ECF

U.S. District Court
Southern District of New York (Foley Square)
CRIMINAL DOCKET FOR CASE #: 1:13-cr-00663-PKC All Defendants


Case title: USA v. Seggerman
Date Filed: 08/28/2013
Assigned to: Judge P. Kevin Castel

Defendant (1)
Henry Seggerman represented byChristopher Michael Ferguson
Kostelanetz & Fink, LLP
7 World Trade Center
34th Floor
New York, NY 10007
(212) 473-8260
Fax: (212) 808-8108
Email: cferguson@kflaw.com
ATTORNEY TO BE NOTICED
Designation: Retained

Pending Counts
Disposition
18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES AND TO SUBSCRIBE TO FALSE TAX RETURNS
(1)
26:7206A.F FRAUD AND FALSE STATEMENTS (SUBSCRIBING TO FALSE TAX RETURNS)
(2)
26:7206A.F FRAUD AND FALSE STATEMENTS (AIDING AND ASSISTING THE PREPARATION AND PRESENTATION OF FALSE TAX RETURNS)
(3)

Highest Offense Level (Opening)
Felony

Terminated Counts
Disposition
None

Highest Offense Level (Terminated)
None

Complaints
Disposition
None

Plaintiff
USA represented byChristopher Joseph Dimase
U.S. Attorney's Office, SDNY
One St. Andrew's Plaza
New York, NY 10007
(212)-637-2433
Fax: (212)-637-2527
Email: christopher.dimase@usdoj.gov
LEAD ATTORNEY
ATTORNEY TO BE NOTICED

Andrew Seth Dember
U.S. Attorney's Office, SDNY (St Andw's)
One St. Andrew's Plaza
New York, NY 10007
(212)637-2200
Fax: (212)637-2615
Email: Andrew.Dember@usdoj.gov
ATTORNEY TO BE NOTICED

Dina McLeod
United States Attorney's Office, SDNY
One Saint Andrew's Plaza
New York, NY 10007
(212)-637-1040
Email: dina.mcleod@usdoj.gov
ATTORNEY TO BE NOTICED

Stanley John Okula , Jr.
U.S. Attorney's Office, Sdny (White Plains)
1 St Andrews Plloor
New York, NY 10007
(212) 637-1585
Email: stan.okula@usdoj.gov
ATTORNEY TO BE NOTICED

