the amount of $400.00. Date Received: 5/17/13. (mn) (Entered: 05/17/2013)
06/27/2013 Payment of Special Assessment from Sybil Nancy Upham in the amount of $10,000.00. Date Received: 6/26/13. (mn) (Entered: 06/27/2013)
10/21/2013 Payment of Fine from Sybil Nancy Upham in the amount of $10000.00. Date Received: 10/21/2013. (lcu) (Entered: 10/22/2013)
10/23/2013 Payment of Fine from Sybil Nancy Upham in the amount of $10000.00. Date Received: 10/23/2013. (cla) (Entered: 10/23/2013)
11/08/201325 SATISFACTION OF JUDGMENT as to Sybil Nancy Upham re 24 Judgment in the amount of $30,400.00. Judgment satisfied on 11/8/2013. (dnd) (Entered: 11/14/2013)


PACER Service Center
Transaction Receipt
05/11/2019 17:00:39
PACER Login: andy0357 Client Code:
Description: Docket Report Search Criteria: 1:10-cr-00326-AKH
Billable Pages: 5 Cost: 0.50