Date Filed #Docket Text
08/27/2013 Surrender of Henry Seggerman. (jm) Modified on 8/28/2013 (jm). (Entered: 08/28/2013)
08/28/20131 NOTICE OF INTENT TO FILE an Information by U.S.A. as to Henry Seggerman. (jm) (Entered: 08/28/2013)
08/28/20132  INFORMATION (Felony) filed as to Henry Seggerman (1) count(s) 1, 2, 3. (jm) (Entered: 08/28/2013)
08/28/20133 CONSENT TO PROCEED BEFORE US MAGISTRATE JUDGE ON A FELONY PLEA ALLOCUTION by Henry Seggerman. (jm) (Entered: 08/28/2013)
08/28/2013 Minute Entry for proceedings held before Magistrate Judge James C. Francis: Deft. present with attorney Christopher Ferguson; AUSA Okula also present. Deft. to be released on on $100,000 PRB; travel limited to Continental U.S.; surrender travel documents and no new applications; regular PA supervision by phone.Initial Appearance as to Henry Seggerman held on 8/28/2013. (jm) (Entered: 08/28/2013)
08/28/20134 WAIVER OF INDICTMENT by Henry Seggerman. (jm) (Entered: 08/28/2013)
08/28/2013 Minute Entry for proceedings held before Magistrate Judge James C. Francis: Deft. present with attorney Ferguson; AUSA Okula also present. Arraignment as to Henry Seggerman (1) Count 1,2,3 Henry Seggerman (1) Count 1,2,3 held on 8/28/2013., Plea entered by Henry Seggerman (1) Count 1,2,3 Henry Seggerman (1) Count 1,2,3 Not Guilty. (jm) (Entered: 08/28/2013)
08/28/20135 PRB Bond Entered as to Henry Seggerman in amount of $ 100,000, travel limited to Continental U.S.; surrender travel documents and no new applications; regular PA supervision by phone (jm) (Entered: 08/28/2013)
08/28/2013 Case Designated ECF as to Henry Seggerman. (jm) (Entered: 08/28/2013)
08/28/2013 Minute Entry for proceedings held before Magistrate Judge James C. Francis: Change of Plea Hearing as to Henry Seggerman held on 8/28/2013. Plea entered by Henry Seggerman (1) Guilty as to Count 1,2,3. Defendant appears with attorney Christopher Ferguson. A.U.S.A. Peter Stan Akula for the Government. Court reporter present. Defendant withdraws plea of not guilty and enters a plea of guilty to Counts # 1, #2 & #3. Magistrate Judge Francis recommends that Judge Hellerstein accept the plea. PSI ordered. No control date set. Bail continued. (jbo) (Entered: 08/28/2013)
08/28/2013 Change of Not Guilty Plea to Guilty Plea as to Henry Seggerman (1) Count 1,2,3. (jbo) (Entered: 08/28/2013)
08/28/2013 Order of Referral to Probation for Presentence Investigation and Report as to Henry Seggerman. (Signed by Magistrate Judge James C. Francis on 8/28/13)(jbo) (Entered: 08/28/2013)
09/25/20136 ORDER ACCEPTING THE PLEA ALLOCUTION BEFORE A US MAGISTRATE JUDGE as to Henry Seggerman. IT IS THEREFORE ORDERED THAT the defendant's guilty plea is accepted. (Signed by Judge Alvin K. Hellerstein on 9/25/2013)(jw) (Entered: 09/25/2013)
09/26/20137 TRANSCRIPT of Proceedings as to Henry Seggerman re: Plea held on 8/28/13 before Magistrate Judge James C. Francis IV. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/21/2013. Redacted Transcript Deadline set for 10/31/2013. Release of Transcript Restriction set for 12/30/2013. (Rodriguez, Somari) (Entered: 09/26/2013)
09/26/20138 NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Henry Seggerman. Notice is hereby given that an official transcript of a Plea proceeding held on 8/28/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Rodriguez, Somari) (Entered: 09/26/2013)
02/24/2014 ***DELETED DOCUMENT. Deleted document number 9 Speedy Trial Order, as to Henry Seggerman. The document was incorrectly filed in this case. (dnd) (Entered: 02/25/2014)
09/12/2014 NOTICE OF CASE REASSIGNMENT as to Henry Seggerman, to Judge Kevin Thomas Duffy. Judge Alvin K. Hellerstein no longer assigned to the case. (pgu) (Entered: 09/12/2014)
09/18/20149 ENDORSED LETTER as to Henry Seggerman addressed to Judge Alvin K. Hellerstein from Stanley J. Okula, Jr. dated 9/15/2014 re: The Government respectfully submits this letter in connection with the above-referenced cases, for which we received ECF notices on Friday, September 12, 2014, reassigning all of the cases to Judge Duffy. We write to provide the Court with the relevant procedural history of these cases and to request that the Court reconsider the reassignment decision. ENDORSEMENT: Since I have had little or no involvement in the case assigned to me, there is no reason why, in the interests of efficiency and justice the case should not be assigned to Judge Duffy. Motion denied. (Signed by Judge Alvin K. Hellerstein on 9/17/2014)(dnd) (Entered: 09/18/2014)
08/01/2016 NOTICE OF CASE REASSIGNMENT as to Henry Seggerman, to Judge Judge P. Kevin Castel. Judge Judge Kevin Thomas Duffy no longer assigned to the case. (wb) (Entered: 08/01/2016)
02/14/201910  LETTER MOTION addressed to Judge P. Kevin Castel from Dina McLeod dated February 14, 2019 re: Proposed Schedule for Sentencings . Document filed by USA as to Henry Seggerman. (McLeod, Dina) (Entered: 02/14/2019)
02/14/201911 MEMO ENDORSEMENT as to Henry Seggerman (1) on 10 LETTER MOTION addressed to Judge P. Kevin Castel from Dina McLeod dated February 14, 2019 re: Proposed Schedule for Sentencings. ENDORSEMENT: Sentencing for Henry Seggerman is scheduled for June 19, 2019 a t11:00 a.m. PSI will be scheduled. (Signed by Judge P. Kevin Castel on 2/14/2019) (ap) (Entered: 02/14/2019)
02/14/2019 Set/Reset Hearings as to Henry Seggerman: Sentencing set for 6/19/2019 at 11:00 AM before Judge P. Kevin Castel. (ap) (Entered: 02/14/2019)
04/08/201912 NOTICE OF ATTORNEY APPEARANCE Christopher Joseph Dimase appearing for USA. (Dimase, Christopher) (Entered: 04/08/2019)
04/09/201913 NOTICE OF ATTORNEY APPEARANCE Andrew Seth Dember appearing for USA. (Dember, Andrew) (Entered: 04/09/2019)

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